See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Davenport Watts & Drake Investment Advisors, LLC logo Davenport Watts & Drake Investment Advisors, LLC
Supported
3
High 69
$751,985
Davenport Wealth Advisors
Independent
1
Very High 66
$411,141
David, Alan R. logo David, Alan R.
Independent
1
Low 0
—
David B. Brandolph, J.D., CFP
Independent
1
Low 1
$2,019,897
David B. Patston, CPA, CFA logo David B. Patston, CPA, CFA
Independent
1
High 51
$1,664,031
David De Koekkoek, CFP, EA logo David De Koekkoek, CFP, EA
Independent
1
Very High 150
$517,492
David Ettl Financial
Independent
1
Very High 108
$151,165
David Gray Consulting LLC logo David Gray Consulting LLC
Independent
1
Typical 24
$58,971
David Lurch LLC
Independent
1
Typical 13
$1,307,692
David N. Hainsworth, C.P.A., P.C. logo David N. Hainsworth, C.P.A., P.C.
Independent
1
High 53
$0
Davidov Wealth Group, LLC logo Davidov Wealth Group, LLC
Supported
2
Very High 177
$468,653
David Rhodes Cannon, C.P.A., LLC logo David Rhodes Cannon, C.P.A., LLC
Independent
1
Low 0
—
David Russell Fjeldsted
Independent
1
Low 3
$655,667
Davidson Capital Management, Inc logo Davidson Capital Management, Inc
Team
5
High 83
$1,237,778
Davidson Investment Advisors, Inc. logo Davidson Investment Advisors, Inc.
Multi-team
17
Very High 241
$880,518
Davidson Kahn Capital Management, LLC logo Davidson Kahn Capital Management, LLC
Supported
3
High 78
$1,729,706
Davidson & Watson Financial logo Davidson & Watson Financial
Independent
1
Very High 152
$281,579
Davidson Wealth Management LLC logo Davidson Wealth Management LLC
Supported
3
High 76
$745,212
David's Planning Services, LLC
Independent
1
Low 2
$0
David Thomas,Cpa,Esq., Pc
Independent
1
Low 0
—
David Vaughan Investments, LLC logo David Vaughan Investments, LLC
Multi-team
25
Low 47
$3,356,820
David Wendell Associates, Inc. logo David Wendell Associates, Inc.
Team
5
High 88
$2,438,296
David W.. McKinlay, CHFC
Independent
1
Very High 59
$546,358
David Zbonski, LLC logo David Zbonski, LLC
Independent
1
Low 0
—
Davies Financial Advisors, Inc. logo Davies Financial Advisors, Inc.
Supported
3
Typical 42
$719,269
Davies Wealth Management LLC logo Davies Wealth Management LLC
Independent
1
Very High 118
$155,932
Daviman Financial, LLC logo Daviman Financial, LLC
Supported
4
Typical 48
$851,673
Davinci Capital Management Inc. logo Davinci Capital Management Inc.
Team
7
Very Low 15
$591,127
Davinci Financial Designs logo Davinci Financial Designs
Team
5
High 70
$627,289
Davis Capital Advisors, LLC logo Davis Capital Advisors, LLC
Supported
1
High 58
$773,360
Davis Capital Management logo Davis Capital Management
Supported
4
High 58
$1,116,379
Davis, Davis and Conover Wealth Management, LLC logo Davis, Davis and Conover Wealth Management, LLC
Supported
3
High 62
$778,917
Davis Financial Management, Inc. logo Davis Financial Management, Inc.
Independent
1
Very High 56
$1,662,179
Davis Financial Services logo Davis Financial Services
Independent
1
Very High 177
$459,009
Davis Investment Group, Ltd.
Independent
1
Low 5
$6,919,328
Davis Investment Partners, LLC logo Davis Investment Partners, LLC
Supported
2
High 87
$2,241,411
Davison Wealth Management, LLC logo Davison Wealth Management, LLC
Independent
1
Typical 21
$300,135
Davis Private Wealth, LLC logo Davis Private Wealth, LLC
Supported
2
High 65
$1,413,178
Davisson Investment, LLC
Independent
1
Low 6
$3,070,258
Davis Wealth Advisors logo Davis Wealth Advisors
Supported
4
Low 22
$2,163,150
Davis Wealth Management, LLC logo Davis Wealth Management, LLC
Independent
1
Low 0
—
Davis & Wehrle, LLC logo Davis & Wehrle, LLC
Supported
2
Typical 41
$483,327
DA Wealth Advisors
Independent
1
Typical 14
$617,857
Dawson Investment Management logo Dawson Investment Management
Independent
1
Very High 106
$373,527
Dawson James Asset Management, Inc. logo Dawson James Asset Management, Inc.
Team
5
Very Low 0
—
Daxmar Advisors logo Daxmar Advisors
Independent
1
Low 0
—
Daybreak Wealth, LLC logo Daybreak Wealth, LLC
Independent
1
Typical 23
$2,360,551
DayMark Wealth Partners, LLC logo DayMark Wealth Partners, LLC
Multi-team
37
Typical 56
$2,316,145
Daytona Street Capital logo Daytona Street Capital
Supported
4
Very Low 13
$3,689,900
DBA Big Money Retirement and Big Retirement logo DBA Big Money Retirement and Big Retirement
Team
11
High 78
$169,489
DBA, Cornerstone Investment Counsel
Independent
1
Typical 21
$241,125
DB Advisors logo DB Advisors
Supported
4
Low 34
$364,770
DBA Fee Only Financial Planning, Inc.
Independent
1
High 36
$2,222,222
D/B/A Financial Awareness Institute logo D/B/A Financial Awareness Institute
Independent
1
Low 6
$2,500,000
DBA Generational Wealth Strategies logo DBA Generational Wealth Strategies
Supported
2
Low 27
$803,774
DBA Joseph Fodera
Independent
1
Low 0
—
DBA Olson Associates logo DBA Olson Associates
Supported
1
Very High 140
$508,097
DBA/Rankin Capital Investment Management
Independent
1
Low 6
$1,363,548
DBA Seaside Financial & Insurance Services logo DBA Seaside Financial & Insurance Services
Supported
4
Low 34
$592,706
DBA Seslia Securities logo DBA Seslia Securities
Independent
1
Very High 134
$199,578
DB Asset Management,LLC.
Independent
1
Typical 16
$562,500
DBA Stein Investment Services
Independent
1
Low 10
$1,080,200
DBA Upal or United Professionals Assoc. Ltd. logo DBA Upal or United Professionals Assoc. Ltd.
Supported
2
Typical 42
$946,367
DB & C Advisors, LLC logo DB & C Advisors, LLC
Team
10
Low 32
$653,520
DBD Retirement and Financial Services logo DBD Retirement and Financial Services
Independent
1
Typical 21
$6,364,620
DBG Capital Advisors, LLC logo DBG Capital Advisors, LLC
Independent
1
Low 6
$266,667
DBK Financial Counsel, LLC
Supported
3
Low 22
$2,339,134
DBM Advisors, LLC
Supported
2
Very Low 0
—
DBM Planning, LLC
Independent
1
Typical 13
$972,492
D.B. Root & Company, LLC logo D.B. Root & Company, LLC
Team
15
Typical 50
$1,147,610
DBS Investment Advisers, LLC logo DBS Investment Advisers, LLC
Team
5
Very High 105
$299,798
DCA Investment Advisory, LLC logo DCA Investment Advisory, LLC
Independent
1
Low 0
—
DCapital Wealth LLC logo DCapital Wealth LLC
Independent
1
High 40
$560,609
DC & Associates
Independent
1
Very High 60
$319,067
DC Capital Management, LLC logo DC Capital Management, LLC
Supported
1
High 84
$1,273,925
DCG Wealth Management logo DCG Wealth Management
Independent
1
High 29
$203,047
DCJ Global Wealth Management logo DCJ Global Wealth Management
Supported
2
Typical 54
$473,863
DCO Capital Management LLC logo DCO Capital Management LLC
Independent
1
High 28
$857,143
D C Voss & Company, LLC
Supported
1
High 57
$4,064,735
DDO Advisory Services, LLC logo DDO Advisory Services, LLC
Independent
1
High 45
$593,630
DeafInvest logo DeafInvest
Independent
1
Very High 68
$197,941
DEAJ Insurance and Investments Consulting logo DEAJ Insurance and Investments Consulting
Independent
1
Low 0
—
Deak Reynolds Company
Independent
1
Typical 12
$2,245,736
Dean Davis Wealth LLC
Independent
1
Low 0
—
Deane Retirement Strategies, Inc. logo Deane Retirement Strategies, Inc.
Supported
3
Typical 46
$1,816,860
Dean Financial Advisory, LLC
Independent
1
High 27
$1,365,534
Dean, Jacobson Financial Services logo Dean, Jacobson Financial Services
Team
6
High 89
$805,034
Dean Peterson Capital Management, LLC
Independent
1
Low 7
$810,153
Dean Roland Russell, LLC logo Dean Roland Russell, LLC
Supported
3
High 58
$2,001,976
Dean Wealth Management, LLC logo Dean Wealth Management, LLC
Supported
3
Low 34
$501,203
Dean Wealth Partners, LLC logo Dean Wealth Partners, LLC
Supported
2
Very High 96
$1,301,099
Deasil Wealth Management LLC logo Deasil Wealth Management LLC
Independent
1
Typical 21
$242,698
Deborah Wealth Advisory LLC logo Deborah Wealth Advisory LLC
Independent
1
Low 0
—
Decamilla Capital Management LLC logo Decamilla Capital Management LLC
Supported
2
High 72
$1,063,625
Decca Private Wealth Management, Inc. logo Decca Private Wealth Management, Inc.
Supported
2
Low 24
$148,936
De Cesare Retirement Specialists logo De Cesare Retirement Specialists
Independent
1
High 42
$907,452
Decision Investments, Inc. logo Decision Investments, Inc.
Supported
2
High 68
$1,147,453
DecisionMap Wealth Management, LLC logo DecisionMap Wealth Management, LLC
Supported
4
Typical 40
$2,285,746
Decisionpoint Financial, LLC logo Decisionpoint Financial, LLC
Team
13
Low 46
$986,930
Decisions, LLC
Independent
1
Low 0
—
Decision Tree Advisor logo Decision Tree Advisor
Independent
1
Low 8
$247,720
Decker Capital Management, LLC logo Decker Capital Management, LLC
Independent
1
Low 0
—
Decker Retirement Planning Inc. logo Decker Retirement Planning Inc.
Team
10
High 77
$465,403
Decker Wealth Management, LLC logo Decker Wealth Management, LLC
Team
7
Low 46
$1,743,299
Dedicated Capital Advisors, LLC logo Dedicated Capital Advisors, LLC
Supported
2
Low 29
$2,597,123
Dedicated Investment Advisers LLC logo Dedicated Investment Advisers LLC
Independent
1
Typical 23
$173,913
Dedora Capital, Inc. logo Dedora Capital, Inc.
Team
6
High 77
$1,185,871
Dee-Ann R. Fox, CFP
Independent
1
Low 10
$3,566,299
Deem Asset Management logo Deem Asset Management
Independent
1
High 41
$275,528
Deemer Wealth Management LLC logo Deemer Wealth Management LLC
Independent
1
Very High 76
$302,632
Deep Blue Financial LLC logo Deep Blue Financial LLC
Independent
1
Very High 95
$583,158
Deep Draft Consulting, LLC
Supported
2
Very Low 0
—
Deep Roots Capital logo Deep Roots Capital
Independent
1
Very High 111
$412,692
Deep Think Investments logo Deep Think Investments
Supported
2
Very Low 12
$974,035
Deerfield logo Deerfield
Team
7
Low 44
$3,660,011
Deerfront LLC
Independent
1
Low 0
—
Deeringer Wealth Management, LLC logo Deeringer Wealth Management, LLC
Independent
1
Typical 15
$2,645,555
Deer Isle Research & Management, LLC
Independent
1
Low 3
$1,955,587
Deerwood Capital, LLC logo Deerwood Capital, LLC
Independent
1
Typical 21
$140,071
Deeter Advisory Group, LLC logo Deeter Advisory Group, LLC
Independent
1
Very High 110
$1,012,573
Defelice Capital Management LLC
Independent
1
Low 6
$10,839,143
Defender Asset Management LLC logo Defender Asset Management LLC
Independent
1
Typical 15
$2,393,353
Defender Capital logo Defender Capital
Team
3
Typical 62
$2,403,226
Defiant Capital Group logo Defiant Capital Group
Supported
2
Low 20
$941,713
Defined Capital LLC logo Defined Capital LLC
Independent
1
Very High 130
$335,577
Defined Wealth Management, LLC logo Defined Wealth Management, LLC
Supported
3
Typical 46
$1,574,531
DEFINE Financial, LLC logo DEFINE Financial, LLC
Team
5
Very Low 24
$2,309,350
Defining Legacy Advisors logo Defining Legacy Advisors
Independent
1
High 38
$358,192
Defining Wealth logo Defining Wealth
Team
8
Very Low 22
$275,373
Definitive Advisor Group, LLC.
Independent
1
Low 0
—
DeFrehn Consulting logo DeFrehn Consulting
Independent
1
Very High 88
$310,731
DeGreen Private Wealth, LLC logo DeGreen Private Wealth, LLC
Independent
1
Very High 84
$1,581,055
De Groote Financial Group, LLC logo De Groote Financial Group, LLC
Team
2
Very High 174
$2,548,448
DeHoff Wealth Advisory LLC logo DeHoff Wealth Advisory LLC
Independent
1
Low 5
$304,615
DeJarnatt, Paul E
Independent
1
Low 5
$1,415,800
Delagify Financial logo Delagify Financial
Supported
1
Typical 49
$295,477
Delarme Wealth Management, Inc. logo Delarme Wealth Management, Inc.
Supported
3
Typical 52
$1,388,378
Delaware Advisory Group, Inc. logo Delaware Advisory Group, Inc.
Independent
1
Low 6
$0
Delaware Avenue Advisors Inc. logo Delaware Avenue Advisors Inc.
Supported
2
Typical 43
$329,412
Delaware Financial Planning, LLC logo Delaware Financial Planning, LLC
Independent
1
Very High 66
—
Delaware Wealth Planners logo Delaware Wealth Planners
Supported
3
Low 30
$2,127,180
Delegate Advisors, LLC logo Delegate Advisors, LLC
Team
1
Low 42
$33,490,677
DeLeon Wealth LLC logo DeLeon Wealth LLC
Supported
2
Low 19
$546,272
Delgado Private Wealth Management LLC logo Delgado Private Wealth Management LLC
Independent
1
Very High 56
$696,698
Del Gallo Financial Services, LLC logo Del Gallo Financial Services, LLC
Independent
1
Typical 12
$494,298
Deliberate Finances logo Deliberate Finances
Independent
1
Very High 59
$317,423
Deliberate Wealth logo Deliberate Wealth
Independent
1
Low 0
—
Deller Wealth Management LLC logo Deller Wealth Management LLC
Independent
1
Very High 79
$276,929
Dellith Wealth Advisory
Independent
1
Low 0
—
Del Mar Wealth Management Inc logo Del Mar Wealth Management Inc
Supported
2
Typical 36
$2,339,633
Del Monte Capital, Inc. logo Del Monte Capital, Inc.
Independent
1
Low 2
$175,000
Delos Private Client Group, LLC logo Delos Private Client Group, LLC
Team
6
Very Low 15
$1,863,690
Delphi Advisers logo Delphi Advisers
Independent
1
Very High 62
$534,586
Delphin Investments logo Delphin Investments
Independent
1
Low 0
—
Delphinus Financial Advisors, LLC logo Delphinus Financial Advisors, LLC
Supported
2
Typical 45
$1,745,463
Delphi Value Investments, LLC logo Delphi Value Investments, LLC
Independent
1
High 33
$135,646
Delphi Wealth Management LLC logo Delphi Wealth Management LLC
Independent
1
Typical 12
$1,762,536
Delphi Wealth Partners logo Delphi Wealth Partners
Independent
1
Very High 80
$725,625
Del Principe O'Brien Financial Advisors logo Del Principe O'Brien Financial Advisors
Independent
1
Very High 100
$350,000
Delta Advisory Group, Inc. logo Delta Advisory Group, Inc.
Team
6
High 78
$460,317
Delta Asset Management, LLC logo Delta Asset Management, LLC
Team
5
Very High 109
$2,623,356
Delta Capital Investments, LLC logo Delta Capital Investments, LLC
Independent
1
Very High 131
—
Delta Capital Management logo Delta Capital Management
Independent
1
Low 0
—
Delta Capital Management, Inc. logo Delta Capital Management, Inc.
Independent
1
Typical 13
$485,911
Delta Capital Management LLC logo Delta Capital Management LLC
Supported
1
Low 30
$3,474,756
Delta Financial Advisors, Inc. logo Delta Financial Advisors, Inc.
Team
5
Typical 49
$954,933
Delta Financial Advisors, L.L.C. logo Delta Financial Advisors, L.L.C.
Team
3
High 70
$2,431,477
Delta Financial Advisory logo Delta Financial Advisory
Independent
1
Low 4
$921,341
Delta Financial, Inc. logo Delta Financial, Inc.
Supported
2
Very Low 0
—
Delta & Gamma Capital Management LLC
Independent
1
Typical 17
$463,379
Delta Hedge Financial logo Delta Hedge Financial
Independent
1
Typical 25
$428,280
Delta Investment Management, LLC logo Delta Investment Management, LLC
Team
27
Low 41
$775,718
Deltasys Advisors LLC logo Deltasys Advisors LLC
Independent
1
Low 0
—
Delta Wealth Advisors LLC logo Delta Wealth Advisors LLC
Supported
3
High 59
$834,431
Delta Wealth Management
Team
1
Low 34
$10,689,713
Delta Wealth Management, LLC logo Delta Wealth Management, LLC
Supported
2
Low 22
$1,513,517
Delta Wealth Solutions, LLC logo Delta Wealth Solutions, LLC
Supported
2
High 74
$683,520
DeltaX Capital LLC logo DeltaX Capital LLC
Independent
1
Low 0
—
Deltec Asset Management LLC logo Deltec Asset Management LLC
Team
1
Very High 148
$2,796,541
DeLuca Financial Planning logo DeLuca Financial Planning
Independent
1
Low 0
—
De Luchi Investment Management logo De Luchi Investment Management
Independent
1
Typical 24
$3,075,780
DEL VAL Retirement and Investment Services Inc
Independent
1
Low 5
$381,069
Delvaux Wealth Management logo Delvaux Wealth Management
Independent
1
Low 10
$9,145,891
Demand Wealth logo Demand Wealth
Supported
2
Low 30
$2,736,667
Demars Financial Group LLC logo Demars Financial Group LLC
Supported
4
Very High 125
$750,553
deMauriac LLC logo deMauriac LLC
Independent
1
Very High 212
$170,240
De Mayo Financial
Independent
1
Low 4
$500,000
Demers Financial Planning logo Demers Financial Planning
Independent
1
Typical 25
$1,026,877
DeMesne Investments logo DeMesne Investments
Independent
1
Typical 20
$724,711
Demeter Tactical Investments Corp. logo Demeter Tactical Investments Corp.
Supported
3
Very High 130
$526,630
Demland Wealth LLC logo Demland Wealth LLC
Supported
2
Typical 52
$296,721
Demma-Novak Wealth Management logo Demma-Novak Wealth Management
Supported
2
Very High 118
$0
Demming Financial Services Corp. logo Demming Financial Services Corp.
Team
5
Very High 159
$960,498
Denali Financial Group, LLC logo Denali Financial Group, LLC
Supported
1
High 57
$627,544
Denali Wealth Management, Inc. logo Denali Wealth Management, Inc.
Supported
4
High 59
$877,593
Denarius Wealth Management logo Denarius Wealth Management
Independent
1
High 28
$135,714
Denbigh Capital Management, LLC
Independent
1
Low 0
—
Denby Financial Services, LLC logo Denby Financial Services, LLC
Independent
1
High 26
$152,099
Dendrite Capital, LLC logo Dendrite Capital, LLC
Independent
1
High 47
$465,898
DeneWiler Capital Management Inc logo DeneWiler Capital Management Inc
Supported
2
High 67
$757,893
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