See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
AGF Advisors logo AGF Advisors
Independent
1
Typical 13
$200,418
AG Financial logo AG Financial
Supported
2
High 88
$484,635
A&G Financial Management, LLC logo A&G Financial Management, LLC
Independent
1
Very High 146
$161,115
Agg Asset Management, LLC logo Agg Asset Management, LLC
Supported
1
High 65
$846,154
AG Global Advisors LLC
Independent
1
Typical 13
$8,053,734
Aggregate Financial Services, Inc. logo Aggregate Financial Services, Inc.
Supported
2
Very Low 14
$133,699
AGH Wealth Advisors, LLC logo AGH Wealth Advisors, LLC
Team
6
High 78
$555,675
Agile Financial Planning, LLC logo Agile Financial Planning, LLC
Independent
1
High 30
$446,667
Agile Investments
Independent
1
Low 9
$2,707,662
Agile Wealth LLC logo Agile Wealth LLC
Independent
1
Low 5
$193,186
Agile Wealth Partners logo Agile Wealth Partners
Supported
3
Very Low 13
$801,250
Agilis Investment Management LLC logo Agilis Investment Management LLC
Supported
3
High 65
$422,982
AGIOS Capital LLC
Independent
1
Low 0
—
Agnello Financial Group, Inc. logo Agnello Financial Group, Inc.
Supported
2
High 85
$2,135,629
Agnew Capital Management LLC logo Agnew Capital Management LLC
Independent
1
Typical 20
$154,102
Agora Investments logo Agora Investments
Independent
1
Very High 60
$166,667
A.G.P. / Alliance Global Partners logo A.G.P. / Alliance Global Partners
Multi-team
132
Typical 55
$380,640
AGP Franklin, LLC logo AGP Franklin, LLC
Supported
3
Very High 152
$541,794
Agular Asset Management LLC
Independent
1
Low 9
$2,469,900
AG Wealth Management, PLLC logo AG Wealth Management, PLLC
Supported
2
Very Low 9
$765,539
Ahara Advisors logo Ahara Advisors
Supported
2
Low 28
$3,370,126
Ahlbeck Financial
Supported
2
Low 17
$241,917
Ahmeti Wealth Management, LLC logo Ahmeti Wealth Management, LLC
Independent
1
Typical 21
$152,381
AI Advisor, Inc. logo AI Advisor, Inc.
Independent
1
Low 4
$5,023,295
Ai Financial, Inc. logo Ai Financial, Inc.
Independent
1
Typical 11
$545,455
Aihara Wealth Management LLC
Independent
1
Typical 23
$62,141
AI Investor 360 logo AI Investor 360
Independent
1
Low 0
—
AIKAPA logo AIKAPA
Independent
1
High 31
$760,595
Ailares logo Ailares
Supported
2
Very Low 0
—
AIM Advisors
Independent
1
Typical 19
$949,447
AIM Advisors
Supported
2
Very Low 7
$123,230
AIM Advisors, LLC logo AIM Advisors, LLC
Supported
3
High 62
$846,208
AIM Advisory Group, LLC logo AIM Advisory Group, LLC
Supported
2
Low 22
$480,573
Aim Capital logo Aim Capital
Supported
2
Very High 118
$1,263,707
Aimcdonnaugh & Co. Inc. logo Aimcdonnaugh & Co. Inc.
Team
5
Very Low 11
$107,273
A.I.M. Financial Group, Inc. logo A.I.M. Financial Group, Inc.
Independent
1
High 39
$537,068
AIO Financial, LLC logo AIO Financial, LLC
Supported
2
Very High 99
$1,010,978
Aionios Capital Partners, LLC logo Aionios Capital Partners, LLC
Independent
1
Low 1
$2,520,010
AIRE Advisors, LLC logo AIRE Advisors, LLC
Team
12
Very Low 28
$2,761,544
AIS Asset Management logo AIS Asset Management
Supported
2
Low 18
$231,654
AIS Capital Management L.P. logo AIS Capital Management L.P.
Supported
1
Typical 39
$4,393,675
AIS Financial logo AIS Financial
Independent
1
Typical 24
$121,458
AIS Planning logo AIS Planning
Team
10
Typical 50
$995,279
A & I Wealth Management logo A & I Wealth Management
Team
10
Typical 52
$1,073,713
AJ Advisors logo AJ Advisors
Supported
3
Very High 138
$946,977
AJA Financial LLC logo AJA Financial LLC
Independent
1
Very High 143
$190,202
Ajax Asset Mgmt., LLC logo Ajax Asset Mgmt., LLC
Independent
1
Low 6
$2,095,538
Ajax Capital Advisors, Inc. logo Ajax Capital Advisors, Inc.
Supported
4
Low 17
$491,224
Ajay Agrawal
Independent
1
Low 0
—
A. J. Brooker Financial Associates logo A. J. Brooker Financial Associates
Supported
1
Typical 55
$505,865
AJD Wealth logo AJD Wealth
Independent
1
Very High 55
$440,170
AJF Capital Management, Inc. logo AJF Capital Management, Inc.
Supported
4
High 70
$621,586
A J Feldman Financial, LLC logo A J Feldman Financial, LLC
Independent
1
Very High 140
$966,231
AJ Patti Advisors LLC
Independent
1
Low 1
$0
A. J. Perry & Co.
Independent
1
Very High 95
$1,098,017
AJP Financial Services, LLC
Independent
1
Typical 20
$1,261,333
Akamai Wealth Management, LLC logo Akamai Wealth Management, LLC
Independent
1
Typical 12
$100,684
Akar Capital Management, Inc. logo Akar Capital Management, Inc.
Supported
2
Low 32
$906,250
AKG Financial Group logo AKG Financial Group
Supported
3
Very Low 8
$3,788,188
AK Global Asset Management, LLC logo AK Global Asset Management, LLC
Supported
2
Very Low 14
$3,288,901
Akin Investments, L.L.C. logo Akin Investments, L.L.C.
Independent
1
Low 0
—
AK Investing logo AK Investing
Independent
1
Very High 87
$284,587
Akkadian Wealth LLC
Independent
1
Typical 18
$279,067
AKM Advisory logo AKM Advisory
Supported
2
Low 26
$1,649,972
AKPRIDE Financial Services logo AKPRIDE Financial Services
Supported
2
Low 22
$562,266
Akram M. Omari, CPA
Independent
1
Very High 112
$776,786
Akrish Financial Advisory logo Akrish Financial Advisory
Independent
1
Typical 20
—
Akros Investments, Inc. logo Akros Investments, Inc.
Supported
2
Very Low 0
—
Aksum Wealth, LLC
Independent
1
Low 0
—
Aktive Capital Management, LLC
Independent
1
Typical 18
$480,327
Aladino Financial Services, Inc.
Supported
2
Very Low 0
—
Alaethes Wealth, LLC logo Alaethes Wealth, LLC
Team
3
Low 33
$5,137,867
Alakai Securities Inc.
Independent
1
Low 1
—
Alamar Capital Management, LLC logo Alamar Capital Management, LLC
Supported
2
Typical 45
$2,450,816
Alaminos Wealth Planning logo Alaminos Wealth Planning
Independent
1
Low 0
—
Alamo Advisors, LP logo Alamo Advisors, LP
Multi-team
3
High 77
$14,356,292
Alan B. Lancz & Associates, Inc. logo Alan B. Lancz & Associates, Inc.
Supported
1
Very High 99
$1,604,348
Alan & Company, LLC
Independent
1
Low 0
—
Alaska Retirement
Independent
1
Typical 15
$200,000
Alaska Wealth Advisors logo Alaska Wealth Advisors
Team
12
Typical 55
$1,704,461
Alaska Wealth Management logo Alaska Wealth Management
Independent
1
Typical 23
$1,000,000
Alba Financial LLC logo Alba Financial LLC
Independent
1
High 27
$107,994
Alban Investment Management, LLC logo Alban Investment Management, LLC
Independent
1
Very High 82
$609,756
AlbanyAdvisor Group LLC logo AlbanyAdvisor Group LLC
Team
5
High 82
$740,332
Albatrox Capital logo Albatrox Capital
Independent
1
Low 0
—
Albatroz Capital logo Albatroz Capital
Independent
1
Low 2
$195,396
Alberg Financial Services, Inc.
Independent
1
High 52
$1,780,414
Albert Capital Management LLC
Independent
1
Low 0
—
Albility Planning logo Albility Planning
Independent
1
Very High 77
$160,319
Albion Financial Group logo Albion Financial Group
Team
17
Low 42
$2,684,227
Albitz/Miloe and Associates, Inc. logo Albitz/Miloe and Associates, Inc.
Team
6
Very High 110
$1,237,827
ALC Capital Management, LLC
Independent
1
Low 6
$1,837,336
Alchemi Wealth, LLC logo Alchemi Wealth, LLC
Team
6
Very High 188
$248,552
Alchemy Wealth Management logo Alchemy Wealth Management
Independent
1
Very High 198
$314,107
ALC Investment Advisory Services, LLC logo ALC Investment Advisory Services, LLC
Independent
1
Low 0
—
Alco Advisors, Inc.
Independent
1
High 40
$615,190
Alconbury Trust L.L.C
Independent
1
High 34
$0
Alcosta Capital Management, Inc. logo Alcosta Capital Management, Inc.
Supported
1
High 58
$3,563,981
Alcyon Wealth Partners logo Alcyon Wealth Partners
Supported
3
Very High 128
$919,353
Aldabra Capital Management
Independent
1
Typical 15
$138,135
Aldebaran Capital logo Aldebaran Capital
Supported
2
Very Low 0
—
Aldebaran Capital, LLC logo Aldebaran Capital, LLC
Supported
2
High 74
$1,056,447
Aldebaran Financial Inc logo Aldebaran Financial Inc
Supported
3
Very High 117
$579,267
Aldemar Research Corporation
Supported
2
Typical 38
$1,114,957
Alden Capital logo Alden Capital
Team
18
Very High 139
$322,545
Alden investment Group logo Alden investment Group
Team
25
Typical 58
$238,852
Alder Capital logo Alder Capital
Supported
3
Very Low 0
—
Alder Cove Capital, LLC logo Alder Cove Capital, LLC
Independent
1
High 30
$458,130
Alder Financial Group Inc logo Alder Financial Group Inc
Supported
2
Low 33
$3,438,556
Alders Financial Solutions logo Alders Financial Solutions
Supported
4
Very Low 0
—
Aldrich Investment Management logo Aldrich Investment Management
Independent
1
Low 0
—
Aldrich Wealth LP logo Aldrich Wealth LP
Multi-team
28
Very Low 23
$7,496,574
Alegre Wealth Management, LLC logo Alegre Wealth Management, LLC
Independent
1
Low 0
—
Alegria Asset Management logo Alegria Asset Management
Supported
3
Very Low 15
$889,921
ALE LLC logo ALE LLC
Independent
1
Low 9
$870,201
Aleph Investments, LLC logo Aleph Investments, LLC
Independent
1
High 26
$607,692
Alera Investment Advisors, LLC logo Alera Investment Advisors, LLC
Multi-team
69
Very Low 29
$704,811
Alere Planning LLC logo Alere Planning LLC
Supported
2
Very High 98
$1,048,782
ALES29 Advisors, Inc
Independent
1
Low 7
$5,678,571
Alesco Advisors, LLC, An ESL Company logo Alesco Advisors, LLC, An ESL Company
Multi-team
15
Low 34
$5,090,824
Alesia Investment Management LLC logo Alesia Investment Management LLC
Independent
1
High 52
$443,994
Alessandra Capital Management, LLC logo Alessandra Capital Management, LLC
Supported
2
High 86
$845,320
Alethea Capital Management, LLC logo Alethea Capital Management, LLC
Supported
1
Typical 40
$4,979,777
Aletheian Wealth Advisors LLC logo Aletheian Wealth Advisors LLC
Team
5
Very Low 21
$3,892,181
Alexander Advisory Services, LLC
Independent
1
Very High 179
$49,553
Alexander Beard (USA) Inc. logo Alexander Beard (USA) Inc.
Supported
2
Typical 38
$651,355
Alexander Capital Wealth Management LLC logo Alexander Capital Wealth Management LLC
Multi-team
33
Very Low 19
$387,750
Alexander D Cohen Investments, LLC
Supported
2
Very Low 11
$247,985
Alexander, Dean D.
Independent
1
Low 0
—
Alexander Financial Planning, Inc. logo Alexander Financial Planning, Inc.
Supported
3
Typical 55
$618,317
Alexander Investment Services Co. logo Alexander Investment Services Co.
Team
9
Very High 137
$421,699
Alexander Labrurerie & Co., Inc. logo Alexander Labrurerie & Co., Inc.
Team
5
Very High 237
$522,446
Alexander Randolph Advisory Inc logo Alexander Randolph Advisory Inc
Supported
2
High 69
$2,925,971
Alexa Wealth Management, LLC logo Alexa Wealth Management, LLC
Independent
1
High 40
$432,052
Alexis Advisors logo Alexis Advisors
Supported
2
Typical 45
$672,672
Alfa Algorithms HK Limited
Independent
1
Low 0
—
A & L Financial Services, LLC
Supported
3
Low 24
$746,260
ALG Financial logo ALG Financial
Independent
1
Very High 63
$341,612
AlgoMinds Capital, LLC
Independent
1
Low 0
—
Algorithmic Investment Models logo Algorithmic Investment Models
Team
7
Very Low 1
$490,735
AlgoTech Financial LLC logo AlgoTech Financial LLC
Independent
1
Low 0
—
Alhambra Investment Management LLC logo Alhambra Investment Management LLC
Team
5
Low 40
$1,519,322
Align Advisor Group, LLC logo Align Advisor Group, LLC
Supported
2
Very High 105
$605,488
Aligned Advisors logo Aligned Advisors
Supported
2
Low 28
$517,439
Aligned Wealth Solutions, LLC
Independent
1
Low 0
—
Align Equity Group
Independent
1
Low 0
—
Aligne Wealth Advisors Investment Management (AWAIM) logo Aligne Wealth Advisors Investment Management (AWAIM)
Supported
4
Typical 52
$1,001,278
Align Financial Advisors, LLC logo Align Financial Advisors, LLC
Supported
3
Low 30
$804,914
Align Financial Planning logo Align Financial Planning
Independent
1
Typical 14
$197,157
Align Financial Solutions logo Align Financial Solutions
Independent
1
Typical 13
$1,927,714
Aligning Wealth logo Aligning Wealth
Independent
1
Typical 16
$247,833
Align Investment Advisors, LLC logo Align Investment Advisors, LLC
Independent
1
Low 3
$666,667
Alignment Financial Group logo Alignment Financial Group
Independent
1
High 27
$2,814,815
Alignpoint Wealth logo Alignpoint Wealth
Independent
1
Typical 22
$811,676
Align Wealth Advisors logo Align Wealth Advisors
Supported
2
Very High 103
$492,729
Align Wealth Management, LLC logo Align Wealth Management, LLC
Supported
2
Typical 35
$1,691,432
Alikos Wealth Management, LLC logo Alikos Wealth Management, LLC
Supported
2
Low 21
$2,259,104
Alisio Capital Partners LLC logo Alisio Capital Partners LLC
Independent
1
Low 0
—
Alitus Financial Services logo Alitus Financial Services
Supported
2
Very Low 4
$692,613
Alius Capital Partners logo Alius Capital Partners
Supported
2
Very Low 0
—
Aliya Financial logo Aliya Financial
Independent
1
Low 0
—
ALJ Capital, LLC logo ALJ Capital, LLC
Independent
1
Low 0
—
Aljen Asset Management LLC logo Aljen Asset Management LLC
Supported
2
Very High 199
$412,497
Aljian Capital Management logo Aljian Capital Management
Team
3
Very High 143
$1,429,961
Allegheny Financial Group logo Allegheny Financial Group
Multi-team
31
Very High 126
$1,352,558
Allegheny Investments logo Allegheny Investments
Team
14
Very High 97
$473,090
Allegiance Financial Advisors, Inc. logo Allegiance Financial Advisors, Inc.
Team
7
Typical 48
$515,565
Allegiance Financial Group logo Allegiance Financial Group
Team
7
High 82
$1,048,874
Allegiance Financial Planning
Independent
1
Low 2
—
Allegiance Wealth Management, Inc.
Independent
1
Typical 25
$1,661,430
Allegiant Financial Advisors, LLC logo Allegiant Financial Advisors, LLC
Independent
1
Typical 23
$409,958
Allegiant Wealth Advisors, LLC logo Allegiant Wealth Advisors, LLC
Team
2
Very Low 17
$28,205,148
Allegory Advisory logo Allegory Advisory
Independent
1
High 30
$1,152,989
Allen Capital Group, LLC logo Allen Capital Group, LLC
Team
22
Very High 100
$645,292
Allen Capital Management, LLC logo Allen Capital Management, LLC
Supported
2
Typical 55
$1,835,145
Allen Financial Advisement, Inc. logo Allen Financial Advisement, Inc.
Independent
1
Very High 135
$49,630
Allen Financial Management logo Allen Financial Management
Independent
1
Very High 288
$420,865
Allen Financial Partners logo Allen Financial Partners
Supported
3
Very Low 0
—
Allen Investment Management logo Allen Investment Management
Independent
1
High 47
$668,085
Allen Investment Management, LLC
Multi-team
6
Very Low 24
$118,766,601
Allen James Financial LLC
Independent
1
Low 0
—
Allen Wealth Management logo Allen Wealth Management
Independent
1
Low 5
$2,540,000
Allen Wealth Management, LLC logo Allen Wealth Management, LLC
Team
4
Very High 275
$600,048
Alley Company logo Alley Company
Team
5
Low 32
$5,245,392
AllGen Financial Advisors, Inc. logo AllGen Financial Advisors, Inc.
Team
14
High 76
$419,862
Alliance Advisors Wealth Management LLC logo Alliance Advisors Wealth Management LLC
Independent
1
High 45
$333,333
Alliance Advisory & Securities, LLC logo Alliance Advisory & Securities, LLC
Team
17
Low 39
$1,028,436
Alliance Financial logo Alliance Financial
Team
5
Very High 130
$403,789
Alliance Investment Management, LLC logo Alliance Investment Management, LLC
Supported
2
High 80
$1,104,703
Alliance Private Wealth, LLC logo Alliance Private Wealth, LLC
Team
7
Very Low 24
$2,789,311
Alliance Wealth Advisors logo Alliance Wealth Advisors
Supported
3
Very High 99
$349,118
Alliance Wealth Advisors, LLC logo Alliance Wealth Advisors, LLC
Team
12
Typical 64
$716,843
Alliance Wealth Advisors, LLC logo Alliance Wealth Advisors, LLC
Team
6
Very High 108
$758,697
Alliance Wealth Management Group, LLC logo Alliance Wealth Management Group, LLC
Team
5
High 89
$1,157,498
Alliance Wealth Management, LLC logo Alliance Wealth Management, LLC
Independent
1
High 35
$302,442
Alliance Wealth Management Milwaukee, Inc. logo Alliance Wealth Management Milwaukee, Inc.
Supported
1
Very Low 0
—
Alliance Wealth Management Partners LLC
Team
5
Very High 141
$305,501
Alliant Capital Management LLC logo Alliant Capital Management LLC
Independent
1
Very High 70
$1,100,850
Alliant Securities, Inc. Turner, Nord, Kienbaum logo Alliant Securities, Inc. Turner, Nord, Kienbaum
Team
6
Very High 118
$420,198
Allied Capital Group, LLC logo Allied Capital Group, LLC
Independent
1
Low 0
—
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