See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Fireside Financial Planning, Inc. logo Fireside Financial Planning, Inc.
Independent
1
High 42
$421,840
Firestone Capital Management Inc logo Firestone Capital Management Inc
Team
6
Typical 63
$2,101,091
Firethorn Capital, LLC logo Firethorn Capital, LLC
Supported
2
Low 20
$1,108,187
Firethorn Partners, LLC logo Firethorn Partners, LLC
Supported
2
Low 29
$402,558
Firethorn Wealth Partners, LLC logo Firethorn Wealth Partners, LLC
Team
7
Very High 97
$714,243
Firetower Advisors logo Firetower Advisors
Independent
1
Low 0
—
Firewall Capital Management logo Firewall Capital Management
Supported
4
Typical 48
$331,220
Fire Wealth Management, LLC logo Fire Wealth Management, LLC
Supported
2
Low 33
$850,837
Firmament Financial logo Firmament Financial
Independent
1
High 52
$603,404
Firm Footing Financial Planning logo Firm Footing Financial Planning
Independent
1
Typical 24
—
Firm Foundation Wealth Management, LLC logo Firm Foundation Wealth Management, LLC
Independent
1
Very High 173
$388,843
Firmiacer Investment LLC
Independent
1
Low 1
$917,000
Firmo Investment Consulting Services logo Firmo Investment Consulting Services
Independent
1
Typical 24
$154,167
FIRN Advisors LLC
Independent
1
Low 0
—
First Advisors National, LLC logo First Advisors National, LLC
Multi-team
80
Typical 61
$104,132
First Affirmative Financial Network LLC logo First Affirmative Financial Network LLC
Team
14
Very High 163
$389,801
First American Asset Advisory, LLC logo First American Asset Advisory, LLC
Team
5
Typical 53
$721,009
First American Financial Advisors, Inc.
Supported
4
Very Low 3
$1,043,711
First and Main Financial logo First and Main Financial
Supported
3
Typical 41
$1,355,002
First Ascent Planning LLC logo First Ascent Planning LLC
Independent
1
Low 0
—
First Choice Financial Planning, LLC
Independent
1
High 31
$101,677
First Choice Financial Services LLC logo First Choice Financial Services LLC
Supported
4
High 67
—
First Citizens Asset Management, Inc logo First Citizens Asset Management, Inc
Multi-team
73
Very Low 17
$307,502
First Citizens Investor Services, Inc. logo First Citizens Investor Services, Inc.
Enterprise
324
Very Low 23
$344,524
First City Capital Management Inc logo First City Capital Management Inc
Supported
4
High 63
$1,619,183
First Class Capital logo First Class Capital
Independent
1
Low 8
$1,250,000
First Class Financial logo First Class Financial
Independent
1
Low 0
—
First Class Wealth Management LLC
Independent
1
Low 9
$601,320
First Command Advisory Services logo First Command Advisory Services
Enterprise
1,034
Very High 110
$214,697
First Dallas Securities Incorporated logo First Dallas Securities Incorporated
Team
7
Typical 51
$967,638
First Dollar Saved LLC logo First Dollar Saved LLC
Independent
1
Low 0
—
First Dominion Wealth Advisors LLC logo First Dominion Wealth Advisors LLC
Independent
1
Low 0
—
First Down Financial logo First Down Financial
Supported
2
Low 26
$1,096,154
First Due Financial LLC logo First Due Financial LLC
Independent
1
Low 5
$380,000
First Family Wealth logo First Family Wealth
Supported
2
High 69
$638,152
First Fidelity Group LLC
Independent
1
High 37
$197,701
First Fidelity Wealth Management LLC
Supported
3
Typical 51
$183,046
First Fiduciary Investment Counsel Inc logo First Fiduciary Investment Counsel Inc
Team
4
High 66
$1,550,554
First Financial Advisory Services Inc logo First Financial Advisory Services Inc
Supported
3
Very High 172
$535,595
First Financial Coaching, Inc. logo First Financial Coaching, Inc.
Team
14
Very High 107
$438,316
First Financial Consulting logo First Financial Consulting
Team
8
High 80
$1,162,260
First Financial Group logo First Financial Group
Supported
4
Very High 95
$838,523
First Financial Security, LLC
Independent
1
High 29
$404,034
First Financial Services
Supported
3
Very Low 0
—
First Financial Services, LLC logo First Financial Services, LLC
Supported
3
Low 29
$1,137,194
First Financial Strategies Inc
Independent
1
Low 3
$4,437,932
First Foundation Advisors logo First Foundation Advisors
Multi-team
29
Low 36
$3,542,093
Firstfruits Wealth Management logo Firstfruits Wealth Management
Independent
1
Low 0
—
FirstGen Wealth logo FirstGen Wealth
Independent
1
Typical 21
$328,571
First Georgetown Securities, INC logo First Georgetown Securities, INC
Supported
2
High 62
$940,958
First Growth Capital LLC logo First Growth Capital LLC
Supported
1
High 67
$1,949,590
First Heartland Consultants, Inc. logo First Heartland Consultants, Inc.
Multi-team
99
Typical 64
$294,916
First Hedge Capital Management logo First Hedge Capital Management
Supported
2
Low 19
$425,405
First Kentucky Securities Corp logo First Kentucky Securities Corp
Team
15
Very High 101
$364,816
First Light Financial
Independent
1
Typical 24
$710,195
First Light Investment Advisors logo First Light Investment Advisors
Supported
4
Very Low 10
$301,695
First Light Wealth logo First Light Wealth
Independent
1
High 51
$564,571
First Light Wealth Advisors, LLC logo First Light Wealth Advisors, LLC
Supported
2
Typical 47
$1,182,492
Firstline Financial LLC logo Firstline Financial LLC
Independent
1
Very High 81
$393,189
First Long Island Investors, LLC logo First Long Island Investors, LLC
Team
7
High 71
$2,377,305
First Look Capital Management, LLC logo First Look Capital Management, LLC
Independent
1
Very High 98
$1,243,783
First Main Capital
Independent
1
Low 4
$483,552
First Manhattan Co. LLC logo First Manhattan Co. LLC
Enterprise
66
High 92
$5,577,808
First Mason Financial, LLC logo First Mason Financial, LLC
Supported
1
Very High 382
$478,469
FirstMetric logo FirstMetric
Supported
1
Typical 48
$5,668,788
First Midwest Investments
Independent
1
Low 9
$333,333
First Move Financial, LLC logo First Move Financial, LLC
Independent
1
High 29
$385,847
First National Advisers, LLC logo First National Advisers, LLC
Multi-team
29
Low 38
$1,508,204
First Nebraska Financial Services logo First Nebraska Financial Services
Supported
3
Very High 154
$938,818
First Oak Wealth Management, LLC logo First Oak Wealth Management, LLC
Supported
1
Very High 149
$1,370,174
First Pacific Financial, Inc. logo First Pacific Financial, Inc.
Team
22
Typical 59
$1,414,536
First Perspective Capital LLC logo First Perspective Capital LLC
Independent
1
Low 5
$42,000
First Pitch Planning and Tax LLC logo First Pitch Planning and Tax LLC
Independent
1
Low 8
—
First Principles Investment Management LLC logo First Principles Investment Management LLC
Independent
1
High 30
$389,978
First Rank Financial logo First Rank Financial
Independent
1
Low 0
—
First Retirement Services LLC logo First Retirement Services LLC
Independent
1
Low 0
—
Firstrust logo Firstrust
Team
5
Very Low 25
$1,866,142
Firstrust Financial Advisors
Independent
1
Low 0
—
First Security Capital, LLC
Independent
1
Low 0
—
First Security Financial Wealth Manager, Inc. logo First Security Financial Wealth Manager, Inc.
Independent
1
Very High 74
—
First Security Investment Management, Inc. logo First Security Investment Management, Inc.
Team
8
Very Low 18
$686,342
First Shelbourne logo First Shelbourne
Independent
1
Typical 17
$441,176
First Sigma Capital LLC logo First Sigma Capital LLC
Independent
1
Low 6
$1,654,479
First Step Financial logo First Step Financial
Independent
1
Low 0
—
First Step Wealth Planning logo First Step Wealth Planning
Independent
1
Typical 19
$1,646,592
FirstTen Financial logo FirstTen Financial
Independent
1
Low 0
—
First There Financial logo First There Financial
Supported
2
Very Low 0
—
First Washington Corporation logo First Washington Corporation
Team
3
Very Low 8
$13,121,007
First Wealth Advisory, Inc. logo First Wealth Advisory, Inc.
Independent
1
Very High 185
$104,318
First Western Securities, Inc. logo First Western Securities, Inc.
Team
6
Very Low 5
$1,520,252
First Wilshire Securities Management, Inc. logo First Wilshire Securities Management, Inc.
Team
5
Typical 55
$1,200,316
Fiscal Dynamics Incorporated logo Fiscal Dynamics Incorporated
Supported
2
Low 23
$736,242
Fiscal Fitness, LLC logo Fiscal Fitness, LLC
Independent
1
Very High 85
$0
Fiscalis Advisory, Inc. logo Fiscalis Advisory, Inc.
Independent
1
Typical 24
$1,948,019
Fiscal Wisdom Wealth Management LLC logo Fiscal Wisdom Wealth Management LLC
Team
12
Very High 223
$137,802
Fiscalwise, Inc. logo Fiscalwise, Inc.
Independent
1
Low 10
$1,200,000
Fischer Advisors LLC
Independent
1
Typical 17
$802,849
Fischer Financial Services Inc logo Fischer Financial Services Inc
Team
4
Very High 152
$964,826
Fischer Investment Strategies, LLC logo Fischer Investment Strategies, LLC
Supported
4
Very High 105
$598,266
Fischer Wealth Advisors, LLC logo Fischer Wealth Advisors, LLC
Independent
1
High 54
$550,213
Fish Advisory, LLC
Independent
1
Low 3
$1,281,839
Fish Creek Value Management, LLC logo Fish Creek Value Management, LLC
Independent
1
High 46
$210,891
Fisher Financial Group, LLC logo Fisher Financial Group, LLC
Independent
1
Very High 116
$354,021
Fisher Financial, P.A.
Independent
1
Very High 100
—
Fisher Financial Strategies logo Fisher Financial Strategies
Independent
1
High 50
$0
Fisher Investments logo Fisher Investments
Institution
3,035
Very Low 66
$1,664,526
Fisher & Wiens Wealth Management, LLC logo Fisher & Wiens Wealth Management, LLC
Supported
1
Very High 300
$829,470
Fit Advisors LLC logo Fit Advisors LLC
Independent
1
High 36
$1,786,111
Fitbux RIA LLC
Independent
1
Very High 193
$33,161
Fitch Financial Advisors LLC logo Fitch Financial Advisors LLC
Independent
1
Typical 16
$1,091,751
FIT Financial Consulting LLC logo FIT Financial Consulting LLC
Independent
1
High 40
$169,518
Fithian LLC logo Fithian LLC
Supported
1
High 66
$1,015,555
FITSHA Consulting
Independent
1
Low 0
—
FIT Wealth logo FIT Wealth
Supported
3
Very Low 0
—
FIT Wealth Management logo FIT Wealth Management
Supported
3
High 71
$688,572
Fitzpatrick Financial Solutions, LLC
Independent
1
Very High 58
$332,629
Fitzwilliams Wealth Management Inc. logo Fitzwilliams Wealth Management Inc.
Team
8
High 79
$194,873
Five8 Financial LLC logo Five8 Financial LLC
Supported
2
Very Low 1
$2,344,731
Five Cedars logo Five Cedars
Independent
1
Typical 15
$1,528,974
Five Corners Financial Services logo Five Corners Financial Services
Supported
2
Very High 145
$1,006,897
Five Factor Capital Advisors
Independent
1
High 37
$802,703
Five Keys Private Advisors LLC logo Five Keys Private Advisors LLC
Independent
1
Low 5
$1,998,294
Five Lakes Advisory LLC
Independent
1
Low 0
—
Five Mile River Investment Management, LLC logo Five Mile River Investment Management, LLC
Supported
3
Typical 36
$974,372
Five Oceans Advisors logo Five Oceans Advisors
Supported
3
Typical 39
$3,847,994
Five Peaks Financial Consulting, Inc.
Independent
1
Low 6
$2,591,367
Five Pine Wealth logo Five Pine Wealth
Supported
3
Very High 115
$544,145
Five Point Investments
Independent
1
Low 0
—
Five Points Investment Advisors, LLC
Independent
1
High 26
$1,566,430
Five Rivers Financial Advisors, LLC logo Five Rivers Financial Advisors, LLC
Supported
2
Typical 52
$531,039
Five Stone Capital, LLC logo Five Stone Capital, LLC
Supported
2
Very Low 1
$225,000
Five Talent Financial LLC logo Five Talent Financial LLC
Independent
1
Low 0
—
Five Talents Financial Management Group LLC logo Five Talents Financial Management Group LLC
Team
5
Very High 208
$245,724
Five Talents Wealth Management
Independent
1
Low 0
—
Fiwheels logo Fiwheels
Independent
1
Low 6
$1,734,235
Fjaka Wealth Management LLC logo Fjaka Wealth Management LLC
Supported
2
Very Low 0
—
Fjell Capital logo Fjell Capital
Supported
4
Typical 51
$892,189
FJP Portfolio Management
Independent
1
Typical 23
$1,281,043
Flagship Capital Management Inc logo Flagship Capital Management Inc
Supported
3
High 58
$1,154,595
Flagship Harbor Advisors, LLC logo Flagship Harbor Advisors, LLC
Multi-team
60
Very High 121
$464,071
Flagship Private Wealth logo Flagship Private Wealth
Supported
4
Very High 149
$728,377
Flagship Wealth Advisors, LLC. logo Flagship Wealth Advisors, LLC.
Team
9
Typical 53
$1,556,862
Flagship Wealth Management Group, LLC logo Flagship Wealth Management Group, LLC
Independent
1
Very High 91
$501,142
Flagstar Securities, Inc. logo Flagstar Securities, Inc.
Multi-team
31
Low 32
$642,169
Flagstick Capital Partners LLC logo Flagstick Capital Partners LLC
Independent
1
Low 0
—
Flagstone Financial Advisors, Inc. logo Flagstone Financial Advisors, Inc.
Supported
2
Low 28
$1,483,146
Flagstone Financial Management, LLC logo Flagstone Financial Management, LLC
Team
10
Low 35
$1,296,264
Flaharty Asset Management, LLC logo Flaharty Asset Management, LLC
Team
10
Very High 110
$785,156
Flanagan Financial Management
Independent
1
Low 5
$4,289,985
F. L. Arias & Associates, LLC
Independent
1
Low 0
—
Flat Fee Financial LLC logo Flat Fee Financial LLC
Independent
1
High 28
$631,559
Flatirons Wealth Management logo Flatirons Wealth Management
Independent
1
Very High 116
$422,760
Flatiron Wealth Advisors, LLC logo Flatiron Wealth Advisors, LLC
Independent
1
Low 9
$297,085
Flatlands Wealth LLC logo Flatlands Wealth LLC
Independent
1
Low 5
$500,000
Flatrock Wealth Partners LLC logo Flatrock Wealth Partners LLC
Supported
3
Low 24
$5,720,305
Flattery Wealth Management LLC logo Flattery Wealth Management LLC
Independent
1
Very High 58
$301,265
Flavin Financial Services, Inc. logo Flavin Financial Services, Inc.
Team
5
Low 34
$1,046,973
Flax Pond Capital, LLC logo Flax Pond Capital, LLC
Supported
2
High 60
$1,865,119
FLB Capital Management, LLC logo FLB Capital Management, LLC
Independent
1
Low 6
$250,000
FLC Capital Advisors logo FLC Capital Advisors
Team
4
High 80
$2,543,142
Fleet Capital Management, LLC logo Fleet Capital Management, LLC
Independent
1
Typical 19
$978,947
Fleetstar Financial logo Fleetstar Financial
Supported
1
Very Low 6
$177,343
Flegal Financial Planning logo Flegal Financial Planning
Independent
1
Typical 16
$895,294
Fleischer & Johnson Wealth Management, Inc.
Independent
1
Very High 232
$440,618
Fleishel Financial Associates, Inc. logo Fleishel Financial Associates, Inc.
Supported
3
Low 21
—
Fleisher, Martin
Independent
1
Typical 12
$15,007,359
Fleming & Associates, LLC logo Fleming & Associates, LLC
Independent
1
Very High 121
$493,991
Fleming Financial Advising
Supported
2
Low 22
$1,493,774
Fleming Financial Services logo Fleming Financial Services
Supported
4
Very High 120
$121,339
Fleming Wealth logo Fleming Wealth
Independent
1
Low 0
—
Fleming Wealth Management, LLC logo Fleming Wealth Management, LLC
Independent
1
Typical 18
$4,973,484
Fleming Wealth Strategies, LLC logo Fleming Wealth Strategies, LLC
Independent
1
Very High 68
$689,662
Fleschner Investments
Independent
1
Low 6
$816,667
Fletcher Capital Management
Independent
1
Very High 197
$249,586
Fletcher Financial Group logo Fletcher Financial Group
Supported
3
Very High 167
$266,000
Fletcher Financial, LLC logo Fletcher Financial, LLC
Independent
1
Typical 18
$598,676
Fletcher Wealth Management, Inc.
Independent
1
Typical 12
$516,906
Fletching Arrows Wealth Management LLC logo Fletching Arrows Wealth Management LLC
Independent
1
Very High 276
$156,950
Fleurus Investment Advisory, LLC logo Fleurus Investment Advisory, LLC
Independent
1
High 31
$1,452,581
FlexHedz Group LLC logo FlexHedz Group LLC
Independent
1
Very High 76
$188,585
Flexible Finances logo Flexible Finances
Independent
1
Low 0
—
FlexIncome Fund logo FlexIncome Fund
Independent
1
Low 4
$1,850,000
FLFS Advisory LLC logo FLFS Advisory LLC
Team
5
Low 39
$789,468
FL Group, Inc. logo FL Group, Inc.
Supported
2
Very Low 3
—
Flight Capital Management, LLC logo Flight Capital Management, LLC
Independent
1
High 35
$1,213,242
Flight Line Financial, LLC logo Flight Line Financial, LLC
Independent
1
Very High 393
$0
Flightpath Financial Planning logo Flightpath Financial Planning
Independent
1
High 39
$283,766
Flip Flops and Pearls Financial Planning logo Flip Flops and Pearls Financial Planning
Supported
2
Very Low 8
$1,892,201
FlipWithLou&Kip LLC
Independent
1
Low 0
—
Flomartin Securities Corporation logo Flomartin Securities Corporation
Independent
1
High 26
$169,231
Flood Tide Financial LLC
Independent
1
Low 4
$1,196,250
Florek Financial, LLC logo Florek Financial, LLC
Team
2
Typical 47
$5,382,043
Flores Wealth Planning, LLC logo Flores Wealth Planning, LLC
Independent
1
Low 9
$329,769
Florian Financial Group LLC logo Florian Financial Group LLC
Supported
2
Very High 123
$760,838
Florida Estate and Retirement Planning Advisors, LLC
Independent
1
High 42
—
Florida Financial Planning LLC
Independent
1
Low 8
—
Florin Group, LLC logo Florin Group, LLC
Supported
3
Low 27
$975,371
Florin Pensions LLC logo Florin Pensions LLC
Supported
4
Very High 121
—
Florio Wealth Management, LLC logo Florio Wealth Management, LLC
Independent
1
High 33
$197,081
Flourish Financial Life Planning logo Flourish Financial Life Planning
Independent
1
Typical 13
$192,444
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