See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Red Rock Capital Advisors, LLC logo Red Rock Capital Advisors, LLC
Independent
1
Typical 17
$745,811
Red Rock Capital Management LLC logo Red Rock Capital Management LLC
Independent
1
Low 4
$193,750
Red SEVEN logo Red SEVEN
Team
6
Low 42
$391,071
Red Sky Capital Management logo Red Sky Capital Management
Independent
1
Very High 147
$468,178
Red Sky Financial Planning, LLC logo Red Sky Financial Planning, LLC
Independent
1
Very High 59
$624,175
Redspire Wealth Management, LLC logo Redspire Wealth Management, LLC
Independent
1
Low 2
$94,555
Red Spruce Capital, LLC logo Red Spruce Capital, LLC
Supported
4
Typical 36
$1,795,848
Redstone Advisors Inc logo Redstone Advisors Inc
Team
5
Very Low 20
$2,678,306
Redstone Wealth Management, LLC logo Redstone Wealth Management, LLC
Supported
4
Very High 148
$318,136
Red Top Advisors LLC
Independent
1
Low 0
—
Red Torch Capital LLC logo Red Torch Capital LLC
Independent
1
Low 0
—
Red Tree Investments
Independent
1
Low 8
$125,000
Red Triangle, LLC logo Red Triangle, LLC
Supported
2
High 82
$371,951
Redwing Financial logo Redwing Financial
Independent
1
Very High 105
$394,248
Redwood Coast Financial Partners logo Redwood Coast Financial Partners
Supported
2
Very High 494
$148,582
Redwood Family Wealth LLC logo Redwood Family Wealth LLC
Supported
2
Very High 113
$1,126,197
Redwood Financial Advisors, Inc logo Redwood Financial Advisors, Inc
Independent
1
Low 9
$1,666,667
Redwood Financial Network logo Redwood Financial Network
Team
8
Very High 127
$255,567
Redwood Financial Planning, LLC logo Redwood Financial Planning, LLC
Supported
4
Very High 155
$623,142
Redwood Grove Wealth Management logo Redwood Grove Wealth Management
Supported
2
Typical 36
$2,078,344
Redwood Money logo Redwood Money
Supported
3
Typical 36
$809,325
Redwood Park Advisors logo Redwood Park Advisors
Supported
2
High 61
$1,401,839
Redwood Wealth Management, LLC logo Redwood Wealth Management, LLC
Team
3
High 81
$3,444,346
REDW Wealth LLC
Team
8
Low 46
$1,141,027
Reed Capital Management, LLC logo Reed Capital Management, LLC
Supported
1
Very High 117
$463,677
Reed Financial, LLC logo Reed Financial, LLC
Independent
1
Typical 14
$1,470,130
Reed Financial Services, Inc. logo Reed Financial Services, Inc.
Supported
4
High 86
$1,091,353
Reef Advisors LLC
Independent
1
Low 10
$3,665,000
Reel Financial Planning logo Reel Financial Planning
Independent
1
Typical 23
$208,658
Re Envision Wealth logo Re Envision Wealth
Supported
4
Low 20
$1,116,218
Reese Legacy Capital
Independent
1
Low 0
—
Reeser Advisory Services Inc.
Supported
2
Very Low 13
$1,112,746
Reeves, James, Townsend logo Reeves, James, Townsend
Independent
1
Low 8
$2,120,671
Refined Wealth logo Refined Wealth
Independent
1
Low 0
—
Refined Wealth Management logo Refined Wealth Management
Team
5
High 82
$516,935
Reflection Asset Management logo Reflection Asset Management
Supported
2
Typical 35
$1,627,143
Reflective Financial logo Reflective Financial
Independent
1
High 47
—
Reframe Wealth, LLC logo Reframe Wealth, LLC
Supported
4
High 59
$1,680,160
Refresh Investments logo Refresh Investments
Independent
1
High 26
$2,367,291
Regal Advisory Services, Inc. logo Regal Advisory Services, Inc.
Team
23
Very Low 12
$354,027
Regal Bay Investment Group, LLC logo Regal Bay Investment Group, LLC
Supported
2
Very High 131
$437,023
Regal Capital Management, Inc. logo Regal Capital Management, Inc.
Independent
1
Very High 165
$250,686
Regal Investment Advisors LLC logo Regal Investment Advisors LLC
Multi-team
117
High 70
$332,705
Regal Oak Financial, LLC logo Regal Oak Financial, LLC
Independent
1
Low 0
—
Regan Financial Group, LLC logo Regan Financial Group, LLC
Independent
1
Typical 17
$26,059
Regan Investments, Inc. logo Regan Investments, Inc.
Supported
2
Typical 41
$827,644
Regatta Capital Group, LLC logo Regatta Capital Group, LLC
Team
14
High 78
$1,222,994
Regatta Financial LLC
Independent
1
Low 0
—
Regatta Research & Money Management L.L.C. logo Regatta Research & Money Management L.L.C.
Team
6
High 92
$381,932
Reg Capital Advisors logo Reg Capital Advisors
Independent
1
Low 0
—
Reg Davis Investments, LLC logo Reg Davis Investments, LLC
Independent
1
Low 0
—
Regency Capital Management Inc. logo Regency Capital Management Inc.
Supported
2
High 58
$2,964,443
Regency Financial Group logo Regency Financial Group
Independent
1
Very High 173
$202,312
Regency Wealth Management logo Regency Wealth Management
Team
7
Low 41
$2,043,480
Regenesys Capital Management LLC
Independent
1
Low 0
—
Regent Peak Wealth Advisors, LLC logo Regent Peak Wealth Advisors, LLC
Team
9
Very Low 23
$3,487,324
Regents Partners, LLC logo Regents Partners, LLC
Supported
1
Very High 322
$418,507
Regents Wealth Management, LLC logo Regents Wealth Management, LLC
Independent
1
Low 0
—
Regent Wealth Management, Inc.
Supported
4
Low 21
$912,325
Reges Wealth Management LLC logo Reges Wealth Management LLC
Independent
1
Low 0
—
RegFi USA, LLC logo RegFi USA, LLC
Supported
2
Very Low 1
$0
Regimen Wealth, LLC logo Regimen Wealth, LLC
Team
5
Low 43
$1,690,558
Regista Financial Strategies, LLC logo Regista Financial Strategies, LLC
Supported
3
Very Low 12
$357,429
Registered Investment Advisors, LLC
Independent
1
Very High 58
$684,614
Register Financial Advisors, LLC logo Register Financial Advisors, LLC
Team
15
Very Low 29
$1,092,963
Rehmann Wealth logo Rehmann Wealth
Multi-team
41
Typical 53
$1,550,399
Rehoboth Financial Planning, Inc. logo Rehoboth Financial Planning, Inc.
Independent
1
Very High 230
$75,972
Reh Wealth Advisors LLC logo Reh Wealth Advisors LLC
Independent
1
Very High 69
$1,556,990
Reiber Wealth logo Reiber Wealth
Independent
1
High 35
$596,055
Reichard Capital, LLC
Supported
3
Typical 36
$2,663,507
Reichel Management Company LLC logo Reichel Management Company LLC
Independent
1
Low 2
$4,450,000
Reicher Capital Management, LLC logo Reicher Capital Management, LLC
Independent
1
Typical 20
$4,265,432
Reicon Wealth Advisors, LLC logo Reicon Wealth Advisors, LLC
Supported
1
Typical 52
$2,566,834
Reif Portfolio Management logo Reif Portfolio Management
Independent
1
Low 7
$1,756,462
Reify Wealth Advisors, Inc. logo Reify Wealth Advisors, Inc.
Team
5
Typical 49
$2,123,134
Reigate Investors LLC
Independent
1
Typical 12
$1,848,530
Reign Wealth Logic logo Reign Wealth Logic
Independent
1
Very High 86
$0
Reik & Co., LLC
Supported
4
Very Low 14
$4,555,593
Reik Wealth Management, Inc. logo Reik Wealth Management, Inc.
Independent
1
Low 0
—
Reinhardt Consulting logo Reinhardt Consulting
Independent
1
Low 0
—
Reinhart Asset Management LLC logo Reinhart Asset Management LLC
Independent
1
Typical 18
$160,111
Reinking Financial Consulting logo Reinking Financial Consulting
Independent
1
Very High 81
$858,168
Reitz Capital Advisors LLC logo Reitz Capital Advisors LLC
Independent
1
Very High 101
$1,023,879
REI Wealth Management logo REI Wealth Management
Independent
1
Typical 21
$6,977,343
Relativity Capital Advisors, LLC logo Relativity Capital Advisors, LLC
Supported
2
Typical 48
$239,565
Relevance Capital Management logo Relevance Capital Management
Supported
4
High 70
$1,769,028
Relevant Financial Advisors LLC logo Relevant Financial Advisors LLC
Independent
1
High 28
$1,377,300
Releve Financial Group logo Releve Financial Group
Supported
4
High 80
$796,147
Reliable Alliance Financial logo Reliable Alliance Financial
Independent
1
High 28
—
Reliable Municipal Advisors, LLC
Supported
2
Very Low 0
—
Reliance Asset Management LLC logo Reliance Asset Management LLC
Supported
3
Very Low 0
—
Reliance Capital Holdings, LLC
Independent
1
High 35
$140,000
Reliance Financial Advisors logo Reliance Financial Advisors
Supported
2
Very Low 0
—
Reliance Financial Group, Inc. logo Reliance Financial Group, Inc.
Independent
1
High 35
$643,518
Reliance Investing, Inc. logo Reliance Investing, Inc.
Supported
3
Low 27
$400,000
Reliance Wealth Management logo Reliance Wealth Management
Team
7
Low 43
$444,299
Reliant Investment Partners, LLC logo Reliant Investment Partners, LLC
Supported
3
Very High 228
$341,232
Reliant Wealth Advisory logo Reliant Wealth Advisory
Independent
1
Low 0
—
Reliant Wealth Planning, LLC logo Reliant Wealth Planning, LLC
Team
6
Very High 283
$350,110
ReliaStar Capital Management, Inc. logo ReliaStar Capital Management, Inc.
Supported
2
High 62
$266,391
Relic Wealth Management LLC
Supported
2
Typical 35
$58,571
ReLion Assets Management, LLC
Independent
1
Typical 25
$288,123
RELYON Financial Advisors, LLC logo RELYON Financial Advisors, LLC
Independent
1
Typical 19
$1,236,842
Rembert Pendleton Jackson
Team
16
High 90
$1,831,133
Remedios Financial Planning logo Remedios Financial Planning
Independent
1
High 53
$0
Remington Wealth Management LLC
Independent
1
Low 4
$3,870,173
Remloe Capital LLC
Supported
2
Very Low 0
—
Remnant Wealth logo Remnant Wealth
Supported
2
Very Low 0
—
Remnant Wealth
Independent
1
Low 0
—
Remote Financial Planner, LLC logo Remote Financial Planner, LLC
Independent
1
Very High 71
$1,157,366
Rempart Asset Management logo Rempart Asset Management
Team
1
Very High 462
$1,429,002
Renaissance Advisors logo Renaissance Advisors
Supported
4
High 84
$433,969
Renaissance advisory group logo Renaissance advisory group
Independent
1
Very High 65
$846,154
Renaissance Investment Group, LLC logo Renaissance Investment Group, LLC
Team
5
Typical 51
$2,558,471
Renaissance Macro Research LLC logo Renaissance Macro Research LLC
Team
6
Very Low 16
—
Renaissance Wealth Advisors, LLC logo Renaissance Wealth Advisors, LLC
Supported
2
Typical 47
$1,181,691
Renaissance Wealth Management, LLC logo Renaissance Wealth Management, LLC
Supported
2
High 71
$344,249
Renaud & Company, LLC logo Renaud & Company, LLC
Supported
2
Very High 477
$221,103
Render Financial, LLC logo Render Financial, LLC
Independent
1
Low 0
—
Renew Family Wealth logo Renew Family Wealth
Team
5
Very Low 16
$1,246,948
Renew Wealth Management LLC logo Renew Wealth Management LLC
Supported
1
Typical 35
$1,629,874
Rennie & Associates logo Rennie & Associates
Independent
1
Very High 90
$0
Renovate Financial Planning logo Renovate Financial Planning
Independent
1
Low 0
—
Renz Financial Group, LLC
Independent
1
Low 10
—
Repex Investment Management Co., Inc.
Supported
2
Low 30
$925,424
Replica Wealth Advisors Inc logo Replica Wealth Advisors Inc
Independent
1
Typical 18
$125,031
Reppond Investments, Inc. logo Reppond Investments, Inc.
Supported
3
Low 30
$492,868
Requisite Capital Management LLC logo Requisite Capital Management LLC
Team
6
Low 36
$8,360,584
Resch Financial Group
Independent
1
Typical 25
$486,489
Research Financial Strategies logo Research Financial Strategies
Team
6
High 85
$466,414
Research & Portfolio Management logo Research & Portfolio Management
Supported
3
High 86
$620,874
Reserve Fund Advisers logo Reserve Fund Advisers
Independent
1
Low 8
$125,000
Reserve Wealth Planning logo Reserve Wealth Planning
Independent
1
Typical 21
$159,959
Reservoir Wealth Management logo Reservoir Wealth Management
Supported
2
Very High 219
$388,839
Reset Financial Planning LLC logo Reset Financial Planning LLC
Independent
1
Low 8
$2,003,569
Resettle Wealth logo Resettle Wealth
Independent
1
Low 0
—
Reshape Wealth logo Reshape Wealth
Supported
1
Very High 127
$1,824,262
Resilient Asset Management logo Resilient Asset Management
Supported
1
Typical 51
$1,283,337
Resilient Wealth logo Resilient Wealth
Independent
1
Low 0
—
Resnick Wealth Alliance, LLC logo Resnick Wealth Alliance, LLC
Supported
2
Low 27
$1,434,462
Resnn Investments, LLC logo Resnn Investments, LLC
Independent
1
Low 4
$927,791
R.E. Snow Private Wealth Management Group, LLC
Independent
1
Low 3
—
Resolute Capital, LLC
Supported
1
Very Low 15
$1,227,110
Resolute Retirement Consulting
Independent
1
Typical 16
$5,073,240
Resolute Wealth Advisor, Inc. logo Resolute Wealth Advisor, Inc.
Supported
3
Very High 265
$265,167
Resolute Wealth Strategies, LLC logo Resolute Wealth Strategies, LLC
Team
6
Typical 47
$1,280,075
Resolve Capital Management LLC logo Resolve Capital Management LLC
Supported
2
Typical 45
$468,475
Resolved Financial logo Resolved Financial
Supported
3
High 81
$247,665
Resolve Financial, LLC
Independent
1
Typical 19
$911,046
Resonance Financial, LLC logo Resonance Financial, LLC
Independent
1
Typical 20
$2,026,386
Resonant Capital Advisors, LLC logo Resonant Capital Advisors, LLC
Team
15
Low 41
$4,730,874
Resource Consulting Group, Inc. logo Resource Consulting Group, Inc.
Supported
3
Very Low 10
$0
Resources Asset Management LLC logo Resources Asset Management LLC
Independent
1
Typical 23
$908,379
Resource Strategies Inc logo Resource Strategies Inc
Supported
1
Very Low 0
—
Respire Wealth Management, LLC logo Respire Wealth Management, LLC
Supported
2
Low 30
$135,867
Responsible Asset Management logo Responsible Asset Management
Supported
2
High 72
$168,046
Responsive Financial Group, Inc. logo Responsive Financial Group, Inc.
Independent
1
High 43
$1,068,583
Reston Wealth Management logo Reston Wealth Management
Team
4
Very High 120
$1,184,866
Resurgent Advisors logo Resurgent Advisors
Team
6
Typical 63
$924,039
Retegy LLC logo Retegy LLC
Independent
1
Low 7
$1,154,929
Retirable logo Retirable
Team
11
Very High 201
$136,185
Retire Agile logo Retire Agile
Supported
4
Typical 47
$2,307,081
Retired Capital LLC
Independent
1
Very High 117
$58,937
Retire Lab LLC logo Retire Lab LLC
Independent
1
Low 0
—
Retirementadvice | Jka logo Retirementadvice | Jka
Supported
4
High 63
$1,062,017
Retirement Advice LLC logo Retirement Advice LLC
Independent
1
Very High 65
$392,698
Retirement Advisors, Inc. logo Retirement Advisors, Inc.
Supported
1
Very High 185
$862,577
Retirement Capital Advisors logo Retirement Capital Advisors
Supported
2
Low 34
$169,015
Retirement Capital Management, LLC
Independent
1
High 38
$187,471
Retirement Capital Services LLC logo Retirement Capital Services LLC
Independent
1
Very High 165
$181,818
Retirement Capital Strategies, Inc. logo Retirement Capital Strategies, Inc.
Supported
2
Very High 131
$1,144,206
Retirement Collaborative LLC logo Retirement Collaborative LLC
Supported
2
High 89
$212,481
Retirement Evolutions Wealth Management LLC logo Retirement Evolutions Wealth Management LLC
Supported
3
Very High 172
$172,507
Retirement Financial Group, LLC logo Retirement Financial Group, LLC
Supported
4
Very High 110
$422,507
Retirement Income Advisory Group LLC logo Retirement Income Advisory Group LLC
Independent
1
Very High 161
$406,770
Retirement Income and Inheritance Advisors, LLC logo Retirement Income and Inheritance Advisors, LLC
Independent
1
Very High 100
—
Retirement Income Planning llc logo Retirement Income Planning llc
Supported
1
Very High 167
$370,120
Retirement Income Solutions, Inc. logo Retirement Income Solutions, Inc.
Team
16
High 79
$2,344,360
Retirement Income Strategies Inc. logo Retirement Income Strategies Inc.
Independent
1
Very High 127
$575,987
Retirement Income Strategies, LLC logo Retirement Income Strategies, LLC
Supported
1
Very High 339
$467,026
Retirement Investment Advisors Inc logo Retirement Investment Advisors Inc
Team
8
Very High 175
$1,029,374
Retirement Investment Advisors Inc. logo Retirement Investment Advisors Inc.
Independent
1
Very High 100
—
Retirement & Investment Planning, Inc. logo Retirement & Investment Planning, Inc.
Independent
1
Typical 24
$200,425
Retirement Lifestyles Advisory Group logo Retirement Lifestyles Advisory Group
Independent
1
Very High 149
$458,447
Retirement Management Systems logo Retirement Management Systems
Team
5
Very High 606
$622,268
Retirement Matters, Inc. logo Retirement Matters, Inc.
Independent
1
Typical 21
$1,142,857
Retirement Money Management logo Retirement Money Management
Independent
1
Very High 87
$478,221
Retirement Plan Advisors Ltd logo Retirement Plan Advisors Ltd
Supported
2
Typical 52
$465,608
Retirement Planners
Independent
1
Low 2
$145,000
Retirement Planners, Inc. logo Retirement Planners, Inc.
Supported
1
Very Low 3
—
Retirement Planners of America logo Retirement Planners of America
Multi-team
33
Very High 170
$631,228
Retirement Planning and Management, Inc.
Independent
1
Very High 61
$683,089
Retirement Planning Consultants Inc logo Retirement Planning Consultants Inc
Independent
1
Very High 91
$288,240
Retirement Planning Group, LLC logo Retirement Planning Group, LLC
Team
5
Very High 209
$358,035
Retirement Planning Group, LLC logo Retirement Planning Group, LLC
Independent
1
Low 0
—
Retirement Planning Partner LLC logo Retirement Planning Partner LLC
Independent
1
Low 0
—
Retirement Planning Services logo Retirement Planning Services
Supported
2
Very High 124
$905,353
Retirement Planning Solutions, LLC logo Retirement Planning Solutions, LLC
Independent
1
Very High 65
$792,308
Retirement Planning Solutions, LLC logo Retirement Planning Solutions, LLC
Supported
4
Very High 303
$385,042
Retirement Planning Specialists, Inc. logo Retirement Planning Specialists, Inc.
Supported
2
Very High 278
$666,529
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