See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Denner Capital Management
Independent
1
Low 9
$1,233,333
Dennis Capital Management, L.L.C.
Independent
1
Very High 70
$377,143
Dennis Glynn, CPA
Independent
1
Very High 69
$579,710
Denny, Barry T.
Independent
1
Typical 25
$431,468
De Novo Capital LLC logo De Novo Capital LLC
Independent
1
Low 4
$707,750
DeNovo Financial logo DeNovo Financial
Independent
1
Low 0
—
Density Capital LLC logo Density Capital LLC
Independent
1
Low 0
—
Dental Retirement Strategies, Inc.
Independent
1
Typical 21
$308,253
Dental Wealth Partners LLC logo Dental Wealth Partners LLC
Independent
1
Very High 68
$393,978
Dentist Advisors logo Dentist Advisors
Team
8
High 94
$643,417
Dentist Exit Planning logo Dentist Exit Planning
Independent
1
Low 9
$444,444
Dentler Capital LLC logo Dentler Capital LLC
Independent
1
Very High 135
$195,148
DentVest LLC logo DentVest LLC
Independent
1
Low 10
$170,000
Denver PWM, LLC logo Denver PWM, LLC
Team
7
Very Low 29
$2,303,685
Denver Wealth Management, Inc. logo Denver Wealth Management, Inc.
Team
12
High 82
$536,643
Depaolo & May Strategic Wealth LLC logo Depaolo & May Strategic Wealth LLC
Supported
2
Low 27
$1,033,279
Dependent Financial Planning logo Dependent Financial Planning
Independent
1
Very High 86
$548,641
Deramus Wealth Management, LLC logo Deramus Wealth Management, LLC
Independent
1
Very High 58
$556,225
Derastone logo Derastone
Independent
1
Typical 19
$1,972,876
Derderian Wealth Management, LLC
Independent
1
Low 0
—
Derive Wealth logo Derive Wealth
Independent
1
Very High 125
$1,130,320
Derks Financial, LLC
Supported
2
Very High 138
$280,000
De Rosa Asset Management, LLC
Independent
1
High 27
$1,865,512
DeRoy & Devereaux Private Investment Counsel, Inc.
Team
11
Very Low 11
$15,060,919
Derrin Leigh LLC
Independent
1
Very High 110
$263,839
Derryrush Wealth logo Derryrush Wealth
Independent
1
High 30
$803,142
Desai Capital Management, Inc.
Independent
1
Low 0
—
Desai Wealth LLC logo Desai Wealth LLC
Independent
1
Low 0
—
Deseret Point Partners LLC logo Deseret Point Partners LLC
Independent
1
Low 0
—
Desert Capital Advisors, LLC logo Desert Capital Advisors, LLC
Independent
1
Typical 12
$6,802,441
Desert Capital Management Group, Inc logo Desert Capital Management Group, Inc
Independent
1
Very High 139
$41,141
Desert Financial Planning logo Desert Financial Planning
Independent
1
High 29
$260,418
Desert Rose Capital Management, Inc. logo Desert Rose Capital Management, Inc.
Team
12
Typical 60
$166,478
Desert Wealth Management LLC
Supported
2
Very Low 15
$1,710,307
DES Financial Group, LLC logo DES Financial Group, LLC
Independent
1
Very High 73
$466,346
Design Asset Management, LLC
Independent
1
High 35
$582,363
Design Life's Journey, LLC logo Design Life's Journey, LLC
Independent
1
Low 8
$363,963
Desimone Investments, LLC logo Desimone Investments, LLC
Independent
1
Very High 112
$660,946
Desla Wealth Management logo Desla Wealth Management
Supported
1
Typical 49
$667,382
Des Moines Investments, LLC logo Des Moines Investments, LLC
Supported
3
Very High 233
$351,429
DESMO Wealth Advisors, LLC logo DESMO Wealth Advisors, LLC
Independent
1
Typical 14
$942,002
Despain Investment Solutions, Ltd.
Independent
1
Very High 75
$386,667
Dessonville Financial Group Incorporated
Supported
2
Low 34
$1,230,629
DeStefano Wealth Management
Independent
1
Typical 18
$2,124,378
Destination Wealth Management logo Destination Wealth Management
Multi-team
34
High 67
$2,130,845
Destiny Capital Corporation logo Destiny Capital Corporation
Team
8
Low 33
$1,470,000
Destiny Money Management logo Destiny Money Management
Independent
1
Low 2
$0
Destiny Wealth Partners, LLC logo Destiny Wealth Partners, LLC
Team
16
Typical 59
$1,007,950
Determined Advisors LLC logo Determined Advisors LLC
Independent
1
Typical 21
$656,276
Detterbeck Wealth Management logo Detterbeck Wealth Management
Supported
2
High 83
$1,692,176
Developing Financial logo Developing Financial
Independent
1
Typical 22
$81,897
Development Group LLC logo Development Group LLC
Supported
1
Very Low 5
—
Devens Wealth Management logo Devens Wealth Management
Independent
1
Low 8
$437,500
Devil Mountain Investment Management logo Devil Mountain Investment Management
Independent
1
High 54
$788,144
Devil's Head Capital LLC logo Devil's Head Capital LLC
Independent
1
Low 0
—
Devkota Capital Advisors logo Devkota Capital Advisors
Independent
1
Typical 20
$366,971
DeVore Financial Advisors LLC logo DeVore Financial Advisors LLC
Supported
2
Low 20
$1,276,792
Devotion Capital Management logo Devotion Capital Management
Independent
1
High 51
$752,665
De Vries Asset Management, LLC
Independent
1
Low 0
—
DeVryll Wealth Management logo DeVryll Wealth Management
Independent
1
Typical 13
$162,822
Devtara Financial logo Devtara Financial
Independent
1
Low 0
—
DeWitt And Dunn Financial Services, LLC logo DeWitt And Dunn Financial Services, LLC
Supported
3
Typical 39
$304,520
DeWitt Capital Management logo DeWitt Capital Management
Supported
3
Low 28
$1,449,770
Dewitt Capital Management LLC
Independent
1
Typical 16
$1,335,488
Dew Point Capital logo Dew Point Capital
Team
6
High 85
$911,151
Dew Wealth Management logo Dew Wealth Management
Team
23
Very Low 11
$1,888,841
Dew Wealth Strategies, LLC logo Dew Wealth Strategies, LLC
Supported
2
Low 21
$1,938,315
D.F. Dent and Company, Inc. logo D.F. Dent and Company, Inc.
Multi-team
7
Very High 144
$4,498,439
Dffa, Llc
Independent
1
Low 0
—
DFG Investments and Tax LLC
Independent
1
Typical 22
$122,996
DFG Wealth Management, LLC
Supported
1
Very High 143
$454,545
DFS Advisory logo DFS Advisory
Supported
3
Typical 37
$1,107,143
DFS Capital Management logo DFS Capital Management
Independent
1
Low 5
$250,000
DFW Wealthcare Advisors, LLC logo DFW Wealthcare Advisors, LLC
Independent
1
Typical 13
$387,676
D & G Advisory Group, L.L.C. logo D & G Advisory Group, L.L.C.
Supported
2
Very High 147
$651,583
DGM Asset Management, L.L.C. logo DGM Asset Management, L.L.C.
Supported
2
Typical 36
$1,129,600
Dgs Capital Management logo Dgs Capital Management
Team
1
Very High 394
$2,662,660
DG Wealth logo DG Wealth
Supported
4
Very Low 8
$296,030
Dhamma Capital logo Dhamma Capital
Independent
1
High 52
$1,488,181
DH Asset Management, LLC
Independent
1
Typical 23
$1,583,827
D.H. Hill Advisors, Inc. logo D.H. Hill Advisors, Inc.
Team
19
Typical 48
$219,328
DHJJ Financial Advisors logo DHJJ Financial Advisors
Team
7
Typical 57
$1,469,743
DHL Wealth Management LLC logo DHL Wealth Management LLC
Team
5
Very Low 1
$1,862,591
Dhody Investment Group logo Dhody Investment Group
Supported
3
Very Low 7
$15,516,631
Dhyan Capital Management logo Dhyan Capital Management
Independent
1
Low 10
$3,451,035
Diablo Investment Advisors, LLC logo Diablo Investment Advisors, LLC
Independent
1
High 27
$1,565,667
Dia Llc
Independent
1
Typical 12
$0
Diamant Asset Management, Inc. logo Diamant Asset Management, Inc.
Supported
3
Low 20
$3,472,487
Diamond Client Group, LLC logo Diamond Client Group, LLC
Team
11
Low 33
$369,135
Diamond Equity Advisors logo Diamond Equity Advisors
Independent
1
Very High 95
$173,119
Diamond Head Financial Advisors LLC logo Diamond Head Financial Advisors LLC
Supported
1
High 66
$787,803
Diamond Investment Management Services, LLC
Independent
1
Very High 126
$195,579
Diamond Ivy Capital LLC
Supported
2
Very Low 0
—
Diamond Nestegg logo Diamond Nestegg
Supported
2
Very Low 2
—
Diamond Trail Capital Management logo Diamond Trail Capital Management
Independent
1
Typical 14
$753,890
Diamond Wealth Partners logo Diamond Wealth Partners
Independent
1
Low 7
$175,854
Diastole Wealth Management logo Diastole Wealth Management
Team
9
Very Low 30
$1,354,915
Dias Wealth, LLC logo Dias Wealth, LLC
Independent
1
Typical 11
$761,412
Diazo, LLC logo Diazo, LLC
Supported
3
Very High 113
$624,099
Di Bello Financial logo Di Bello Financial
Independent
1
Very High 119
$525,417
DiBenedetto & Associates Ltd logo DiBenedetto & Associates Ltd
Supported
3
Very High 105
$898,906
DIB Investment Management LLC
Independent
1
Low 0
—
Diccianni Financial Group, Inc. logo Diccianni Financial Group, Inc.
Supported
2
Very High 158
$394,874
Dick Hutchinson Registered Investment Advisor
Supported
2
Very Low 12
$2,038,536
Dickinson Barnum Investment Management, LLC logo Dickinson Barnum Investment Management, LLC
Supported
2
Very High 162
$216,447
Dickmeyer Boyce Financial Management, Inc logo Dickmeyer Boyce Financial Management, Inc
Supported
4
Very High 101
$1,022,986
Dickson Financial Group, LLC. logo Dickson Financial Group, LLC.
Supported
2
Very Low 16
$208,586
Diegelman Capital Advisors
Independent
1
Typical 24
$234,417
Diem Wealth Management logo Diem Wealth Management
Independent
1
High 31
—
Diesslin Group, Inc. logo Diesslin Group, Inc.
Team
6
Typical 47
$2,333,471
Differential Capital LLC logo Differential Capital LLC
Independent
1
Low 4
$1,000,000
Differential Planning LLC logo Differential Planning LLC
Independent
1
High 28
$89,893
Different Investments, LLC logo Different Investments, LLC
Independent
1
High 32
$429,969
Difi Advisory logo Difi Advisory
Independent
1
Typical 16
$175,000
Digiorgio Capital Management, Inc.
Independent
1
Very High 220
$236,364
Digiovanni Financial Group, LLC
Independent
1
Typical 13
$953,846
Digital Asset Investment Management logo Digital Asset Investment Management
Supported
2
Very High 128
$313,725
Digital Wealth, LLC logo Digital Wealth, LLC
Independent
1
Typical 15
$480,483
Dignum et Justum logo Dignum et Justum
Independent
1
Low 1
$1,501,474
Diligent Investors, LLC logo Diligent Investors, LLC
Team
3
Very High 254
$669,269
Dillon & Associates Inc logo Dillon & Associates Inc
Team
4
High 92
$2,129,196
Dillon Capital Management logo Dillon Capital Management
Supported
3
Low 19
$1,195,657
Dillon Financial Planning, Inc. logo Dillon Financial Planning, Inc.
Independent
1
Very High 101
$0
Dillow Wealth Management LLC logo Dillow Wealth Management LLC
Supported
2
Very Low 9
$5,903,286
Dimaio Private Wealth, LLC
Independent
1
Low 0
—
DiMatteo Financial Group logo DiMatteo Financial Group
Independent
1
Very High 90
$138,626
Dimensions Wealth Management, LLC logo Dimensions Wealth Management, LLC
Supported
2
High 61
$1,246,626
Dinergy logo Dinergy
Supported
2
Typical 44
$330,193
DiNuzzo Private Wealth, Inc. logo DiNuzzo Private Wealth, Inc.
Team
8
Very High 97
$1,455,265
Diogenes Financial LLC logo Diogenes Financial LLC
Independent
1
Typical 25
$421,662
DiPaolo Financial Group, Inc. logo DiPaolo Financial Group, Inc.
Team
5
High 82
$411,711
Direct Financial Care logo Direct Financial Care
Supported
2
Typical 49
$2,315,690
Directional Advisors logo Directional Advisors
Supported
3
Low 30
$477,778
Directional Asset Management, LLC logo Directional Asset Management, LLC
Independent
1
High 44
$3,110,955
Direction Financial Management, LLC logo Direction Financial Management, LLC
Independent
1
High 32
$0
Direwolf Wealth Management, LLC logo Direwolf Wealth Management, LLC
Supported
3
Very Low 10
$258,796
Dirigo Financial LLC logo Dirigo Financial LLC
Independent
1
High 49
$836,779
Dirigo Investment Advisors, LLC logo Dirigo Investment Advisors, LLC
Independent
1
Low 6
$660,996
Dirigo Private Wealth logo Dirigo Private Wealth
Independent
1
High 36
$638,889
Disciplined Equity Management, Inc. logo Disciplined Equity Management, Inc.
Team
3
High 67
$2,457,638
Disciplined Growth Capital, LLC
Independent
1
Typical 15
$3,788,362
Disciplined Investors, L.L.C. logo Disciplined Investors, L.L.C.
Team
8
Typical 60
$1,210,956
Disciplined Money, LLC logo Disciplined Money, LLC
Independent
1
High 50
$1,066,360
Disciplined Portfolio Solutions LLC
Supported
1
High 58
$3,465,236
Disciplined Wealth Management, LLC logo Disciplined Wealth Management, LLC
Independent
1
High 30
$58,606
Discipline Wealth Solutions, Inc. logo Discipline Wealth Solutions, Inc.
Team
17
Very High 113
$371,611
Discovery Wealth Planning LLC logo Discovery Wealth Planning LLC
Independent
1
Low 8
$4,274,219
Discretionary Inc. logo Discretionary Inc.
Independent
1
Low 10
$140,000
Dishmi Capital, LLC logo Dishmi Capital, LLC
Supported
4
Low 19
$2,829,973
Dishow Wealth Management LLC logo Dishow Wealth Management LLC
Independent
1
Typical 14
$100,000
Disruptiveseculargrowth Corporation logo Disruptiveseculargrowth Corporation
Independent
1
Very High 80
$442,723
District Capital Management, LLC logo District Capital Management, LLC
Supported
4
Very Low 10
$714,222
Ditto & Powers, LLC
Independent
1
Low 0
—
Dittrich Financial Group LLC
Independent
1
High 33
$298,027
Divergence Capital Management
Independent
1
Typical 11
$274,545
Divergence Wealth Management LLC logo Divergence Wealth Management LLC
Independent
1
Low 0
—
Divergent Capital Asset Management LLC logo Divergent Capital Asset Management LLC
Supported
4
Very Low 5
$2,029,140
Divergent Path Capital Management logo Divergent Path Capital Management
Independent
1
Low 2
$0
Diversey Capital, LLC logo Diversey Capital, LLC
Independent
1
Low 10
—
Diversifi Capital Inc logo Diversifi Capital Inc
Team
7
Low 38
$2,436,357
Diversified Capital Corp.
Independent
1
Low 5
$4,071,143
Diversified Capital Group logo Diversified Capital Group
Supported
2
Typical 39
$472,381
Diversified Capital Wealth Management, LLC logo Diversified Capital Wealth Management, LLC
Supported
2
Typical 55
$181,818
Diversified Consumer Planning
Independent
1
High 52
$144,864
Diversified Consumer Planning LLC logo Diversified Consumer Planning LLC
Independent
1
High 50
$194,030
Diversified Financial Management logo Diversified Financial Management
Supported
4
Typical 35
$2,334,028
Diversified Financial Management Group, LLC logo Diversified Financial Management Group, LLC
Independent
1
Low 0
—
Diversified Global Investment Strategies, LLC logo Diversified Global Investment Strategies, LLC
Independent
1
High 50
$650,000
Diversified Human Solutions logo Diversified Human Solutions
Independent
1
Low 0
—
Diversified Investment Services LLC logo Diversified Investment Services LLC
Independent
1
Very High 157
$186,624
Diversified, LLC logo Diversified, LLC
Team
29
High 68
$1,342,231
Diversified Management Inc logo Diversified Management Inc
Team
6
Typical 57
$5,157,330
Diversified Planning Concepts, Inc.
Supported
2
Low 17
$1,069,512
Diversified Planning Strategies Advisors LLC logo Diversified Planning Strategies Advisors LLC
Supported
4
High 91
$424,171
Diversified Portfolios, Inc. logo Diversified Portfolios, Inc.
Team
10
High 66
$2,812,461
Diversified Resources, LLC logo Diversified Resources, LLC
Supported
1
Very High 640
$410,908
Diversified Strategies LLC logo Diversified Strategies LLC
Independent
1
Low 0
—
Diversified Wealth Advisors, LLC logo Diversified Wealth Advisors, LLC
Supported
3
Very High 136
$338,235
Diversified Wealth Management Solutions, LLC logo Diversified Wealth Management Solutions, LLC
Independent
1
Very High 131
$658,015
Diversify Advisory Services, LLC logo Diversify Advisory Services, LLC
Multi-team
112
Low 46
$837,592
Diversify Wealth Management, LLC logo Diversify Wealth Management, LLC
Multi-team
62
High 76
$824,138
Dividend Assets Capital, LLC logo Dividend Assets Capital, LLC
Team
7
Typical 55
$1,224,425
Dividend Growth Strategies, Inc.
Independent
1
High 27
$2,944,444
Dividends & More
Independent
1
High 26
$772,115
Divine Asset Management LLC logo Divine Asset Management LLC
Independent
1
High 35
$189,155
Divi-Vest Advisors logo Divi-Vest Advisors
Independent
1
Low 8
$1,293,689
Divvi Wealth Management logo Divvi Wealth Management
Supported
4
Typical 49
$646,938
DIWY Financial Planning logo DIWY Financial Planning
Independent
1
Typical 22
—
Dixie's Tax & Financial Services, L.L.C. logo Dixie's Tax & Financial Services, L.L.C.
Supported
2
Very Low 0
—
Dixon Financial Services logo Dixon Financial Services
Team
6
Typical 55
$3,205,412
DIYFi Advisors LLC logo DIYFi Advisors LLC
Independent
1
Low 0
—
DJ Financial
Independent
1
Typical 18
$742,465
DJG Financial Services, Inc. logo DJG Financial Services, Inc.
Supported
3
High 65
$463,861
DJP Wealth Management, LLC logo DJP Wealth Management, LLC
Independent
1
High 40
$2,272,217
DJ Wealth Systems, LLC logo DJ Wealth Systems, LLC
Independent
1
Typical 20
$2,200,000
DKM Wealth Management, Inc.
Supported
3
High 58
$1,735,412
DLB Wealth Advisors LLC
Independent
1
Typical 25
$789,317
DLC Wealth Management
Independent
1
Typical 18
$149,554
D.L. Fields Advisory Group, LLC logo D.L. Fields Advisory Group, LLC
Team
5
Typical 62
$80,645
DLK Investment Advisors, LLC
Supported
2
Very Low 16
$4,396,685
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