See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Harper Financial Strategies, LLC logo Harper Financial Strategies, LLC
Supported
2
Typical 56
$347,306
Harper Wealth Management LLC
Independent
1
Low 0
—
Harrell Investment Partners, LLC logo Harrell Investment Partners, LLC
Team
4
Typical 47
$3,544,946
Harrington Investments, Inc. logo Harrington Investments, Inc.
Supported
3
Low 33
$2,913,199
Harris and Harris Wealth Management Group, LLC logo Harris and Harris Wealth Management Group, LLC
Independent
1
Very High 109
$202,155
Harris & Associates logo Harris & Associates
Independent
1
Very High 61
$609,200
Harris Financial Consulting, PLLC logo Harris Financial Consulting, PLLC
Independent
1
Low 6
—
Harris Investment Advisors LLC logo Harris Investment Advisors LLC
Independent
1
Very High 87
$321,839
Harrison Capital Management
Independent
1
Low 5
$977,171
Harrison Capital Management LLC
Independent
1
High 27
$1,193,346
Harrison Financial Planning logo Harrison Financial Planning
Independent
1
High 30
$1,066,699
Harrison Lazarus Advisors, Inc. logo Harrison Lazarus Advisors, Inc.
Supported
2
Low 17
$1,619,347
Harrison Securities, Inc.
Independent
1
Low 10
—
Harris Wealth Advisors, LLC logo Harris Wealth Advisors, LLC
Independent
1
Typical 21
$341,362
Harris Wealth Management
Independent
1
Low 5
$2,430,381
Harris Wealth Management, Inc. logo Harris Wealth Management, Inc.
Independent
1
Very High 108
$101,318
Harris Wealth Management, LLC logo Harris Wealth Management, LLC
Supported
3
Low 20
$368,325
Harry Licursi Tax & Retirement Planning logo Harry Licursi Tax & Retirement Planning
Independent
1
Very High 76
$263,158
Harry S. Bower, LLC
Independent
1
Typical 16
$0
Hartfield Financial & Insurance Services, Inc. logo Hartfield Financial & Insurance Services, Inc.
Independent
1
Very High 107
$263,883
Hart Financial, LLC logo Hart Financial, LLC
Independent
1
Very High 418
$183,222
Harting Financial, LLC logo Harting Financial, LLC
Independent
1
Low 0
—
Hart Investment Management Inc.
Independent
1
Very High 82
$520,732
Hart Investment Management, LLC logo Hart Investment Management, LLC
Independent
1
Low 6
$2,729,198
Hartley Advisors Corp. logo Hartley Advisors Corp.
Supported
2
High 65
$914,829
Hartline Investment Corporation logo Hartline Investment Corporation
Team
3
High 83
$2,851,345
Hartman Financial Planning logo Hartman Financial Planning
Independent
1
Typical 12
$608,333
Hartman, Jeremy
Independent
1
Very High 60
$25,833
Hartmann Taylor Wealth Management, LLC logo Hartmann Taylor Wealth Management, LLC
Supported
1
High 91
$2,752,400
Hart Wealth Management logo Hart Wealth Management
Independent
1
Typical 18
$2,580,926
Hartwell & Company logo Hartwell & Company
Supported
3
Typical 50
$359,373
Harvard Avenue Investment Advisory logo Harvard Avenue Investment Advisory
Supported
3
Typical 44
$493,207
Harvard Square Financial Planning
Independent
1
Typical 21
$0
Harvest Advisors, LLC logo Harvest Advisors, LLC
Supported
3
Typical 36
$308,395
Harvest Capital Assets, LLC logo Harvest Capital Assets, LLC
Supported
3
High 82
$291,463
Harvest Capital Management logo Harvest Capital Management
Independent
1
Low 7
$873,405
Harvest Capital Management, LLC
Independent
1
Typical 15
$1,362,781
Harvested Financial, LLC logo Harvested Financial, LLC
Independent
1
Low 7
$608,811
Harvester Wealth, LLC logo Harvester Wealth, LLC
Supported
2
Low 22
$1,277,070
Harvest - Faith-Based Investing logo Harvest - Faith-Based Investing
Independent
1
Low 0
—
Harvest Financial Advisors, LLC logo Harvest Financial Advisors, LLC
Team
9
Typical 49
$1,518,149
Harvest Financial Group, LLC logo Harvest Financial Group, LLC
Independent
1
Very High 275
$286,056
Harvest Financial Partners logo Harvest Financial Partners
Supported
2
High 74
$949,271
Harvest Financial Planning Associates, LLC logo Harvest Financial Planning Associates, LLC
Independent
1
High 31
$263,416
Harvest Financial Planning, LLC
Independent
1
Low 0
—
Harvest Horizon Wealth Strategies logo Harvest Horizon Wealth Strategies
Independent
1
High 33
$251,818
Harvesting Gains Corporation
Supported
2
Very Low 0
—
Harvest Investment Advisors, LLC logo Harvest Investment Advisors, LLC
Supported
1
Very High 122
$1,631,185
Harvest investment Services, LLC logo Harvest investment Services, LLC
Team
28
Typical 54
$410,395
Harvest Lane Investment Partners, Llc. logo Harvest Lane Investment Partners, Llc.
Independent
1
Low 0
—
Harvest Money | Invest Your Faith logo Harvest Money | Invest Your Faith
Independent
1
Low 5
$649,639
Harvest Portfolio Management, LLC logo Harvest Portfolio Management, LLC
Supported
2
Typical 45
$359,551
Harvest Wealth Design & Management, LLC
Independent
1
Low 0
—
Harvestwise Wealth Planning logo Harvestwise Wealth Planning
Independent
1
Very High 102
$413,725
Harvey Capital Management Inc logo Harvey Capital Management Inc
Team
3
Typical 54
$3,303,076
Harvey & Companies, Inc. logo Harvey & Companies, Inc.
Independent
1
High 50
$186,373
Harvey Investment Company, LLC logo Harvey Investment Company, LLC
Team
4
Low 44
$5,176,365
Harvey Wealth Management LLC logo Harvey Wealth Management LLC
Independent
1
Low 3
$2,166,667
Harwood Investment Group LLC
Independent
1
Typical 15
$1,138,890
Harwood Investment Strategies, L.L.C. logo Harwood Investment Strategies, L.L.C.
Supported
2
High 62
$469,600
Haslet Advisors, LLC
Independent
1
Typical 15
$1,190,892
Hassell Wealth Management logo Hassell Wealth Management
Team
5
High 83
$935,162
Hastie Financial Group logo Hastie Financial Group
Supported
2
Very Low 0
—
Hatchet Financial, LLC
Independent
1
Low 2
$607,145
Hatfield Insurance & Financial Services, Inc. logo Hatfield Insurance & Financial Services, Inc.
Supported
1
Very High 139
$653,044
Hathaway Capital Management, LLC
Independent
1
Typical 25
$1,390,817
Hathaway Financial LLC logo Hathaway Financial LLC
Independent
1
Typical 21
$1,876,047
HATHER, Robert K
Independent
1
Typical 14
$721,595
Hatree Advisory Group, LLC logo Hatree Advisory Group, LLC
Supported
1
High 82
$379,347
Hauge Wealth Management, LLC logo Hauge Wealth Management, LLC
Independent
1
High 30
$1,131,716
Havaplan Financial logo Havaplan Financial
Supported
2
Typical 37
$1,351,271
Haven Capital Group logo Haven Capital Group
Independent
1
Very High 118
$1,163,226
Haven Financial Advisors
Independent
1
High 48
$2,250,000
Haven Financial Partners LLC
Independent
1
Low 9
$840,349
Haven Financial Solutions, Inc logo Haven Financial Solutions, Inc
Independent
1
Low 7
$2,149,293
Haven Funding Llc logo Haven Funding Llc
Independent
1
Low 0
—
Haven Private logo Haven Private
Team
6
Very Low 30
$2,265,538
Haven Wealth Group logo Haven Wealth Group
Team
9
Low 37
$1,459,669
Haven Wealth Planning logo Haven Wealth Planning
Independent
1
Low 0
—
Haverdink Financial Management, LLC
Supported
2
High 90
$1,211,648
Haverford Wealth Management, LLC
Independent
1
Low 0
—
Haviland & Sams, LLC logo Haviland & Sams, LLC
Supported
3
Low 34
$0
HA Wealth Advisors Inc. logo HA Wealth Advisors Inc.
Supported
2
Very High 125
$320,000
Hawk100 logo Hawk100
Supported
2
Very Low 12
$597,348
Hawk Advisory LLC logo Hawk Advisory LLC
Supported
1
Very Low 7
$0
Hawk Capital Management LLC logo Hawk Capital Management LLC
Independent
1
High 40
$526,669
Hawk Capital Wealth Management LLC logo Hawk Capital Wealth Management LLC
Independent
1
Low 5
$739,609
Hawke Financial Group logo Hawke Financial Group
Supported
2
Very High 276
$431,233
Hawken Wealth Management
Independent
1
Low 1
$3,501,498
Hawkeye Investment Management LLC
Independent
1
Typical 16
$562,500
Hawkins Capital Advisors logo Hawkins Capital Advisors
Independent
1
Typical 23
$190,275
Hawkins Investment Counsel, LLC logo Hawkins Investment Counsel, LLC
Supported
4
Low 25
$1,712,322
Hawley Advisors logo Hawley Advisors
Supported
2
Low 29
$1,262,958
Hawley Personal Finance logo Hawley Personal Finance
Independent
1
Very High 63
—
Haws Financial Planning LLC logo Haws Financial Planning LLC
Supported
3
Low 30
$1,166,667
Hawthorne Wellman Financial Planning, LLC logo Hawthorne Wellman Financial Planning, LLC
Independent
1
Low 4
$18,719
Hayden Capital logo Hayden Capital
Independent
1
Very High 100
$323,847
Hayden Harper Wealth Advisory, LLC logo Hayden Harper Wealth Advisory, LLC
Supported
4
Low 19
$2,010,060
Hayden Lipp Registered Investment Advisor logo Hayden Lipp Registered Investment Advisor
Independent
1
Typical 12
$1,250,000
Hayek Kallen Investment Management L.L.C. logo Hayek Kallen Investment Management L.L.C.
Supported
2
Very High 100
$2,110,245
Hayes Hart Cpa's Wealth Management, Inc
Supported
1
Low 30
$1,397,340
Hayes Wealth Advisors, LLC logo Hayes Wealth Advisors, LLC
Supported
3
Typical 40
$765,989
Hayk Capital logo Hayk Capital
Independent
1
Low 7
$113,213
Haykin, Michael
Supported
2
Low 30
$2,075,575
Haynes Barker Investment Management, LLC logo Haynes Barker Investment Management, LLC
Supported
2
High 58
—
Haynie Wealth Management LLC logo Haynie Wealth Management LLC
Supported
4
Typical 39
$683,606
Haysley Financial Services, Inc.
Independent
1
High 30
$401,000
Haystack Financial Planning logo Haystack Financial Planning
Independent
1
Typical 12
$832,738
Haywood Wealth Management logo Haywood Wealth Management
Supported
2
Low 19
$305,571
Hazel Ridge Advisors, LLC logo Hazel Ridge Advisors, LLC
Independent
1
High 40
$375,000
Hazelwood Investment Advisors LLC logo Hazelwood Investment Advisors LLC
Independent
1
Low 10
$178,362
Hazlett Wealth Management LLC logo Hazlett Wealth Management LLC
Independent
1
Very High 60
$2,666,667
HBE Wealth Management, LLC logo HBE Wealth Management, LLC
Team
5
Typical 52
$1,041,156
HBKS Wealth Advisors logo HBKS Wealth Advisors
Multi-team
73
Very High 101
$941,355
HBW Advisory Services LLC logo HBW Advisory Services LLC
Multi-team
69
Very High 200
$119,864
HB Wealth logo HB Wealth
Enterprise
171
Very Low 28
$4,827,884
HC Advisors LLC logo HC Advisors LLC
Team
6
Low 34
$2,310,096
H. C. Denison Co. logo H. C. Denison Co.
Supported
4
High 86
$903,920
HCM Wealth logo HCM Wealth
Team
4
High 67
$3,100,013
HCM Wealth Advisors logo HCM Wealth Advisors
Team
8
Very High 106
$1,310,832
HCP Wealth Planning, LLC logo HCP Wealth Planning, LLC
Independent
1
Very High 71
—
HCR Wealth Advisors logo HCR Wealth Advisors
Team
10
High 94
$2,079,638
H Cubed Financial Solutions logo H Cubed Financial Solutions
Independent
1
High 44
$666,033
HDA Wealth Management, LLC logo HDA Wealth Management, LLC
Supported
2
Very High 270
$294,315
HD Money, Inc. logo HD Money, Inc.
Team
6
High 81
$797,779
HD Pinnacle Advisors, Ltd.
Independent
1
Low 0
—
HDQ Wealth logo HDQ Wealth
Supported
3
High 58
$225,636
HDS Capital Management, Inc.
Independent
1
Typical 15
$5,564,596
Headinvest logo Headinvest
Team
7
Typical 60
$1,915,704
Headland Capital logo Headland Capital
Team
10
Typical 64
$818,351
Head to Toe Financial Planning logo Head to Toe Financial Planning
Independent
1
Typical 23
$1,014,687
Headwater Investment Consulting,Inc. logo Headwater Investment Consulting,Inc.
Team
5
Very High 118
$838,935
Headwaters Financial Planning, LLC logo Headwaters Financial Planning, LLC
Independent
1
Low 8
$112,500
Heal Financial LLC logo Heal Financial LLC
Independent
1
Very High 89
$216,838
HealthQuant Associates LLC logo HealthQuant Associates LLC
Independent
1
Low 0
—
Healthview Asset Management, Inc. logo Healthview Asset Management, Inc.
Supported
3
High 60
$580,006
Health & Wealth Works LLC logo Health & Wealth Works LLC
Independent
1
High 29
$47,383
Healthy Wealth logo Healthy Wealth
Independent
1
Typical 16
$516,449
Heaphy Investments, LLC
Supported
2
Typical 50
$669,758
Hearon Advisory Group, LLC logo Hearon Advisory Group, LLC
Independent
1
High 26
$413,837
Hearth Capital Management
Independent
1
Low 2
$2,250,000
Hearthstead Financial, LLC
Independent
1
Low 0
—
Hearthstone Financial Group logo Hearthstone Financial Group
Supported
2
Very Low 0
—
Heartland Financial Planners
Independent
1
Low 0
—
Heartland Financial Services, Ltd. logo Heartland Financial Services, Ltd.
Supported
1
Very Low 0
—
Heartland Northeast LLC
Independent
1
Low 7
$57,709
Heartland Wealth Strategies LLC logo Heartland Wealth Strategies LLC
Independent
1
Very High 174
$339,196
Heartwood Financial Services logo Heartwood Financial Services
Independent
1
Very High 68
$1,221,793
Heartworth Financial LLC logo Heartworth Financial LLC
Independent
1
Low 5
$79,225
Heath Capital Management, Inc. logo Heath Capital Management, Inc.
Independent
1
Typical 25
$1,480,000
Heaton Financial, PC logo Heaton Financial, PC
Supported
2
Very High 166
$414,190
Hebert Investments logo Hebert Investments
Team
5
Very Low 18
$823,174
Heckman Financial & Insurance Services, Inc. logo Heckman Financial & Insurance Services, Inc.
Team
5
Typical 57
$386,435
Hedaya Financial LLC logo Hedaya Financial LLC
Supported
1
Very Low 0
—
Hedeker Wealth LLC logo Hedeker Wealth LLC
Team
2
Very High 100
$2,909,161
Hedged Private Wealth logo Hedged Private Wealth
Supported
4
Very Low 12
$86,549
Hedgefield Wealth Management logo Hedgefield Wealth Management
Independent
1
High 33
$962,066
HEDGEWISE logo HEDGEWISE
Independent
1
Typical 19
$767,721
Heffernan Advisory, Inc. logo Heffernan Advisory, Inc.
Team
8
Low 43
$1,154,419
Heffernan & Associates, Inc.
Independent
1
Typical 20
$935,675
Hegarty Advisors, LLC logo Hegarty Advisors, LLC
Supported
2
Typical 51
$1,694,182
Hegarty Investment Logic, LLC logo Hegarty Investment Logic, LLC
Independent
1
Very High 107
$240,385
Hegdahl Investment Management, LLC logo Hegdahl Investment Management, LLC
Supported
2
Low 19
$1,211,775
Heighten Capital Management LLC logo Heighten Capital Management LLC
Independent
1
Low 0
—
Heights Investment Partners, LLC logo Heights Investment Partners, LLC
Independent
1
Very High 69
$1,279,280
Heights LLC
Supported
1
Very Low 11
$15,476,044
Heinekamp Financial Planning & Tax Service LLC logo Heinekamp Financial Planning & Tax Service LLC
Supported
3
High 77
$230,599
Heintz Wealth Management, LLC logo Heintz Wealth Management, LLC
Independent
1
Very High 60
$1,302,229
Heinz Global Asset Management, Inc.
Independent
1
High 28
$1,107,143
Heinz Investments logo Heinz Investments
Supported
2
Low 34
$1,417,010
Heirloom Wealth Management LLC logo Heirloom Wealth Management LLC
Team
19
Low 44
$1,173,168
Heirmont Wealth Management logo Heirmont Wealth Management
Independent
1
Low 0
—
Heiser Investment Advisers
Independent
1
Typical 11
$283,636
Heisner Financial, LLC
Independent
1
High 26
$1,553,846
Heissler Financial, LLC logo Heissler Financial, LLC
Independent
1
Typical 20
$125,000
Heisten Wrenn Private Wealth, LLC logo Heisten Wrenn Private Wealth, LLC
Supported
2
Very High 108
$955,886
Helios Financial Services, LLC
Independent
1
Low 0
—
Helios Wealth Advisors, LLC logo Helios Wealth Advisors, LLC
Independent
1
High 53
$1,676,242
Helium Advisors LLC logo Helium Advisors LLC
Team
5
Typical 52
$829,256
Helix Advisors LLC logo Helix Advisors LLC
Independent
1
Low 0
—
Helix Wealth logo Helix Wealth
Supported
1
Very Low 0
—
Heller Private Wealth logo Heller Private Wealth
Supported
2
Low 19
$2,150,537
H. Elliot Associates logo H. Elliot Associates
Independent
1
Low 0
—
Helm Capital Management logo Helm Capital Management
Supported
1
Typical 52
$7,707,778
Helm Financial Advisors, LLC logo Helm Financial Advisors, LLC
Independent
1
High 42
$1,745,238
Helm Financial Planning LLC logo Helm Financial Planning LLC
Independent
1
Very High 59
$1,491,504
Helm Investment
Independent
1
Typical 14
$346,429
Helm Investment Management, LLC logo Helm Investment Management, LLC
Supported
2
High 70
$2,648,919
Helmsman Financial Group, LLC logo Helmsman Financial Group, LLC
Supported
3
Low 33
$1,910,208
Helmstar Wealth Management logo Helmstar Wealth Management
Team
7
High 75
$1,454,446
Helping Hand Financial, LLC logo Helping Hand Financial, LLC
Independent
1
Low 5
$374,690
Hemisphere Partners LLC
Supported
2
Low 20
$5,721,361
Hemispheres Investment Management logo Hemispheres Investment Management
Supported
2
Low 33
$269,349
hemming& Wealth Management, Inc. logo hemming& Wealth Management, Inc.
Supported
4
Very High 109
$660,767
Hemsley Advisors, Ltd. logo Hemsley Advisors, Ltd.
Team
4
High 81
$1,945,307
Henchmen Partners logo Henchmen Partners
Independent
1
Low 10
$13,370
Hendershot Investments, Inc. logo Hendershot Investments, Inc.
Team
4
Very High 129
$1,899,400
Hendershott Wealth Management, LLC logo Hendershott Wealth Management, LLC
Team
6
Very Low 26
$1,929,741
Henderson Asset Management, LLC logo Henderson Asset Management, LLC
Independent
1
Typical 21
$349,190
Henderson Brothers Financial Partners LLC logo Henderson Brothers Financial Partners LLC
Team
18
Typical 58
$387,631
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