See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Baffin Advisors LLC logo Baffin Advisors LLC
Independent
1
Low 9
$11,544,968
Bagby Wealth Management logo Bagby Wealth Management
Supported
2
High 74
$301,655
BA Global Capital logo BA Global Capital
Independent
1
Low 2
$20,000
Bahr Financial Planning Network, Inc.
Independent
1
Very High 76
$709,952
Bailard, Inc. logo Bailard, Inc.
Multi-team
39
Very Low 27
$5,033,851
Bailey & Associates Investment Mgt. and Financial Planning LLC logo Bailey & Associates Investment Mgt. and Financial Planning LLC
Independent
1
High 30
$1,067,227
Bailey Financial Services logo Bailey Financial Services
Independent
1
Very High 72
$0
Bainbridge Investment Advisors LLC
Supported
1
Low 27
$1,210,331
Bakalis Financial Inc.
Independent
1
Very High 60
$466,667
Baker Asset Management, LLC logo Baker Asset Management, LLC
Supported
2
Very Low 6
$416,667
Baker Asset Management, LLC logo Baker Asset Management, LLC
Independent
1
High 51
$648,074
Baker & Associates Registered Investment Advisors, LLC logo Baker & Associates Registered Investment Advisors, LLC
Independent
1
Low 7
$20,000
BakerAvenue logo BakerAvenue
Multi-team
35
Very Low 31
$5,281,622
Baker Capital Management
Independent
1
High 53
$280,720
Baker & Company Advisory Group Inc logo Baker & Company Advisory Group Inc
Independent
1
High 46
$152,174
Baker Ellis Asset Management LLC logo Baker Ellis Asset Management LLC
Team
5
High 67
$3,049,757
Baker Jensen Investment Advisors, LLC logo Baker Jensen Investment Advisors, LLC
Independent
1
High 53
$636,982
Baker Street Asset Management, LLC
Supported
2
Typical 46
$1,006,335
Baker Street Investment Partners LLC logo Baker Street Investment Partners LLC
Independent
1
Low 0
—
Baker Wealth Advisors, LLC.
Independent
1
Very High 113
$37,806
Baker Wealth Group LLC logo Baker Wealth Group LLC
Independent
1
Typical 23
$1,855,803
Bakos Investment Management logo Bakos Investment Management
Supported
2
Low 22
$1,979,344
Balai Lagai Wealth Management
Independent
1
Low 0
—
Balanced Capital logo Balanced Capital
Independent
1
Very High 154
$252,597
Balanced Financial Advisors
Independent
1
Typical 12
$1,872,011
Balanced Financial Planning, Inc. logo Balanced Financial Planning, Inc.
Supported
1
High 80
$2,266,658
Balanced Investment Advisors, LLC
Supported
2
Low 29
$714,843
Balanced Life Planning logo Balanced Life Planning
Independent
1
Low 3
$3,305,688
Balanced Plan Financial Investment Advisors, Inc. logo Balanced Plan Financial Investment Advisors, Inc.
Supported
3
Typical 50
$327,807
Balanced Rock Investment Advisors logo Balanced Rock Investment Advisors
Team
5
Low 42
$920,156
Balanced View Capital, LLC
Independent
1
Typical 18
$1,144,470
Balanced Wealth Group LLC logo Balanced Wealth Group LLC
Team
5
High 91
$982,692
Balanced Wealth Management logo Balanced Wealth Management
Independent
1
Very High 79
—
Balanced Wealth Management, LLC. logo Balanced Wealth Management, LLC.
Supported
2
Very High 122
$398,150
Balanced Wealth Partners LLC
Independent
1
High 43
$455,814
Balanced Wealth Strategies LLC logo Balanced Wealth Strategies LLC
Independent
1
Low 0
—
Balance Financial Planning, LLC logo Balance Financial Planning, LLC
Independent
1
High 34
$1,117,615
Balance Investments logo Balance Investments
Independent
1
High 36
$77,778
Balance Wealth logo Balance Wealth
Team
9
Typical 61
$699,191
Balancing Life Financial Planning logo Balancing Life Financial Planning
Supported
2
Low 24
$409,956
Balanstone, LLC logo Balanstone, LLC
Independent
1
Low 9
$1,202,522
Balboa Wealth Partners, Inc. logo Balboa Wealth Partners, Inc.
Team
27
Low 40
$971,875
Baldwin Financial Advisors, LLC logo Baldwin Financial Advisors, LLC
Supported
3
High 82
$0
Baldwin Financial, LLC logo Baldwin Financial, LLC
Independent
1
High 32
$295,359
Baldwin Investment Management, LLC logo Baldwin Investment Management, LLC
Team
3
High 89
$4,416,815
Baldwin Wealth Management, LLC logo Baldwin Wealth Management, LLC
Independent
1
High 28
$2,201,198
Baldwin Wealth Partners, LLC logo Baldwin Wealth Partners, LLC
Team
18
Low 41
$2,878,883
Balefire, LLC logo Balefire, LLC
Multi-team
38
Low 46
$597,527
Balentine logo Balentine
Multi-team
18
Very Low 24
$9,110,661
Bales Financial Advisors, Inc
Supported
2
Very High 135
$189,347
Balfour Capital Management logo Balfour Capital Management
Independent
1
Typical 18
$377,564
Ballardsville Investment Advisors logo Ballardsville Investment Advisors
Independent
1
Very High 85
$294,118
Ballard Wealth Management LLC
Independent
1
Very High 315
$298,413
Ballast Advisors, LLC logo Ballast Advisors, LLC
Team
6
Very High 136
$806,234
Ballast Capital Advisors, LLC logo Ballast Capital Advisors, LLC
Supported
3
Very Low 14
$7,827,086
Ballaster Financial logo Ballaster Financial
Independent
1
High 27
$808,586
Ballast Financial Advisors, LLC logo Ballast Financial Advisors, LLC
Team
6
Very High 100
$539,257
Ballast, Inc. logo Ballast, Inc.
Team
8
Typical 57
$1,575,728
Ballast Rock Private Wealth logo Ballast Rock Private Wealth
Team
10
Very Low 24
$1,636,283
Ballast Wealth LLC
Supported
2
High 85
$235,294
Ball & Company logo Ball & Company
Supported
2
High 74
$1,336,812
Ballers and Associates
Independent
1
Low 3
—
Ballew Advisors Inc logo Ballew Advisors Inc
Team
9
High 95
$738,677
Ballheim Financial LLC
Independent
1
High 37
$873,543
Ball Investments Corporation
Independent
1
Very High 69
$48,035
Ball Wealth Management LLC logo Ball Wealth Management LLC
Independent
1
Low 7
$986,788
Balopole Investment Management Corporation
Independent
1
High 34
$934,633
Balser Wealth Management, LLC logo Balser Wealth Management, LLC
Independent
1
High 44
$363,636
Baltimore Avenue Investments, LLC logo Baltimore Avenue Investments, LLC
Independent
1
Very High 56
$381,094
Baltimore-Washington Financial Advisors logo Baltimore-Washington Financial Advisors
Team
13
Very High 406
$561,948
Baluarte Capital US logo Baluarte Capital US
Supported
3
Very Low 2
$5,537,183
Baluden Financial logo Baluden Financial
Independent
1
Low 0
—
Bamboo Wealth Strategies logo Bamboo Wealth Strategies
Team
5
Low 46
$993,669
BAM Wealth Management LLC logo BAM Wealth Management LLC
Team
8
Low 36
$700,900
Bancroft Booth Capital Advisors logo Bancroft Booth Capital Advisors
Independent
1
Low 0
—
Bancroft Capital, LLC logo Bancroft Capital, LLC
Supported
3
Very Low 0
—
Bane O'Leary LLC logo Bane O'Leary LLC
Supported
4
Typical 42
$509,036
Bangerter Financial Services, Inc. logo Bangerter Financial Services, Inc.
Supported
2
Very High 100
$355,822
Banker Investment Group logo Banker Investment Group
Supported
3
Very High 156
$553,799
Bankers Investment Counseling logo Bankers Investment Counseling
Independent
1
High 50
$430,336
Bankers Life Advisory Services, Inc. logo Bankers Life Advisory Services, Inc.
Enterprise
540
Very Low 26
$172,460
BankPlus Wealth Advisors logo BankPlus Wealth Advisors
Team
16
Low 40
$406,969
BanksChannel Advisors, LLC logo BanksChannel Advisors, LLC
Independent
1
High 35
$371,284
Bankshop, LLC logo Bankshop, LLC
Supported
1
Very High 393
$181,952
Banner Investment Consultants
Independent
1
Low 0
—
Bannerman Wealth logo Bannerman Wealth
Supported
4
Typical 41
$1,070,937
Bannerstone Capital logo Bannerstone Capital
Supported
3
Typical 35
$1,465,507
Banorte Asset Management, Inc. logo Banorte Asset Management, Inc.
Team
19
Low 44
$675,219
Banta Asset Management LP logo Banta Asset Management LP
Supported
3
Typical 39
$1,089,098
Bantam Inc. logo Bantam Inc.
Independent
1
Low 3
$10,166,667
Banyan Asset Management, Inc. logo Banyan Asset Management, Inc.
Independent
1
High 30
$901,446
Banyan Capital Management, Inc. logo Banyan Capital Management, Inc.
Supported
2
High 69
$1,934,318
Banyan Lake Capital LLC logo Banyan Lake Capital LLC
Independent
1
Low 2
$465,000
Banyan Tree Asset Management, LLC logo Banyan Tree Asset Management, LLC
Team
3
Very Low 15
$20,298,205
BanyanTree Wealth Management
Independent
1
Low 8
$2,045,309
Baobab Wealth Management logo Baobab Wealth Management
Supported
2
Very High 120
$291,805
Bao, Lei
Independent
1
Low 0
—
Barac Capital Management, LLC logo Barac Capital Management, LLC
Independent
1
Typical 13
$924,918
Barak Asset Management LLC logo Barak Asset Management LLC
Supported
2
Very Low 14
$160,714
Barbara J. Bouchey Asset Management, Inc. logo Barbara J. Bouchey Asset Management, Inc.
Independent
1
Very High 73
$667,237
Barbara S. Gault
Independent
1
Typical 13
$1,096,044
Barbco Financial logo Barbco Financial
Independent
1
Low 0
—
Barber & Associates logo Barber & Associates
Independent
1
Very High 226
$221,240
Bard Associates Inc logo Bard Associates Inc
Supported
3
High 60
$2,205,947
Barden Capital Management, Inc. logo Barden Capital Management, Inc.
Supported
3
High 67
$908,416
Bard Investment Group, LLC logo Bard Investment Group, LLC
Independent
1
Low 0
—
Bare Wealth Advisors logo Bare Wealth Advisors
Team
10
High 81
$768,054
Bargeld Financial logo Bargeld Financial
Independent
1
Low 8
$31,356
Baring Financial LLC
Supported
2
Very High 242
$435,460
Barington Capital Management, LLC logo Barington Capital Management, LLC
Independent
1
High 29
$1,620,690
Barker Wealth Management, LLC logo Barker Wealth Management, LLC
Supported
2
Typical 35
$3,341,592
Barking Sands Capital logo Barking Sands Capital
Supported
2
Typical 38
$565,789
Barlas O'Reilly Wealth Management, LLC logo Barlas O'Reilly Wealth Management, LLC
Supported
3
Very High 243
$46,550
Barlow, Paul David
Independent
1
Low 5
$329,718
Barlow Wealth Partners, LLC logo Barlow Wealth Partners, LLC
Team
6
High 67
$3,155,358
Barnai Asset Management logo Barnai Asset Management
Independent
1
High 31
$695,483
Barnard Financial Group, LLC logo Barnard Financial Group, LLC
Independent
1
Very High 333
$282,997
Barnegat Bay Capital Management LLC logo Barnegat Bay Capital Management LLC
Independent
1
Very High 65
$1,595,889
Barnes & Company Investment Counsel, LLC logo Barnes & Company Investment Counsel, LLC
Independent
1
High 47
$937,766
Barnes Dennig Private Wealth Management, LLC logo Barnes Dennig Private Wealth Management, LLC
Supported
3
High 64
$961,177
Barnes Pettey Financial Advisors, LLC logo Barnes Pettey Financial Advisors, LLC
Team
8
Very High 378
$326,849
Barnes Wealth Management Group logo Barnes Wealth Management Group
Team
7
Very High 119
$363,895
Barnett Capital Advisors LLC logo Barnett Capital Advisors LLC
Supported
2
Very High 101
$519,598
Barnett Capital Management, LLC logo Barnett Capital Management, LLC
Independent
1
Low 8
$3,609,737
Barnett & Co Inc logo Barnett & Co Inc
Supported
2
High 58
$1,217,504
Barnett Financial Planning logo Barnett Financial Planning
Independent
1
High 41
$1,626,879
Barnett Investment Counsel, LLC
Independent
1
High 39
$24,359
Barnhart Investment Advisory logo Barnhart Investment Advisory
Independent
1
Low 3
$1,781,815
Barnstone Advisors LLC logo Barnstone Advisors LLC
Supported
3
Low 30
$2,480,856
B.A. Roberts Financial Services, Inc. logo B.A. Roberts Financial Services, Inc.
Supported
3
Very High 448
$268,922
Baroldi Wood Mance Financial Advisors, LLC logo Baroldi Wood Mance Financial Advisors, LLC
Supported
2
Very High 125
$177,907
Baron Capital Management, LLC logo Baron Capital Management, LLC
Independent
1
Typical 19
$108,721
Baron Financial Advisors, LLC logo Baron Financial Advisors, LLC
Independent
1
High 26
—
Baron Financial Group LLC logo Baron Financial Group LLC
Supported
4
High 77
$1,167,864
Baron Silver Stevens Financial Advisors, LLC logo Baron Silver Stevens Financial Advisors, LLC
Team
8
High 75
$1,951,398
Baron Wealth Management, LLC logo Baron Wealth Management, LLC
Team
5
Very Low 29
$5,810,413
Barony Financial Group
Independent
1
Typical 20
$376,729
Barrack Yard Advisors, LLC logo Barrack Yard Advisors, LLC
Independent
1
High 26
$2,559,067
Barr CPA LLC logo Barr CPA LLC
Independent
1
Low 0
—
Barrett Capital Management,LLC logo Barrett Capital Management,LLC
Team
5
Very Low 13
$743,369
Barrett Capital Partners logo Barrett Capital Partners
Supported
2
Typical 52
$433,411
Barrett & Company logo Barrett & Company
Team
4
Very High 144
$839,492
Barrett FP LLC logo Barrett FP LLC
Independent
1
Low 0
—
Barrett Wealth Connection LLC logo Barrett Wealth Connection LLC
Supported
3
Typical 54
$874,013
Barrett Wealth Management logo Barrett Wealth Management
Independent
1
Very High 79
$270,498
Barr Financial Services, LLC logo Barr Financial Services, LLC
Supported
2
Very High 127
$1,053,275
Barrington Asset Management, Inc. logo Barrington Asset Management, Inc.
Supported
4
Very Low 11
$1,209,400
Barrington Capital Management, Inc. logo Barrington Capital Management, Inc.
Supported
2
Low 25
$237,284
Barrister logo Barrister
Independent
1
Very High 137
$640,212
Barron Financial Group, LLP logo Barron Financial Group, LLP
Supported
4
Typical 48
$1,036,753
Barry F.T. Bolker logo Barry F.T. Bolker
Independent
1
Low 10
$0
Barry Investment Advisors, LLC logo Barry Investment Advisors, LLC
Team
8
Typical 49
$2,115,921
Barson Financial Planning logo Barson Financial Planning
Independent
1
High 40
$1,194,773
Bartee Capital Management, LLC
Independent
1
Typical 20
$131,577
Barth Capital LLC logo Barth Capital LLC
Independent
1
Low 8
$448,025
Bartholomew & Company Wealth Management, LLC
Team
22
High 68
$1,239,565
Bartlett & Co. Wealth Management LLC logo Bartlett & Co. Wealth Management LLC
Multi-team
32
High 67
$4,106,356
Bartlett, Lawrence E
Independent
1
Low 0
—
Bartley Financial Advisors, LLC logo Bartley Financial Advisors, LLC
Supported
2
Typical 49
$1,449,124
Barton Advisory Services, L.L.C. logo Barton Advisory Services, L.L.C.
Supported
2
Low 21
$2,350,244
Barton Creek Advisors, LLC logo Barton Creek Advisors, LLC
Independent
1
Typical 22
$223,714
Barton Creek Investment Advisors logo Barton Creek Investment Advisors
Independent
1
High 30
$333,333
Barton Financial Group LLC logo Barton Financial Group LLC
Supported
2
Low 33
$384,521
Barton Investment Management, LLC logo Barton Investment Management, LLC
Team
6
Very Low 16
$10,502,202
Barzideh & Nadeau Wealth Management LLC logo Barzideh & Nadeau Wealth Management LLC
Supported
2
Typical 47
$645,160
Basalt Wealth Inc.
Supported
2
Very Low 7
$35,714
BAS Capital
Independent
1
Typical 20
$5,850,546
BAS Capital Management LLC logo BAS Capital Management LLC
Independent
1
Low 0
—
B.A. Schrock Wealth Management logo B.A. Schrock Wealth Management
Team
5
Very High 141
$398,844
Base
Independent
1
Low 0
—
Basecamp Wealth Advisors, LLC logo Basecamp Wealth Advisors, LLC
Team
5
Very Low 16
$13,456,889
Based Capital Wealth LLC logo Based Capital Wealth LLC
Supported
2
Typical 55
$463,636
Baseline Investments, LLC logo Baseline Investments, LLC
Independent
1
Very High 78
$115,385
Base Management Co logo Base Management Co
Independent
1
High 35
$2,576,958
Basepoint Wealth, LLC logo Basepoint Wealth, LLC
Team
13
High 96
$660,581
Base Wealth Management logo Base Wealth Management
Team
7
Very High 123
$378,696
Basic Capital Advisors LLC
Supported
2
Very Low 0
—
BasicValue Asset Management Inc.
Independent
1
Typical 14
$2,894,287
Basile Financial Group, Inc. logo Basile Financial Group, Inc.
Supported
2
Very Low 12
$196,849
Basilic logo Basilic
Independent
1
Low 9
$10,192
Basis Point Investments
Independent
1
Low 0
—
Baskets Capital LLC logo Baskets Capital LLC
Independent
1
High 48
$287,862
Baskin Financial Planning logo Baskin Financial Planning
Independent
1
High 52
$563,582
Bason Asset Management logo Bason Asset Management
Team
2
High 68
$6,218,865
Bassam Wealth Management, LLC logo Bassam Wealth Management, LLC
Supported
1
Low 24
$8,710,939
Bass and Bell, Inc. logo Bass and Bell, Inc.
Team
7
Typical 47
$2,700,559
Bassett Financial Advisors logo Bassett Financial Advisors
Independent
1
Very High 276
$186,957
Bassin, Bruce
Independent
1
Low 1
—
Basso Capital Management, L.P. logo Basso Capital Management, L.P.
Team
3
Low 38
$22,434,719
Bass Rocks, LLC / Bass Rocks Asset Management logo Bass Rocks, LLC / Bass Rocks Asset Management
Supported
3
Very Low 7
$776,190
Bastion Fiduciary logo Bastion Fiduciary
Supported
4
High 59
$394,097
Bateman Capital Management, Inc. logo Bateman Capital Management, Inc.
Independent
1
Low 8
$128,282
Bates Financial Advisors, Inc. logo Bates Financial Advisors, Inc.
Supported
4
Very High 99
$1,103,284
Bates Financial Group, LLC.
Independent
1
Low 10
—
Bates Real Estate and Financial Advisory Services
Independent
1
Low 2
$556,500
Bates Wealth Management, LLC logo Bates Wealth Management, LLC
Supported
2
Very Low 16
$484,370
BAT Financial Services LLC logo BAT Financial Services LLC
Independent
1
Low 0
—
Batholith Wealth Management & Insurance
Independent
1
Low 0
—
Batley & Associates
Supported
2
Very Low 16
$396,492
Batman Wealth Management, LLC logo Batman Wealth Management, LLC
Independent
1
Very High 59
$378,932
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