See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Personal Econome, LLC logo Personal Econome, LLC
Independent
1
Low 4
$0
Personal Financial Advice & Insights, LLC logo Personal Financial Advice & Insights, LLC
Independent
1
Typical 24
—
Personal Financial Advisors, Inc. logo Personal Financial Advisors, Inc.
Supported
3
Typical 52
$516,805
Personal Financial Experiences, LLC logo Personal Financial Experiences, LLC
Independent
1
High 45
$1,388,889
Personal Financial Management, Inc.
Independent
1
Very High 108
$286,599
Personal Financial Partners logo Personal Financial Partners
Independent
1
Very High 57
$371,098
Personal Financial Planning Inc. logo Personal Financial Planning Inc.
Independent
1
High 54
$361,818
Personal Financial Profiles Inc logo Personal Financial Profiles Inc
Supported
2
Very High 114
$1,412,365
Personal Financial Solutions, LLC logo Personal Financial Solutions, LLC
Independent
1
Typical 22
$98,963
Personal Financial Specialists logo Personal Financial Specialists
Supported
1
Very Low 0
—
Personalized Financial Solutions LLC logo Personalized Financial Solutions LLC
Supported
2
High 72
$989,992
Personal Legacy Planners logo Personal Legacy Planners
Supported
3
Typical 48
—
Personal Money Planning, LLC logo Personal Money Planning, LLC
Supported
3
High 72
$584,030
Personal Path Financial Planning logo Personal Path Financial Planning
Independent
1
Low 0
—
Personal Prosperity LLC logo Personal Prosperity LLC
Independent
1
Typical 12
$1,842,981
Personal Wealth Management Advisors, Inc.
Independent
1
High 33
$580,606
Personal Wealth Management, LLC logo Personal Wealth Management, LLC
Independent
1
Typical 17
$370,412
Personal Wealth Planning, LLC logo Personal Wealth Planning, LLC
Independent
1
High 30
$467,758
Perspective Advisors, LLC logo Perspective Advisors, LLC
Supported
2
High 86
$187,973
Perspective Asset Management, LLC
Independent
1
Low 0
—
Perspective Wealth Advisors logo Perspective Wealth Advisors
Team
5
Low 35
$892,179
Perspective Wealth Management logo Perspective Wealth Management
Team
2
Very High 132
$2,253,676
Perspective Wealth Partners, LLC logo Perspective Wealth Partners, LLC
Team
8
Low 34
$3,074,424
Pers Pro logo Pers Pro
Independent
1
Low 0
—
Per Stirling Capital Management, LLC logo Per Stirling Capital Management, LLC
Multi-team
31
Low 35
$1,361,399
Peteralexander logo Peteralexander
Supported
2
Very Low 0
—
Peter Dag & Associates, Inc. logo Peter Dag & Associates, Inc.
Independent
1
Low 4
$325,000
Peterkin Financial, LLC logo Peterkin Financial, LLC
Independent
1
Very High 57
$430,429
Peterkofsky, Roy
Independent
1
Low 0
—
Petersen and Hicks
Supported
2
Low 33
—
Petersen Hastings Wealth Advisors, Inc. logo Petersen Hastings Wealth Advisors, Inc.
Team
16
High 77
$956,232
Peters Financial LLC logo Peters Financial LLC
Independent
1
Very High 74
$96,468
Peterson Financial Group, Inc. logo Peterson Financial Group, Inc.
Supported
3
Very High 172
$567,199
Peterson Financial Services LLC logo Peterson Financial Services LLC
Independent
1
Very High 157
$758,714
Peterson Garrett, LLC
Independent
1
Low 9
$333,333
Peterson Rogers Private Wealth, LLC logo Peterson Rogers Private Wealth, LLC
Supported
4
Low 20
$1,879,798
Peterson Wealth Advisors, LLC logo Peterson Wealth Advisors, LLC
Team
14
Typical 47
$1,200,921
Peterson Wealth Management logo Peterson Wealth Management
Independent
1
Very High 95
$568,421
Peterson Wealth Management, LLC logo Peterson Wealth Management, LLC
Supported
3
Very High 381
$218,137
Peterson Wealth Services Inc. logo Peterson Wealth Services Inc.
Team
4
Very High 111
$1,098,811
Peters Wealth Group logo Peters Wealth Group
Supported
2
Very High 108
$226,450
Petix & Botte Financial logo Petix & Botte Financial
Supported
4
Very High 118
$864,485
Petra Financial Advisors Inc logo Petra Financial Advisors Inc
Team
7
Typical 54
$1,165,386
Petrarch Wealth Management logo Petrarch Wealth Management
Independent
1
High 40
$298,631
Petra Wealth Management logo Petra Wealth Management
Independent
1
Typical 21
$363,926
Petredis Investment Advisors logo Petredis Investment Advisors
Team
7
High 76
$3,151,730
Petrie Capital Management LLC.
Independent
1
High 48
$2,156,899
Petrilli Capital Management LLC logo Petrilli Capital Management LLC
Independent
1
Typical 23
$1,032,210
Petroglyph Wealth
Independent
1
Typical 17
$612,042
Petros Family Wealth, LLC logo Petros Family Wealth, LLC
Team
8
High 66
$637,629
Petrovich Capital Advisors LLC
Independent
1
Low 0
—
Pettee Investors Inc logo Pettee Investors Inc
Supported
3
Very Low 9
$6,610,359
Pettibone Wealth Management, LLC
Independent
1
High 44
$739,607
Pettinga Financial Advisors, LLC logo Pettinga Financial Advisors, LLC
Team
8
High 84
$1,605,718
Pettus & Dawkins Financial Group, LLC logo Pettus & Dawkins Financial Group, LLC
Independent
1
High 35
$330,277
Pettyjohn, Wood & White, Inc. logo Pettyjohn, Wood & White, Inc.
Team
5
Very High 112
$1,654,778
PeZzi Private Capital
Independent
1
Low 0
—
Pezzi Wealth Management LLC logo Pezzi Wealth Management LLC
Independent
1
Low 0
—
PFG Advisors logo PFG Advisors
Multi-team
83
High 91
$421,263
PFG Private Wealth Management, LLC logo PFG Private Wealth Management, LLC
Team
6
High 79
$591,071
PFL Partners LLC logo PFL Partners LLC
Independent
1
Low 0
—
Pflueger Wealth logo Pflueger Wealth
Supported
2
Low 17
$2,961,228
Pflug Koory, LLC
Supported
2
High 61
$2,531,058
PFO Investment Advisors, LLC
Supported
1
Very Low 7
$1,467,320
P.F. Roberts & Associates logo P.F. Roberts & Associates
Independent
1
High 29
$2,410,585
PFS Capital, LLC logo PFS Capital, LLC
Independent
1
Low 0
—
PFS Planning LLC logo PFS Planning LLC
Independent
1
Typical 12
—
PFS Signature Wealth logo PFS Signature Wealth
Supported
3
Very High 191
$369,220
PF Wealth Management Group, LLC logo PF Wealth Management Group, LLC
Independent
1
High 34
$892,647
P. G. Earl Investment Advisers, L.L.C.
Independent
1
Very High 80
$10,000
Pgi Wealth Management logo Pgi Wealth Management
Team
5
Very High 99
$1,783,961
PGP Wealth Services, LLC logo PGP Wealth Services, LLC
Independent
1
High 52
$1,522,946
Phan Capital logo Phan Capital
Independent
1
Typical 12
$127,118
Pharaoh Financial Group, Inc. logo Pharaoh Financial Group, Inc.
Independent
1
Low 0
—
PharmD Financial Planning LLC logo PharmD Financial Planning LLC
Independent
1
High 48
$730,543
Pharos Capital Management, LLC logo Pharos Capital Management, LLC
Independent
1
Typical 16
$242,438
Phase Change Wealth Management LLC logo Phase Change Wealth Management LLC
Independent
1
Very High 119
$243,697
Phase III Advisory Services, LTD logo Phase III Advisory Services, LTD
Supported
3
Very High 161
$436,669
Phase Line Capital, LLC logo Phase Line Capital, LLC
Supported
3
Typical 47
$339,957
Phase Line Financial logo Phase Line Financial
Independent
1
Typical 21
$348,095
Phase Line Financial logo Phase Line Financial
Independent
1
High 42
$415,175
Phase Two Capital, LLC logo Phase Two Capital, LLC
Independent
1
Low 9
$2,838,465
Phelps Financial Advisors logo Phelps Financial Advisors
Independent
1
Typical 22
$0
Phibbs Financial logo Phibbs Financial
Independent
1
Very High 83
$325,848
Philadelphia Investment Partners, LLC logo Philadelphia Investment Partners, LLC
Supported
2
High 69
$1,091,160
Philadelphia Partners Capital Management, LLC
Supported
3
Low 27
$686,057
Philadelphus Capital
Independent
1
Low 10
$707,130
Phil Advisors LLC logo Phil Advisors LLC
Independent
1
Low 0
—
Phil A. Younker & Associates, Ltd. logo Phil A. Younker & Associates, Ltd.
Supported
2
High 57
$837,539
Philip J.. Sagan Financial Consulting, Inc. logo Philip J.. Sagan Financial Consulting, Inc.
Independent
1
Low 4
—
Philip M. Watson, Financial Advisor
Independent
1
Very High 55
—
Philipp Capital Advisors logo Philipp Capital Advisors
Independent
1
Low 7
$2,048,655
Phillip B. White Co., Inc logo Phillip B. White Co., Inc
Supported
2
Very High 122
$1,269,660
Phillip James Financial Co. logo Phillip James Financial Co.
Supported
2
High 57
$1,947,945
Phillips and Company Advisors LLC logo Phillips and Company Advisors LLC
Team
13
High 85
$1,669,271
Phillips Financial logo Phillips Financial
Team
15
Typical 59
$1,915,004
Phillips Ray Capital Management, Inc. logo Phillips Ray Capital Management, Inc.
Independent
1
Very High 98
$587,533
Phillips Wealth Management LLC logo Phillips Wealth Management LLC
Supported
3
Very High 94
$361,551
Phillips Wealth Planners LLC logo Phillips Wealth Planners LLC
Supported
2
Very High 156
$1,053,743
Philosophe Financial logo Philosophe Financial
Independent
1
Low 0
—
Phingers and Toze Investments, LLC
Independent
1
Low 6
$11,901,000
Phin Wealth
Independent
1
Low 0
—
Phocas Financial Corporation logo Phocas Financial Corporation
Supported
3
Very Low 6
$1,638,924
Phoenix Financial Engineering, LLC logo Phoenix Financial Engineering, LLC
Independent
1
High 26
$480,769
Phoenix Financial Solutions, Inc. logo Phoenix Financial Solutions, Inc.
Independent
1
Low 5
$0
Phoenix-Veritas Wealth Management logo Phoenix-Veritas Wealth Management
Independent
1
Low 0
—
Phoenix Wealth Advisors Inc.
Team
7
Very High 220
$401,985
Phoundational LLC logo Phoundational LLC
Independent
1
Typical 13
$0
Phronimos Capital, LLC logo Phronimos Capital, LLC
Independent
1
Typical 15
$2,049,260
Physician Advising LLC logo Physician Advising LLC
Independent
1
High 28
$353,571
Physician Family Financial Advisors Inc logo Physician Family Financial Advisors Inc
Supported
3
Very High 125
$757,592
Physicians' Financial L.C. logo Physicians' Financial L.C.
Independent
1
Typical 18
$29,444
Physicians Financial Services, Inc. logo Physicians Financial Services, Inc.
Supported
3
High 72
$2,071,850
Physicians Investment Advisory Services of Texas, LLC
Independent
1
Low 0
—
Physicians Wealth Solutions, LLC logo Physicians Wealth Solutions, LLC
Supported
2
Low 34
$636,690
Physician Wealth Advisors, Inc. logo Physician Wealth Advisors, Inc.
Team
9
Very High 121
$1,234,869
Physician Wealth Solutions logo Physician Wealth Solutions
Supported
1
Very High 107
$2,793,217
Pia, Lllp logo Pia, Lllp
Supported
1
Low 29
$535,615
Piano Wealth Management logo Piano Wealth Management
Independent
1
High 47
$534,151
Piccolo Investment Consulting, LLC logo Piccolo Investment Consulting, LLC
Supported
2
Very High 98
$480,744
Picket Fence Financial, LLC logo Picket Fence Financial, LLC
Independent
1
Very High 91
$483,207
Pickwick Wealth Management logo Pickwick Wealth Management
Independent
1
Typical 20
$571,116
Pico Associates logo Pico Associates
Independent
1
Typical 21
$523,020
PieCapital logo PieCapital
Supported
2
Very Low 11
$3,134,122
Piece of Wealth Planning LLC logo Piece of Wealth Planning LLC
Supported
2
Very Low 7
$136,077
Piedmont Capital Asset Management LLC logo Piedmont Capital Asset Management LLC
Independent
1
Typical 20
$2,148,577
Piedmont Capital Management, LLC logo Piedmont Capital Management, LLC
Supported
3
Low 29
$3,779,694
Piedmont Capital Management, LLC logo Piedmont Capital Management, LLC
Supported
3
Very High 155
$496,081
Piedmont Financial Advisors, LLC logo Piedmont Financial Advisors, LLC
Independent
1
Typical 13
$0
Piedmont Financial Consulting logo Piedmont Financial Consulting
Independent
1
Low 2
$6,430
Piedmont Private Equity logo Piedmont Private Equity
Supported
1
Low 28
—
Piedmont Private Wealth, LLC logo Piedmont Private Wealth, LLC
Independent
1
Very High 56
$1,875,000
Piedmont Wealth Advisory logo Piedmont Wealth Advisory
Supported
3
High 72
$1,615,780
Piedmont Wealth Management logo Piedmont Wealth Management
Supported
2
Very High 119
$643,811
Pier 42 Advisors logo Pier 42 Advisors
Independent
1
High 40
$732,284
Pierce Financial LLC logo Pierce Financial LLC
Independent
1
Low 6
$333,333
Pierce Wealth Partners, Inc. logo Pierce Wealth Partners, Inc.
Supported
2
Low 26
$1,346,667
Piermani Charles J Associates
Independent
1
Very High 252
$296,166
Pierpont Investment Group, LLC logo Pierpont Investment Group, LLC
Independent
1
High 32
$412,500
Pierre & Company LLC logo Pierre & Company LLC
Independent
1
Low 7
$1,936,557
Piershale Wealth Management, LLC logo Piershale Wealth Management, LLC
Independent
1
High 52
$518,844
Pierson Wealth Management logo Pierson Wealth Management
Supported
3
High 85
$648,854
Pih Investments, LLC logo Pih Investments, LLC
Independent
1
High 35
$2,500,000
Pihl Financial Planning logo Pihl Financial Planning
Independent
1
High 31
$746,048
Pile Wealth Management logo Pile Wealth Management
Supported
4
Low 22
$1,935,439
Pillar6 Advisors, LLC logo Pillar6 Advisors, LLC
Independent
1
Very High 122
$763,459
Pillar Financial Advisors, LLC logo Pillar Financial Advisors, LLC
Supported
4
Typical 53
$1,704,045
Pillar Financial Planning logo Pillar Financial Planning
Independent
1
Typical 14
$52,571
Pillar Point Wealth Management LLC logo Pillar Point Wealth Management LLC
Independent
1
Low 5
$1,466,351
Pillar Wealth LLC logo Pillar Wealth LLC
Supported
3
Very Low 12
$233,796
Pilotage Private Wealth AG logo Pilotage Private Wealth AG
Supported
2
Low 31
$1,778,382
Pilot Asset Management LLC logo Pilot Asset Management LLC
Independent
1
Very High 163
$509,840
Pilot Capital Management Corp logo Pilot Capital Management Corp
Independent
1
Typical 13
$354,692
Pilot Investment Services, LLC
Independent
1
Low 9
$166,667
Pilot Retirement Advisors
Supported
2
Very Low 13
$1,688,934
Pilot Wealth Management logo Pilot Wealth Management
Supported
2
Typical 36
$980,595
Pilot Wealth Strategies logo Pilot Wealth Strategies
Independent
1
Typical 19
$192,451
Pinafore Wealth Counsel Inc. logo Pinafore Wealth Counsel Inc.
Supported
2
Typical 50
$1,708,757
Pinder Financial, LLC logo Pinder Financial, LLC
Independent
1
Low 9
$77,778
Pindex Advisors, LLC
Independent
1
Typical 18
$218,384
Pine Capital logo Pine Capital
Supported
2
Typical 39
$1,018,402
Pine Cone Capital
Independent
1
High 52
$354,329
Pinecone Financial logo Pinecone Financial
Independent
1
Low 0
—
Pinecrest Advisors logo Pinecrest Advisors
Independent
1
Low 10
$407,206
Pinecrest Advisory Services, LLC
Supported
1
Very Low 0
—
Pinedo Financial Services logo Pinedo Financial Services
Independent
1
Very High 140
$152,498
Pine Grove Financial Group logo Pine Grove Financial Group
Team
14
Very High 100
$1,062,194
Pine Harbor Wealth Management LLC logo Pine Harbor Wealth Management LLC
Team
1
Very High 159
$3,189,217
Pine Haven Investment Counsel, Inc. logo Pine Haven Investment Counsel, Inc.
Supported
2
Typical 42
$2,173,386
Pinelight Financial PLLC logo Pinelight Financial PLLC
Supported
2
Very Low 16
$1,133,081
Pine Ridge Wealth LLC logo Pine Ridge Wealth LLC
Independent
1
Low 3
$122,828
Pinestar Capital Advisors LLC logo Pinestar Capital Advisors LLC
Independent
1
Low 6
$283,763
Pine to Palm Financial, LLC logo Pine to Palm Financial, LLC
Independent
1
High 50
$191,557
Pinetree Advisors Corp. logo Pinetree Advisors Corp.
Supported
2
Very Low 16
$3,650,000
Pine Tree Financial Services, Inc. logo Pine Tree Financial Services, Inc.
Independent
1
Typical 25
—
Pine Valley Investments logo Pine Valley Investments
Multi-team
33
Typical 63
$1,109,298
Pine Valley Private Wealth
Independent
1
Low 0
—
Pingora Partners LLC
Independent
1
High 26
$6,805,882
Pinion Financial Services, LLC logo Pinion Financial Services, LLC
Supported
2
Very Low 0
—
Pinion Wealth Management, LLC logo Pinion Wealth Management, LLC
Team
8
Typical 62
$1,039,139
Pinkerton Wealth Partners logo Pinkerton Wealth Partners
Team
20
Typical 62
$1,061,368
Pink Planning logo Pink Planning
Independent
1
Low 0
—
Pinkston Wealth, LLC logo Pinkston Wealth, LLC
Independent
1
Low 0
—
Pink Streets Financial Planning, LLC logo Pink Streets Financial Planning, LLC
Supported
2
Very Low 0
—
Pinnacle Advisors logo Pinnacle Advisors
Team
21
Typical 51
$1,965,435
Pinnacle Asset Management Group, Corporation (Inc.) logo Pinnacle Asset Management Group, Corporation (Inc.)
Supported
2
Very High 117
$578,965
Pinnacle Associates, Ltd. logo Pinnacle Associates, Ltd.
Multi-team
24
High 75
$2,156,776
Pinnacle Capital Advisors
Supported
2
Very Low 0
—
Pinnacle Capital Management
Independent
1
Low 0
—
Pinnacle Family Advisors, LLC logo Pinnacle Family Advisors, LLC
Team
9
Very High 101
$325,098
Pinnacle Financial Freedom LLC logo Pinnacle Financial Freedom LLC
Independent
1
Typical 18
$1,130,846
Pinnacle Financial Group LLC logo Pinnacle Financial Group LLC
Team
4
Very High 98
$1,706,382
Pinnacle Financial Group LLC logo Pinnacle Financial Group LLC
Independent
1
Low 0
—
Pinnacle Financial Planning logo Pinnacle Financial Planning
Independent
1
Low 0
—
Pinnacle Investment Advisors logo Pinnacle Investment Advisors
Team
7
High 65
$746,272
Pinnacle Investment Advisors, LLC logo Pinnacle Investment Advisors, LLC
Supported
3
Very Low 11
$1,386,204
Pinnacle Investments, LLC logo Pinnacle Investments, LLC
Multi-team
58
Typical 54
$406,232
Pinnacle Peak Capital Management LLC
Independent
1
Low 5
$792,600
Pinnacle Peak Wealth Management logo Pinnacle Peak Wealth Management
Independent
1
Typical 23
$1,357,805
Pinnacle Planning Advisors, LLC logo Pinnacle Planning Advisors, LLC
Independent
1
Low 9
$555,556
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