See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
The Retirement Planners, USA, LLC logo The Retirement Planners, USA, LLC
Independent
1
Very High 234
$257,491
The Retirement Planning Center
Independent
1
Typical 13
$249,467
The Retirement Planning Company of New England, Inc. logo The Retirement Planning Company of New England, Inc.
Supported
4
Very High 141
$697,469
The Retirement Readiness Institute logo The Retirement Readiness Institute
Independent
1
Typical 21
$241,252
The Retirement Smith LLC logo The Retirement Smith LLC
Supported
2
High 78
$254,000
The Retirement Solution LLC logo The Retirement Solution LLC
Team
18
Low 46
$849,803
The Retirement Solutions Group logo The Retirement Solutions Group
Supported
3
Low 24
$538,287
The Retirement Specialist of Central Ohio logo The Retirement Specialist of Central Ohio
Supported
2
High 58
$162,742
The Rice Partnership, LLC logo The Rice Partnership, LLC
Team
10
Low 41
$2,113,959
The Rich Group, LLC
Independent
1
Low 0
—
The R.L. Brown Advisory Group, LLC logo The R.L. Brown Advisory Group, LLC
Independent
1
Typical 14
$745,855
The Road Ahead Wealth Management LLC
Independent
1
Typical 13
$992,308
The Robert J. Wilkes Planning Forum
Independent
1
Low 0
—
The Rosamond Financial Group Wealth Management, LLC logo The Rosamond Financial Group Wealth Management, LLC
Supported
1
Typical 56
$1,155,044
The Rose Investment Management
Independent
1
High 48
$589,366
The Ryan Group Portfolio Design LLC
Independent
1
Low 0
—
The Salvetti Group logo The Salvetti Group
Team
6
Very High 98
$1,074,143
The Schamber Group, Inc. logo The Schamber Group, Inc.
Supported
2
Very Low 15
$568,824
The Scott S. James Company logo The Scott S. James Company
Supported
3
Typical 46
$1,002,750
The SEB Group, Inc.
Independent
1
Low 9
—
The Sherringon Group logo The Sherringon Group
Supported
2
Typical 49
$937,195
The Sherry Group, Inc.
Supported
3
High 68
$641,914
The Sher Wealth Management Group logo The Sher Wealth Management Group
Supported
2
Low 24
$2,655,211
The Sherwin Group logo The Sherwin Group
Supported
2
Very High 121
$155,370
The Shield Finance logo The Shield Finance
Independent
1
Low 0
—
The Siekmann Company logo The Siekmann Company
Supported
3
Very Low 2
$938,759
The Simmons Partnership, Inc logo The Simmons Partnership, Inc
Supported
2
Very High 154
$700,543
The Simple Investor's Guide, LLC logo The Simple Investor's Guide, LLC
Independent
1
Typical 19
$660,405
The Simpson Firm LLC logo The Simpson Firm LLC
Independent
1
Low 0
—
The Spano Group Wealth Managers
Independent
1
Typical 14
$71,429
The Sterling Group logo The Sterling Group
Supported
4
High 70
$1,677,383
The Stewardship Solution logo The Stewardship Solution
Independent
1
Very High 71
$208,158
The Strategic Financial Alliance logo The Strategic Financial Alliance
Multi-team
52
Very Low 28
$258,167
The Sullivan Group logo The Sullivan Group
Supported
3
Low 32
$778,764
The Sum logo The Sum
Team
9
Very Low 23
$2,638,079
The Summit Group logo The Summit Group
Supported
2
Low 27
$296,296
The Swanson Financial Group
Independent
1
High 45
$692,628
The Table Financial Planning LLC logo The Table Financial Planning LLC
Supported
4
Low 27
$796,313
Theta Wealth Partners logo Theta Wealth Partners
Independent
1
Low 0
—
The Tempest Financial Group PLLC logo The Tempest Financial Group PLLC
Independent
1
Low 0
—
The Tenret Company, LLC logo The Tenret Company, LLC
Supported
1
Typical 55
$4,099,025
Thetford Investment Management, Inc.
Independent
1
High 33
$1,601,408
The Tides Group logo The Tides Group
Independent
1
Low 0
—
The Tilted Funds Group, LLC
Supported
2
Very Low 3
$162,200
The Tiny House Adviser logo The Tiny House Adviser
Independent
1
Typical 13
$563,214
The True Prophets LLC
Independent
1
Low 0
—
The Ujano Advisory Group LLC
Independent
1
High 34
$3,407,603
Theus Wealth Advisors logo Theus Wealth Advisors
Supported
4
High 60
—
The Valente Group LLC logo The Valente Group LLC
Independent
1
High 49
$387,755
The Viable Group, Inc. logo The Viable Group, Inc.
Team
5
Very Low 18
$411,111
The Von Dohlen Knuffke Financial Group, LLC logo The Von Dohlen Knuffke Financial Group, LLC
Supported
2
Very Low 8
—
The Watchman Group, Inc. logo The Watchman Group, Inc.
Team
5
Typical 52
$2,424,909
The Wealth Advantage Group, Inc. logo The Wealth Advantage Group, Inc.
Supported
2
High 68
$1,084,431
The Wealth Alliance, LLC logo The Wealth Alliance, LLC
Team
12
High 95
$1,654,786
The Wealth Boutique logo The Wealth Boutique
Team
9
Low 35
$381,093
The Wealthcare Clinic
Supported
2
Very Low 0
—
The Wealth Collaborative logo The Wealth Collaborative
Supported
2
Very Low 7
$107,620
The Wealth Collaborative, Inc. logo The Wealth Collaborative, Inc.
Team
3
High 85
$3,083,299
The Wealth Collective, LLC logo The Wealth Collective, LLC
Independent
1
High 49
$801,297
The Wealth Conservancy, Inc. logo The Wealth Conservancy, Inc.
Supported
3
Very Low 16
$5,130,220
The Wealth Conservatory logo The Wealth Conservatory
Supported
3
Typical 40
$1,129,524
The Wealth Consulting Group logo The Wealth Consulting Group
Multi-team
128
Very High 99
$466,923
The Wealthgarden F.S. LLC logo The Wealthgarden F.S. LLC
Team
5
Typical 47
$955,325
The Wealth Group   Austin B. Colby & Associates logo The Wealth Group Austin B. Colby & Associates
Team
12
Typical 49
$1,203,074
The Wealth Group, Ltd logo The Wealth Group, Ltd
Supported
2
High 74
$1,047,305
The Wealth Mastery, LLC logo The Wealth Mastery, LLC
Independent
1
Low 4
$462,500
The Wealth Observatory
Independent
1
Low 8
$1,199,381
The WealthPlan LLC logo The WealthPlan LLC
Independent
1
Very High 132
$662,701
The Wealth Syndicate LLC
Independent
1
Very High 80
$81,785
The Wealthy Parent logo The Wealthy Parent
Independent
1
High 27
—
The Welch Group, LLC logo The Welch Group, LLC
Multi-team
28
Typical 51
$2,573,682
The Wellington Grp LLC logo The Wellington Grp LLC
Team
12
Very High 126
$312,431
The Western Wealth Group, Inc. logo The Western Wealth Group, Inc.
Independent
1
Very High 61
$1,759,620
The WF Group, LLC
Independent
1
Low 8
$1,400,000
The William Allan Corporation logo The William Allan Corporation
Team
7
Low 32
$894,512
The Wolter Group, Inc.
Supported
2
High 90
$296,463
The World Changers Investments, LLC logo The World Changers Investments, LLC
Supported
2
Very High 180
$30,255
The Worley Banks Group, LLC logo The Worley Banks Group, LLC
Supported
3
Very High 250
$238,278
The W & W Group LLC logo The W & W Group LLC
Independent
1
Very High 353
$82,791
The Yanker Group logo The Yanker Group
Team
5
High 94
$617,753
Thibeau Financial Consulting, LLC logo Thibeau Financial Consulting, LLC
Independent
1
Low 0
—
Thielen Capital Corporation logo Thielen Capital Corporation
Independent
1
Very High 82
$1,536,829
Thi, Inc.
Independent
1
Typical 22
$1,478,227
Thinagee Investments Inc. logo Thinagee Investments Inc.
Supported
1
Typical 40
$6,635,000
Think818, LLC logo Think818, LLC
Independent
1
High 28
$180,479
Think Ahead Financial Planning
Independent
1
Low 0
—
Think Different Financial Planning logo Think Different Financial Planning
Independent
1
High 45
$3,145,002
Think Different Wealth Advisors LLC logo Think Different Wealth Advisors LLC
Independent
1
Typical 18
$1,123,687
Thinking Big Financial logo Thinking Big Financial
Supported
2
Typical 47
$997,519
ThinkPlanSave logo ThinkPlanSave
Independent
1
Low 9
$1,766,561
Think Wealth Advisory, LLC logo Think Wealth Advisory, LLC
Independent
1
Low 0
—
Think Wealth, LLC
Supported
3
Typical 37
$44,091
Think Wealth Management
Supported
2
Low 22
$352,244
Third Act Financial Planning LLC logo Third Act Financial Planning LLC
Independent
1
Low 0
—
Third Act Retirement Planning, Inc. logo Third Act Retirement Planning, Inc.
Independent
1
High 50
$608,183
Third Coast Securities LLC
Independent
1
Typical 23
$236,304
Third Day Capital Management, LLC logo Third Day Capital Management, LLC
Independent
1
Typical 25
$985,446
Third Eye Associates, Ltd logo Third Eye Associates, Ltd
Supported
3
High 70
$0
Third Eye Capital Management, LLC logo Third Eye Capital Management, LLC
Supported
1
Very Low 16
$9,073,250
Third Generation Capital Management logo Third Generation Capital Management
Independent
1
Low 0
—
Third Millennium Advisors, Inc. logo Third Millennium Advisors, Inc.
Independent
1
Low 10
$3,464,520
Third Sigma Investment Advisors LLC logo Third Sigma Investment Advisors LLC
Supported
4
Very Low 11
$1,081,508
Third Stanza Group logo Third Stanza Group
Supported
2
Very Low 1
$38,200
Third View Private Wealth logo Third View Private Wealth
Team
7
Low 46
$3,582,068
Third Wave Capital LLC
Independent
1
Typical 18
$50,818
Thirteen Twenty-Two Advisors logo Thirteen Twenty-Two Advisors
Team
7
Typical 55
$371,040
ThirtyNorth Investments, LLC logo ThirtyNorth Investments, LLC
Team
5
Low 43
$1,123,192
Thistle Wealth logo Thistle Wealth
Independent
1
Typical 11
$1,633,100
Thistle Wealth Management, LLC logo Thistle Wealth Management, LLC
Independent
1
Low 5
$1,921,013
Thomas A. Paulson, Jr., DBA, Thomas A. Paulson, Jr., CPA logo Thomas A. Paulson, Jr., DBA, Thomas A. Paulson, Jr., CPA
Independent
1
Low 10
$434,215
Thomas Capital Management, LLC logo Thomas Capital Management, LLC
Independent
1
Typical 18
$689,169
Thomas & Company LLC
Independent
1
Typical 21
$3,869,476
Thomas Everett Investments, LLC logo Thomas Everett Investments, LLC
Independent
1
Very High 66
$52,136
Thomas Financial Planning, LLC
Independent
1
Low 9
$2,124,092
Thomas Investment Advisors LLC logo Thomas Investment Advisors LLC
Supported
2
Very Low 3
$2,039,868
Thomas Jackson Family Office, Inc.
Independent
1
Typical 15
—
Thomas Jones Financial LLC logo Thomas Jones Financial LLC
Independent
1
Very High 99
$559,596
Thomas Leo Advisory, LLC logo Thomas Leo Advisory, LLC
Supported
2
High 72
$1,135,905
Thomas Meyer Investments logo Thomas Meyer Investments
Independent
1
Typical 13
$109,231
Thomas Nyitray, Sole Proprietor
Independent
1
Low 0
—
Thomas R. Noonan, Inc. logo Thomas R. Noonan, Inc.
Independent
1
Typical 12
$1,833,333
Thomas Seaman Company
Independent
1
Very High 66
$1,010,217
Thomas Smith And Associates, Inc. logo Thomas Smith And Associates, Inc.
Supported
2
Very Low 3
$2,307,233
Thomas Story and Son LLC
Supported
2
Low 20
$8,315,821
Thome Financial logo Thome Financial
Independent
1
High 26
$2,036,924
Thompson Capital Management
Independent
1
Low 0
—
Thompson Capital Management, LLC logo Thompson Capital Management, LLC
Supported
3
Low 27
$1,121,611
Thompson Capital Management, LLC
Independent
1
Low 4
$27,500
Thompson Creek Wealth Advisors logo Thompson Creek Wealth Advisors
Supported
3
Low 19
$733,725
Thompson Davis Asset Management logo Thompson Davis Asset Management
Team
5
Typical 59
$691,961
Thompson Financial Advisors
Independent
1
Low 0
—
Thompson Financial LLC logo Thompson Financial LLC
Independent
1
Very High 225
$329,264
Thompson Financial Transitions Inc. logo Thompson Financial Transitions Inc.
Independent
1
Very High 129
$360,834
Thompson Investment Advisors logo Thompson Investment Advisors
Independent
1
Very High 259
$220,077
Thompson Private Wealth logo Thompson Private Wealth
Independent
1
Very High 189
$390,443
Thompson & Thompson Investment Advisors, Inc. logo Thompson & Thompson Investment Advisors, Inc.
Supported
2
Very Low 15
$913,887
Thompson Wealth Management, Inc. logo Thompson Wealth Management, Inc.
Supported
1
Low 30
—
Thoreson Steffes
Supported
2
Very Low 15
$1,550,560
Thornton Financial Management and Services logo Thornton Financial Management and Services
Independent
1
Very High 140
$380,517
Thoroughbred Financial Services, LLC logo Thoroughbred Financial Services, LLC
Multi-team
34
High 74
$1,091,136
THOR Wealth Management Inc logo THOR Wealth Management Inc
Team
8
Typical 60
$1,353,838
Thoughtful Financial Planning, LLC logo Thoughtful Financial Planning, LLC
Independent
1
Typical 20
$338,428
Thoughtful Money LLC logo Thoughtful Money LLC
Independent
1
Very High 187
$0
Thoughtful Wealth Advisory LLC
Independent
1
Low 0
—
Thousand Wealth Management logo Thousand Wealth Management
Supported
2
Very Low 6
$1,336,797
T.H. Rapko & Company, LLC logo T.H. Rapko & Company, LLC
Independent
1
High 36
$936,111
Thrasher & Chambers Wealth Management, LLC
Supported
2
Very High 199
$371,859
Threadgill Financial, LLC logo Threadgill Financial, LLC
Supported
2
Very High 191
$1,048,344
Threadline Wealth logo Threadline Wealth
Multi-team
23
Typical 51
$4,420,558
Three Arch Wealth Management LLC logo Three Arch Wealth Management LLC
Team
4
Typical 64
$2,545,550
Three Bearings Fiduciary Advisors, Inc. logo Three Bearings Fiduciary Advisors, Inc.
Supported
2
High 79
$1,299,891
Three Bridge Wealth Advisors logo Three Bridge Wealth Advisors
Team
2
Low 36
$14,728,958
Three Circles Capital Management, LLC logo Three Circles Capital Management, LLC
Independent
1
Low 1
$340,000
Three Cord True Wealth Management, LLC logo Three Cord True Wealth Management, LLC
Team
6
High 96
$547,635
Three Dots Advisory LLC
Independent
1
Low 0
—
Three Lakes Advisors, Inc.
Independent
1
Low 8
$2,071,488
Three Magnolias Financial Advisors logo Three Magnolias Financial Advisors
Team
5
Very High 120
$766,714
Three Main Points LLC logo Three Main Points LLC
Independent
1
High 27
$529,450
Three Oaks Partners Investment Counsel LLC logo Three Oaks Partners Investment Counsel LLC
Supported
2
Very Low 10
$307,368
Three Oaks Wealth logo Three Oaks Wealth
Supported
3
Low 30
$968,192
Three Phases Wealth Advisors LLC logo Three Phases Wealth Advisors LLC
Supported
3
Very Low 3
$0
Three Rivers Executive Consulting, LLC logo Three Rivers Executive Consulting, LLC
Independent
1
Very High 123
$329,221
Three Seasons Wealth logo Three Seasons Wealth
Team
7
Typical 53
$3,295,388
Three Sheep Wealth Management, LLC logo Three Sheep Wealth Management, LLC
Independent
1
Typical 11
$830,517
Three Sixty logo Three Sixty
Team
5
Low 37
$1,021,993
Three-Sixty Wealth Management, LLC.
Independent
1
Low 0
—
Three Waters Financial logo Three Waters Financial
Independent
1
Typical 12
$2,547,554
Threshold Compass Strategies, Inc. logo Threshold Compass Strategies, Inc.
Independent
1
Low 2
—
Threshold Wealth Advisors LLC logo Threshold Wealth Advisors LLC
Independent
1
Low 0
—
Thrift Financial, Inc. logo Thrift Financial, Inc.
Independent
1
Very High 57
$736,842
Thrifty Scotty Financial, LLC logo Thrifty Scotty Financial, LLC
Independent
1
Low 7
$579,621
Thrivealike LLC logo Thrivealike LLC
Independent
1
Low 0
—
Thrive Capital Management, LLC logo Thrive Capital Management, LLC
Team
17
Low 46
$834,735
Thrive Financial Management logo Thrive Financial Management
Independent
1
Typical 15
$300,000
Thrive Financial Planning logo Thrive Financial Planning
Independent
1
Very High 78
$567,445
Thrive Investments, LLC logo Thrive Investments, LLC
Independent
1
Low 4
$3,075,844
Thrivent Advisor Network, LLC logo Thrivent Advisor Network, LLC
Multi-team
112
Very High 130
$457,966
Thrivent Investment Management logo Thrivent Investment Management
Institution
3,192
Very Low 39
$162,801
Thrive Portfolios logo Thrive Portfolios
Independent
1
Typical 16
$179,162
Thrive Retirement Specialists logo Thrive Retirement Specialists
Supported
2
Typical 35
$4,341,149
Thrive Wealth Management, LLC logo Thrive Wealth Management, LLC
Team
12
High 72
$1,806,299
Throckmorton Advisors, LLC
Independent
1
Low 0
—
Thryve Wealth Management logo Thryve Wealth Management
Supported
4
Low 21
$3,451,097
Thunderbird Financial Coaching
Independent
1
Low 0
—
Thunderbird Wealth Management, Inc. logo Thunderbird Wealth Management, Inc.
Supported
2
High 78
$388,947
Thureos Asset Management LLC
Independent
1
Low 7
$1,285,714
Thurston Hall Investment Research, LLC logo Thurston Hall Investment Research, LLC
Supported
2
Typical 50
$780,000
Thurston Springer Advisors logo Thurston Springer Advisors
Multi-team
93
Typical 48
$1,221,336
Tian Capital LLC
Independent
1
Low 0
—
Tianhu Investments
Independent
1
Low 7
$3,000,000
TIAS Planners logo TIAS Planners
Independent
1
Typical 11
$924,545
Tiburon Capital Advisors LLC logo Tiburon Capital Advisors LLC
Independent
1
Low 1
$25,000
Tiburon Financial Advisors, Inc. logo Tiburon Financial Advisors, Inc.
Independent
1
Typical 14
$2,649,712
Ticino Wealth logo Ticino Wealth
Supported
3
Very High 99
$1,352,171
Tidal Creek Capital Advisors logo Tidal Creek Capital Advisors
Team
5
Low 35
$703,565
Tidecrest Wealth Management, LLC logo Tidecrest Wealth Management, LLC
Supported
3
Low 28
$2,391,664
Tidehaven Wealth, LLC logo Tidehaven Wealth, LLC
Supported
2
High 82
$766,772
Tidemark, LLC logo Tidemark, LLC
Team
8
Very High 106
$532,080
Tidewater Wealth Advisors logo Tidewater Wealth Advisors
Independent
1
Typical 11
$1,343,011
Tidmore Retirement Planning Specialists logo Tidmore Retirement Planning Specialists
Supported
3
High 71
$502,641
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