See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Anvik Advisers LLC
Independent
1
Low 6
$4,500,000
Anweiler Financial Management, LLC
Independent
1
Very High 107
$479,437
Anzai Financial
Independent
1
Low 0
—
AO Wealth Advisory logo AO Wealth Advisory
Supported
4
High 75
$665,376
AP24 Capital
Independent
1
Low 0
—
Apeiron logo Apeiron
Team
11
Very High 107
$685,059
Apeiron Wealth Service logo Apeiron Wealth Service
Independent
1
Low 0
—
Apella Wealth logo Apella Wealth
Multi-team
104
High 78
$1,287,176
ApepA Advisors LLC logo ApepA Advisors LLC
Independent
1
Low 0
—
Aperture Advisors LLC logo Aperture Advisors LLC
Independent
1
Low 5
$3,200,000
APEX Advisory Group, Inc.
Supported
3
Very Low 2
$0
APEX Capital Management LLC
Independent
1
Low 0
—
Apex Capital Management, L.L.C. logo Apex Capital Management, L.L.C.
Supported
4
High 83
$603,579
Apexedge LLC
Independent
1
Low 0
—
Apex Fiduciary Advisors LLC logo Apex Fiduciary Advisors LLC
Supported
2
Typical 40
$598,005
APEX Investment Group logo APEX Investment Group
Team
6
High 87
$392,493
Apex Quantitative Group, LLC logo Apex Quantitative Group, LLC
Supported
2
Very Low 2
$375,000
APEX Research and Investments, LLC
Independent
1
Typical 11
$8,515,745
Apex Strategic Wealth, LLC logo Apex Strategic Wealth, LLC
Team
7
High 85
$478,878
APEX Tax & Financial Planning
Independent
1
Typical 21
$1,152,381
APEX Wealth Advisors LLC logo APEX Wealth Advisors LLC
Supported
4
Typical 56
$388,732
APEX Wealth Management
Independent
1
Very High 66
$723,768
Apex Wealth Management, LLC logo Apex Wealth Management, LLC
Supported
2
High 57
$1,675,974
Apex Wealth Management, LLC logo Apex Wealth Management, LLC
Independent
1
Typical 21
$1,389,375
AP Financial Contingency Group Inc logo AP Financial Contingency Group Inc
Independent
1
Low 7
$386,086
Apforia logo Apforia
Team
10
Low 37
$267,298
API Capital, LLC
Supported
2
Very Low 0
—
API Financial Advisors, LLC logo API Financial Advisors, LLC
Team
13
Very Low 17
$372,912
Apiis Wealth Management Corp.
Supported
2
Very Low 0
—
AP Investment Management logo AP Investment Management
Supported
3
Low 22
$645,304
Apis Financial Group, LLC
Supported
2
Very Low 4
$509,751
Apis Wealth, LLC logo Apis Wealth, LLC
Independent
1
High 39
$1,229,189
APM Wealth logo APM Wealth
Supported
2
Typical 40
$600,066
APO Financial Services, LLC logo APO Financial Services, LLC
Supported
2
Very High 271
$229,246
Apogee Financial Services Group, Inc. logo Apogee Financial Services Group, Inc.
Supported
3
Typical 41
$391,498
Apogee Tactical
Independent
1
Typical 21
$961,905
Apogee Wealth Advisors logo Apogee Wealth Advisors
Independent
1
Low 0
—
Apogee Wealth Partners, LLC logo Apogee Wealth Partners, LLC
Supported
2
Typical 47
$951,117
Apollon Financial, LLC logo Apollon Financial, LLC
Team
20
Typical 63
$1,151,989
Apollon Wealth Management, LLC logo Apollon Wealth Management, LLC
Multi-team
145
Typical 57
$1,342,146
Apollo Wealth Management logo Apollo Wealth Management
Supported
2
Very High 245
$44,898
Apollo Wealth Management, Ltd. logo Apollo Wealth Management, Ltd.
Independent
1
High 27
$2,467,243
Apostolic Financial Advisors, LLC
Independent
1
Low 9
$636,111
APP logo APP
Supported
3
Low 25
$143,421
Appalachian Capital Management logo Appalachian Capital Management
Supported
2
Very High 171
$500,021
Appaloosa Wealth Management LLC logo Appaloosa Wealth Management LLC
Independent
1
Very High 65
$1,363,077
Apperax Capital Management
Independent
1
Low 0
—
Appian Road LLC logo Appian Road LLC
Independent
1
Typical 16
$125,935
Appian Way Financial
Independent
1
Very High 104
$1,174,826
Apple & Associates logo Apple & Associates
Supported
3
High 80
$549,780
Appleby Advisory LLC
Independent
1
Low 10
—
Apple & Company, Inc. logo Apple & Company, Inc.
Independent
1
Very High 86
$718,952
Appleton Investment Management Inc.
Independent
1
Low 0
—
Apple Tree Asset Management, LLC logo Apple Tree Asset Management, LLC
Team
6
Very High 130
$194,609
Appletree Financial Services LLC logo Appletree Financial Services LLC
Supported
2
Very Low 0
—
Applewhite & Buys Financial Advisors logo Applewhite & Buys Financial Advisors
Supported
2
Very High 93
$827,744
Applied Advisor logo Applied Advisor
Independent
1
Very High 127
$0
Applied Capital logo Applied Capital
Supported
2
Very High 132
$595,436
Applied Capital LLC logo Applied Capital LLC
Team
9
High 76
$520,416
Applied Capital Management, LLC logo Applied Capital Management, LLC
Independent
1
Very High 500
—
Applied Derivative Research or "ADR" logo Applied Derivative Research or "ADR"
Independent
1
Low 2
$50,000
Applied Financial Planning, Inc. logo Applied Financial Planning, Inc.
Independent
1
Low 0
—
Applied Financial Wisdom logo Applied Financial Wisdom
Independent
1
Very High 151
$860,927
Applied Wealth Management logo Applied Wealth Management
Supported
4
Low 21
$560,976
Apprise Wealth Management LLC logo Apprise Wealth Management LLC
Independent
1
Very High 76
$1,386,245
Approach Capital LLC logo Approach Capital LLC
Independent
1
Very High 100
$1,000,000
Approach Retirement Advisors, LLC logo Approach Retirement Advisors, LLC
Supported
2
High 70
$1,600,490
APPS Wealth Management, Inc. logo APPS Wealth Management, Inc.
Independent
1
Very High 58
—
Apricity Financial, LLC logo Apricity Financial, LLC
Supported
4
Low 17
$1,406,277
Apricity Financial Planning logo Apricity Financial Planning
Independent
1
Typical 13
$109,969
Apricus Wealth LLC logo Apricus Wealth LLC
Supported
4
Low 25
$3,356,864
Apriem Advisors logo Apriem Advisors
Team
13
High 82
$1,286,542
April Asset Management LLC logo April Asset Management LLC
Independent
1
Low 0
—
Aprio Wealth Management, LLC logo Aprio Wealth Management, LLC
Multi-team
37
Low 43
$2,393,758
APS Investment Management Group logo APS Investment Management Group
Supported
2
Very High 279
$354,123
Apsis Capital Management LLC logo Apsis Capital Management LLC
Independent
1
Low 9
$444,444
Aptus Capital Advisors, LLC logo Aptus Capital Advisors, LLC
Multi-team
21
Very High 604
$844,134
Aptus Financial, LLC logo Aptus Financial, LLC
Team
13
Typical 49
—
A & P Wealth Management logo A & P Wealth Management
Supported
2
Low 28
$198,604
AP Wealth Management logo AP Wealth Management
Team
5
Typical 54
$1,222,622
AQS Management, LLC
Independent
1
Very High 95
$259,598
Aqua Advisors LLC
Supported
1
Typical 51
$5,859,026
Aqua Capital Advisors logo Aqua Capital Advisors
Supported
2
Low 22
$3,267,486
Aquarius Financial logo Aquarius Financial
Independent
1
Low 5
$0
Aquasphere Am, LLC
Independent
1
Low 0
—
Aquifer Asset Management, LLC
Independent
1
Low 0
—
Aquifer Capital, LLC logo Aquifer Capital, LLC
Independent
1
Low 0
—
Aquilant Advisors logo Aquilant Advisors
Supported
4
High 79
$884,116
Aquila Ventures LLC logo Aquila Ventures LLC
Independent
1
Low 0
—
Aquila Wealth Advisors logo Aquila Wealth Advisors
Independent
1
High 36
$573,738
Aquinas Advisors, LLC logo Aquinas Advisors, LLC
Independent
1
High 31
$856,715
Aquinas Capital Advisors LLC logo Aquinas Capital Advisors LLC
Independent
1
Very High 90
$94,444
Aquium Legacy Partners
Independent
1
Low 0
—
Araglan Capital Management, LLC logo Araglan Capital Management, LLC
Independent
1
High 32
$750,000
Aragon Advisors
Independent
1
Typical 11
$10,056
Aragon Capital LLC logo Aragon Capital LLC
Team
6
Very High 198
$277,486
Aragon Capital, LLC
Supported
2
Very High 93
$602,419
Aragorn Ltd.
Independent
1
Typical 25
$655,960
Ar Asset Management, Inc.
Team
3
Low 39
$3,356,021
Arax Advisory Partners logo Arax Advisory Partners
Multi-team
233
High 65
$1,602,916
Arbogast Financial Advisors, LLC logo Arbogast Financial Advisors, LLC
Supported
2
Typical 40
$642,712
Arbordale Wealth Management, LLC
Independent
1
Typical 24
$237,950
Arbor Family Wealth Advisors, Inc.
Independent
1
Low 10
—
ArborFi Advisors, LLC logo ArborFi Advisors, LLC
Supported
2
Typical 51
$1,447,531
Arbor Financial Services, LLC logo Arbor Financial Services, LLC
Supported
4
High 60
$509,230
Arbor Investment Advisors logo Arbor Investment Advisors
Team
5
High 94
$2,643,742
Arbor Investment Management logo Arbor Investment Management
Supported
2
Typical 48
$1,687,500
Arbor Private Wealth, LLC logo Arbor Private Wealth, LLC
Supported
2
Typical 50
$1,601,346
ArborStone Financial, LLC logo ArborStone Financial, LLC
Supported
4
Very High 282
$420,638
Arbor Trust Wealth Advisors, LLC logo Arbor Trust Wealth Advisors, LLC
Team
3
Very High 147
$1,303,830
Arbor Wealth Advisors LLC logo Arbor Wealth Advisors LLC
Team
1
High 66
$9,965,906
Arbor Wealth Management
Supported
4
High 65
$498,017
Arbor Wealth Management, LLC logo Arbor Wealth Management, LLC
Supported
2
Typical 56
$1,239,771
Arbus Capital Management, LLC logo Arbus Capital Management, LLC
Independent
1
High 30
$3,127,390
Arca Archa, LLC logo Arca Archa, LLC
Independent
1
High 41
$264,301
Arcadia Financial Partners, LLC logo Arcadia Financial Partners, LLC
Independent
1
Very High 97
$0
Arcadia Investment Advisors, LLC logo Arcadia Investment Advisors, LLC
Supported
3
High 89
$1,232,860
Arcadian Associates, LLC logo Arcadian Associates, LLC
Independent
1
Low 0
—
Arcadia Private Wealth LLC logo Arcadia Private Wealth LLC
Independent
1
Low 0
—
Arcadia Wealth LLC logo Arcadia Wealth LLC
Independent
1
Low 0
—
Arcadia Wealth Management logo Arcadia Wealth Management
Supported
3
High 92
$1,394,890
Arcadia Wealth Management, LLC logo Arcadia Wealth Management, LLC
Team
11
Typical 60
$666,466
Arc Advisers LLC logo Arc Advisers LLC
Independent
1
Very High 91
$1,152,435
Arcanum Capital Management LLC logo Arcanum Capital Management LLC
Independent
1
Low 7
$304,286
ARCAP Partners LLC logo ARCAP Partners LLC
Supported
2
Low 17
$1,189,753
Arc Asset Management LLC logo Arc Asset Management LLC
Supported
1
Very Low 14
$6,150,000
Arcataur Capital Management LLC logo Arcataur Capital Management LLC
Team
7
Low 34
$1,743,229
Arca Wealth, LLC logo Arca Wealth, LLC
Team
12
High 92
$1,020,599
ARC Element Wealth Design logo ARC Element Wealth Design
Independent
1
Typical 21
$1,406,887
Archambo Financial Advisors, Inc. logo Archambo Financial Advisors, Inc.
Supported
3
High 66
$827,806
Archangel Investment Management
Independent
1
Low 9
$110,064
Arch City Financial
Independent
1
Low 0
—
Archedia Capital LLC
Independent
1
Low 4
$238,750
Archer Investment Corporation logo Archer Investment Corporation
Multi-team
78
Typical 55
$180,377
Archer Investment Management logo Archer Investment Management
Supported
3
High 85
$1,459,839
Archer Pointe Wealth Management, LLC logo Archer Pointe Wealth Management, LLC
Supported
2
Typical 52
$1,746,712
Archer Row Advisory logo Archer Row Advisory
Independent
1
Typical 14
$2,820,101
Archer Wealth Advisors logo Archer Wealth Advisors
Supported
3
Typical 42
$602,014
Archetype Advisors, LLC logo Archetype Advisors, LLC
Supported
3
High 92
$945,455
Arch Financial Advisors LLC logo Arch Financial Advisors LLC
Independent
1
Low 8
—
ARCH Financial Planning, LLC logo ARCH Financial Planning, LLC
Independent
1
High 27
$1,111,111
Archford Capital Strategies, LLC logo Archford Capital Strategies, LLC
Team
16
Typical 48
$1,542,524
ARCH Global Advisors, LLC logo ARCH Global Advisors, LLC
Team
6
High 67
$489,498
Arch Partners Wealth Management, Inc. logo Arch Partners Wealth Management, Inc.
Supported
3
High 81
$433,610
Archstone Capital Advisors logo Archstone Capital Advisors
Supported
2
Very Low 0
—
Archstone Wealth Advisors, LLC logo Archstone Wealth Advisors, LLC
Independent
1
Typical 22
$552,249
Archvest Wealth Advisors, Inc. logo Archvest Wealth Advisors, Inc.
Supported
4
High 77
$1,175,649
Archway Private Wealth LLC logo Archway Private Wealth LLC
Supported
3
Very Low 12
$468,373
Archway Wealth Management, LLC logo Archway Wealth Management, LLC
Supported
3
High 67
$1,728,281
Arcon Wealth Management logo Arcon Wealth Management
Independent
1
Typical 25
$1,329,706
Arcus Capital Partners, LLC logo Arcus Capital Partners, LLC
Team
6
High 75
$4,092,461
Arcvest, LLC logo Arcvest, LLC
Independent
1
High 33
$1,696,970
ARD Advisory Services, LLC logo ARD Advisory Services, LLC
Supported
1
Very High 156
$384,300
Arden Global Family Offices logo Arden Global Family Offices
Supported
1
Very Low 7
$12,253,798
Ardent Capital logo Ardent Capital
Independent
1
High 32
$1,725,000
Ardent Capital Management, Inc. logo Ardent Capital Management, Inc.
Supported
2
Typical 53
$2,816,495
Ardent Guardian Wealth Advisory, LLC
Independent
1
Low 0
—
Ardent Investors, LLC
Supported
2
Very Low 13
$737,852
Ardent Wealth Advisory, LLC logo Ardent Wealth Advisory, LLC
Independent
1
High 45
$540,465
Ardent Wealth Management logo Ardent Wealth Management
Supported
2
Very Low 0
—
Arden Wealth Management logo Arden Wealth Management
Independent
1
Typical 17
$1,017,647
Ardor Investment Management Consulting logo Ardor Investment Management Consulting
Supported
2
Very Low 5
$213,889
ARDROSSAN Wealth Management, LLC
Independent
1
Low 0
—
Arena Advisors LLC logo Arena Advisors LLC
Independent
1
Low 1
$185,000
Arena Consulting, LLC
Independent
1
Typical 25
$2,800,000
Arena Private Wealth logo Arena Private Wealth
Team
7
Low 32
$1,476,237
Arena Wealth Advisors LLC logo Arena Wealth Advisors LLC
Independent
1
High 51
$952,517
Arena Wealth Management LLC logo Arena Wealth Management LLC
Supported
2
High 67
$595,883
Ares-Bound Capital logo Ares-Bound Capital
Independent
1
Typical 23
$33,555
Ares Financial Consulting LLC logo Ares Financial Consulting LLC
Supported
4
High 72
$843,432
Arete Advisors logo Arete Advisors
Independent
1
Very High 91
$525,316
Arete Asset Management, LLC logo Arete Asset Management, LLC
Independent
1
Low 4
$942,835
Arete Capital Management
Independent
1
High 28
$896,429
Arete Financial Solutions, LLC logo Arete Financial Solutions, LLC
Supported
2
High 77
$119,716
Arete Wealth Advisors, LLC logo Arete Wealth Advisors, LLC
Multi-team
149
Low 35
$484,172
Arete Wealth Strategists logo Arete Wealth Strategists
Supported
2
Typical 49
$1,349,790
Argent Advisors, Inc. logo Argent Advisors, Inc.
Team
13
Very High 108
$707,341
Argentarii, LLC logo Argentarii, LLC
Team
5
Very Low 24
$3,424,658
Argenta Wealth Management logo Argenta Wealth Management
Supported
2
Typical 41
$1,134,513
Argent Capital Management LLC logo Argent Capital Management LLC
Multi-team
5
Very High 214
$3,194,091
Argent Wealth Advisors, LLC logo Argent Wealth Advisors, LLC
Independent
1
High 49
$959,184
Argent Wealth, LLC logo Argent Wealth, LLC
Team
7
Typical 64
$1,016,217
Argent Wealth Management, Inc.
Independent
1
Very High 72
$2,394,528
Argon Advisors
Independent
1
Low 0
—
Argonautica Private Wealth Management, Inc logo Argonautica Private Wealth Management, Inc
Team
5
Very Low 22
$3,991,431
Argos Capital Partners, LLC logo Argos Capital Partners, LLC
Team
2
Very Low 30
$31,862,624
Argos Wealth Advisors LLC logo Argos Wealth Advisors LLC
Team
8
Very Low 29
$4,228,662
Argosy Investors
Independent
1
Low 0
—
Argo Wealth Advisory, LLC logo Argo Wealth Advisory, LLC
Supported
2
Typical 45
$2,508,523
Argo Wealth Management logo Argo Wealth Management
Independent
1
Typical 14
$407,143
ARG Private Wealth, LLC logo ARG Private Wealth, LLC
Supported
2
Low 32
$4,329,267
Argus Efficient Capital, LLC
Independent
1
Low 10
$15,038
Argus Equity Partners, LLC logo Argus Equity Partners, LLC
Supported
2
High 89
$331,424
Argus Investors' Counsel, Inc. logo Argus Investors' Counsel, Inc.
Team
5
Typical 56
$413,961
Argus Wealth Management logo Argus Wealth Management
Independent
1
Typical 22
$2,559,159
Argyle Capital Management, LLC logo Argyle Capital Management, LLC
Supported
3
Low 22
$5,471,592
Argyle Capital Partners, LLC logo Argyle Capital Partners, LLC
Supported
3
High 60
$1,185,361
ARIA Corporation
Supported
2
Very Low 13
$1,018,520
Ariadne Wealth Management, LP logo Ariadne Wealth Management, LP
Team
7
Very Low 8
$11,835,549
Aria Wealth Management logo Aria Wealth Management
Team
6
Low 36
$456,328
Warmer team member

Not sure where to start?

We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.

Find your advisor

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.

Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. (“Warmer”)