See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
St. Clair Advisors, LLC logo St. Clair Advisors, LLC
Team
4
Low 33
$8,080,396
St. Clair Financial logo St. Clair Financial
Supported
2
Typical 47
$1,516,745
St. Columbanus AG logo St. Columbanus AG
Supported
1
Very Low 9
$1,696,476
St. Denis J. Villere & Co., LLC logo St. Denis J. Villere & Co., LLC
Team
4
High 81
$2,789,921
Steadfast Financial Services logo Steadfast Financial Services
Supported
3
Very Low 16
$1,287,427
Steadmont Advisors, LLC logo Steadmont Advisors, LLC
Supported
4
High 83
$1,286,496
SteadTrust logo SteadTrust
Team
9
High 72
$918,620
Steady Returns logo Steady Returns
Supported
2
Very High 168
$475,732
SteadyRise Financial LLC
Independent
1
Low 0
—
Stebnicki Financial Planning logo Stebnicki Financial Planning
Independent
1
Low 3
$617,196
Steed Investments, LLC
Independent
1
Low 0
—
Steele Asset Management logo Steele Asset Management
Independent
1
Very High 62
$776,691
Steele Capital Management, Inc. logo Steele Capital Management, Inc.
Multi-team
15
Very High 101
$1,748,175
Steele Financial Studios logo Steele Financial Studios
Independent
1
Typical 25
$407,523
Steele Investment Counsel, Ltd.
Independent
1
High 50
$1,666,260
Steele Street Capital LLC logo Steele Street Capital LLC
Supported
2
Typical 40
$1,106,770
Steele Street Private Wealth Management logo Steele Street Private Wealth Management
Supported
2
Typical 56
$1,648,840
Steeley Advisory, LLC logo Steeley Advisory, LLC
Independent
1
Typical 22
$1,056,005
Steel Grove Capital Advisors, LLC logo Steel Grove Capital Advisors, LLC
Team
7
Very High 124
$1,791,281
Steelhead Capital Management LLC
Independent
1
Low 0
—
Steelhead Wealth Management logo Steelhead Wealth Management
Supported
3
Very High 93
$1,229,175
Steeloaks Investment Advisers, Inc. logo Steeloaks Investment Advisers, Inc.
Supported
4
High 67
$219,331
SteelPeak Wealth, LLC logo SteelPeak Wealth, LLC
Multi-team
42
Typical 54
$1,617,677
Steel Toe Wealth
Independent
1
Low 0
—
Steel Tower Investments logo Steel Tower Investments
Supported
4
Very Low 11
$5,001,689
Steeplechase Investments logo Steeplechase Investments
Independent
1
Typical 25
—
Steerson Advisors logo Steerson Advisors
Independent
1
Low 3
$1,416,687
Steffes Financial, Ltd logo Steffes Financial, Ltd
Team
2
Very High 109
$1,626,443
Stegent Equity Advisors Inc. logo Stegent Equity Advisors Inc.
Supported
2
Typical 46
$2,637,874
Steginsky Capital LLC logo Steginsky Capital LLC
Team
1
Very High 102
$4,294,412
Steigerwald, Gordon & Koch - Wealth Advisors logo Steigerwald, Gordon & Koch - Wealth Advisors
Team
9
High 77
$1,894,211
Steinberganna Wealth Management LLC logo Steinberganna Wealth Management LLC
Supported
2
Very High 127
$1,347,282
Stein Financial LLC
Independent
1
Typical 16
$1,131,250
Steinmetz Financial Planning logo Steinmetz Financial Planning
Independent
1
High 29
$2,092,296
Stelac Advisory Services LLC logo Stelac Advisory Services LLC
Multi-team
1
Very High 98
$63,720,562
Stella Maris Wealth logo Stella Maris Wealth
Independent
1
Low 0
—
Stellar Assets L.L.C. logo Stellar Assets L.L.C.
Independent
1
Typical 16
$268,750
Stellar Financial Planning
Independent
1
Low 6
$1,728,948
Stellaris Wealth Management LLC logo Stellaris Wealth Management LLC
Independent
1
Low 0
—
Stellar Wealth Management logo Stellar Wealth Management
Independent
1
Low 0
—
Stembrook Asset Management, LLC logo Stembrook Asset Management, LLC
Supported
2
Low 18
$4,092,709
Stenger Family Office, LLC logo Stenger Family Office, LLC
Team
7
Very High 126
$817,237
Step By Step Financial, LLC logo Step By Step Financial, LLC
Supported
2
Low 33
$862,801
Step Financial Services, LLC logo Step Financial Services, LLC
Independent
1
Low 10
$500,000
Step Forward Financial logo Step Forward Financial
Independent
1
Low 0
—
Stephanie E. Doyle Investment Management logo Stephanie E. Doyle Investment Management
Independent
1
Typical 20
$350,000
Stephen A. Dipisa Registered Investment Advisor
Independent
1
Typical 11
$1,185,046
Stephen F. Hill And Associates L.L.C.
Independent
1
Low 1
$45,000
Stephen H. Peck Employee Benefits Solutions
Independent
1
Low 10
—
Stephen J. Garry & Associates, LLC logo Stephen J. Garry & Associates, LLC
Supported
3
Very High 100
$475,074
Stephen L. Smith Corporation
Supported
2
Very Low 0
—
Stephen P Galib CRPC
Independent
1
High 35
$0
Stephen R Williams Investment Advisor LLC
Independent
1
Typical 13
$846,154
Stephens logo Stephens
Multi-team
243
High 87
$672,559
Stephens Group Asset Management, LLC logo Stephens Group Asset Management, LLC
Team
3
High 67
$6,556,112
Stephen Smith Financial Inc. logo Stephen Smith Financial Inc.
Supported
2
High 80
$806,250
Stephenson and Company, Inc. logo Stephenson and Company, Inc.
Supported
3
High 88
$1,674,641
Stepping Stone Advisors, LLC logo Stepping Stone Advisors, LLC
Independent
1
Low 9
$60,089
Stepp & Rothwell Inc logo Stepp & Rothwell Inc
Team
6
Typical 57
$3,054,350
Sterling Advisory Group LLC logo Sterling Advisory Group LLC
Independent
1
Very High 85
$354,030
Sterling Advisory Services, LLC logo Sterling Advisory Services, LLC
Independent
1
Low 2
$3,098,555
Sterling Advisory Services, LLC
Independent
1
Typical 15
$158,733
Sterling Bridge Financial Group LLC logo Sterling Bridge Financial Group LLC
Supported
3
Very High 275
$158,233
Sterling Capital Advisors
Supported
2
Very Low 0
—
Sterling Capital Management Inc
Supported
2
Very High 167
$682,463
Sterling Financial Advisors, LLC logo Sterling Financial Advisors, LLC
Supported
4
Typical 36
$882,320
Sterling Financial Group LLC
Independent
1
Typical 22
—
Sterling Financial Management, Inc.
Independent
1
Low 10
$764,604
Sterling Financial Planning logo Sterling Financial Planning
Independent
1
High 31
—
Sterling Financial Planning Inc logo Sterling Financial Planning Inc
Team
8
High 70
$1,320,548
Sterling Futures
Independent
1
Typical 23
$1,080,149
Sterling Growth Investments, LLC
Supported
2
Very Low 5
$570,000
Sterling Investment Advisors,Llc logo Sterling Investment Advisors,Llc
Supported
3
High 88
$736,637
Sterling Investment Advisors Ltd. logo Sterling Investment Advisors Ltd.
Team
7
Typical 62
$2,449,112
Sterling Investment Counsel, LLC logo Sterling Investment Counsel, LLC
Team
5
Very High 171
$1,145,333
Sterling Investment Management, LLC logo Sterling Investment Management, LLC
Supported
4
Typical 35
$2,549,198
Sterling Legacy Advisors Inc.
Supported
2
Very Low 0
—
Sterling Manor Financial, LLC logo Sterling Manor Financial, LLC
Supported
3
Very High 131
$507,090
Sterling Oak Advisors logo Sterling Oak Advisors
Supported
2
Low 18
$1,319,444
Sterling Range Financial Management, LLC logo Sterling Range Financial Management, LLC
Independent
1
High 40
$2,402,441
Sterling Retirement Group of Sacramento logo Sterling Retirement Group of Sacramento
Supported
4
Very High 126
$467,197
Sterling Wealth Advisors, Inc. logo Sterling Wealth Advisors, Inc.
Supported
3
Low 27
$2,794,269
Sterling Wealth Management logo Sterling Wealth Management
Independent
1
Typical 11
$2,811,967
Sterling Wealth Management, Inc. logo Sterling Wealth Management, Inc.
Team
7
Low 33
$1,896,329
Sterneck Capital Management LLC logo Sterneck Capital Management LLC
Supported
4
High 62
$1,296,932
Sternt Capital Management, Inc. logo Sternt Capital Management, Inc.
Supported
2
Very High 325
$456,563
Stevard LLC
Supported
2
Very Low 7
$3,063,663
Steve Bass & Associates, Inc. logo Steve Bass & Associates, Inc.
Independent
1
Typical 13
$415,809
Steve Chastain Wealth Management LLC logo Steve Chastain Wealth Management LLC
Independent
1
High 46
$147,022
Steve Garrett and Associates, Inc. logo Steve Garrett and Associates, Inc.
Independent
1
High 38
$1,157,895
Steve Lynch Wealth Management logo Steve Lynch Wealth Management
Supported
2
Very High 364
$210,945
Steven Ayers & Company logo Steven Ayers & Company
Independent
1
Very High 67
$1,314,334
Steven C. Nelson, CFP
Independent
1
Typical 21
$78,683
Steven G. Blum and Associates, LLC logo Steven G. Blum and Associates, LLC
Supported
2
Typical 35
$2,574,820
Steven Hecht Investments, Inc. logo Steven Hecht Investments, Inc.
Independent
1
High 30
$1,475,900
Steven Hermann Advisory logo Steven Hermann Advisory
Independent
1
Low 0
—
Steven Robert Jakowchik
Independent
1
High 38
$770,444
Stevens Capital Partners logo Stevens Capital Partners
Team
11
Typical 60
$1,188,839
Stevens Foster Financial Advisors logo Stevens Foster Financial Advisors
Team
6
Typical 55
$2,260,332
Stevens Group Wealth Coaches, Inc. d/b/a Alaska Advisors logo Stevens Group Wealth Coaches, Inc. d/b/a Alaska Advisors
Independent
1
Very High 101
—
Stevens Investment Counsel LLC logo Stevens Investment Counsel LLC
Independent
1
Low 0
—
Stevenson Advisors, LLC logo Stevenson Advisors, LLC
Independent
1
Low 6
$2,183,333
Stevenson Advisory Services & Investments
Independent
1
Low 10
$530,000
Steven William Sherman logo Steven William Sherman
Independent
1
Typical 25
$200,000
Steve Pearson Capital Management LLC
Independent
1
Low 7
$814,019
Steward Advisors Group, LLC logo Steward Advisors Group, LLC
Team
9
Very Low 12
$782,260
Steward Advisors, LLC logo Steward Advisors, LLC
Supported
4
Low 26
$1,540,926
Steward Capital LLC. logo Steward Capital LLC.
Supported
2
Very Low 16
$1,956,991
Steward Capital Management logo Steward Capital Management
Supported
1
Typical 42
$1,103,296
Stewarded, LLC
Independent
1
Low 0
—
Steward Family Office, Inc.
Supported
1
Very Low 3
—
Steward Financial Services, LLC logo Steward Financial Services, LLC
Independent
1
Very High 543
$113,454
Steward Inc. logo Steward Inc.
Supported
2
Low 19
$1,746,553
Steward Partners Investment Advisory, LLC logo Steward Partners Investment Advisory, LLC
Enterprise
484
High 86
$831,870
StewardRight logo StewardRight
Supported
3
Very High 119
$190,801
Stewards Advisory Services logo Stewards Advisory Services
Supported
2
Low 31
$1,016,706
Stewards Asset Management
Independent
1
Typical 11
$71,727
Stewardship Advisors, LLC logo Stewardship Advisors, LLC
Team
9
High 75
$757,518
Stewardship Advisory Group, LLC logo Stewardship Advisory Group, LLC
Supported
4
Very High 133
$583,153
Stewardship Asset Management LLC
Independent
1
Typical 14
$196,135
Stewardship Capital logo Stewardship Capital
Supported
4
Very High 96
$428,203
Stewardship Concepts Financial Services LLC logo Stewardship Concepts Financial Services LLC
Supported
4
High 57
$725,560
Stewardship Edge Capital, LLC logo Stewardship Edge Capital, LLC
Independent
1
Low 0
—
Stewardship Financial logo Stewardship Financial
Supported
3
High 85
$325,870
Stewardship Financial Plainning, LLC
Independent
1
High 42
$1,333,333
Stewardship Financial Planning logo Stewardship Financial Planning
Independent
1
High 39
$1,679,914
Stewardship Investment Services LLC
Independent
1
High 26
$60,875
Stewardship Matters logo Stewardship Matters
Independent
1
Low 5
—
Stewardship Partners Investment Counsel, Inc. logo Stewardship Partners Investment Counsel, Inc.
Supported
2
High 71
$494,462
Stewardship Trust Advisors logo Stewardship Trust Advisors
Supported
4
High 71
$1,034,646
Stewardship Wealth Advisors logo Stewardship Wealth Advisors
Independent
1
Very High 117
$795,450
Stewardship Wealth Management logo Stewardship Wealth Management
Independent
1
Typical 12
$858,333
Stewardship Wealth Management Solutions logo Stewardship Wealth Management Solutions
Supported
2
Very High 102
$727,453
Stewards Wealth Planning, LLC
Supported
2
Very High 307
$162,121
Stewart Wealth Management, Inc. logo Stewart Wealth Management, Inc.
Team
3
Very High 115
$1,680,758
Stewart Wealth Management, LLC logo Stewart Wealth Management, LLC
Independent
1
Low 4
$85,750
St. Germain Investment Management logo St. Germain Investment Management
Multi-team
29
Very High 223
$546,025
ST GOLIA Planning, LLC
Independent
1
Typical 18
$0
STIFEL logo STIFEL
Institution
3,358
Very Low 69
$773,556
Stifel Independent Advisors, LLC logo Stifel Independent Advisors, LLC
Multi-team
10
Very High 776
$622,005
Stiles Financial Services, Inc. logo Stiles Financial Services, Inc.
Team
8
Very Low 31
$1,964,679
Stillblue Financial Partners, LLC logo Stillblue Financial Partners, LLC
Supported
2
Very High 102
$527,666
Stillforest Wealth Management
Independent
1
High 26
$772,699
Stillpoint Capital logo Stillpoint Capital
Independent
1
Low 0
—
Stillpoint Wealth
Independent
1
Low 0
—
Still River Financial Planning logo Still River Financial Planning
Independent
1
High 26
$119,788
Stillwater Capital Management logo Stillwater Capital Management
Supported
3
Typical 39
$827,586
Stillwater Financial logo Stillwater Financial
Independent
1
High 42
$809,330
Stillwater Investing logo Stillwater Investing
Supported
3
Very Low 15
$40,273
Stillwater Investments
Independent
1
Low 10
$250,000
Stillwater Private Wealth logo Stillwater Private Wealth
Supported
4
Typical 40
$1,061,123
Still Waters Investment Strategies LLC logo Still Waters Investment Strategies LLC
Independent
1
Low 0
—
Stillwater Wealth Management Group LLC logo Stillwater Wealth Management Group LLC
Supported
3
High 81
$780,408
Stinson Capital Management, LLC logo Stinson Capital Management, LLC
Supported
1
Typical 36
$1,521,732
Stinson Financial Planning
Independent
1
Low 7
$3,992,347
Stirling Bridge Wealth Partners, LLC logo Stirling Bridge Wealth Partners, LLC
Independent
1
High 52
$1,288,041
Stirling Financial Group logo Stirling Financial Group
Supported
2
Very High 144
$593,002
Stirling Investment Management logo Stirling Investment Management
Independent
1
Low 0
—
Stirlingshire Investments logo Stirlingshire Investments
Team
27
Low 40
$228,408
Stites Financial Consulting logo Stites Financial Consulting
Supported
2
Very High 132
$491,288
Stivers Wealth Management logo Stivers Wealth Management
Supported
2
Low 29
$484,996
St. John & Associates, Inc. logo St. John & Associates, Inc.
Supported
3
Typical 47
$864,899
St. Johns Investment Management Company, LLC logo St. Johns Investment Management Company, LLC
Supported
4
High 60
$1,516,365
Stkeros Financial Planning, LLC logo Stkeros Financial Planning, LLC
Independent
1
Very High 150
$0
St. Louis Financial Planners Inc. logo St. Louis Financial Planners Inc.
Supported
3
Very Low 0
—
STM Asset Management LLC logo STM Asset Management LLC
Supported
3
Very High 166
$92,458
St. Michaels Asset Management logo St. Michaels Asset Management
Independent
1
Very High 60
$63,402
St. Nicholas Private Asset Management, Inc.
Supported
1
High 92
$1,641,304
Stockade Wealth Management logo Stockade Wealth Management
Independent
1
Very High 74
$238,081
Stockbridge Private Wealth Management, LLC logo Stockbridge Private Wealth Management, LLC
Supported
2
Typical 45
$579,827
Stockbridge Wealth Partners logo Stockbridge Wealth Partners
Independent
1
Very High 100
$191,750
Stock Financial and Retirement Solutions
Independent
1
Low 0
—
Stock Management LLC logo Stock Management LLC
Supported
2
Very High 220
$316,114
Stock Plan Advisory Group LLC logo Stock Plan Advisory Group LLC
Independent
1
Typical 18
$1,080,340
Stock Pro logo Stock Pro
Independent
1
Very High 105
$246,446
Stock Traders
Supported
2
Typical 48
$512,376
Stoecker Financial, Inc. logo Stoecker Financial, Inc.
Independent
1
Typical 17
$927,790
Stoffel Financial Advisor's, LLC logo Stoffel Financial Advisor's, LLC
Independent
1
Very High 150
—
Stoke Capital
Independent
1
Typical 17
$5,117,165
Stoken Asset Management LLC logo Stoken Asset Management LLC
Independent
1
Low 9
$535,556
Stoker Ostler, a Part of BMO Financial Group logo Stoker Ostler, a Part of BMO Financial Group
Multi-team
14
Very High 113
$2,316,332
Stokes Capital Advisors, LLC logo Stokes Capital Advisors, LLC
Supported
1
Very High 277
$1,640,723
Stokes Family Office LLC logo Stokes Family Office LLC
Multi-team
13
Typical 56
$3,433,807
Stolper & Co., Inc. logo Stolper & Co., Inc.
Team
1
Typical 60
$7,027,490
Stolz & Associates, Ps logo Stolz & Associates, Ps
Supported
3
High 64
$1,429,885
Stolzer Rothschild Levy LLC logo Stolzer Rothschild Levy LLC
Supported
2
Typical 39
$1,471,051
Stonebriar Wealth, LLC logo Stonebriar Wealth, LLC
Supported
4
Very High 126
$275,248
Stone Bridge Asset Management, LLC logo Stone Bridge Asset Management, LLC
Supported
3
High 80
$350,358
Stonebridge Asset Management LLC
Independent
1
High 36
$634,760
Stonebridge Capital Advisors LLC logo Stonebridge Capital Advisors LLC
Team
5
Very High 322
$1,109,730
Stonebridge Capital Management Inc logo Stonebridge Capital Management Inc
Supported
1
Very High 209
$1,236,234
Stonebridge Capital Management NW, LLC logo Stonebridge Capital Management NW, LLC
Supported
2
Low 18
$1,371,506
Stonebridge Financial Group logo Stonebridge Financial Group
Team
14
High 67
$950,343
Stonebridge Financial Group, LLC logo Stonebridge Financial Group, LLC
Team
25
Typical 51
$1,265,880
Stonebridge Financial Planning Group, LLC logo Stonebridge Financial Planning Group, LLC
Team
5
High 68
$961,033
Stonebridge Financial Solutions, Inc logo Stonebridge Financial Solutions, Inc
Supported
2
High 87
$241,126
stonebridge wealth management llc logo stonebridge wealth management llc
Supported
3
Very High 96
$983,608
stonebridge wealth management llc
Independent
1
Low 1
$10,000
StoneBridge Wealth Management, LLC logo StoneBridge Wealth Management, LLC
Independent
1
High 40
$3,364,415
Stonebridge Wealth Systems LLC logo Stonebridge Wealth Systems LLC
Team
13
High 72
$396,503
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