See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
The David J. Yvars Group Inc. logo The David J. Yvars Group Inc.
Supported
4
Very High 119
$634,735
The Dean's List logo The Dean's List
Independent
1
Low 0
—
The DeBart Group Inc. logo The DeBart Group Inc.
Independent
1
Low 0
—
The Dedicated Dollar logo The Dedicated Dollar
Independent
1
Typical 14
$289,286
The Delta Group logo The Delta Group
Supported
2
Very Low 15
$1,696,552
The Dienekes Corporation
Independent
1
Low 2
$601,594
The Dowling Group Wealth Management logo The Dowling Group Wealth Management
Supported
2
Very High 161
$522,156
The Driscoll Group, Inc. logo The Driscoll Group, Inc.
Supported
4
Very Low 2
—
The DR Team logo The DR Team
Independent
1
Low 0
—
The Ducoat Financial Group logo The Ducoat Financial Group
Independent
1
Very High 152
$468,768
The Eastrade Asset Management Corporation
Independent
1
Very High 61
$486,188
The Educator's Advisor
Independent
1
Low 0
—
The Ellerson Group Inc logo The Ellerson Group Inc
Supported
2
Typical 55
$2,671,293
The Elliott Group
Independent
1
Very High 68
—
The Enterprise Investment Company logo The Enterprise Investment Company
Team
2
Very High 398
$709,245
The Estate Planners Group logo The Estate Planners Group
Team
6
Typical 57
$1,240,362
The Estate Planning Team, Inc. logo The Estate Planning Team, Inc.
Independent
1
High 48
—
The Family Financial Group logo The Family Financial Group
Supported
2
Very Low 8
$0
The Faragi Group logo The Faragi Group
Independent
1
Very High 58
$241,379
The Fiduciary Alliance logo The Fiduciary Alliance
Multi-team
49
Very High 178
$268,760
The Fiduciary Group logo The Fiduciary Group
Team
13
Typical 48
$2,281,385
The Financial Advisors
Independent
1
High 40
$1,600,612
The Financial Advisory Group logo The Financial Advisory Group
Independent
1
Very High 135
—
The Financial Advisory Group logo The Financial Advisory Group
Supported
4
Very Low 12
—
The Financial Architects Wealth Management LLC logo The Financial Architects Wealth Management LLC
Independent
1
Typical 15
$31,467
The Financial Center, LLC logo The Financial Center, LLC
Supported
3
High 70
—
The Financial Chase LLC
Independent
1
Low 0
—
The Financial Coaching Group, Inc. logo The Financial Coaching Group, Inc.
Supported
2
Typical 49
$285,603
The Financial Forge, LLC logo The Financial Forge, LLC
Independent
1
Low 0
—
The Financial Group logo The Financial Group
Independent
1
Very High 109
$308,617
The Financial Grove LLC logo The Financial Grove LLC
Independent
1
Typical 12
$54,735
The Financial Legacy Group
Supported
2
High 71
$728,133
The Financial Network Group
Independent
1
Low 10
$550,000
The Financial Pharmacist, Inc. logo The Financial Pharmacist, Inc.
Independent
1
Typical 20
$0
The Financial Planning Center, LLC
Independent
1
High 49
$557,978
The Financial Planning Co. logo The Financial Planning Co.
Supported
2
Typical 46
$317,835
The Financial Planning Company logo The Financial Planning Company
Independent
1
High 31
$381,302
The Financial Preserve at Lonier Financial Advisory LLC
Independent
1
Low 10
$3,259,700
The Financial Sciences Company, LLC logo The Financial Sciences Company, LLC
Independent
1
Low 0
—
The Financial T logo The Financial T
Independent
1
Very High 64
$15,641
The Financial Team, Inc. logo The Financial Team, Inc.
Supported
2
High 74
—
The Fintel Group LLC
Independent
1
Low 4
—
The Fiscal Fitness Company, Inc. logo The Fiscal Fitness Company, Inc.
Supported
2
Typical 37
$253,117
The Florio Wealth Management Group logo The Florio Wealth Management Group
Supported
2
Very Low 0
—
The Foundation Investment Group logo The Foundation Investment Group
Supported
2
High 76
$1,897,079
The Foundation Wealth Management, LLC
Independent
1
Very High 76
$173,842
The Foundry Financial Group, Inc. logo The Foundry Financial Group, Inc.
Team
7
Low 42
$935,828
The Freedom Experience, Inc.
Independent
1
High 28
$727,977
The Freyr Group logo The Freyr Group
Supported
3
Typical 44
$488,636
The Gardner Group logo The Gardner Group
Independent
1
Very High 133
$941,380
The Garrett Group
Independent
1
Typical 16
$375,739
The Geauxmez Group Wealth Management LLC logo The Geauxmez Group Wealth Management LLC
Independent
1
Low 0
—
The GenWealth Group, Inc. logo The GenWealth Group, Inc.
Team
5
Typical 60
$2,197,043
The Getzen Group, Inc.
Independent
1
Very High 125
$520,800
The Gleason Group, Inc. logo The Gleason Group, Inc.
Team
6
Low 44
$6,006,358
The Goff Financial Group logo The Goff Financial Group
Team
2
Very High 112
$2,991,242
The Gold Company logo The Gold Company
Independent
1
High 28
$607,143
The Goodland Group logo The Goodland Group
Supported
4
Low 28
$648,481
The Green Group Finance, LLC
Independent
1
Low 5
$145,410
The Grimm Group logo The Grimm Group
Independent
1
Low 0
—
The Grove, Realty and Services, Corp logo The Grove, Realty and Services, Corp
Independent
1
Low 1
—
The Guardino Financial Group
Independent
1
Low 0
—
The Haggerty Investment Group, LLC
Independent
1
Low 3
$9,213,506
The Hajdari Group, LLC logo The Hajdari Group, LLC
Independent
1
Very High 241
$539,656
The Harbor Group, Inc. logo The Harbor Group, Inc.
Team
9
High 78
$2,834,230
The Hatlestad Group logo The Hatlestad Group
Independent
1
Very High 68
$704,316
The Hatton Financial Group, LLC
Independent
1
Low 0
—
The Healy Group LLC
Supported
2
Very Low 2
$4,285,310
The Helix Financial Group
Supported
2
Very High 118
$453,280
The Hendrickson Advisory Group, Inc. logo The Hendrickson Advisory Group, Inc.
Supported
3
Low 23
—
The Herbst Group, LLC logo The Herbst Group, LLC
Supported
2
Very High 95
$1,030,998
The Herzfeld Group logo The Herzfeld Group
Independent
1
Very High 76
$184,843
The High Net Worth Advisory Group, LLC logo The High Net Worth Advisory Group, LLC
Team
6
High 70
$1,987,830
The Hoerner Planning Group, LLC
Team
4
High 91
$3,836,756
The Holland Group, Inc. logo The Holland Group, Inc.
Supported
2
High 64
$753,334
The Holland Group, Retirement Wealth Advisors, LLC logo The Holland Group, Retirement Wealth Advisors, LLC
Supported
3
Very High 248
$379,519
The Horst Group, LLC logo The Horst Group, LLC
Independent
1
High 34
$850,000
The Hourly Advisor LLC logo The Hourly Advisor LLC
Independent
1
Very High 83
—
The Independent Financial Group logo The Independent Financial Group
Independent
1
Low 8
$1,351,318
The Innes Associates, Ltd.
Independent
1
Typical 15
$166,667
The Inspired Network Wealth Advisory logo The Inspired Network Wealth Advisory
Supported
2
Low 24
$372,843
The Institute logo The Institute
Team
13
Typical 62
$1,658,095
The Investment Advisory Office of Christopher Mikes, P.A.
Independent
1
Low 0
—
The Investment and Philanthropy Corporation logo The Investment and Philanthropy Corporation
Independent
1
High 36
$722,222
The Investment Connection LLC logo The Investment Connection LLC
Supported
2
High 66
$824,014
The Investment Counsel Company logo The Investment Counsel Company
Team
7
Typical 57
$5,236,093
The Investment Engineer
Independent
1
Low 0
—
The Investment House LLC logo The Investment House LLC
Team
8
Very Low 31
$5,843,771
The Investment Lab, LLC
Supported
2
Very Low 0
—
The Invictus Collective, LLC logo The Invictus Collective, LLC
Supported
4
Very Low 4
$29,459,183
The Ithaka Group, LLC logo The Ithaka Group, LLC
Team
4
Very Low 27
$2,479,009
The Ivy League Advisory Group, LLC logo The Ivy League Advisory Group, LLC
Supported
3
High 65
$181,010
The Jacobs Financial Group
Independent
1
Low 10
$291,362
The Jaffee Financial Group, Inc.
Independent
1
High 32
$437,868
The Jamison Edward Group logo The Jamison Edward Group
Supported
3
Low 24
$175,297
The Jenkins Group logo The Jenkins Group
Supported
3
High 84
$1,076,122
The JM Financial Planning Group, Ltd.
Independent
1
Low 0
—
The J.O.. Johnson Group Inc.
Supported
2
Low 17
$671,450
The Jones Stewardship Group, LLC logo The Jones Stewardship Group, LLC
Independent
1
Low 8
$312,500
The Joseph Group Capital Management logo The Joseph Group Capital Management
Team
9
High 91
$1,292,346
The Journeys Group, Inc. logo The Journeys Group, Inc.
Supported
2
High 87
$362,069
The J R Baker Group logo The J R Baker Group
Independent
1
High 43
$618,452
The Just Company logo The Just Company
Independent
1
Low 0
—
The Kalish Group logo The Kalish Group
Supported
1
Low 27
$1,077,478
The Karras Company, Inc. logo The Karras Company, Inc.
Team
5
Typical 50
$1,474,852
The Kelly Group logo The Kelly Group
Team
16
High 68
$964,612
The Keystone Financial Alliance, LLC logo The Keystone Financial Alliance, LLC
Supported
1
Very High 119
$1,384,034
The Kieckhefer Group logo The Kieckhefer Group
Supported
2
Low 31
$3,947,910
The Klausman Group
Independent
1
High 28
$883,449
The Knowles Company, LLC logo The Knowles Company, LLC
Supported
2
Very Low 12
$2,526,087
The Knox Group Wealth Management
Independent
1
Very High 87
$288,552
The Kocen Financial Group, Inc. logo The Kocen Financial Group, Inc.
Team
5
Low 43
$817,704
The Lam Group, Inc. logo The Lam Group, Inc.
Team
2
Very Low 27
$9,010,007
The Legacy Collaborative, Inc.
Independent
1
Low 9
$500,000
The Legacy Financial Group, Inc. logo The Legacy Financial Group, Inc.
Team
8
Low 40
$1,855,507
The Leonard Financial Group, LLC logo The Leonard Financial Group, LLC
Supported
2
Typical 37
$644,516
The Lewis Financial Group logo The Lewis Financial Group
Team
6
Typical 51
$1,566,096
The Life Group Financial Services logo The Life Group Financial Services
Team
5
Very High 252
$115,745
The Life Wealth Group logo The Life Wealth Group
Team
9
Typical 52
$955,925
The Linkous Group, Ltd. logo The Linkous Group, Ltd.
Independent
1
Very High 88
$627,219
The Lloyd Advisory Group logo The Lloyd Advisory Group
Team
7
Very High 172
$354,722
The London Company of Virginia logo The London Company of Virginia
Multi-team
31
Very High 179
$756,421
The L. Warner Companies, Inc logo The L. Warner Companies, Inc
Team
9
Low 39
$2,117,174
The Lynd Group Advisors, LLC logo The Lynd Group Advisors, LLC
Supported
4
High 89
—
The Lyttle Company, LLC logo The Lyttle Company, LLC
Independent
1
Low 3
$980,186
The Main Street Group logo The Main Street Group
Team
9
High 79
$707,248
The Marin Group Inc. logo The Marin Group Inc.
Supported
2
High 71
$901,872
The Marshall Financial Group LLC logo The Marshall Financial Group LLC
Team
14
High 71
$676,153
The Mass Group logo The Mass Group
Supported
2
Typical 41
$543,429
The Mather Group, LLC logo The Mather Group, LLC
Multi-team
112
Low 43
$2,815,514
The McBride Group logo The McBride Group
Supported
3
Typical 35
$693,885
The McHugh Group, LLC
Supported
2
Very Low 15
$11,044,730
The Menard Financial Group, LLC logo The Menard Financial Group, LLC
Supported
2
High 64
$2,593,170
The Mentzer Group, LLC logo The Mentzer Group, LLC
Supported
1
Very High 246
$95,453
The Meridian Business Group, Ltd logo The Meridian Business Group, Ltd
Independent
1
Very High 58
$392,374
The Millstone Evans Group, LLC logo The Millstone Evans Group, LLC
Team
8
High 79
$1,385,834
The Milwealth Group, LLC logo The Milwealth Group, LLC
Team
5
Typical 47
$2,079,929
The Money and Values Group logo The Money and Values Group
Independent
1
Low 0
—
The Money Guys logo The Money Guys
Independent
1
Typical 14
$1,245,230
TheMoneyMD.com, LLC logo TheMoneyMD.com, LLC
Independent
1
High 33
$356,364
The Money Mission Limited Liability Company
Independent
1
Low 10
—
The Monitor Group, Inc. logo The Monitor Group, Inc.
Supported
2
High 87
$961,072
The Montgomery Financial Group, Inc. logo The Montgomery Financial Group, Inc.
Supported
2
Very High 124
$195,502
The Moorings Group, LLC logo The Moorings Group, LLC
Supported
2
High 58
$3,646,755
The Mosaic Financial Group, LLC logo The Mosaic Financial Group, LLC
Team
9
Very Low 14
$7,181,463
The Mustico Financial Group, Inc. logo The Mustico Financial Group, Inc.
Supported
4
Very High 115
$684,083
The Nalls Sherbakoff Group, LLC logo The Nalls Sherbakoff Group, LLC
Supported
3
Very High 167
$674,162
The Nemes Rush Group, LLC logo The Nemes Rush Group, LLC
Team
9
High 84
$1,896,358
The Nestegg Group, Inc. logo The Nestegg Group, Inc.
Supported
3
High 62
$1,770,206
The NLW Capital Group LLC logo The NLW Capital Group LLC
Independent
1
Typical 13
$1,107,615
The Norden Group LLC logo The Norden Group LLC
Team
22
Typical 58
$1,367,948
The Northstar Group, Inc. logo The Northstar Group, Inc.
Team
5
Typical 50
$3,925,795
The Oakes Financial Group
Independent
1
High 26
$469,856
The Oak Ridge Financial Services Group, Inc logo The Oak Ridge Financial Services Group, Inc
Multi-team
34
Very Low 29
$663,261
The Olympia Group LLC logo The Olympia Group LLC
Independent
1
Low 3
$730,854
Theory79 Wealth Design LLC
Independent
1
Low 0
—
Theory Financial logo Theory Financial
Supported
3
High 84
$1,266,828
Theory Planning Partners logo Theory Planning Partners
Supported
3
Low 20
$557,384
The Other 90 Financial, LLC logo The Other 90 Financial, LLC
Independent
1
Typical 18
$819,191
The Pacific Center For Financial Services logo The Pacific Center For Financial Services
Team
5
Very High 158
$1,390,372
The Pacific Group logo The Pacific Group
Supported
2
Very Low 14
$651,701
The Palmer Knight Company logo The Palmer Knight Company
Supported
2
High 82
$1,751,071
The Panopoulos Group logo The Panopoulos Group
Independent
1
Low 0
—
The Partners Wealth Management logo The Partners Wealth Management
Multi-team
33
Very High 180
$181,950
The Patriot Financial Group, LLC logo The Patriot Financial Group, LLC
Multi-team
35
High 67
$603,987
The Patten Group, Inc. logo The Patten Group, Inc.
Team
7
Typical 64
$1,535,940
The Pension Group logo The Pension Group
Supported
1
Very High 599
$304,459
The Personal Wealth Coach logo The Personal Wealth Coach
Supported
3
High 77
$938,769
The Perspective Group logo The Perspective Group
Supported
2
Very High 148
$755,744
The Pilot's Advisor, LLC logo The Pilot's Advisor, LLC
Independent
1
Very High 530
—
The Pines Wealth Management, LLC logo The Pines Wealth Management, LLC
Supported
2
Very High 131
$1,811,873
The Pinnacle Financial Group logo The Pinnacle Financial Group
Multi-team
43
High 73
$413,149
The Pitti Group Wealth Management, LLC logo The Pitti Group Wealth Management, LLC
Supported
4
Very High 142
$518,158
The Planner's Edge LLC logo The Planner's Edge LLC
Supported
3
High 71
$839,029
The Planners Inc. logo The Planners Inc.
Supported
3
Typical 54
$636,306
The Planners Professional Services, Inc. logo The Planners Professional Services, Inc.
Independent
1
High 37
$0
The Planning Associates, Inc. logo The Planning Associates, Inc.
Independent
1
High 53
$607,528
The Planning Center, Inc. logo The Planning Center, Inc.
Team
10
High 90
$1,470,286
The Planning Group logo The Planning Group
Supported
4
High 63
$1,099,260
The Playbook Advizor logo The Playbook Advizor
Independent
1
Typical 13
$1,153,846
The Portfolio Strategy Group, LLC logo The Portfolio Strategy Group, LLC
Team
1
Very High 405
$5,057,199
The Portola Group Inc logo The Portola Group Inc
Independent
1
High 28
$1,381,211
The Practical Planner logo The Practical Planner
Supported
2
Low 33
$2,201,789
The Premier Advisory Group, LLC logo The Premier Advisory Group, LLC
Supported
4
Very High 143
—
The Private Client Advisory Group, LLC logo The Private Client Advisory Group, LLC
Team
5
Very Low 26
$445,646
The Private Family Advisors, LLC logo The Private Family Advisors, LLC
Supported
2
Low 27
$1,554,644
The Private Investment Group, Inc. logo The Private Investment Group, Inc.
Supported
2
High 92
$974,697
The Professional Financial Company LLC logo The Professional Financial Company LLC
Supported
3
High 85
$814,971
The Profolio Group, LLC logo The Profolio Group, LLC
Independent
1
High 45
$175,315
The Prosperity People logo The Prosperity People
Supported
4
Typical 42
$814,793
The Prudent Planner, LLC
Independent
1
Low 6
$208,333
The Putney Financial Group LLC logo The Putney Financial Group LLC
Team
7
Very Low 30
$968,225
The Quick Group LLC logo The Quick Group LLC
Supported
1
Low 34
$2,178,752
The Raffin Group LLC
Independent
1
Very High 67
$399,234
Therawealth, LLC logo Therawealth, LLC
Independent
1
Typical 21
$396,057
The Real Estate Whisperer(R) logo The Real Estate Whisperer(R)
Independent
1
Low 0
—
The Real Wealth Coterie logo The Real Wealth Coterie
Independent
1
High 30
$277,081
The Renn Wealth Management Group, Inc. logo The Renn Wealth Management Group, Inc.
Supported
2
Typical 37
$2,052,407
The Retirement Guys Formula logo The Retirement Guys Formula
Team
6
Very High 192
$239,652
The Retirement Optimization Group, LLC logo The Retirement Optimization Group, LLC
Independent
1
Very High 131
—
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