See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Taylor Strategic Wealth Management, LLC logo Taylor Strategic Wealth Management, LLC
Independent
1
High 34
$472,261
Taylor & Taylor Financial Services
Independent
1
Low 2
$400,000
Taylor Turner Wealth Management LLC logo Taylor Turner Wealth Management LLC
Independent
1
Low 1
$100,000
Taylor Wealth Management, LLC logo Taylor Wealth Management, LLC
Independent
1
Very High 63
$2,706,936
Taylor & Williams, Inc. logo Taylor & Williams, Inc.
Supported
1
Very High 184
$495,652
Taylor Williams Private Wealth Management LLC
Independent
1
Low 9
$633,333
Tayyib Investments LLC logo Tayyib Investments LLC
Independent
1
Low 0
—
TBCPA, Inc.
Independent
1
High 30
$590,807
TBG-Bedford Group LLC
Team
10
High 96
$789,286
TBG Investing logo TBG Investing
Independent
1
Low 6
$573,671
TBH Global Asset Management, LLC logo TBH Global Asset Management, LLC
Team
13
High 77
$1,441,162
TBMS Wealth LLC logo TBMS Wealth LLC
Independent
1
Typical 13
$720,509
TB Sunridge Advisors LLC logo TB Sunridge Advisors LLC
Independent
1
Low 0
—
TCFG Investment Advisors, LLC logo TCFG Investment Advisors, LLC
Multi-team
30
High 78
$273,955
TC Financial Management, Co Inc. logo TC Financial Management, Co Inc.
Supported
2
High 72
$849,472
TCI Wealth Advisors, Inc. logo TCI Wealth Advisors, Inc.
Multi-team
46
High 69
$1,620,059
Tcm logo Tcm
Supported
2
Very High 248
$331,770
TCM Investment Advisers
Independent
1
Low 1
$78,335
TCM Investment Management
Independent
1
Low 0
—
TCM Wealth Advisors logo TCM Wealth Advisors
Independent
1
Very High 55
$527,273
TCP Asset Management, LLC logo TCP Asset Management, LLC
Team
27
High 82
$532,513
TCP Investments LLC logo TCP Investments LLC
Independent
1
Low 10
$182,129
T.C. Schwab Financial Planning, LLC logo T.C. Schwab Financial Planning, LLC
Independent
1
High 27
$0
TCS Financial Services, Inc.
Independent
1
High 26
$3,113,317
TD Capital Management LLC logo TD Capital Management LLC
Team
8
Typical 56
$2,761,707
Tdc Capital Advisors, Inc.
Team
5
Very Low 20
$1,582,224
TDirection Asset Management logo TDirection Asset Management
Independent
1
Typical 23
$869,565
TD private Client Wealth LLC logo TD private Client Wealth LLC
Enterprise
539
Low 47
$270,263
TDT Financial Inc
Independent
1
High 35
$1,285,714
Teacher Wealth logo Teacher Wealth
Independent
1
Very High 68
$267,204
Tealwood Asset Management logo Tealwood Asset Management
Team
5
Low 46
$1,548,112
Team Covert, LLC
Supported
2
Low 19
$815,789
TEAM Elevated Asset Management logo TEAM Elevated Asset Management
Supported
2
Low 34
$293,072
Team Financial Planning logo Team Financial Planning
Independent
1
Low 6
$628,534
Team Financial Strategies logo Team Financial Strategies
Team
9
Very Low 31
$771,179
Team Hewins, LLC logo Team Hewins, LLC
Multi-team
23
Very Low 24
$4,427,693
Team Wealth & Tax Advisors logo Team Wealth & Tax Advisors
Team
6
Typical 61
$683,395
Teamwork Financial Advisors, LLC logo Teamwork Financial Advisors, LLC
Team
11
Very High 225
$404,899
Teapot Investments LLC logo Teapot Investments LLC
Independent
1
Low 0
—
Tech Financial Planning, LLC logo Tech Financial Planning, LLC
Independent
1
Low 8
$472,217
Techgen Financial logo Techgen Financial
Independent
1
Low 0
—
Technomart RGA Inc logo Technomart RGA Inc
Supported
1
High 70
$4,827,845
TechView Wealth Advisors LLC logo TechView Wealth Advisors LLC
Supported
2
Very Low 10
$285,750
Tech Wealth, LLC logo Tech Wealth, LLC
Independent
1
Low 10
$1,121,396
Teckmeyer Financial Services, L.L.C. logo Teckmeyer Financial Services, L.L.C.
Team
5
Very Low 9
$1,154,786
Ted Buchan & Company logo Ted Buchan & Company
Supported
2
Very High 192
$1,078,922
Teeple Snyder Newsome Wealth & Tax Management logo Teeple Snyder Newsome Wealth & Tax Management
Team
12
Typical 50
$476,914
Tegeta Capital, LLC
Independent
1
Very High 61
$1,820,580
Tehrani Wealth Management, LLC
Independent
1
Typical 22
$3,675,334
Teixeira Wealth Management LLC logo Teixeira Wealth Management LLC
Independent
1
Very High 73
$277,740
Tekmen Wells LLC logo Tekmen Wells LLC
Supported
2
Very Low 11
$4,204,288
Tekton Wealth Advisors logo Tekton Wealth Advisors
Independent
1
Low 0
—
Telegraph Equity Partners Limited
Independent
1
Typical 16
$4,073,912
Telos Capital Management, Inc. logo Telos Capital Management, Inc.
Team
12
High 77
$1,700,845
Telos Capital Partners
Supported
3
Low 18
$809,536
Telos Financial Services, LLC logo Telos Financial Services, LLC
Independent
1
Low 0
—
Telos Partners LLC logo Telos Partners LLC
Supported
4
Very Low 16
$2,145,583
Telos Solutions logo Telos Solutions
Independent
1
Typical 18
$1,835,658
Telos Wealth logo Telos Wealth
Supported
1
Very High 111
$677,421
Telos Wealth Advisors logo Telos Wealth Advisors
Supported
3
Typical 38
$910,247
Temecula Valley Stock Exchange logo Temecula Valley Stock Exchange
Independent
1
Low 1
$3,000
Temperance Wealth Management logo Temperance Wealth Management
Independent
1
Typical 18
$299,919
Templeman Wealth Management Inc. logo Templeman Wealth Management Inc.
Independent
1
Typical 22
$2,363,820
Templer Wealth Management, LLC logo Templer Wealth Management, LLC
Independent
1
High 44
$2,339,069
Templeton Financial Planning logo Templeton Financial Planning
Supported
2
Very Low 8
$892,366
Templeton Financial Services Inc. logo Templeton Financial Services Inc.
Supported
3
Very High 105
$1,366,757
Tempo Wealth logo Tempo Wealth
Team
7
Very High 122
$942,867
Tempus Pecunia logo Tempus Pecunia
Independent
1
Typical 16
$1,520,737
Tempus Wealth Partners logo Tempus Wealth Partners
Independent
1
Low 0
—
Tempus Wealth Planning, LLC logo Tempus Wealth Planning, LLC
Team
10
High 68
$981,720
Tenacity Private Wealth logo Tenacity Private Wealth
Supported
2
Low 25
$811,412
Tenbridge Partners LLC logo Tenbridge Partners LLC
Supported
4
High 89
$308,957
Tenbroeck Wealth Management, LLC logo Tenbroeck Wealth Management, LLC
Independent
1
Very High 145
$144,286
Tencap Wealth Coaching logo Tencap Wealth Coaching
Team
8
High 92
$373,562
Tender Wealth logo Tender Wealth
Independent
1
Low 0
—
Tendful Wealth Planning
Independent
1
Low 0
—
Tenere Financial logo Tenere Financial
Supported
2
Low 24
$1,678,250
Tenet Portfolio Management logo Tenet Portfolio Management
Independent
1
Low 0
—
Tenet Retirement Services LLC logo Tenet Retirement Services LLC
Supported
1
Typical 35
$914,164
Tenet Wealth Partners, LLC logo Tenet Wealth Partners, LLC
Supported
3
Very High 126
$572,526
Tennessee Valley Investment Management logo Tennessee Valley Investment Management
Independent
1
High 34
$320,868
Tennessee Wealth Management
Independent
1
High 44
$1,247,636
Tennext LLC
Independent
1
Low 0
—
Tenon Financial logo Tenon Financial
Supported
3
Low 33
$3,191,260
Ten Seven Capital logo Ten Seven Capital
Supported
1
Very Low 0
—
Ten Talents Asset Management logo Ten Talents Asset Management
Independent
1
Very High 76
$457,851
Ten Talents Financial Planning LLC logo Ten Talents Financial Planning LLC
Independent
1
High 33
$1,530,523
Tenzing Financial LLC logo Tenzing Financial LLC
Supported
3
Typical 55
$1,313,333
TEP Financial Solutions LLC logo TEP Financial Solutions LLC
Independent
1
Low 5
$102,078
Teplitz Financial Group LLC logo Teplitz Financial Group LLC
Independent
1
Very High 168
$707,744
Tepper Capital Management
Independent
1
Typical 24
$2,341,399
Tepp Wealth Management logo Tepp Wealth Management
Supported
3
Typical 50
$1,313,514
Teradime Financial LLC logo Teradime Financial LLC
Independent
1
Typical 20
$1,470,377
TerraFirma Wealth Partners logo TerraFirma Wealth Partners
Supported
3
Low 31
$1,260,267
Terraform Wealth, LLC
Supported
2
Very Low 5
$23,048,641
Terrafort Capital LLC logo Terrafort Capital LLC
Independent
1
Low 1
$1,141
Terrance P Davis Cpa/Pfs
Independent
1
High 45
$2,022,222
Terranorth Investment Management LLC
Independent
1
Low 0
—
Terra Nova Asset Management LLC logo Terra Nova Asset Management LLC
Supported
2
Typical 35
$3,191,350
Terrapene Capital logo Terrapene Capital
Independent
1
Low 8
$105,786
Terrell Financial Group logo Terrell Financial Group
Independent
1
Very High 157
$144,612
Terril & Company logo Terril & Company
Team
5
High 94
$1,881,234
Terrion Advisors, Inc.
Independent
1
Very High 58
$505,861
Terry McDaniel & Company logo Terry McDaniel & Company
Team
7
Typical 53
$5,059,705
Terry Peschl & Associates, Inc. logo Terry Peschl & Associates, Inc.
Supported
1
High 80
—
Tesfaye O'Neill Financial logo Tesfaye O'Neill Financial
Supported
2
Typical 48
$0
Tessara Wealth logo Tessara Wealth
Supported
3
Typical 48
$1,135,563
Testament Wealth Management logo Testament Wealth Management
Independent
1
Low 0
—
Tetelestai Capital logo Tetelestai Capital
Supported
1
Very Low 12
$58,672
Tetley Investments, LLC logo Tetley Investments, LLC
Supported
3
High 57
$1,127,080
Teton Crest Wealth Planning logo Teton Crest Wealth Planning
Independent
1
Very High 158
$81,013
Teton Wealth Group LLC logo Teton Wealth Group LLC
Team
6
Very High 138
$236,031
Teton Wealth Management, Inc.
Independent
1
Low 2
$3,601,850
Tetrant Financial logo Tetrant Financial
Independent
1
High 39
$114,713
Tetra Wealth Management logo Tetra Wealth Management
Independent
1
Typical 12
$84,083
Tetschner Financial Services logo Tetschner Financial Services
Independent
1
Low 0
—
Tevis Investment Management, LLC logo Tevis Investment Management, LLC
Supported
1
Very High 151
$1,493,995
Texas Asset Management logo Texas Asset Management
Supported
3
Low 17
$1,292,654
Texas Assured Financial Planning LLC logo Texas Assured Financial Planning LLC
Independent
1
Low 2
$200,538
Texas Capital Management logo Texas Capital Management
Independent
1
Very High 195
$274,261
Texas Family Wealth, LLC logo Texas Family Wealth, LLC
Supported
3
Very High 357
$239,720
Texas First Investment Management Company
Independent
1
Low 0
—
Texas Institutional Investment Management, LLC logo Texas Institutional Investment Management, LLC
Supported
2
Low 32
$903,172
Texwealth logo Texwealth
Independent
1
Typical 25
$2,224,208
T.E. Zimmerman, Investment Services
Independent
1
Low 0
—
TFB Advisors, LLC logo TFB Advisors, LLC
Team
18
High 74
$601,761
Tfc Financial Management Inc logo Tfc Financial Management Inc
Team
12
Low 35
$4,269,289
T. Fenn Financial Planning, LLC logo T. Fenn Financial Planning, LLC
Independent
1
Very High 60
$0
TFO Wealth Partners logo TFO Wealth Partners
Multi-team
36
Typical 50
$2,727,486
TFP Management, LLC logo TFP Management, LLC
Supported
3
Very High 220
$413,635
TFR Capital logo TFR Capital
Team
5
Typical 52
$1,504,729
TFS Advisors, LLC logo TFS Advisors, LLC
Supported
2
High 76
$1,011,127
TGA Capital Management logo TGA Capital Management
Supported
2
High 63
$261,145
TGB Asset Management, LLC logo TGB Asset Management, LLC
Independent
1
Low 0
—
TGF Assets
Independent
1
Typical 11
$109,091
T Green Wealth Advisors LLC logo T Green Wealth Advisors LLC
Independent
1
High 34
$82,353
Tgs Financial Advisors logo Tgs Financial Advisors
Team
7
Low 37
$1,644,737
Thalassa Capital LLC logo Thalassa Capital LLC
Supported
2
Typical 35
$1,448,117
Thales Investment Services, Inc. logo Thales Investment Services, Inc.
Supported
2
Low 17
$101,694
Thames Asset Management, Inc logo Thames Asset Management, Inc
Independent
1
Very High 65
$619,963
Thames Financial Management logo Thames Financial Management
Supported
2
Very High 146
$1,014,183
Thatcher Wealth Management logo Thatcher Wealth Management
Supported
3
Very Low 0
—
Thayer Financial, L.L.C. logo Thayer Financial, L.L.C.
Independent
1
Very High 117
$866,000
Thayer Partners LLC logo Thayer Partners LLC
Team
8
Low 44
$1,240,746
The $ Coach, LLC logo The $ Coach, LLC
Independent
1
Low 3
$57,644
The ABC Squared logo The ABC Squared
Independent
1
Typical 14
$100,000
The Advisors Group logo The Advisors Group
Supported
2
Very High 96
$734,815
The Advisory Firm logo The Advisory Firm
Independent
1
Very High 120
$1,053,276
The Advisory Group of San Francisco, LLC logo The Advisory Group of San Francisco, LLC
Team
6
Very Low 19
$3,542,069
The Advisory Resource Group, LLC logo The Advisory Resource Group, LLC
Team
8
High 89
$1,306,868
The Advocate Group, LLC logo The Advocate Group, LLC
Team
9
Low 38
$2,260,292
The Affinity Group, LLC logo The Affinity Group, LLC
Supported
2
Very Low 4
$96,907
The Alchemist Fund logo The Alchemist Fund
Independent
1
High 43
$725,188
The Alchemists, LLC logo The Alchemists, LLC
Supported
2
Typical 46
$277,933
The AmeriFlex Group logo The AmeriFlex Group
Multi-team
213
High 74
$549,793
The Aranda Group Advisors, LLC logo The Aranda Group Advisors, LLC
Supported
4
Typical 39
$1,486,036
The Archer Consulting Group, LLC logo The Archer Consulting Group, LLC
Supported
3
Typical 38
$1,671,688
The Arkansas Financial Group, Inc. logo The Arkansas Financial Group, Inc.
Team
5
High 73
$2,610,514
The Art and Science of Successful Planning logo The Art and Science of Successful Planning
Independent
1
High 54
$290,998
The Ascent Group, LLC logo The Ascent Group, LLC
Multi-team
14
Very High 298
$846,883
The Aspen Equity Group logo The Aspen Equity Group
Independent
1
High 41
$635,610
The Astorino Financial Group, Inc. logo The Astorino Financial Group, Inc.
Supported
2
Low 25
—
The Balance of Trade
Independent
1
Low 0
—
The Baran James Company, Inc. logo The Baran James Company, Inc.
Independent
1
Very High 212
$423,076
The Bedminster Group logo The Bedminster Group
Supported
2
Very High 95
$1,045,611
The Benchmark Group RIA Services, LLC logo The Benchmark Group RIA Services, LLC
Independent
1
Low 0
—
The Bendix Financial Group, Inc. logo The Bendix Financial Group, Inc.
Supported
3
High 70
$931,966
The Better 401(k) Source
Supported
2
Very Low 0
—
The Blackmont Group logo The Blackmont Group
Independent
1
High 29
$307,206
The Blakeley Group Inc logo The Blakeley Group Inc
Supported
1
Very High 107
$898,550
The Blue Oak Group, LLC
Independent
1
Low 0
—
The Bollard Group LLC logo The Bollard Group LLC
Multi-team
1
Very Low 14
$380,234,509
The Bottom Line Wealth Management Ltd. logo The Bottom Line Wealth Management Ltd.
Supported
2
Very High 125
$25,000
The Bridge Financial Advisors
Independent
1
Low 10
$714,443
The Brock Group, LLC
Independent
1
Very High 253
$371,210
The Broughton Investment Group, Inc. logo The Broughton Investment Group, Inc.
Supported
1
Typical 54
$361,111
The Buffalo Financial Group LLC
Independent
1
High 26
$653,846
The Burney Company logo The Burney Company
Multi-team
37
Typical 51
$1,603,418
The Butler Group LLC logo The Butler Group LLC
Independent
1
Typical 15
$1,457,582
The Butterfield Group LLC
Independent
1
Very High 60
$132,220
The Bycoff Group LLC logo The Bycoff Group LLC
Supported
2
Low 30
$710,783
The Capeloto & Hedrick Co logo The Capeloto & Hedrick Co
Supported
2
High 63
$1,019,871
The Capital Group logo The Capital Group
Independent
1
Very High 282
$200,379
The Capital Group Fiduciary Advisors, LLC logo The Capital Group Fiduciary Advisors, LLC
Supported
1
Very High 283
$673,011
The Capital Management Corporation logo The Capital Management Corporation
Team
6
Low 33
$3,805,533
The Carroll Group, Inc.
Supported
1
Very Low 8
$20,430,634
The Cavanaugh Group Inc
Supported
2
Low 22
$10,821,919
The Change Advisory Group, LLC logo The Change Advisory Group, LLC
Supported
2
Low 32
$1,170,657
The Charles Towne Agency
Independent
1
Low 0
—
The Chartist logo The Chartist
Supported
2
Very High 213
$398,372
The Clark Group Asset Management logo The Clark Group Asset Management
Supported
3
Very High 153
$742,890
The Clarus Group logo The Clarus Group
Team
9
High 68
$1,796,501
The Clifford Group LLC logo The Clifford Group LLC
Supported
2
Very High 131
$951,283
The Coleridge Group LLC logo The Coleridge Group LLC
Independent
1
High 39
$1,426,804
The Commonwealth Group LLC logo The Commonwealth Group LLC
Supported
2
Very Low 11
$393,888
The Compounding Co logo The Compounding Co
Independent
1
Low 0
—
The Cook Company, LLC logo The Cook Company, LLC
Independent
1
Very High 106
$370,534
The Cornish Group LLC dba Cornish Financial Services Group
Independent
1
Low 3
—
The Coury Firm logo The Coury Firm
Team
9
Very Low 23
$3,527,106
The Dala Group, LLC logo The Dala Group, LLC
Team
9
Very Low 29
$1,012,276
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