See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Adaptive Wealth, LLC logo Adaptive Wealth, LLC
Independent
1
Low 9
$371,536
Adaptive Wealth Management, LLC
Independent
1
Low 8
$152,975
Adapt Wealth Advisors, LLC logo Adapt Wealth Advisors, LLC
Team
7
High 65
$1,027,083
Adare Asset Management, LLC
Independent
1
Very High 74
$2,014,960
ADB Capital Management, LLC logo ADB Capital Management, LLC
Independent
1
High 31
$1,116,968
ADC Wealth Management, LLC logo ADC Wealth Management, LLC
Supported
2
Typical 45
$2,197,456
Addax Bridge Financial
Independent
1
Low 0
—
AD Deum Funds, LLC logo AD Deum Funds, LLC
Supported
2
Very Low 7
$50,353
Addicus Advisory, LLC logo Addicus Advisory, LLC
Supported
4
Low 23
$1,268,035
Addigence Corporation logo Addigence Corporation
Supported
1
Very Low 2
$0
Addington Financial Group LLC logo Addington Financial Group LLC
Supported
2
Typical 47
$2,223,885
Addis & Hill, Incorporated logo Addis & Hill, Incorporated
Supported
4
Typical 40
$1,591,145
Addison Asset Management, LLC
Independent
1
Typical 11
$476,000
Addison Capital logo Addison Capital
Team
3
High 83
$2,166,237
Adele Brady Bolson CPA PS logo Adele Brady Bolson CPA PS
Independent
1
Low 0
—
Adell Harriman & Carpenter logo Adell Harriman & Carpenter
Team
6
Very High 127
$2,457,540
Adelmann Financial, Inc.
Supported
2
High 63
$835,337
Adenry Wealth LLC
Independent
1
Low 0
—
ADES Investment Counsel, Inc. logo ADES Investment Counsel, Inc.
Supported
2
Very Low 13
$2,349,039
Adestella Investment Management LLC logo Adestella Investment Management LLC
Independent
1
Typical 11
$158,104
Ades Wealth Management Inc.
Independent
1
Low 5
$1,658,355
ADG Wealth Management Group, LLC logo ADG Wealth Management Group, LLC
Supported
3
Very High 185
$600,836
ADI Mahajan CPA PC logo ADI Mahajan CPA PC
Independent
1
Low 0
—
Adirondack Capital Advisors, LLC logo Adirondack Capital Advisors, LLC
Supported
4
Very High 115
$771,215
Adirondack Financial Services Corp logo Adirondack Financial Services Corp
Supported
3
Very High 199
$593,768
Adirondack Retirement Strategies logo Adirondack Retirement Strategies
Independent
1
Very High 105
$177,635
Adkins Asset Management LLC logo Adkins Asset Management LLC
Supported
2
Low 34
$141,276
Adkins Seale Capital Management LLC logo Adkins Seale Capital Management LLC
Supported
2
High 70
$2,781,464
Adk Wealth Advisory Group logo Adk Wealth Advisory Group
Team
5
Very High 239
$635,795
Adler Financial logo Adler Financial
Independent
1
High 33
$172,404
Admiral Guy Investment Advisory, LLC logo Admiral Guy Investment Advisory, LLC
Independent
1
Low 0
—
Adnate Capital Management LLC logo Adnate Capital Management LLC
Supported
1
Very Low 0
—
Adolos Asset Management logo Adolos Asset Management
Supported
1
Typical 35
$5,307,389
Adriatic Wealth Management LLC logo Adriatic Wealth Management LLC
Independent
1
Typical 20
$130,680
Adrionic Technologies LLC logo Adrionic Technologies LLC
Independent
1
Typical 13
$965,699
ADS Wealth Management LLC logo ADS Wealth Management LLC
Independent
1
Very High 55
$280,000
Adtigo Investment Advisors, LLC
Independent
1
Typical 14
$1,428,571
Aduna Capital logo Aduna Capital
Independent
1
High 36
$96,278
Advance Capital Management Inc logo Advance Capital Management Inc
Multi-team
31
Very High 235
$673,277
Advanced Capital Advisors, LLC logo Advanced Capital Advisors, LLC
Supported
2
Very High 101
$860,697
Advanced Financial Analysis, LLC
Independent
1
Typical 11
$484,034
Advanced Financial Management, Inc. logo Advanced Financial Management, Inc.
Independent
1
Very High 184
$117,511
Advanced Financial Services
Independent
1
Low 0
—
Advanced Financial Solutions, Inc. logo Advanced Financial Solutions, Inc.
Supported
2
Low 30
$244,249
Advanced Financial Strategies Inc logo Advanced Financial Strategies Inc
Supported
4
Low 34
$1,799,448
Advanced Financial Strategists Inc logo Advanced Financial Strategists Inc
Supported
2
Low 24
$1,289,977
Advanced Investment Management LLC logo Advanced Investment Management LLC
Independent
1
Very High 65
$1,068,866
Advanced Investments logo Advanced Investments
Supported
2
Typical 56
$661,175
Advanced Math Investing Inc logo Advanced Math Investing Inc
Independent
1
Low 6
$89,850
Advanced Planning Advisors Group Inc. logo Advanced Planning Advisors Group Inc.
Supported
2
Very High 114
$530,524
Advanced Planning, Inc. logo Advanced Planning, Inc.
Supported
2
High 82
$297,409
Advanced Portfolio Design, LLC logo Advanced Portfolio Design, LLC
Supported
3
Low 27
$1,251,188
Advanced Portfolio Services LLC
Independent
1
Low 0
—
Advanced Portfolio Strategies logo Advanced Portfolio Strategies
Team
10
Very Low 31
$445,257
Advanced Practice Planning, LLC logo Advanced Practice Planning, LLC
Independent
1
High 30
$214,191
Advanced Retirement Solutions, Inc. logo Advanced Retirement Solutions, Inc.
Independent
1
High 41
$110,976
Advanced Tax and Financial Services, Inc.
Team
1
Very Low 29
$19,918,171
Advanced Tax & Investments, Inc. logo Advanced Tax & Investments, Inc.
Supported
2
Typical 41
$337,844
Advanced Trader Investment Advisors, LLC. logo Advanced Trader Investment Advisors, LLC.
Independent
1
Very High 175
$171,429
Advanced Wealth Advice logo Advanced Wealth Advice
Independent
1
Low 0
—
Advanced Wealth Management logo Advanced Wealth Management
Supported
3
Typical 56
$659,167
Advance Wealth Management Service, LLC logo Advance Wealth Management Service, LLC
Independent
1
Very High 191
$463,417
Advantage Financial Consultants
Independent
1
Typical 18
$289,848
Advantage Financial Services, Inc. logo Advantage Financial Services, Inc.
Independent
1
High 31
$238,924
Advantage Investment Management logo Advantage Investment Management
Team
5
High 71
$519,093
Advantage Wealth Management, L.L.C. logo Advantage Wealth Management, L.L.C.
Supported
2
Very Low 10
$243,773
Advantage Wealth Partners logo Advantage Wealth Partners
Team
5
Very High 114
$1,139,905
Advanta Wealth Management logo Advanta Wealth Management
Supported
2
Low 33
$966,290
Advenire Wealth Management logo Advenire Wealth Management
Supported
3
Typical 46
$650,954
Advent Capital LLC logo Advent Capital LLC
Supported
2
Typical 54
$616,213
Advent Capital Strategies, LLC logo Advent Capital Strategies, LLC
Independent
1
High 33
$171,025
AdventEdge Financial, LLC logo AdventEdge Financial, LLC
Independent
1
Low 9
$694,503
Adventure Wealth Advisors logo Adventure Wealth Advisors
Independent
1
High 31
$1,012,869
Advice and Planning Services logo Advice and Planning Services
Enterprise
1,742
Low 42
$523,144
AdviceOne Advisory Services, LLC logo AdviceOne Advisory Services, LLC
Team
13
Very High 111
$1,409,002
AdviceOnly logo AdviceOnly
Team
5
Very Low 0
—
Advice & Planning Services LLC logo Advice & Planning Services LLC
Supported
2
Very High 160
$586,585
Advice to Thrive
Independent
1
Low 0
—
ADV Investment Management
Independent
1
Typical 14
$1,785,360
AdviPartner, LLC logo AdviPartner, LLC
Independent
1
Very High 108
$516,682
Advise Financial logo Advise Financial
Independent
1
Very High 216
$181,023
Adviser Alliance, LLC
Team
5
Very Low 6
$209,792
Adviser Financial Group, Inc logo Adviser Financial Group, Inc
Independent
1
Very High 100
$0
Advisers Investment Management, Inc. logo Advisers Investment Management, Inc.
Team
5
Very High 114
$181,976
Advisia Financial Planning logo Advisia Financial Planning
Independent
1
Low 0
—
Advisifi LLC logo Advisifi LLC
Supported
1
Very High 133
$5,658
Advising for Life, LLC logo Advising for Life, LLC
Independent
1
Typical 19
$248,842
Advisor.com logo Advisor.com
Supported
3
Very High 142
$297,701
Advisor Financial Group
Independent
1
Typical 16
$1,658,655
Advisor Financial Services, Inc. logo Advisor Financial Services, Inc.
Independent
1
Very High 220
$284,060
Advisor.Investments logo Advisor.Investments
Supported
3
Typical 56
$1,186,914
AdvisorNet Wealth Partners logo AdvisorNet Wealth Partners
Multi-team
57
Typical 61
$895,238
AdvisorPlanner, LLC
Independent
1
Low 6
$669,742
Advisor Resource Council logo Advisor Resource Council
Multi-team
86
Very High 136
$285,563
Advisors Asset Management, Inc. logo Advisors Asset Management, Inc.
Supported
2
High 66
—
Advisors Capital Management, LLC logo Advisors Capital Management, LLC
Multi-team
61
Very High 292
$635,389
Advisor Services, Inc. logo Advisor Services, Inc.
Independent
1
Very High 180
$246,698
Advisors Financial, Inc. logo Advisors Financial, Inc.
Team
5
Low 44
$1,434,850
Advisor Share Wealth Management, LLC logo Advisor Share Wealth Management, LLC
Multi-team
49
Low 45
$121,600
Advisors Management Group Inc logo Advisors Management Group Inc
Team
12
Very High 159
$428,612
Advisors on Call logo Advisors on Call
Supported
2
High 65
$368,737
AdvisorsTrust Partners LLC logo AdvisorsTrust Partners LLC
Supported
4
Typical 43
$1,351,260
Advisors Unlimited
Independent
1
Very High 610
$43,885
Advisors Wealth Management, Inc.
Independent
1
Typical 16
$804,115
Advisory Advocates LLC logo Advisory Advocates LLC
Team
7
Low 35
$651,318
Advisory Alpha, LLC logo Advisory Alpha, LLC
Multi-team
65
Very High 135
$269,985
Advisory Financial Services LLC logo Advisory Financial Services LLC
Independent
1
Typical 11
$45,455
Advisory Resource Group, LLC logo Advisory Resource Group, LLC
Supported
3
Very Low 0
—
Advisory Services Network logo Advisory Services Network
Multi-team
253
Typical 49
$826,033
Advisory Solutions Group logo Advisory Solutions Group
Multi-team
38
Very Low 21
$506,035
Adviso Wealth logo Adviso Wealth
Independent
1
Low 10
$357,549
Advisuite
Supported
2
Very Low 2
$1,266,763
Advitica Financial Planning LLC logo Advitica Financial Planning LLC
Independent
1
High 26
$848,895
Advize Wealth Management logo Advize Wealth Management
Supported
2
High 58
$692,931
Advocacy Financial LLC logo Advocacy Financial LLC
Supported
2
High 62
$783,817
Advocacy Wealth Management, LLC logo Advocacy Wealth Management, LLC
Multi-team
30
Typical 55
$1,657,012
Advocate Investing Services logo Advocate Investing Services
Team
5
Low 44
$816,736
Advocates Wealth Planning logo Advocates Wealth Planning
Supported
4
Typical 48
$2,321,923
Advocate Wealth, LLC logo Advocate Wealth, LLC
Independent
1
Typical 22
$1,154,356
Advocate Wealth Solutions logo Advocate Wealth Solutions
Supported
1
Typical 43
$162,791
Advosion logo Advosion
Independent
1
Typical 16
$2,025,213
AdvoWealth Advisors, LLC logo AdvoWealth Advisors, LLC
Supported
2
Typical 51
$129,493
AECH Financial logo AECH Financial
Independent
1
Very High 82
$292,683
AE Financial & Risk Management, Inc. logo AE Financial & Risk Management, Inc.
Independent
1
High 43
$580,233
Aegis Asset Management, Inc.
Supported
2
Very Low 3
$668,432
Aegis Capital Corp. logo Aegis Capital Corp.
Multi-team
102
Very Low 30
$508,532
Aegis Financial Advisory logo Aegis Financial Advisory
Independent
1
High 31
—
Aegis Investment Management, LLC logo Aegis Investment Management, LLC
Independent
1
High 26
$548,817
Aegis Wealth logo Aegis Wealth
Team
5
Very Low 25
$6,044,763
Aegis Wealth Advisors. LLC logo Aegis Wealth Advisors. LLC
Supported
2
Low 34
$453,952
Aegis Wealth Management, Inc. logo Aegis Wealth Management, Inc.
Team
25
High 94
$92,113
Aegis Wealth Management, LLC logo Aegis Wealth Management, LLC
Supported
2
High 85
$1,096,593
Aegis Wealth Partners, LLC logo Aegis Wealth Partners, LLC
Independent
1
Low 5
$185,227
A.E.I. Financial Group logo A.E.I. Financial Group
Independent
1
Typical 22
$149,340
A.E. Laufer Financial Services, Inc.
Independent
1
Low 10
$982,797
AEM Asset Management, LLC logo AEM Asset Management, LLC
Supported
2
Low 22
$2,361,095
AEOM Investments, LLC
Independent
1
Low 2
$336,677
Aeon Capital Partners, LLC logo Aeon Capital Partners, LLC
Independent
1
Typical 23
$105,801
Aequitas Equitas Wealth Management LLC logo Aequitas Equitas Wealth Management LLC
Independent
1
High 44
$265,275
Aequitas Financial, LLC logo Aequitas Financial, LLC
Independent
1
Low 6
$241,075
Aequitas Investment Advisors, LLC logo Aequitas Investment Advisors, LLC
Team
5
Low 36
$3,941,712
Aerden LLC logo Aerden LLC
Independent
1
Low 0
—
Aerie Capital Management logo Aerie Capital Management
Independent
1
Very High 85
$284,505
Aerodigm Wealth LLC logo Aerodigm Wealth LLC
Team
5
Low 42
$5,825,268
AESOP ADVISOR, LLC logo AESOP ADVISOR, LLC
Independent
1
Low 5
$35,425
AES Triplex
Independent
1
Low 0
—
Aeternitas Investment Management, LLC logo Aeternitas Investment Management, LLC
Supported
2
Low 33
$2,506,796
Aetherion LLC
Independent
1
Low 0
—
Aetolia Capital LLC logo Aetolia Capital LLC
Independent
1
Very High 55
$809,703
AE Wealth Management, LLC logo AE Wealth Management, LLC
Enterprise
465
Very High 274
$387,358
AF Capital Management, LLC logo AF Capital Management, LLC
Independent
1
High 26
$519,462
AFC Wealth Management logo AFC Wealth Management
Independent
1
Typical 13
$236,939
Affiance Financial LLC logo Affiance Financial LLC
Team
12
Very High 98
$1,162,468
Affiliated Financial Advisors Inc logo Affiliated Financial Advisors Inc
Team
3
Very High 299
$602,983
Affiliated Investment Advisors, Inc. logo Affiliated Investment Advisors, Inc.
Independent
1
Low 8
$525,000
Affinity Asset Management logo Affinity Asset Management
Independent
1
Low 0
—
Affinity Capital Advisors LLC logo Affinity Capital Advisors LLC
Team
5
Very High 106
$1,582,268
Affinity Capital, L.P. logo Affinity Capital, L.P.
Supported
1
High 86
$1,050,361
Affinity Financial Advisory logo Affinity Financial Advisory
Supported
2
High 61
$590,880
Affinity Financial LLC logo Affinity Financial LLC
Independent
1
Typical 15
$142,434
Affinity Financial, LLC
Independent
1
Typical 18
$31,711
Affinity Financial Solutions, LLC logo Affinity Financial Solutions, LLC
Independent
1
High 48
$116,727
Affinity Financial - The Walker Group LLC logo Affinity Financial - The Walker Group LLC
Independent
1
Very High 102
$412,530
Affinity Investment Group, LLC logo Affinity Investment Group, LLC
Team
4
Very High 115
$1,210,562
Affinity Wealth LLC logo Affinity Wealth LLC
Supported
2
Very High 154
$662,354
Affinity Wealth Management LLC logo Affinity Wealth Management LLC
Team
8
High 80
$1,344,813
Affinity Wealth Management, LLC
Supported
3
High 63
$376,464
Affinity Wealth Resources, LLC logo Affinity Wealth Resources, LLC
Independent
1
Low 3
—
Affirmative Financial Services
Independent
1
Low 5
$333,600
Afflint Advisors, LLC logo Afflint Advisors, LLC
Independent
1
Low 0
—
Affluence logo Affluence
Independent
1
Low 0
—
Affluence Advisory LLC logo Affluence Advisory LLC
Independent
1
Low 0
—
Affluent Solutions, LLC
Independent
1
Very High 240
—
Affordable Life Plans, LLC
Supported
1
Very Low 0
—
AFG Fiduciary Services logo AFG Fiduciary Services
Supported
3
Typical 53
$1,028,431
Afh Asset Management, Inc.
Supported
3
Very Low 0
—
AFL Advisory Group LLC
Independent
1
Very High 64
$489,614
AFP Group, LLC logo AFP Group, LLC
Independent
1
Low 5
$964,000
Afrasiab Wealth Solutions, LLC logo Afrasiab Wealth Solutions, LLC
Independent
1
Very High 73
$266,638
Afrobloc
Independent
1
Low 6
$10,537
AFSC Advisors, Inc logo AFSC Advisors, Inc
Independent
1
Very High 207
$176,560
AFS Investments logo AFS Investments
Supported
3
Typical 46
$393,808
Afs Wealth  Management Llc logo Afs Wealth Management Llc
Independent
1
Very High 61
$648,613
AFS Wealth Management LLC logo AFS Wealth Management LLC
Supported
3
Very Low 13
$627,521
AFS Wealth Management, LLC logo AFS Wealth Management, LLC
Supported
2
High 83
$695,965
AFT Financial Planning logo AFT Financial Planning
Independent
1
Very High 55
$363,862
Aft, Forsyth And Company, Inc.
Supported
2
Typical 36
$3,641,945
Afton Advisors, LLC logo Afton Advisors, LLC
Supported
2
High 89
$617,729
Afzali Investments, LLC
Independent
1
Low 9
$865,202
AG Alchemy logo AG Alchemy
Independent
1
Low 0
—
Agape Wealth Management LLC logo Agape Wealth Management LLC
Independent
1
Low 0
—
AG Asset Advisory, LLC logo AG Asset Advisory, LLC
Supported
2
Low 18
$11,866,141
Agate Pass Investment, LLC logo Agate Pass Investment, LLC
Supported
4
Low 31
$2,710,049
Agave Wealth Advisors logo Agave Wealth Advisors
Independent
1
Very High 140
$235,714
A.G. Campbell Advisory, LLC logo A.G. Campbell Advisory, LLC
Supported
4
Very Low 15
$4,662,352
Agemy Wealth Advisors, LLC logo Agemy Wealth Advisors, LLC
Supported
3
Very High 135
$319,307
AGenTech Equities, LLC logo AGenTech Equities, LLC
Independent
1
Low 2
$232,831
Ages Legacy Advisors, LLC logo Ages Legacy Advisors, LLC
Independent
1
Low 0
—
Agewise Financial Inc.
Independent
1
High 45
$173,334
Age Wisely Financial logo Age Wisely Financial
Independent
1
Typical 16
—
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