See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Magis Private Wealth Management, LLC logo Magis Private Wealth Management, LLC
Independent
1
Low 0
—
Magister Wealth logo Magister Wealth
Independent
1
Typical 21
$1,116,943
M.A. Global Investment Advisor, LLC logo M.A. Global Investment Advisor, LLC
Independent
1
Very High 106
$100,189
Magna Advisors logo Magna Advisors
Independent
1
High 27
$103,222
Magnate Advisory Services, LLC logo Magnate Advisory Services, LLC
Team
7
Very High 225
$193,543
Magna Vis Capital
Independent
1
Low 4
$16,000
Magness Wealth Management
Independent
1
Low 0
—
Magnifina, LLC logo Magnifina, LLC
Supported
1
Very Low 13
$2,390,275
Magnolia Capital Asset Management LLC
Independent
1
Low 1
$400,000
Magnolia Capital Management logo Magnolia Capital Management
Supported
4
Very Low 14
$2,310,345
Magnolia Financial Planning Services, Inc.
Supported
3
High 92
$758,643
Magnolia Grove Wealth Planning, LLC
Independent
1
Low 0
—
Magnolia Growth Capital logo Magnolia Growth Capital
Independent
1
Typical 12
$141,574
Magnolia Lane Capital, LLC logo Magnolia Lane Capital, LLC
Independent
1
Typical 17
$681,315
Magnolia Private Wealth, LLC logo Magnolia Private Wealth, LLC
Supported
4
Typical 44
$1,508,479
Magnolia Wealth logo Magnolia Wealth
Supported
4
Typical 39
$654,968
Magnolia Wealth Management LLC logo Magnolia Wealth Management LLC
Supported
2
Very High 193
$476,071
Magnum Financial logo Magnum Financial
Independent
1
High 50
$282,741
Magnus Financial Group LLC logo Magnus Financial Group LLC
Team
10
Very High 111
$1,944,997
Magnus Financials LLC logo Magnus Financials LLC
Independent
1
Low 0
—
Magpie Consulting LLC
Independent
1
Low 0
—
Maguire Asset Management, LLC logo Maguire Asset Management, LLC
Independent
1
High 52
$808,094
Maguire Investments LLC
Supported
4
Low 33
$1,685,143
Maguire Stewardship Partners logo Maguire Stewardship Partners
Independent
1
Very High 96
$185,847
Mahaffey Financial LLC
Independent
1
Typical 13
$495,322
Mahalo Advisory Services, LLC logo Mahalo Advisory Services, LLC
Independent
1
High 32
$87,433
Mahogany Financial Strategies LLC
Independent
1
Typical 25
$19,431
Maia Wealth logo Maia Wealth
Multi-team
43
Typical 49
$455,126
MAI Capital Management, LLC logo MAI Capital Management, LLC
Enterprise
308
Low 51
$2,176,834
Maiden Cove Capital logo Maiden Cove Capital
Supported
3
Very Low 15
$2,669,489
Maierhofer Wealth logo Maierhofer Wealth
Independent
1
Low 0
—
Main Advisory, Inc. logo Main Advisory, Inc.
Supported
2
Very High 107
$719,765
Main Avenue Financial Services, LLC logo Main Avenue Financial Services, LLC
Supported
2
Typical 39
$1,322,785
Maine Advisory Associates logo Maine Advisory Associates
Supported
3
High 59
$655,423
Maine Center for Wealth Management, LLC logo Maine Center for Wealth Management, LLC
Independent
1
Very High 61
$416,938
Main Effort Financial, Inc. logo Main Effort Financial, Inc.
Independent
1
Very High 189
$457,129
Maine Securities Corporation
Independent
1
Typical 24
$1,019,195
Mainland Financial
Independent
1
Typical 25
$1,665,623
Main Line Group Wealth Management, LLC logo Main Line Group Wealth Management, LLC
Supported
1
High 60
$1,899,544
Main Line Retirement Advisors, LLC logo Main Line Retirement Advisors, LLC
Supported
2
High 79
$1,611,556
Mainsail Asset Management, LLC logo Mainsail Asset Management, LLC
Team
3
Typical 47
$2,620,109
Mainsail Financial Group logo Mainsail Financial Group
Team
6
High 71
$937,997
Mainstay Capital Management, LLC logo Mainstay Capital Management, LLC
Multi-team
23
Very High 150
$1,428,212
Mainstream Capital Management logo Mainstream Capital Management
Supported
2
High 85
$1,284,195
Main Street Advisors, LLC logo Main Street Advisors, LLC
Supported
1
Very High 109
$731,994
Main Street Asset Managment logo Main Street Asset Managment
Independent
1
Low 9
$511,505
Main Street Financial logo Main Street Financial
Supported
3
Low 33
$725,598
Main Street Financial Advisors
Independent
1
Typical 14
$318,805
Main Street Financial Advisory LLC logo Main Street Financial Advisory LLC
Independent
1
High 50
$666,360
Main Street Financial Group LLC logo Main Street Financial Group LLC
Supported
2
Low 33
$281,026
Main Street Financial Life Advisors, LLC logo Main Street Financial Life Advisors, LLC
Supported
3
Very Low 13
$1,496,518
MainStreet Financial Planning, Inc. logo MainStreet Financial Planning, Inc.
Supported
4
High 88
—
Main Street Financial Solutions, LLC logo Main Street Financial Solutions, LLC
Multi-team
41
Typical 48
$1,204,947
Main Street Investment Advisors, LLC logo Main Street Investment Advisors, LLC
Supported
3
Typical 47
$1,736,448
Main Street Investment Management logo Main Street Investment Management
Supported
2
Very High 130
$240,893
Main Street Investments logo Main Street Investments
Independent
1
High 30
$310,475
Main Street Investors, LLC logo Main Street Investors, LLC
Supported
3
Typical 41
$215,748
Main Street Research LLC logo Main Street Research LLC
Team
20
Typical 51
$2,574,741
Main Street Retirement Planning, LLC logo Main Street Retirement Planning, LLC
Team
3
Very High 563
$424,517
Main Street Wealth Management, LLC logo Main Street Wealth Management, LLC
Independent
1
High 26
$519,231
Main & Wall Capital Management, Corp logo Main & Wall Capital Management, Corp
Independent
1
Low 0
—
Mainwall Investment Management, LLC logo Mainwall Investment Management, LLC
Independent
1
Typical 11
$1,597,800
Maisch Financial Partners, LLC logo Maisch Financial Partners, LLC
Supported
1
Low 25
$671,261
Majestic Oak Financial, LLC logo Majestic Oak Financial, LLC
Independent
1
Very High 84
$608,816
Majority Asset Management, Inc.
Independent
1
Typical 12
$2,654,037
Makarios Investments Inc logo Makarios Investments Inc
Independent
1
Low 1
$1,217,184
Makenna & Company, Inc. logo Makenna & Company, Inc.
Independent
1
Low 6
$633,333
Make the Memory Financial Planning logo Make the Memory Financial Planning
Supported
2
Low 19
$232,034
Make Way Wealth Management logo Make Way Wealth Management
Supported
2
High 60
$640,946
Makke Financial Advisory Group logo Makke Financial Advisory Group
Supported
3
Typical 43
$1,320,449
Mako Wealth Group logo Mako Wealth Group
Independent
1
Low 0
—
Makrod Investment Associates Inc logo Makrod Investment Associates Inc
Team
4
Very High 142
$1,502,720
Malaga Cove Capital, LLC logo Malaga Cove Capital, LLC
Supported
3
High 73
$1,338,675
Malakoff Wealth logo Malakoff Wealth
Team
6
Very Low 5
—
Malatai Capital LLC logo Malatai Capital LLC
Supported
3
Very Low 13
$1,710,526
Malcolm Capital Management LLC
Independent
1
Low 0
—
Maley Financial Planning
Independent
1
Low 10
—
Mallery Financial logo Mallery Financial
Independent
1
Very High 100
$324,040
Malnik Wealth Management, LLC logo Malnik Wealth Management, LLC
Supported
2
Very High 108
$468,919
Malone Financial Planning LLC logo Malone Financial Planning LLC
Independent
1
Low 5
$400,000
Malone Wealth Ventures LLC logo Malone Wealth Ventures LLC
Independent
1
Very High 112
$374,795
Maltin Wealth Management, Inc. logo Maltin Wealth Management, Inc.
Team
4
Typical 50
$2,439,036
Malvern Capital Management logo Malvern Capital Management
Supported
4
Low 32
$1,718,727
Malvern Ridge Wealth Management logo Malvern Ridge Wealth Management
Independent
1
Typical 20
$288,062
Mana Financial Life Design logo Mana Financial Life Design
Supported
4
Low 32
$815,317
Managed Asset Portfolios, LLC logo Managed Asset Portfolios, LLC
Team
17
High 95
$564,762
Managed Financial Services Corp Inc
Team
6
Low 46
$201,695
Managed Wealth Advantage, LLC logo Managed Wealth Advantage, LLC
Independent
1
High 30
—
Managed Wealth Advisors logo Managed Wealth Advisors
Supported
2
Low 20
$956,413
Manage Your Financial Life logo Manage Your Financial Life
Independent
1
Typical 24
—
Manchester Capital Management LLC logo Manchester Capital Management LLC
Team
11
Very Low 19
$10,535,960
Manchester Financial Inc logo Manchester Financial Inc
Team
11
High 93
$1,006,716
Mandala Financial Advisors LLC logo Mandala Financial Advisors LLC
Independent
1
Typical 21
$1,208,940
Mandala Wealth Management, LLC logo Mandala Wealth Management, LLC
Independent
1
Typical 12
$1,749,696
Mandarin Advisers
Independent
1
Low 0
—
Mandel Financial Services
Independent
1
Typical 13
$2,171,206
Manektala Investment Advisory Services Inc.
Independent
1
Low 5
$1,109,864
Manent Capital logo Manent Capital
Independent
1
Typical 25
$3,296,350
Maner Wealth logo Maner Wealth
Supported
3
Very High 150
$431,260
Manetta Wealth logo Manetta Wealth
Independent
1
High 45
$1,111,111
Maney Wealth logo Maney Wealth
Independent
1
Low 2
$4,700,000
Mangolds Investment Advisors Inc. logo Mangolds Investment Advisors Inc.
Supported
3
Very High 173
$126,318
Mangotree Capital, LLC logo Mangotree Capital, LLC
Independent
1
High 48
$797,917
Mangrove Advisors, LLC
Independent
1
Low 0
—
Manhattan Global Asset Management LLC logo Manhattan Global Asset Management LLC
Supported
1
Typical 42
$4,892,900
Manhattan Wealth Management Group logo Manhattan Wealth Management Group
Supported
3
Very High 104
$484,630
Manhattan West Asset Management, LLC logo Manhattan West Asset Management, LLC
Team
10
Low 33
$1,878,529
Manion Financial Solutions LLC logo Manion Financial Solutions LLC
Independent
1
Low 0
—
Manitou Capital Management, Inc.
Independent
1
Low 0
—
Manitou Investment Management Ltd. logo Manitou Investment Management Ltd.
Team
1
Very High 437
$3,114,499
Manley Capital Management, LLC logo Manley Capital Management, LLC
Independent
1
Very High 63
$611,733
Mann Advisory Services, LLC logo Mann Advisory Services, LLC
Supported
2
Very Low 6
$250,000
Manna Wealth Management logo Manna Wealth Management
Independent
1
Very High 614
$234,414
Manna Wealth Strategies, LLC logo Manna Wealth Strategies, LLC
Independent
1
High 50
$236,330
Mann Financial Consulting Services logo Mann Financial Consulting Services
Independent
1
Very High 132
$8,626
Mann Financial Group logo Mann Financial Group
Supported
2
Very High 293
$561,447
Manning Financial Advisors
Independent
1
Low 0
—
Manning & Napier Advisors, LLC logo Manning & Napier Advisors, LLC
Multi-team
42
High 72
$1,940,043
Mannion Money Advisory
Independent
1
Low 0
—
Manor Park Capital LLC
Independent
1
Typical 12
$883,333
Manor Road Capital Partners, LLC
Independent
1
Low 5
$1,120,000
Manrke Wealth logo Manrke Wealth
Supported
1
High 62
$1,277,697
Mansa Wealth Advisory, LLC logo Mansa Wealth Advisory, LLC
Independent
1
Low 0
—
Mansion Wealth
Independent
1
Low 0
—
Manske Wealth Management, LLC logo Manske Wealth Management, LLC
Team
10
Typical 48
$1,400,688
Mantrana Advisors logo Mantrana Advisors
Independent
1
Low 0
—
Manuka Financial logo Manuka Financial
Supported
2
Low 28
$3,894,628
Manzanita Wealth Management LLC logo Manzanita Wealth Management LLC
Independent
1
Low 9
$340,128
Manzil Investment Advisors, LLC logo Manzil Investment Advisors, LLC
Supported
1
Very High 93
$1,580
Maple Capital Management, Inc. logo Maple Capital Management, Inc.
Team
16
Very High 98
$1,518,658
Maple Grove Wealth logo Maple Grove Wealth
Supported
2
Very Low 0
—
Maple Street Capital Advisors, LLC logo Maple Street Capital Advisors, LLC
Independent
1
Typical 25
$920,653
Mapleton Capital Management, LLC
Team
5
Very Low 4
$1,757,711
Maplewood Wealth logo Maplewood Wealth
Independent
1
Low 8
$441,919
MA Private Wealth, LLC logo MA Private Wealth, LLC
Team
5
High 73
$1,874,350
MAPT Capital logo MAPT Capital
Supported
3
Very Low 5
$670,777
Map to Your Wealth LLC logo Map to Your Wealth LLC
Independent
1
Low 4
$970,479
Maranantha Financial logo Maranantha Financial
Independent
1
Very High 60
$138,980
Marathon Capital Management logo Marathon Capital Management
Team
5
Typical 56
$1,813,942
Marathon Capital Management, LLC logo Marathon Capital Management, LLC
Supported
2
Low 30
$1,166,667
Marathon Financial Advisors logo Marathon Financial Advisors
Supported
2
Low 18
$1,916,667
Marathon Financial Group logo Marathon Financial Group
Supported
4
Low 30
$2,608,738
Marathon Financial Strategies logo Marathon Financial Strategies
Independent
1
Very High 60
$808,333
Marathon Investments, LLC
Independent
1
Typical 25
$404,000
Marathon Mission, Inc. logo Marathon Mission, Inc.
Supported
4
Typical 56
$792,560
Marathon Retirement Planning logo Marathon Retirement Planning
Supported
2
High 58
$554,310
Marathon Strategic Advisors, LLC logo Marathon Strategic Advisors, LLC
Independent
1
Very High 195
$882,951
Marathon Wealth Incorporated logo Marathon Wealth Incorporated
Independent
1
High 53
$234,535
Marathon Wealth Management, LLC logo Marathon Wealth Management, LLC
Independent
1
High 27
$740,741
Marathon Wealth Partners, Inc logo Marathon Wealth Partners, Inc
Independent
1
High 35
$4,030,349
Maravi Capital Management logo Maravi Capital Management
Independent
1
Low 0
—
Marbella Wealth Advisory Group, LLC
Independent
1
Low 1
$0
Marble Harbor Investment Counsel, LLC logo Marble Harbor Investment Counsel, LLC
Team
4
Typical 49
$6,508,821
Marble Trail Advisors logo Marble Trail Advisors
Team
4
High 92
$1,573,020
Marble Wealth, LLC logo Marble Wealth, LLC
Team
5
Typical 57
$2,259,059
Marc Alan Wealth Management LLC logo Marc Alan Wealth Management LLC
Independent
1
Typical 23
$658,873
Marcantel Wealth Management logo Marcantel Wealth Management
Supported
2
High 88
$96,145
Marc C Helfrich Registered Investment Advisor logo Marc C Helfrich Registered Investment Advisor
Independent
1
Very High 82
$408,537
Marcellus Capital Management, LLC logo Marcellus Capital Management, LLC
Independent
1
Typical 21
$1,100,254
Marchand Faries Financial Management, Inc. logo Marchand Faries Financial Management, Inc.
Supported
4
Low 23
$1,540,711
Marchi Investments LLC logo Marchi Investments LLC
Independent
1
Low 0
—
Marco Investment Management LLC logo Marco Investment Management LLC
Team
5
Typical 53
$5,352,040
Marcuard Family Office Ltd logo Marcuard Family Office Ltd
Multi-team
1
High 77
$71,653,204
Marcus Capital, LLC logo Marcus Capital, LLC
Supported
2
Typical 49
$1,318,600
Mardin Capital Group logo Mardin Capital Group
Supported
3
High 79
$1,286,360
Maredin Wealth Advisors logo Maredin Wealth Advisors
Independent
1
Typical 23
$717,339
Marello Investment Advisors, Inc.
Independent
1
Typical 15
$1,798,799
Marest Capital, LLC logo Marest Capital, LLC
Supported
3
Low 22
$3,500,170
MAR Financial logo MAR Financial
Independent
1
High 38
$584,470
Margin logo Margin
Independent
1
Typical 25
$2,627,592
Margin Advisory Group LLC logo Margin Advisory Group LLC
Supported
2
Very Low 0
—
Margna Peak Advisors AG logo Margna Peak Advisors AG
Supported
2
Low 24
$7,760,408
Margo Park Financial
Supported
3
Low 25
$484,445
Mariaca Wealth Management, LLC logo Mariaca Wealth Management, LLC
Supported
2
Very High 143
$791,923
Marian Financial Services, Inc. logo Marian Financial Services, Inc.
Independent
1
High 31
$377,470
Marian Investor Coaching, Inc. logo Marian Investor Coaching, Inc.
Supported
4
Very Low 0
—
Maridea Wealth Management logo Maridea Wealth Management
Multi-team
34
Typical 62
$858,530
Marietta Investment Partners, LLC logo Marietta Investment Partners, LLC
Team
6
Very Low 23
$4,537,575
Marietta Wealth Management, LLC logo Marietta Wealth Management, LLC
Team
8
Typical 56
$2,383,454
Mari Legacy Group, LLC
Independent
1
Typical 22
$1,357,784
Marim Wealth Planning logo Marim Wealth Planning
Independent
1
High 44
$708,012
Marina Wealth Advisors logo Marina Wealth Advisors
Independent
1
Typical 17
$2,134,847
Marin Bay Wealth Advisors, LLC
Supported
2
High 67
$2,824,151
Mariner logo Mariner
Enterprise
999
Typical 55
$2,116,909
Mariner logo Mariner
Team
6
Very High 590
$783,186
Mariner Independent logo Mariner Independent
Multi-team
123
Low 35
$1,654,938
Marin Financial Group
Independent
1
Low 7
$685,714
Marin Financial LLC logo Marin Financial LLC
Independent
1
High 40
$192,500
Marin Wealth Advisors LLC logo Marin Wealth Advisors LLC
Supported
2
Typical 47
$756,395
Marion Wealth Management logo Marion Wealth Management
Team
5
High 91
$1,191,620
MariPau Wealth Management LLC logo MariPau Wealth Management LLC
Team
21
Typical 51
$341,888
Mariposa Capital Management, LLC logo Mariposa Capital Management, LLC
Independent
1
Typical 12
$1,850,000
Mariposa Wealth Solutions LLC logo Mariposa Wealth Solutions LLC
Independent
1
High 49
$534,017
Maris Wealth Management LLC logo Maris Wealth Management LLC
Independent
1
High 31
$73,413
MARIVA Global Asset Management, LLC logo MARIVA Global Asset Management, LLC
Team
5
Very Low 22
$674,730
Mark Andrew Paganelli logo Mark Andrew Paganelli
Independent
1
Low 1
—
Mark Bell Advisory Services, Inc.
Independent
1
High 27
$5,118,430
Mark Bussey & Associates, Lc
Independent
1
Low 0
—
Mark Cernese & Associates logo Mark Cernese & Associates
Independent
1
Typical 13
$300,000
Mark C. Huffman, CPA/RIA
Independent
1
Very High 135
$865,185
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