See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Woodmont Investment Counsel, LLC logo Woodmont Investment Counsel, LLC
Team
11
Low 40
$4,072,868
Woodmont Wealth Management, Llc` logo Woodmont Wealth Management, Llc`
Independent
1
Low 0
—
Wood River Consulting logo Wood River Consulting
Independent
1
High 42
$142,857
Woods Advisory Services LLC logo Woods Advisory Services LLC
Supported
1
Typical 37
$734,479
Woodside Wealth Management logo Woodside Wealth Management
Supported
2
Typical 55
$2,423,754
Woodstock Corporation logo Woodstock Corporation
Team
8
Very Low 29
$5,291,325
Woodstock Wealth Management, Inc. logo Woodstock Wealth Management, Inc.
Team
26
Typical 60
$426,997
Wood Tarver Financial logo Wood Tarver Financial
Team
5
Very High 115
$803,344
Woodward Caire Advisors, LLC logo Woodward Caire Advisors, LLC
Supported
2
Very Low 12
$976,327
Woodward Diversified Capital, LLC logo Woodward Diversified Capital, LLC
Team
4
Very High 99
$902,179
Woodward Financial Advisors, Inc. logo Woodward Financial Advisors, Inc.
Team
7
Very Low 29
$3,160,000
Wood Wealth Group, LLC logo Wood Wealth Group, LLC
Team
6
Typical 62
$150,962
Wood Wealth Management LLC
Independent
1
Typical 25
$340,657
Woo, Harry
Independent
1
Low 0
—
Woo, Kenneth Wing Kwok logo Woo, Kenneth Wing Kwok
Independent
1
Low 0
—
Woolly Mammoth, LLC
Independent
1
Low 2
$2,628,581
Woolstone Wealth Management
Independent
1
Low 0
—
Worcester Advisors logo Worcester Advisors
Supported
3
High 64
$458,731
Worch Capital LLC logo Worch Capital LLC
Independent
1
Typical 18
$1,952,237
WorchesterShire Financial
Independent
1
Low 5
$960,000
Worch Financial Group, LLC logo Worch Financial Group, LLC
Independent
1
Low 4
—
Wordhouse Wealth Coaching logo Wordhouse Wealth Coaching
Supported
2
Very High 147
—
Working Class Wealth Solutions LLC
Independent
1
Low 0
—
World Capital Advisors, LLC
Supported
3
Very Low 13
$1,274,422
World Capital Management logo World Capital Management
Supported
2
Very Low 0
—
World Choice Securities, Inc. logo World Choice Securities, Inc.
Supported
3
Very Low 14
$621,326
World Class Unlimited, Inc. logo World Class Unlimited, Inc.
Supported
2
High 72
$374,903
World Equity Group, Inc. logo World Equity Group, Inc.
Multi-team
54
Typical 58
$317,794
World Market Advisors logo World Market Advisors
Supported
3
Low 22
$1,057,850
World Trends Wealth Management, LLC logo World Trends Wealth Management, LLC
Independent
1
Typical 12
$1,000,000
Worldwide Capital Advisors, LLC
Independent
1
Very High 541
$166,359
Worrell Advisory Services logo Worrell Advisory Services
Independent
1
High 49
$128,189
Worrell Financial LLC
Independent
1
Low 6
—
Worry-In-Order logo Worry-In-Order
Independent
1
Low 0
—
Worth Advisors logo Worth Advisors
Team
7
Typical 64
$622,495
Worth Asset Management logo Worth Asset Management
Team
10
Low 33
$875,795
Worthen Financial Advisors logo Worthen Financial Advisors
Independent
1
Very High 92
$520,710
Worthington Wealth Management logo Worthington Wealth Management
Supported
3
Very High 112
$457,426
Worthique logo Worthique
Independent
1
Low 3
$252,763
Worthpointe logo Worthpointe
Team
1
Very High 622
$1,626,024
Worthscape, LLC logo Worthscape, LLC
Independent
1
High 28
$3,155,448
Worthview Capital Management LLC
Independent
1
Typical 20
$1,613,076
Worth Wealth Advisors, LLC
Supported
2
Very Low 0
—
WorthWhile Wealth Council logo WorthWhile Wealth Council
Supported
2
High 88
$419,946
WorthWise Financial Partners logo WorthWise Financial Partners
Independent
1
High 34
$683,020
Worthy Financial Services logo Worthy Financial Services
Independent
1
Very High 84
$334,684
WorthyNest LLC logo WorthyNest LLC
Independent
1
Typical 23
$783,577
Woven Capital, LLC logo Woven Capital, LLC
Independent
1
Very High 65
$358,435
Woven Prosperity logo Woven Prosperity
Independent
1
Typical 11
$654,247
WP Advisors, LLC logo WP Advisors, LLC
Team
2
Very High 196
$1,506,059
WPA Family Office, LLC logo WPA Family Office, LLC
Supported
1
Low 21
$8,342,797
WP Asset Management
Supported
3
High 59
$559,968
WPG Advisory Group, LLC
Independent
1
Very High 128
—
WPM Wealth Advisors LLC logo WPM Wealth Advisors LLC
Supported
3
Very High 118
$205,050
WPWealth LLP logo WPWealth LLP
Team
16
Very Low 28
$2,289,333
Wrenne Financial Planning LLC logo Wrenne Financial Planning LLC
Team
7
Typical 61
$696,063
Wrenn House Investments LLC
Independent
1
High 33
$170,830
WRIGHT Asset Management Inc
Supported
2
Low 18
$1,168,411
Wright Benefit Advisors Inc. logo Wright Benefit Advisors Inc.
Independent
1
Low 8
$739,372
Wright Cove Capital logo Wright Cove Capital
Supported
2
Low 21
$2,942,952
Wright Financial
Independent
1
Low 0
—
Wright Financial Advisory LLC
Independent
1
Low 0
—
Wright Financial, LLC
Independent
1
Very High 126
$606,635
WRIGHT Investment Partners LLC logo WRIGHT Investment Partners LLC
Independent
1
Low 0
—
Wright Planning, LLC logo Wright Planning, LLC
Supported
2
Very Low 7
$618,660
Wrightpoint Wealth logo Wrightpoint Wealth
Independent
1
Low 0
—
Wright Private Asset Management LLC logo Wright Private Asset Management LLC
Supported
2
Low 18
$983,792
Wright Wealth LLC
Team
7
Low 34
$783,747
Wright Wealth Management Group logo Wright Wealth Management Group
Supported
1
Very High 168
—
Wright Wealth Management LLC
Independent
1
Low 0
—
Wright Wealth Management, LLC logo Wright Wealth Management, LLC
Independent
1
High 47
$917,351
Wright Wealth Strategies, LLC logo Wright Wealth Strategies, LLC
Independent
1
Very High 196
$476,867
WRK Investments, LLC
Independent
1
Typical 11
$879,299
Wrought Financial Planning logo Wrought Financial Planning
Independent
1
High 47
$941,408
Wrought Iron Financial LLC logo Wrought Iron Financial LLC
Independent
1
Low 10
$102,873
WRS Financial Services, L.L.C. logo WRS Financial Services, L.L.C.
Team
7
Very Low 7
$500,053
Wrwco, LLC logo Wrwco, LLC
Supported
3
Low 18
$1,840,834
WRW Wealth Advisors
Independent
1
Low 0
—
WSA Affiliates, LLC logo WSA Affiliates, LLC
Supported
3
Low 19
$0
W&S Advisory Services, LLC logo W&S Advisory Services, LLC
Team
10
Very High 669
$791
W & S Management Services, Inc. logo W & S Management Services, Inc.
Supported
3
Very High 162
$339,425
W. Swartz & Co., LLC logo W. Swartz & Co., LLC
Supported
2
Typical 44
$445,984
WS Wealth Management, LLC logo WS Wealth Management, LLC
Supported
3
Low 24
$1,274,859
WS Wealth Management, LLC
Independent
1
Low 0
—
WTO Advisors, LLC logo WTO Advisors, LLC
Independent
1
Very High 78
$1,018,416
WT Wealth Management, LLC logo WT Wealth Management, LLC
Team
13
High 87
$364,653
Wuenschell Financial Services LLC
Independent
1
Typical 16
$455,886
Wulff, Hansen & Co. logo Wulff, Hansen & Co.
Supported
4
Low 34
$966,231
Wullschleger Group logo Wullschleger Group
Supported
2
Very Low 8
$539,788
Wurz Financial Services, LLC logo Wurz Financial Services, LLC
Supported
3
Very High 164
$238,289
Wu Wealth Advisory, LLC logo Wu Wealth Advisory, LLC
Independent
1
Low 9
$76,599
W. V. Legg Financial Management LLC
Independent
1
Low 7
$1,295,823
WWA Planning & Investments logo WWA Planning & Investments
Supported
4
Low 27
$991,874
WW Consulting
Independent
1
Low 0
—
W Wealth Advisors logo W Wealth Advisors
Independent
1
Very High 101
$177,237
WWM Advisory Inc.
Supported
2
Low 27
$3,740,304
Wwm Financial logo Wwm Financial
Supported
4
Very High 136
$660,698
Wyand Wealth LLC logo Wyand Wealth LLC
Independent
1
Low 0
—
Wyatt Financial L.L.C.
Independent
1
High 54
$785,926
Wyatt Wealth Management logo Wyatt Wealth Management
Independent
1
Very High 118
$617,482
Wychick Investment Advisors, Inc. logo Wychick Investment Advisors, Inc.
Supported
2
Typical 52
$313,462
Wykrent, Damon logo Wykrent, Damon
Independent
1
Typical 23
$1,331,747
Wynn Capital logo Wynn Capital
Supported
3
Very High 98
$1,042,821
Wynn Capital Management, LLC logo Wynn Capital Management, LLC
Supported
2
Typical 45
$1,146,196
Wynne Capital Management, Incorporated
Independent
1
Low 9
$2,677,092
Wynstone Investment Advisors, LLC.
Independent
1
High 26
$1,094,662
Wyoming Systems Group of Businesses logo Wyoming Systems Group of Businesses
Independent
1
Low 0
—
Wyoming Wealth Management, LLC logo Wyoming Wealth Management, LLC
Independent
1
Very High 138
$297,165
WYOU Financial Strategies, LLC logo WYOU Financial Strategies, LLC
Independent
1
Low 9
$0
Wysopal Wealth logo Wysopal Wealth
Independent
1
Typical 11
$610,455
Wyze Wealth Advisors, LLC logo Wyze Wealth Advisors, LLC
Supported
3
Typical 46
$1,895,297
X Advisors, LLC logo X Advisors, LLC
Team
5
Very High 132
$346,904
X and Y Advisors, Inc. logo X and Y Advisors, Inc.
Supported
2
Very Low 9
$1,106,712
Xantos Labs, LLC logo Xantos Labs, LLC
Supported
1
Very High 101
$15,265
Xcelsior Advisor Partners LLC logo Xcelsior Advisor Partners LLC
Team
20
High 73
$1,536,277
Xcel Wealth Management, LLC logo Xcel Wealth Management, LLC
Supported
3
Very High 108
$1,490,007
Xception Family Office logo Xception Family Office
Supported
4
Very Low 7
$6,762,147
XCountry Financial logo XCountry Financial
Independent
1
Low 0
—
Xel
Independent
1
High 34
$250,840
Xena Financial Planning, LLC logo Xena Financial Planning, LLC
Supported
2
High 59
$885,267
Xendia Wealth LLC logo Xendia Wealth LLC
Team
5
Very High 945
$77,568
Xenith Capital logo Xenith Capital
Independent
1
High 44
$794,042
Xenith Financial Advisory Services, LLC
Team
5
Very Low 10
$132,572
XFO Capital
Independent
1
Low 0
—
Xinde Asset Management Limited
Supported
1
Very Low 0
—
Xitright logo Xitright
Independent
1
Low 9
$451,738
XLM Capital Management
Independent
1
Typical 24
$4,022,416
XML Financial Group logo XML Financial Group
Multi-team
29
Very High 100
$1,102,008
Xpand Investment LLC logo Xpand Investment LLC
Independent
1
Low 6
$150,051
Xponify, Inc. logo Xponify, Inc.
Independent
1
Very High 93
$256,989
Xpotential Inc. logo Xpotential Inc.
Supported
3
Low 21
$1,093,343
XSTAR Fund Management LLC logo XSTAR Fund Management LLC
Supported
2
Very Low 1
$180,032
Xwealth logo Xwealth
Independent
1
Low 0
—
XXI Wealth, LLC logo XXI Wealth, LLC
Team
3
Very Low 29
$6,109,741
XYPN Sapphire logo XYPN Sapphire
Multi-team
63
Very Low 11
$1,302,587
Y2K Financial LLC logo Y2K Financial LLC
Independent
1
Low 0
—
Yackee Potempa & Smalley Asset Management logo Yackee Potempa & Smalley Asset Management
Independent
1
Low 5
$92,664
Yahara Wealth Management LLC logo Yahara Wealth Management LLC
Supported
2
Low 32
$1,778,552
Yaish Financial
Independent
1
High 45
$322,364
Yale Capital Corp. logo Yale Capital Corp.
Multi-team
5
Very Low 24
$47,638,102
Yandell Investments, LLC
Independent
1
Very High 115
$1,067,789
Yankee Advisers, LLC logo Yankee Advisers, LLC
Supported
2
Very Low 0
—
Yankee Investor, LLC logo Yankee Investor, LLC
Independent
1
High 39
$282,059
Yanni & Associates Investment Advisors, LLC logo Yanni & Associates Investment Advisors, LLC
Supported
2
Typical 54
$1,603,093
Yarash Global Solutions Inc. logo Yarash Global Solutions Inc.
Supported
2
Very Low 11
$142,857
Yarborough Asset Management Strategies logo Yarborough Asset Management Strategies
Independent
1
Low 6
$55,047
Yardley Wealth Management LLC logo Yardley Wealth Management LLC
Supported
3
Typical 56
$1,370,351
Yarger Wealth Strategies, LLC logo Yarger Wealth Strategies, LLC
Team
4
Typical 54
$2,397,134
Yarrington Management Company
Independent
1
Low 0
—
Yavapai Financial Planning, L.L.C. logo Yavapai Financial Planning, L.L.C.
Independent
1
Very High 72
$555,695
Yayati Asset Management, LLC logo Yayati Asset Management, LLC
Supported
4
Very Low 1
$654,573
YCG, LLC logo YCG, LLC
Team
2
Very High 124
$3,376,828
Ydream Financial Services, Inc. logo Ydream Financial Services, Inc.
Independent
1
Very High 125
$1,024,771
Yearwood Financial
Independent
1
Low 0
—
Yearwood Young Advisors logo Yearwood Young Advisors
Independent
1
Typical 24
$3,587,996
Yeisley Wealth Solutions, Inc. logo Yeisley Wealth Solutions, Inc.
Supported
1
Very High 425
$173,828
Yellow Dog Financial, Inc. logo Yellow Dog Financial, Inc.
Independent
1
Very High 67
$383,040
Yellow Oak Financial Planning, LLC logo Yellow Oak Financial Planning, LLC
Independent
1
Low 0
—
Yellowstone Investment Planners, Inc.
Independent
1
Typical 22
$500,000
Yendrey Wealth Management LLC logo Yendrey Wealth Management LLC
Supported
2
Low 30
$183,333
Yeske Buie Inc. logo Yeske Buie Inc.
Team
11
Low 42
$2,281,474
Yes Life Financial logo Yes Life Financial
Supported
2
Very High 117
$90,730
YES Wealth Management logo YES Wealth Management
Supported
3
Low 33
$1,274,668
Yeti Wealth Management Group, LLC logo Yeti Wealth Management Group, LLC
Independent
1
Typical 12
$430,179
YFP Wealth logo YFP Wealth
Supported
4
High 58
$227,938
YGC Wealth logo YGC Wealth
Independent
1
High 37
$407,102
Yhb Investment Advisors Inc logo Yhb Investment Advisors Inc
Team
18
Typical 61
$1,775,122
YH&C Investments Inc. logo YH&C Investments Inc.
Independent
1
High 29
$668,399
Yield Financial Advisors logo Yield Financial Advisors
Independent
1
High 52
$376,923
Yields For You, LLC logo Yields For You, LLC
Supported
2
Very Low 14
$558,629
YIM Investment Management, LLC logo YIM Investment Management, LLC
Supported
1
Very High 523
$588,611
YIN Financial Planning logo YIN Financial Planning
Independent
1
Low 2
—
Yiu Advisors, LLC
Independent
1
Low 0
—
YLP Financial, LLC
Independent
1
Low 0
—
Yoakum Wealth Management logo Yoakum Wealth Management
Independent
1
High 51
$1,746,390
Yocum Wealth logo Yocum Wealth
Independent
1
Low 0
—
Yoder Wealth Management logo Yoder Wealth Management
Supported
2
Typical 37
$4,475,739
Yoffe Investment Management, LLC
Independent
1
Typical 12
$14,570,236
Yongchang Company Inc
Independent
1
High 31
$60,511
Yorkville Capital Management LLC logo Yorkville Capital Management LLC
Independent
1
High 27
$410,958
York Wealth Management, LLC logo York Wealth Management, LLC
Independent
1
Low 6
$44,443
Yosemite Capital Management logo Yosemite Capital Management
Team
6
Low 44
$1,273,980
Yosemite Wealth logo Yosemite Wealth
Independent
1
Very High 70
$227,512
Yoshida Wealth Management, Inc. logo Yoshida Wealth Management, Inc.
Independent
1
Very High 60
$357,167
You First Financial LLC logo You First Financial LLC
Supported
2
Typical 49
$228,041
Youhe Advisors LLC logo Youhe Advisors LLC
Independent
1
Low 0
—
You Investment Management LLC
Independent
1
Low 0
—
Young Capital Management Inc
Independent
1
Very High 66
$1,289,773
Young Financial & Insurance Services logo Young Financial & Insurance Services
Independent
1
High 27
$357,407
Young Financial Planning logo Young Financial Planning
Independent
1
Low 4
$1,062,500
Young Financial Planning LLC
Independent
1
Low 0
—
Young Financial Services logo Young Financial Services
Independent
1
Very High 72
$310,480
Young Investment Advisors, Inc
Team
6
Very Low 1
$2,106
Young Richard C & Co Ltd logo Young Richard C & Co Ltd
Team
9
High 89
$2,212,132
Your Best Move Inc
Independent
1
Low 0
—
Your Capital Financial, LLC logo Your Capital Financial, LLC
Independent
1
Very High 332
$183,287
Your Choice Financial LLC logo Your Choice Financial LLC
Team
6
Very Low 22
$371,096
Your Choice Financial, LLC
Independent
1
Low 5
$146,548
Your Everyday ROI logo Your Everyday ROI
Independent
1
Low 0
—
Your Family Matters, LLP logo Your Family Matters, LLP
Supported
1
High 84
$151,636
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