See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
PRR Wealth Management logo PRR Wealth Management
Independent
1
Low 0
—
PR Squared Wealth Management LLC
Supported
4
Low 26
$123,267
PRS Wealth Management logo PRS Wealth Management
Independent
1
High 50
$1,339,595
Prudent Financial Planning logo Prudent Financial Planning
Supported
1
High 79
$215,366
Prudent Growth Investments LLC logo Prudent Growth Investments LLC
Independent
1
Typical 15
$530,511
Prudent Harbor Advisors logo Prudent Harbor Advisors
Independent
1
Low 0
—
Prudent Investment Advisors, Inc.
Independent
1
Typical 14
$614,305
Prudent Investors logo Prudent Investors
Team
3
Very High 223
$769,850
Prudent Management Associates logo Prudent Management Associates
Team
5
Low 42
$4,784,272
Prudent Man Investment Management logo Prudent Man Investment Management
Supported
3
High 81
$1,546,560
Prudent Money Financial Services logo Prudent Money Financial Services
Independent
1
Very High 179
$170,944
Prudent Prospera Planning, Inc. logo Prudent Prospera Planning, Inc.
Supported
2
Low 20
—
Prudent Prosperity logo Prudent Prosperity
Independent
1
Low 3
$62,667
Prudent Wealthcare logo Prudent Wealthcare
Independent
1
High 32
$0
Prufid Financial Advisors LLC logo Prufid Financial Advisors LLC
Supported
1
Low 27
$8,992,578
Pruitt Richmond Wealth Management LLC logo Pruitt Richmond Wealth Management LLC
Supported
3
Very Low 6
$166,752
Pruneyard Financial Group, Inc. logo Pruneyard Financial Group, Inc.
Independent
1
Very High 95
$947,370
Pruvise logo Pruvise
Supported
3
Very Low 0
—
Prym Advisors LLC logo Prym Advisors LLC
Independent
1
Very High 71
$907,704
Psalm Capital logo Psalm Capital
Independent
1
Low 7
$3,216,604
PSC Financial LLC logo PSC Financial LLC
Supported
2
Typical 54
$1,106,314
PSI Advisors, LLC logo PSI Advisors, LLC
Team
11
Very High 155
$444,164
PSI Capital Management logo PSI Capital Management
Team
10
Typical 50
$747,859
P-Squared Capital Management logo P-Squared Capital Management
Independent
1
High 50
$1,904,135
PTM Wealth Management, LLC logo PTM Wealth Management, LLC
Supported
2
High 82
$1,891,249
PTS Brokerage, LLC logo PTS Brokerage, LLC
Team
14
Low 35
$263,030
Public Advisors LLC logo Public Advisors LLC
Team
8
Very High 565
$4,158
Public Safety Financial Group, LLC
Independent
1
Low 0
—
Puente Asesoramiento de Inversiones, LLC
Supported
4
Very Low 0
—
Puente Wealth logo Puente Wealth
Independent
1
Low 0
—
Pugh Wealth Management, LLC logo Pugh Wealth Management, LLC
Supported
2
Very Low 14
$1,573,027
Pullen Investment Management logo Pullen Investment Management
Supported
2
Typical 42
$1,641,647
Pulliam Family Office, LLC logo Pulliam Family Office, LLC
Supported
2
Low 19
$3,830,902
Pullman Wealth logo Pullman Wealth
Independent
1
Low 0
—
Pulse Financial Planning logo Pulse Financial Planning
Independent
1
High 41
$551,222
Pulse Wealth logo Pulse Wealth
Independent
1
Very High 84
$597,009
Pulver Capital Management LLC logo Pulver Capital Management LLC
Supported
2
Very Low 4
$11,756,358
Punch & Associates Investment Management, Inc. logo Punch & Associates Investment Management, Inc.
Team
17
Low 32
$2,623,183
Pure Financial Advisors, LLC logo Pure Financial Advisors, LLC
Multi-team
88
High 85
$1,471,853
Pure Financial LLC
Independent
1
Low 0
—
PUREfi Wealth, LLC logo PUREfi Wealth, LLC
Team
7
Very Low 13
$3,185,203
Purelight Investment Advisors LLC
Independent
1
Low 0
—
Purevest logo Purevest
Supported
3
Typical 37
$652,384
Purewater Capital, LLC logo Purewater Capital, LLC
Supported
4
High 58
$644,382
Pure Wealth Management logo Pure Wealth Management
Independent
1
Very High 67
$687,185
Purkiss Capital Advisors, LLC logo Purkiss Capital Advisors, LLC
Team
4
Very High 102
$2,059,057
Purple Dog Investments LLC logo Purple Dog Investments LLC
Independent
1
Very High 279
$184,885
Purple Mountain Investment Advisors LLC logo Purple Mountain Investment Advisors LLC
Independent
1
Typical 15
$166,667
Purpose1st Financial logo Purpose1st Financial
Independent
1
Low 0
—
Purpose Built logo Purpose Built
Independent
1
High 30
$950,000
Purpose Capital Advisors
Independent
1
Low 0
—
Purpose Capital LLC
Independent
1
Low 0
—
Purpose Financial Planning logo Purpose Financial Planning
Independent
1
Low 3
$0
Purpose Financial Planning LLC logo Purpose Financial Planning LLC
Independent
1
Very High 79
$154,722
Purpose First Financial, LLC logo Purpose First Financial, LLC
Independent
1
Very High 172
$351,361
Purposeful Financial and Legacy Planning logo Purposeful Financial and Legacy Planning
Supported
1
High 90
$1,187,734
Purposeful Planning logo Purposeful Planning
Independent
1
High 33
$746,655
Purposeful Strategic Partners logo Purposeful Strategic Partners
Supported
2
Low 29
$202,703
PurposePath Capital, LLC logo PurposePath Capital, LLC
Supported
3
Typical 45
$466,659
Purpose Wealth logo Purpose Wealth
Independent
1
Typical 15
$852,912
Pursue Wealth Partners, LLC
Supported
2
Very Low 16
$7,040,298
Pursuit Wealth Management logo Pursuit Wealth Management
Supported
2
High 84
$190,487
Pursuit Wealth Strategies, LLC logo Pursuit Wealth Strategies, LLC
Supported
4
Very High 121
$938,075
Purtill Financial LLC logo Purtill Financial LLC
Supported
3
Typical 54
$1,276,668
Purus Wealth Management, LLC logo Purus Wealth Management, LLC
Team
6
Very High 106
$706,474
Purvis Investments, Inc. logo Purvis Investments, Inc.
Independent
1
Typical 20
$64,083
Pushkin Advisory Group, LLC
Independent
1
Very High 92
$523,282
Putman Capital Management, Inc. logo Putman Capital Management, Inc.
Independent
1
Typical 20
$777,937
PVA Financial, LLC logo PVA Financial, LLC
Independent
1
High 49
$2,261,319
PVB Wealth Management, LLC
Independent
1
High 42
$464,965
P.W.B., Inc.
Independent
1
Very High 100
—
PWJohnson Wealth & Legacy, LLC logo PWJohnson Wealth & Legacy, LLC
Supported
2
Low 27
$1,123,155
PW Nova Financial Services LLC logo PW Nova Financial Services LLC
Team
6
Very High 120
$872,353
P. Worldwide, LLC
Independent
1
Typical 12
$208,333
PWR Financial Services
Supported
2
Very Low 4
$11,840,716
PYA Waltman Capital, LLC logo PYA Waltman Capital, LLC
Team
10
Low 40
$1,712,309
Pyles Financial Planning, LLC
Independent
1
Low 0
—
PYN Wealth Management LLC logo PYN Wealth Management LLC
Independent
1
High 32
$145,447
Pyramid Peak Capital, LLC logo Pyramid Peak Capital, LLC
Independent
1
Typical 22
$819,947
Pysnik Financial, LLC logo Pysnik Financial, LLC
Supported
2
Low 30
$752,761
Q2 Financial
Independent
1
Low 0
—
Q2 Wealth Management logo Q2 Wealth Management
Supported
3
Typical 50
$817,486
Q3 Asset Management Corporation logo Q3 Asset Management Corporation
Team
9
Very High 309
$139,982
Q4 Strategic Equity Advisors Inc.
Independent
1
Typical 11
$214,042
QCA Capital Management Inc logo QCA Capital Management Inc
Supported
3
Typical 45
$2,157,146
Q Capital Solutions logo Q Capital Solutions
Supported
1
Very High 225
$944,424
Qcfo, Llc logo Qcfo, Llc
Independent
1
Typical 20
$1,030,000
QCI Partners LLC logo QCI Partners LLC
Supported
2
Low 21
$1,905,952
QED Wealth Solutions logo QED Wealth Solutions
Independent
1
Very High 57
$376,996
QEX Asset Management LLC logo QEX Asset Management LLC
Independent
1
Typical 18
$472,222
QKM, L.L.C. logo QKM, L.L.C.
Independent
1
Low 8
$0
QM Advisors LLC logo QM Advisors LLC
Team
10
Very Low 15
$696,828
Qmulate logo Qmulate
Supported
2
Very Low 16
$193,548
QP Financial logo QP Financial
Independent
1
Low 0
—
QP Wealth Management, LLC logo QP Wealth Management, LLC
Supported
3
Typical 38
$3,513,705
QRIA, Inc. logo QRIA, Inc.
Supported
2
Very Low 7
$357,143
QST Capital LLC logo QST Capital LLC
Supported
2
Very Low 7
$185,071
QTR Capital Management LLC logo QTR Capital Management LLC
Independent
1
Low 7
$64,286
QTR Family Wealth, LLC logo QTR Family Wealth, LLC
Team
6
Low 33
$3,773,882
Quabbin Advisors logo Quabbin Advisors
Independent
1
High 47
$2,335,456
Quadcap Wealth Management, LLC logo Quadcap Wealth Management, LLC
Team
13
Low 45
$2,282,698
Quad-Cities Investment Group, LLC logo Quad-Cities Investment Group, LLC
Team
7
High 85
$600,363
Quad City Investment Center logo Quad City Investment Center
Team
6
Very High 118
$528,173
Quadram Capital LLC logo Quadram Capital LLC
Independent
1
Low 9
$94,441
Quadrant Private Wealth Management, LLC logo Quadrant Private Wealth Management, LLC
Team
13
High 67
$2,380,626
Quahog Investments LLC logo Quahog Investments LLC
Independent
1
Low 5
$60,000
Quaker Wealth Management LLC logo Quaker Wealth Management LLC
Team
5
High 91
$988,949
Qualified Planning logo Qualified Planning
Supported
2
High 80
$280,611
Quality Asset Management, LLC logo Quality Asset Management, LLC
Independent
1
Typical 17
$3,744,606
Quality Financial Concepts logo Quality Financial Concepts
Supported
2
Very High 103
$575,369
Quality Financial Planning LLC logo Quality Financial Planning LLC
Independent
1
Typical 11
$164,543
Quality Wealth Care, LLC
Independent
1
Low 10
$64,207
Quality Wealth Management
Independent
1
Typical 12
—
Quam Wealth Advisory Group LLC
Independent
1
Very High 100
—
Quantact Capital Advisors LLC logo Quantact Capital Advisors LLC
Independent
1
Low 0
—
Quantaraxia LLC logo Quantaraxia LLC
Independent
1
Low 1
$350,000
Quantca Financial logo Quantca Financial
Independent
1
Low 2
$5,195
Quantel Asset Management LLC logo Quantel Asset Management LLC
Supported
3
Typical 44
$452,083
Quantic Advisors
Independent
1
Low 0
—
Quantitative Asset Management, LLC logo Quantitative Asset Management, LLC
Supported
2
High 77
$1,137,385
Quantitative Financial Strategies logo Quantitative Financial Strategies
Supported
1
Low 27
$5,785,184
Quantitative Solutions, LLC
Independent
1
Low 7
$2,008,676
Quant Portfolio Management logo Quant Portfolio Management
Independent
1
Low 0
—
Quants Compete logo Quants Compete
Independent
1
Typical 14
$97,791
Quantstrat Advisors LLC
Independent
1
Low 0
—
QuantStreet Capital logo QuantStreet Capital
Supported
2
Very Low 13
$7,409,283
Quantum Advisory Group, LLC
Independent
1
Low 0
—
Quantum Capital Investments, Inc. logo Quantum Capital Investments, Inc.
Supported
2
Very High 95
$809,524
Quantum Financial Advisors, LLC logo Quantum Financial Advisors, LLC
Team
15
Very Low 30
$3,262,622
Quantum Financial Partners LLC logo Quantum Financial Partners LLC
Team
7
Low 45
$247,152
Quantum Financial Planning LLC logo Quantum Financial Planning LLC
Independent
1
Very High 159
$0
Quantum Financial Planning Services, Inc. logo Quantum Financial Planning Services, Inc.
Team
15
Typical 53
$906,605
Quantum Financial Services Inc. logo Quantum Financial Services Inc.
Team
2
Low 39
$9,370,502
Quantum Leap Capital, LLC logo Quantum Leap Capital, LLC
Supported
3
Very High 111
$361,987
QuantumLeap Wealth Management, LLC logo QuantumLeap Wealth Management, LLC
Independent
1
Low 9
$809,228
Quantum Private Wealth, LLC logo Quantum Private Wealth, LLC
Supported
1
High 90
$4,589,956
Quantum Solutions, Inc. logo Quantum Solutions, Inc.
Independent
1
Low 0
—
Quantum Strategies Wealth Advisory logo Quantum Strategies Wealth Advisory
Independent
1
Typical 25
$1,326,084
Quantumvest, Inc. logo Quantumvest, Inc.
Supported
2
High 87
$228,422
Quantum Wealth Advisors LLC logo Quantum Wealth Advisors LLC
Independent
1
Low 0
—
Quantum Wealth Strategies, LLC logo Quantum Wealth Strategies, LLC
Supported
2
Low 34
$481,303
Quantwealth Advisors LLC logo Quantwealth Advisors LLC
Independent
1
Low 10
$2,014,000
Quarry Hill Advisors logo Quarry Hill Advisors
Team
5
Low 41
$1,940,111
Quarterpoint
Independent
1
Typical 21
$76,190
Quarton Capital Partners logo Quarton Capital Partners
Supported
2
Very Low 0
—
Quartz Partners Investment Management logo Quartz Partners Investment Management
Multi-team
30
Very Low 25
$486,570
Quarve Associates, LLC
Independent
1
Typical 14
$3,440,127
Quasar
Independent
1
Low 0
—
Quattro Advisors L.L.C. logo Quattro Advisors L.L.C.
Team
5
High 78
$894,177
Quayle Asset Management, Inc.
Independent
1
Very High 80
$522,225
Qubed Capital, LLC logo Qubed Capital, LLC
Independent
1
Low 7
$1,837,994
Qubera Wealth Management logo Qubera Wealth Management
Supported
2
Typical 44
$597,772
Queenbridge Capital, LLC logo Queenbridge Capital, LLC
Supported
3
Low 19
$1,363,891
Queen City Capital Management, LLC logo Queen City Capital Management, LLC
Independent
1
Very High 173
$661,111
Queen City Wealth
Independent
1
Low 0
—
Queensbury Global Advisors logo Queensbury Global Advisors
Independent
1
Low 0
—
Queenvest logo Queenvest
Independent
1
High 34
$310,747
Quent Capital, LLC logo Quent Capital, LLC
Team
12
Very Low 31
$4,929,862
Quest 10 Wealth Builders, Inc. logo Quest 10 Wealth Builders, Inc.
Supported
3
Very High 168
$472,642
Quest Investment Firm logo Quest Investment Firm
Independent
1
Typical 11
$168,182
Quest Investment Portfolio Management, Limited
Supported
2
Very Low 14
$751,607
Quest Wealth Management Incorporated
Independent
1
Low 0
—
Quest Wealth Solutions, Inc. logo Quest Wealth Solutions, Inc.
Supported
2
Very High 179
$597,765
Quid Capital logo Quid Capital
Independent
1
Low 0
—
Quiet Wealth Management logo Quiet Wealth Management
Independent
1
High 37
$1,894,281
Quigley Financial LLC logo Quigley Financial LLC
Independent
1
High 41
$2,649,951
Quillpen Advisors, LLC
Independent
1
Typical 16
$1,229,068
Quinley Stewardship LLC logo Quinley Stewardship LLC
Supported
1
Typical 36
$724,085
Quinn Capital LLC logo Quinn Capital LLC
Independent
1
High 35
$682,650
Quinn Financial Planning, LLC logo Quinn Financial Planning, LLC
Independent
1
Very High 110
$872,518
Quint Investments and Insurance logo Quint Investments and Insurance
Team
8
Typical 50
$256,857
Quish logo Quish
Independent
1
Typical 13
$9,813,634
Quiver Financial Holdings LLC logo Quiver Financial Holdings LLC
Supported
3
High 57
$494,118
Quoinage Capital LLC logo Quoinage Capital LLC
Independent
1
Typical 20
$3,163,269
Quorus Inc. logo Quorus Inc.
Supported
4
Typical 44
$825,434
Quotient Wealth Partners, LLC logo Quotient Wealth Partners, LLC
Multi-team
36
High 65
$2,086,770
Quo Vadis Capital, Inc. logo Quo Vadis Capital, Inc.
Independent
1
Typical 15
$266,667
QVG, LLC
Supported
3
Low 26
$1,192,309
QVM Group LLC logo QVM Group LLC
Independent
1
Typical 15
$4,507,144
Q(x) Branch Reserve Investments LLC
Independent
1
Typical 20
$1,070,600
R1 Financial Group logo R1 Financial Group
Independent
1
High 43
$499,414
R2 Asset Management, LLC logo R2 Asset Management, LLC
Independent
1
Low 0
—
R2 Wealth Management Partners logo R2 Wealth Management Partners
Supported
3
Very High 143
$548,924
R3I LLC
Independent
1
Low 0
—
R5 Capital Management
Independent
1
High 30
$499,575
RA Advisory LLC
Independent
1
Low 3
$393,757
Raaf Investment Advisors, LLC logo Raaf Investment Advisors, LLC
Independent
1
High 47
$1,329,417
RabbitPlans
Independent
1
Low 0
—
Rabe Investment Consulting Group logo Rabe Investment Consulting Group
Supported
2
High 71
$923,108
Rabenold Advisors, Inc. logo Rabenold Advisors, Inc.
Supported
2
Typical 41
$433,622
Rabkin Advisors LLC logo Rabkin Advisors LLC
Independent
1
Typical 13
$539,039
Rachor Investment Advisory Services, LLC logo Rachor Investment Advisory Services, LLC
Supported
4
Very High 123
$468,171
RACK Consulting LLC
Independent
1
Low 6
$776,015
RAC Strategic Partners
Independent
1
Low 0
—
Rademacher Financial, Inc. logo Rademacher Financial, Inc.
Team
6
Typical 55
$568,489
Rader Wealth Management LLC
Independent
1
High 33
$571,445
Radiant Wealth Advisory, LLC logo Radiant Wealth Advisory, LLC
Independent
1
Low 0
—
Radiant Wealth Planning logo Radiant Wealth Planning
Supported
2
Low 30
$248,694
Radius Capital Advisors logo Radius Capital Advisors
Supported
2
Very Low 0
—
Radius Wealth Management, Inc. logo Radius Wealth Management, Inc.
Supported
2
High 66
$1,141,037
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