See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
DLK Investment Management logo DLK Investment Management
Team
4
Very High 108
$728,340
DL Wealth Management Group logo DL Wealth Management Group
Supported
2
High 65
$0
DLW Financial Management, LLC
Independent
1
High 32
$291,930
D. Mattersdorff LLC logo D. Mattersdorff LLC
Independent
1
Typical 16
$3,868,630
D. M. Brenner, Inc. logo D. M. Brenner, Inc.
Supported
4
Low 31
$1,477,174
DMC Capital Management Inc
Independent
1
Low 10
—
DMC Wealth Management, LLC logo DMC Wealth Management, LLC
Independent
1
Very High 68
$897,912
DMK Advisor Group, Inc. logo DMK Advisor Group, Inc.
Team
16
Low 32
$253,988
DMKC Advisory Services, LLC logo DMKC Advisory Services, LLC
Team
6
High 79
$1,105,132
DMLO Wealth Planning, LLC logo DMLO Wealth Planning, LLC
Team
5
Very Low 9
$704,999
D. Moss Wealth Management logo D. Moss Wealth Management
Independent
1
Typical 15
$1,663,115
D.M. Wealth Management, Inc. logo D.M. Wealth Management, Inc.
Supported
3
High 65
$241,026
DNA Financial logo DNA Financial
Independent
1
Typical 19
$66,939
DNA Wealth Management LLC
Independent
1
High 39
$562,583
Dobbins Capital Management
Independent
1
Low 5
$38,857
Dobson Asset Management
Supported
2
High 79
$1,378,639
Dobson Asset Management LLC logo Dobson Asset Management LLC
Independent
1
Very High 63
$1,142,857
Dobson Street LLC
Supported
2
Low 31
$137,835
DocEmpowered, LLC logo DocEmpowered, LLC
Independent
1
Low 0
—
Doceo Wealth, LLC logo Doceo Wealth, LLC
Team
6
Typical 50
$821,667
Dock Street Asset Management Inc. logo Dock Street Asset Management Inc.
Team
3
Typical 59
$6,128,648
Docsa Capital Management, Inc. logo Docsa Capital Management, Inc.
Supported
3
Low 25
$1,285,777
DocsFP logo DocsFP
Independent
1
High 33
$439,619
DocShah Financial, LLC logo DocShah Financial, LLC
Independent
1
High 33
$127,597
Doctors Family Office LLC
Independent
1
High 31
—
Dodds Wealth, LLC logo Dodds Wealth, LLC
Team
7
Typical 60
$1,621,158
Dodge Wealth Management logo Dodge Wealth Management
Independent
1
Very High 107
$832,754
Doench Wealth Management, LLC
Independent
1
Typical 20
$200,000
Dogpatch Wealth logo Dogpatch Wealth
Independent
1
Very High 157
$442,925
Dogwood Capital, LLC
Independent
1
Low 6
$960,723
Dogwood Capital Management logo Dogwood Capital Management
Independent
1
High 45
$1,022,222
Dogwood Financial Planning logo Dogwood Financial Planning
Independent
1
Very High 57
$0
Dogwood Investment Advisors logo Dogwood Investment Advisors
Independent
1
High 26
$1,502,077
Dogwood Wealth Management, LLC logo Dogwood Wealth Management, LLC
Supported
4
High 58
$1,103,841
Doheny Asset Management, L.L.C. logo Doheny Asset Management, L.L.C.
Supported
2
Low 24
$3,930,730
Dolan Capital Advisors, LLC logo Dolan Capital Advisors, LLC
Supported
2
Typical 42
$2,158,408
Dolan Partners LLC logo Dolan Partners LLC
Independent
1
High 46
$1,200,652
Dolcini Capital Management logo Dolcini Capital Management
Independent
1
High 29
$0
Do, Len D
Independent
1
Low 0
—
Doliver Advisors, L.P. logo Doliver Advisors, L.P.
Team
6
Low 33
$2,550,588
Dollar & Sense
Independent
1
High 45
$0
Dollar Sign Ventures LLC logo Dollar Sign Ventures LLC
Independent
1
Low 0
—
Dollars & Sense Financial Fitness
Independent
1
Low 10
$400,000
Doll Capital Advisors Incorporated logo Doll Capital Advisors Incorporated
Independent
1
High 50
$1,520,000
Dollinger Management Inc. logo Dollinger Management Inc.
Supported
2
Low 24
$958,714
Dolphin Financial Group logo Dolphin Financial Group
Independent
1
Very High 138
$268,307
Domani Advisors logo Domani Advisors
Supported
2
Low 32
$5,276,788
Domani Investments Inc. logo Domani Investments Inc.
Independent
1
Typical 14
$716,509
Domask Wealth Management, LLC logo Domask Wealth Management, LLC
Independent
1
Very High 71
$1,514,095
Domestique Capital LLC logo Domestique Capital LLC
Supported
2
Very High 141
$362,402
Dominant Leading Capital, LLC
Independent
1
Low 0
—
Dominguez Wealth Management Solutions, Inc. logo Dominguez Wealth Management Solutions, Inc.
Supported
2
Very High 96
$1,099,921
Dominion Capital Management, LLC logo Dominion Capital Management, LLC
Independent
1
Low 5
$262,981
Dominion Capital Wealth Advisors logo Dominion Capital Wealth Advisors
Supported
2
Typical 50
$543,062
Dominion Financial Advisors, LLC logo Dominion Financial Advisors, LLC
Independent
1
Low 0
—
Dominion Financial Consultants, LLC logo Dominion Financial Consultants, LLC
Independent
1
Typical 17
$995,527
Dominion Portfolio Management, Inc.
Team
18
Low 43
$354,380
Dominion Wealth Advisors, LLC
Independent
1
Low 0
—
Dominion Wealth Management, LLC logo Dominion Wealth Management, LLC
Supported
3
Typical 48
$416,484
Domo Capital Management, LLC logo Domo Capital Management, LLC
Independent
1
Very High 137
$181,189
Donahue Financial Group
Independent
1
High 50
$1,703,790
Donald Felty, LLC
Independent
1
High 40
$282,730
Donaldson Capital Management LLC logo Donaldson Capital Management LLC
Multi-team
45
Low 39
$1,683,823
Donaldson Financial Wellness Network, LLC logo Donaldson Financial Wellness Network, LLC
Independent
1
Low 0
—
Donald W. Cash & Associates, LLC logo Donald W. Cash & Associates, LLC
Independent
1
High 50
—
Donald W. Nicholson & Associates Ltd logo Donald W. Nicholson & Associates Ltd
Supported
3
Typical 52
$1,086,520
Donald W. Traylor
Independent
1
Low 2
$166,775
Donal Fiduciaries
Independent
1
Low 6
$500,000
Donalies Financial Planning, LLC logo Donalies Financial Planning, LLC
Supported
4
Low 34
$1,515,174
Don A. Slabaugh, LLC logo Don A. Slabaugh, LLC
Independent
1
High 44
$777,273
Don Brown - Investment Advisor, LLC
Independent
1
Low 4
$1,825,000
Doncaster Wealth LLC
Independent
1
High 35
$313,353
Donnelly Financial Services logo Donnelly Financial Services
Independent
1
Typical 17
$1,158,516
Donnelly Investments logo Donnelly Investments
Independent
1
Very High 63
$860,584
Donnelly Investments Corporation
Independent
1
Low 9
$452,134
Donner's Financial Services Inc. logo Donner's Financial Services Inc.
Independent
1
Typical 12
$54,970
Donovan, Dennis J
Independent
1
Low 3
$0
Donovan Legacy Advisors, LLC logo Donovan Legacy Advisors, LLC
Independent
1
Low 5
$1,303,171
Don Scholl & Associates, Inc. logo Don Scholl & Associates, Inc.
Independent
1
Very High 120
$388,996
Dopkins Wealth Management, LLC logo Dopkins Wealth Management, LLC
Team
7
Low 41
$2,363,454
Dorado Wealth Management LLC
Supported
2
Low 34
$2,836,088
Dorato Capital Management logo Dorato Capital Management
Supported
3
Low 31
$1,475,985
D'Orazio Wealth Advisors logo D'Orazio Wealth Advisors
Team
9
Low 32
$4,957,871
Dorchester Advisors LLC logo Dorchester Advisors LLC
Independent
1
High 32
$2,111,474
Dorfman Value Investments LLC logo Dorfman Value Investments LLC
Supported
2
Low 23
$704,858
Dorgeolis Capital LLC
Independent
1
Typical 13
$192,308
Dorian Eason Asset Management, LLC
Independent
1
High 40
$513,184
Dorian Investment Advisory LLC
Independent
1
Very High 118
$828,845
Dorman Financial Management, P.A. logo Dorman Financial Management, P.A.
Supported
2
Very High 131
$598,246
Dornbusch Asset Management
Independent
1
High 32
$74,448
Dorn & Co., Inc. logo Dorn & Co., Inc.
Independent
1
Very High 62
$977,637
Dornick Wealth Management logo Dornick Wealth Management
Supported
2
Very Low 12
$2,545,279
Dorothy J. Cole
Supported
1
Typical 53
$1,744,398
Dorsey Groomes Wealth Management logo Dorsey Groomes Wealth Management
Independent
1
Low 3
$368,516
Dorsey Wealth Management, LLC logo Dorsey Wealth Management, LLC
Independent
1
High 36
$1,621,524
Dorval & Chorne Financial Advisors logo Dorval & Chorne Financial Advisors
Supported
4
Very High 166
$563,879
Dotch Capital logo Dotch Capital
Independent
1
Low 0
—
Doty Equity Advisors, Inc.
Independent
1
Low 10
$3,731,796
Double Bay Management & Planning logo Double Bay Management & Planning
Independent
1
High 32
$3,304,318
Double Diamond Investment Group, LLC logo Double Diamond Investment Group, LLC
Supported
1
High 90
$722,222
Double Eagle Partners, LLC logo Double Eagle Partners, LLC
Supported
2
Low 26
$693,480
Double Eagle Wealth Management LLC logo Double Eagle Wealth Management LLC
Independent
1
Very High 82
$1,042,964
Double Seven Wealth Group, LLC logo Double Seven Wealth Group, LLC
Independent
1
High 31
$298,762
Dougherty & Associates Financial Advisors, Inc. logo Dougherty & Associates Financial Advisors, Inc.
Team
5
Very High 214
$358,148
Dougherty Financial Planning, LLC logo Dougherty Financial Planning, LLC
Independent
1
Typical 12
$197,493
Dougherty Investment Advisors logo Dougherty Investment Advisors
Supported
4
Very High 103
$339,343
Douglas A. McClennen IA logo Douglas A. McClennen IA
Independent
1
High 29
$2,696,552
Douglas Anderson, III
Independent
1
Low 0
—
DouglasBradley LLC logo DouglasBradley LLC
Supported
2
Typical 38
$1,120,000
Douglas Brian Neyland
Independent
1
Low 2
$3,741,500
Douglas Capital Advisors logo Douglas Capital Advisors
Supported
2
Very Low 2
$52,500
Douglas Capital Management, LLC logo Douglas Capital Management, LLC
Independent
1
Very High 94
$231,498
Douglas C. Lane & Associates logo Douglas C. Lane & Associates
Multi-team
16
High 68
$7,131,133
Douglas Maria LLC logo Douglas Maria LLC
Independent
1
Low 0
—
Douglass Financial Group logo Douglass Financial Group
Independent
1
Very High 94
$122,429
Douglass Investment Group logo Douglass Investment Group
Supported
2
High 71
$1,147,887
Douglass Winthrop Advisors LLC logo Douglass Winthrop Advisors LLC
Multi-team
10
Very High 125
$4,682,048
Dove Investment Research and Management, Inc. logo Dove Investment Research and Management, Inc.
Supported
2
High 88
$583,503
Dover Advisors, LLC logo Dover Advisors, LLC
Team
6
Very Low 21
$2,935,246
Dover Investment Advisory Corporation logo Dover Investment Advisory Corporation
Independent
1
High 45
$3,009,086
Dovermont Wealth & Tax Solutions logo Dovermont Wealth & Tax Solutions
Independent
1
Low 0
—
Dovetail Financial Group LLC logo Dovetail Financial Group LLC
Supported
3
Very High 114
$876,549
Dovetail Wealth Management, LLC logo Dovetail Wealth Management, LLC
Supported
3
Very High 286
$382,561
Dowd Financial Planning logo Dowd Financial Planning
Independent
1
High 47
—
Do Wealth Different logo Do Wealth Different
Independent
1
Low 8
$132,573
Downey Capital Management, Inc.
Supported
2
Very Low 11
$3,649,244
Downie Financial Group logo Downie Financial Group
Independent
1
Very High 133
$268,443
Downing Street Wealth Management LLC logo Downing Street Wealth Management LLC
Supported
2
High 75
$1,170,662
Downshift Financial logo Downshift Financial
Supported
3
Low 27
$2,650,000
Downtown Investment Advisory logo Downtown Investment Advisory
Independent
1
High 54
$2,153,261
Downtown Wealth Studios, LLC logo Downtown Wealth Studios, LLC
Team
4
Very Low 11
$12,251,258
Doxa Capital, LLC logo Doxa Capital, LLC
Supported
2
Typical 38
$933,333
Doyenne Wealth Advisors logo Doyenne Wealth Advisors
Team
12
Very Low 11
$15,487,612
Doyle Investment Management
Independent
1
High 41
$245,122
DP Capital Management Inc. logo DP Capital Management Inc.
Independent
1
Typical 18
$2,091,552
Dpcm logo Dpcm
Independent
1
Very High 270
$285,185
DP Grow LLC logo DP Grow LLC
Supported
1
Very Low 14
$166,769
DPH Financial logo DPH Financial
Independent
1
Typical 19
$145,789
D & P Investment Advisors, Ltd.
Independent
1
Very High 228
$834,681
DPM Wealth Management, Inc.
Independent
1
Low 2
$850,000
Drach Advisors LLC logo Drach Advisors LLC
Independent
1
High 39
$520,892
Draco Capital Partners, LLC
Independent
1
Typical 15
$55,859
Dragonfly Wealth Advisory
Independent
1
Low 0
—
Dragus Capital, LLC logo Dragus Capital, LLC
Supported
1
High 86
$2,627,238
Drake & Associates, LLC logo Drake & Associates, LLC
Team
17
Very High 200
$178,552
Draper Asset Management, LLC logo Draper Asset Management, LLC
Team
8
High 65
$370,446
Drawbridge Capital logo Drawbridge Capital
Team
7
Very High 139
$226,599
Drawingboard Wealth Advisors logo Drawingboard Wealth Advisors
Independent
1
Low 0
—
Draxis Asset Management, LLC
Supported
2
Very Low 4
$4,256,694
Drazga Wealth Advisors, LLC logo Drazga Wealth Advisors, LLC
Independent
1
Very High 65
$1,001,538
Dream Bigger Financial, LLC
Independent
1
Low 0
—
Dream Capital Advisors, LLC
Team
1
Very Low 31
$22,428,078
Dream Catcher Financial Services, LLC logo Dream Catcher Financial Services, LLC
Independent
1
Low 8
$292,375
Dream Financial Planning logo Dream Financial Planning
Independent
1
Typical 20
$260,000
Dream Lake Financial LLC logo Dream Lake Financial LLC
Independent
1
Low 7
$548,328
Dream Life Wealth Management LLC logo Dream Life Wealth Management LLC
Independent
1
Typical 24
$221,314
Dreams Investment Solutions logo Dreams Investment Solutions
Supported
1
Very Low 0
—
Dreamvision Capital logo Dreamvision Capital
Independent
1
Low 1
$14,000
Dream Weaver Financial Planning LLC logo Dream Weaver Financial Planning LLC
Independent
1
Low 9
$252,189
Dreamwork Financial Group logo Dreamwork Financial Group
Independent
1
Very High 55
$243,626
Dreher Financial Partners logo Dreher Financial Partners
Supported
2
High 89
$785,618
Drew Wealth Management logo Drew Wealth Management
Independent
1
Very High 81
$1,262,844
Drexel Morgan & Co. logo Drexel Morgan & Co.
Team
1
Very Low 12
$50,583,333
Dreyfuss Capital Management LLC logo Dreyfuss Capital Management LLC
Independent
1
High 46
$986,908
DrG Financial, LLC
Independent
1
Low 0
—
D.R. Harris & Co. logo D.R. Harris & Co.
Independent
1
Low 8
$0
Drh Investments, Inc. logo Drh Investments, Inc.
Supported
2
Typical 47
$1,856,104
Driven Investments LLC logo Driven Investments LLC
Team
9
Very High 132
$200,662
Driven Wealth logo Driven Wealth
Independent
1
Low 0
—
DrivenWealth, LLC logo DrivenWealth, LLC
Independent
1
High 34
$797,412
Drive Wealth Advisers logo Drive Wealth Advisers
Team
17
Typical 63
$1,359,741
Dr. Jeff Finance, LLC logo Dr. Jeff Finance, LLC
Independent
1
Low 0
—
DRM Wealth Management logo DRM Wealth Management
Independent
1
Very High 114
$960,526
Droms Strauss Wealth Management logo Droms Strauss Wealth Management
Team
5
High 82
$1,924,085
Drost Financial logo Drost Financial
Supported
2
Typical 35
$609,641
DRS Financial Partners LLC logo DRS Financial Partners LLC
Independent
1
Typical 25
$298,524
DRS Wealth Management logo DRS Wealth Management
Supported
2
High 80
$463,693
Drucker, David J. DBA Sunset Financial Management logo Drucker, David J. DBA Sunset Financial Management
Independent
1
Low 2
$4,975,000
Drucker Wealth logo Drucker Wealth
Team
5
Very High 123
$1,405,369
Drum Hill Capital, LLC logo Drum Hill Capital, LLC
Supported
4
Low 18
$2,698,079
Drummond Wealth Management logo Drummond Wealth Management
Supported
3
Typical 43
$459,484
DRW Financial logo DRW Financial
Independent
1
Very High 74
$831,114
Drystone LLC
Independent
1
High 27
$5,599,643
Dsa Asset  Management, Llc logo Dsa Asset Management, Llc
Independent
1
Typical 19
$368,421
D.S. Brown Wealth Advisors, LLC logo D.S. Brown Wealth Advisors, LLC
Independent
1
Very High 97
$706,335
DS Financial Strategies, LLC logo DS Financial Strategies, LLC
Independent
1
Low 0
—
DSG Capital Advisors, LLC logo DSG Capital Advisors, LLC
Team
6
Very Low 19
$6,282,100
DSJ Wealth Management LLC logo DSJ Wealth Management LLC
Supported
2
Very Low 0
—
DSM Financial L.L.C. logo DSM Financial L.L.C.
Independent
1
Very High 200
—
D Squared Capital Management, LLC logo D Squared Capital Management, LLC
Independent
1
Typical 20
$250,000
DST Wealth Management LLC logo DST Wealth Management LLC
Team
5
Low 39
$2,701,077
DS Wealth Advisors, Inc. logo DS Wealth Advisors, Inc.
Independent
1
Very High 171
$201,930
D&S Wealth Management Group logo D&S Wealth Management Group
Independent
1
Very High 55
$906,195
DSW Investment, LLC
Independent
1
High 30
$2,796,255
DTCARSON Asset Management
Independent
1
Low 7
$78,571
D & T Financial Advisors, Inc.
Supported
3
Very Low 13
$2,186,227
DT Investment Partners, LLC logo DT Investment Partners, LLC
Team
8
Very High 162
$1,308,496
DT Investments I LLC
Supported
2
Very Low 5
$3,675,000
DTM Advisory Group LLC logo DTM Advisory Group LLC
Independent
1
High 27
$31,020
Dual Desert Wealth Management, LLC logo Dual Desert Wealth Management, LLC
Independent
1
Low 5
$228,889
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