See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Augustus Wealth, LLC logo Augustus Wealth, LLC
Supported
2
High 68
$725,629
August Wealth Advisors LLC logo August Wealth Advisors LLC
Team
6
Typical 53
$1,368,674
August Wealth Group, Inc.
Supported
2
Low 30
$793,333
August Wealth Management logo August Wealth Management
Independent
1
Very High 85
$357,698
Aulestia Wealth Management, Inc. logo Aulestia Wealth Management, Inc.
Independent
1
High 46
$1,986,372
Aull & Monroe logo Aull & Monroe
Team
6
Very Low 30
$1,603,226
Aumakua Capital Management LLC logo Aumakua Capital Management LLC
Supported
2
Very Low 4
$408,786
Auour Investments LLC logo Auour Investments LLC
Supported
4
High 91
$989,606
Aurdan Capital Management, LLC logo Aurdan Capital Management, LLC
Team
3
Very High 137
$1,168,343
Aure Advisors LLC
Independent
1
Low 0
—
Aurea Investments LLC logo Aurea Investments LLC
Independent
1
Low 0
—
AURE Investments
Independent
1
Low 6
$166,667
Aurelia Capital Advisors, Inc. logo Aurelia Capital Advisors, Inc.
Independent
1
Typical 12
$120,789
Aurelien Capital Partners logo Aurelien Capital Partners
Supported
3
Very Low 10
$953,726
Aurelius Family Office, LLC logo Aurelius Family Office, LLC
Team
6
Very Low 28
$1,845,207
Aureum Wealth Management, LLC logo Aureum Wealth Management, LLC
Supported
3
Low 30
$1,687,795
Aureus Capital
Independent
1
Typical 15
$255,800
Aurevia Capital Inc. logo Aurevia Capital Inc.
Independent
1
Low 1
$101,200
Aurevia Wealth Management LLC logo Aurevia Wealth Management LLC
Independent
1
Low 0
—
Auriex Wealth Advisors LLC logo Auriex Wealth Advisors LLC
Independent
1
Low 0
—
Auri Wealth Advisors logo Auri Wealth Advisors
Independent
1
Low 0
—
Aurora Bay Capital
Independent
1
Low 0
—
Aurora Financial Planning & Investment Management LLC logo Aurora Financial Planning & Investment Management LLC
Independent
1
Low 0
—
Aurora Investment Counsel logo Aurora Investment Counsel
Supported
2
Low 27
$2,512,411
Aurora Investment Managers, LLC logo Aurora Investment Managers, LLC
Supported
2
Very High 93
$1,751,933
Aurora Pointe Capital Management, LLC logo Aurora Pointe Capital Management, LLC
Independent
1
Low 10
$7,220,440
Aurora Private Wealth, Inc. logo Aurora Private Wealth, Inc.
Team
16
High 94
$248,031
Aurora Strategic Advisors, LLC logo Aurora Strategic Advisors, LLC
Supported
1
Very High 347
$66,571
Ausdal Financial Partners, Inc. logo Ausdal Financial Partners, Inc.
Multi-team
185
High 89
$220,873
Auspicious Financial Planning, LLC logo Auspicious Financial Planning, LLC
Supported
1
Very High 193
$1,440,207
Austec Wealth Management, LLC logo Austec Wealth Management, LLC
Independent
1
Low 5
$570,601
Aust Financial Advisory, LLC logo Aust Financial Advisory, LLC
Independent
1
High 26
$1,270,385
Austin 180 Advisory Group LLC logo Austin 180 Advisory Group LLC
Independent
1
High 26
$1,059,731
Austin Asset logo Austin Asset
Team
14
Low 32
$3,790,204
Austin Consulting
Independent
1
Typical 13
$4,366,354
Austin Creek Capital, LLC logo Austin Creek Capital, LLC
Independent
1
Typical 23
$319,637
Austin Financial Strategies, Inc.
Independent
1
Very High 79
$249,786
Austin Money Management Corporation logo Austin Money Management Corporation
Supported
2
Typical 36
$2,208,643
Austin Wealth Management, LLC logo Austin Wealth Management, LLC
Team
10
Typical 58
$1,079,470
Austin Wealth Solutions logo Austin Wealth Solutions
Supported
1
High 71
$76,047
Authentic Financial Planning
Independent
1
Typical 18
$157,697
Authentic Life Financial Planning logo Authentic Life Financial Planning
Independent
1
Low 0
—
Authentic Wealth Partners LLC logo Authentic Wealth Partners LLC
Independent
1
Low 0
—
Authentikos Wealth Advisory LLC logo Authentikos Wealth Advisory LLC
Supported
4
Very High 105
$435,562
Autonomous Wealth Management LLC logo Autonomous Wealth Management LLC
Supported
2
Very Low 8
$3,039
Autumn Branch Capital, LLC logo Autumn Branch Capital, LLC
Independent
1
Low 0
—
Autumn Financial Advisors, LLC logo Autumn Financial Advisors, LLC
Supported
2
Low 20
$572,704
Autumn Glory Partners, LLC logo Autumn Glory Partners, LLC
Team
1
Typical 47
$12,705,226
Autumn Lane Advisors, LLC logo Autumn Lane Advisors, LLC
Team
4
Very Low 15
$13,057,704
Autumn Lane Advisory LLC logo Autumn Lane Advisory LLC
Independent
1
Low 0
—
Auxan Capital Advisors, LLC logo Auxan Capital Advisors, LLC
Team
8
High 70
$148,270
Auxano Advisors logo Auxano Advisors
Team
8
High 91
$2,354,598
Auxarc Asset Management Company
Independent
1
Very High 57
$188,614
Auxi Asset Management, LLC
Supported
2
Low 29
$1,677,586
Auxier Asset Management logo Auxier Asset Management
Team
6
High 78
$1,061,448
Auxius Capital Management, LLC
Independent
1
Low 0
—
Avaari Financial logo Avaari Financial
Independent
1
High 47
$1,025,783
Avadim: Financial, Limited Liability Company logo Avadim: Financial, Limited Liability Company
Independent
1
Low 0
—
Avaii Wealth Management, LLC logo Avaii Wealth Management, LLC
Team
11
High 90
$592,680
Avail Investment Partners, LLC logo Avail Investment Partners, LLC
Supported
4
Typical 36
$1,286,907
Avalan, LLC logo Avalan, LLC
Team
11
Very Low 24
$1,604,725
Avalon logo Avalon
Supported
1
Typical 41
$766,889
Avalon Capital Management logo Avalon Capital Management
Team
3
Typical 53
$3,500,494
Avalon Financial Advisors logo Avalon Financial Advisors
Independent
1
Low 3
$1,369,296
Avalon Financial LLC
Independent
1
High 28
$153,571
Avalon Wealth Advisory, Inc. logo Avalon Wealth Advisory, Inc.
Team
6
Low 38
—
Avalon Wealth Partners logo Avalon Wealth Partners
Independent
1
High 35
$296,776
Avance Private Wealth LLC logo Avance Private Wealth LLC
Independent
1
High 52
$1,108,744
Avantax Planning Partners, Inc.
Multi-team
10
Very High 752
$692,697
Avant Capital, LLC logo Avant Capital, LLC
Supported
2
Very High 170
$511,311
Avant Financial Advisors logo Avant Financial Advisors
Supported
2
High 83
$1,183,145
Avant Garde Capital logo Avant Garde Capital
Supported
2
Very Low 4
$56,059
Avant-Garde Wealth logo Avant-Garde Wealth
Independent
1
Typical 12
$292,417
Avantia Investment Services, LLC logo Avantia Investment Services, LLC
Supported
2
Very Low 15
$4,066,597
Avanti Wealth Management logo Avanti Wealth Management
Supported
2
Typical 56
$426,473
Avanti Wealth Management logo Avanti Wealth Management
Independent
1
Very High 136
$547,199
Avantra Family Wealth, Inc. logo Avantra Family Wealth, Inc.
Supported
3
High 74
$993,521
Avant Wealth Management, LLC logo Avant Wealth Management, LLC
Independent
1
Low 7
$348,140
Avanzza Investments LLC logo Avanzza Investments LLC
Supported
1
Very Low 0
—
AVA Wealth Management LLC logo AVA Wealth Management LLC
Independent
1
High 35
$1,845,343
A V Capital Management, LLC
Supported
2
Low 27
$1,099,170
Avea Financial Planning, LLC logo Avea Financial Planning, LLC
Independent
1
Typical 14
$895,023
AVEC LLC logo AVEC LLC
Independent
1
Low 5
$8,998,094
Avenir Corporation logo Avenir Corporation
Team
3
Typical 47
$5,495,649
Aventail Wealth Management, LLC logo Aventail Wealth Management, LLC
Independent
1
Very High 108
$441,993
Aventine Financial Group logo Aventine Financial Group
Supported
3
Typical 44
$1,125,540
Aventura Capital Management, LLC logo Aventura Capital Management, LLC
Supported
4
Low 32
$384,189
Aventura Private Wealth, LLC logo Aventura Private Wealth, LLC
Supported
3
High 59
$1,928,055
Aventus Investment Advisors, Inc. logo Aventus Investment Advisors, Inc.
Supported
2
High 73
$941,306
Aventus Wealth Management LLC
Independent
1
Low 0
—
Avenue 90 logo Avenue 90
Independent
1
Low 10
$952,211
Avenue Retirement Services logo Avenue Retirement Services
Independent
1
Very High 60
$458,167
Avenues Wealth, LLC logo Avenues Wealth, LLC
Independent
1
Very High 60
$1,276,968
Avere Wealth Management, LLC logo Avere Wealth Management, LLC
Independent
1
Typical 25
$503,563
Averton Wealth logo Averton Wealth
Independent
1
Low 0
—
AverTrust Wealth LLC logo AverTrust Wealth LLC
Independent
1
Typical 16
$82,363
Avestar Capital, LLC logo Avestar Capital, LLC
Team
13
Very Low 13
$11,634,115
Avesta Venture Advisors
Independent
1
Low 0
—
Aviance Capital Partners LLC logo Aviance Capital Partners LLC
Team
6
Typical 62
$3,018,245
Aviator Financial, LLC logo Aviator Financial, LLC
Independent
1
Very High 117
$190,331
Aviator Wealth Group logo Aviator Wealth Group
Independent
1
Typical 18
$570,202
Avidian Wealth Solutions logo Avidian Wealth Solutions
Multi-team
41
Low 46
$2,482,747
Avidity Capital logo Avidity Capital
Independent
1
Very High 58
$224,847
Avid Planning logo Avid Planning
Supported
2
Typical 35
$848,474
Avid Wealth Management Group, LLC logo Avid Wealth Management Group, LLC
Independent
1
Very High 78
$823,541
Avid Wealth Partners, LLC logo Avid Wealth Partners, LLC
Team
7
Low 35
$1,210,195
Avier Wealth Advisors logo Avier Wealth Advisors
Team
16
Low 36
$2,036,587
Aviity Investment Management Inc. logo Aviity Investment Management Inc.
Team
3
High 91
$6,224,628
Aviles Capital Management LLC logo Aviles Capital Management LLC
Independent
1
Typical 11
$40,997
Avina Financial Group, Inc. logo Avina Financial Group, Inc.
Supported
2
High 70
$384,173
Avinci Wealth Management, Inc. logo Avinci Wealth Management, Inc.
Independent
1
Very High 64
$161,428
Avion Wealth logo Avion Wealth
Team
12
Very Low 25
$3,281,836
Avior Capital Markets US, LLC logo Avior Capital Markets US, LLC
Supported
2
Very Low 7
—
Avior Wealth Management, LLC logo Avior Wealth Management, LLC
Multi-team
68
High 70
$1,171,278
Avise Financial logo Avise Financial
Team
7
Very Low 24
$996,700
Avisen Advisors, LLC
Team
8
Very Low 24
$1,951,346
Aviso Wealth Management logo Aviso Wealth Management
Team
9
Very High 101
$640,520
Avista Wealth Management logo Avista Wealth Management
Independent
1
High 48
$581,250
AVK Partners logo AVK Partners
Independent
1
Low 10
$1,127,844
AVL Advisory LLC logo AVL Advisory LLC
Independent
1
Low 0
—
Avocet Capital Management LLC logo Avocet Capital Management LLC
Supported
2
Low 20
$3,944,369
Avondale Wealth Management LLC logo Avondale Wealth Management LLC
Supported
4
Typical 50
$1,633,530
Avora Wealth LLC logo Avora Wealth LLC
Independent
1
Low 0
—
Avos Capital Management, LLC logo Avos Capital Management, LLC
Supported
2
Low 24
$3,487,205
Avrio Wealth LLC logo Avrio Wealth LLC
Supported
1
Typical 35
$779,674
Avrio Wealth PTE LTD logo Avrio Wealth PTE LTD
Supported
3
Typical 45
$1,325,635
Awaken Wealth Partners LLC logo Awaken Wealth Partners LLC
Team
5
High 83
$565,304
Award Financial Group logo Award Financial Group
Independent
1
Low 0
—
Aware Investing, Inc logo Aware Investing, Inc
Independent
1
Typical 19
$247,368
AWM Capital, LLC logo AWM Capital, LLC
Multi-team
30
Very Low 15
$3,009,578
AWM Financial Services Inc. logo AWM Financial Services Inc.
Team
7
Very Low 29
$1,569,093
Awm Global Advisors logo Awm Global Advisors
Supported
1
High 66
$783,179
Awoye Capital, LLC logo Awoye Capital, LLC
Independent
1
High 31
$68,748
AWR Investment Management, LLC logo AWR Investment Management, LLC
Independent
1
High 54
$2,400,720
Axia Asset Management, LLC
Independent
1
Low 9
$7,895,606
Axia Wealth Management Inc logo Axia Wealth Management Inc
Supported
3
Typical 51
$898,490
Axient Investment Advisors LLc logo Axient Investment Advisors LLc
Team
14
Typical 54
$582,592
Axim Planning & Wealth logo Axim Planning & Wealth
Independent
1
Very High 161
$184,890
Axiom Asset Management logo Axiom Asset Management
Team
4
Very High 145
$1,542,678
Axiom Financial Strategies Group, LLC logo Axiom Financial Strategies Group, LLC
Team
6
High 96
$604,730
Axiom Founders Family Office logo Axiom Founders Family Office
Supported
2
Very Low 10
$1,429,144
Axiom Investment Management LLC
Supported
1
Very High 201
$879,994
Axiom Investment Solutions LLC logo Axiom Investment Solutions LLC
Independent
1
Very High 70
$731,429
Axiom Paragon Services LLC logo Axiom Paragon Services LLC
Independent
1
Low 2
$0
Axiom Private Wealth, LLC logo Axiom Private Wealth, LLC
Supported
2
Low 21
$1,436,686
Axiom Value Wealth Management LLC logo Axiom Value Wealth Management LLC
Team
6
Typical 59
$272,927
Axiom Wealth Strategies, LLC logo Axiom Wealth Strategies, LLC
Supported
2
Very High 136
$449,897
Axion Capital Markets, LLC logo Axion Capital Markets, LLC
Independent
1
Low 0
—
Axion Financial Group LLC logo Axion Financial Group LLC
Supported
2
Low 18
$1,313,380
Axion Wealth Advisors
Supported
3
Low 29
$682,071
Axis Capital Management, LLC logo Axis Capital Management, LLC
Independent
1
Low 10
$1,579,362
Axis Financial, LLC
Independent
1
Typical 25
$390,800
Axis Point Capital
Independent
1
Typical 12
$4,583,333
Axis Wealth Partners, LLC logo Axis Wealth Partners, LLC
Team
7
Very High 112
$483,202
Axius Advisors LLC
Team
12
Very High 103
$506,777
AXON Capital Management logo AXON Capital Management
Independent
1
Low 3
$665,984
Axos Invest, Inc logo Axos Invest, Inc
Team
13
Very High 522
$22,197
Axxcess Wealth Management, LLC logo Axxcess Wealth Management, LLC
Multi-team
28
Very High 341
$826,584
Aydt Investment Management, Inc.
Independent
1
Very High 130
$356,009
A Yeo Capital Management LLC
Independent
1
Low 0
—
Ayla Capital logo Ayla Capital
Independent
1
Typical 13
$630,194
Ayrshire Capital Management LLC logo Ayrshire Capital Management LLC
Supported
2
Typical 56
$2,535,130
AyurAsset LLC logo AyurAsset LLC
Supported
2
Very Low 0
—
AZA Capital Management logo AZA Capital Management
Team
7
Typical 47
$930,200
Azalea Wealth Management LLC logo Azalea Wealth Management LLC
Independent
1
High 35
$422,552
Azimuth Capital Management logo Azimuth Capital Management
Multi-team
10
Low 38
$9,555,319
Azimuth Capital Management, LLC logo Azimuth Capital Management, LLC
Independent
1
Very High 82
$432,892
Azimuth Planning Group, LLC logo Azimuth Planning Group, LLC
Independent
1
Low 0
—
Azimuth Wealth Advisors logo Azimuth Wealth Advisors
Supported
2
Very Low 10
$1,334,198
AZ Legacy Wealth LLC logo AZ Legacy Wealth LLC
Supported
2
Very High 169
$194,623
AZM Financial
Independent
1
Typical 24
$1,019,417
Aztec Capital LLC logo Aztec Capital LLC
Independent
1
Typical 20
$120,000
AZTEC Financial Group, LLC logo AZTEC Financial Group, LLC
Independent
1
Low 0
—
Azul Private Wealth, LLC logo Azul Private Wealth, LLC
Independent
1
Low 0
—
Azure Financial Advisors LLC logo Azure Financial Advisors LLC
Independent
1
Low 7
$2,674,439
Azure Sky Financial Life Planning, LLC logo Azure Sky Financial Life Planning, LLC
Independent
1
Typical 17
$894,448
Azure Wealth Management logo Azure Wealth Management
Supported
2
Typical 53
$292,420
Azzad Asset Management, Inc. logo Azzad Asset Management, Inc.
Team
12
Very High 125
$829,049
Azzendo Wealth Advisors logo Azzendo Wealth Advisors
Team
5
Typical 48
$1,235,515
Azzendo Wealth Advisors logo Azzendo Wealth Advisors
Independent
1
Very High 102
$1,697,006
B1B Financial Solutions
Supported
2
Low 29
$1,032,897
B1 Financial logo B1 Financial
Supported
3
Low 24
$551,805
B365Invest logo B365Invest
Independent
1
Low 0
—
B3 Wealth Strategies logo B3 Wealth Strategies
Supported
4
Very Low 16
$577,123
B4 Financial Planning
Independent
1
High 26
$806,154
B6 Capital logo B6 Capital
Independent
1
Low 0
—
Babb Wealth Advisors LLC logo Babb Wealth Advisors LLC
Supported
3
Very High 116
$602,292
Babin Wealth Management logo Babin Wealth Management
Independent
1
Very High 105
$272,207
Babylon Capital logo Babylon Capital
Independent
1
Very High 84
$342,413
Babylon Wealth Management LLC logo Babylon Wealth Management LLC
Independent
1
High 45
$795,934
Bache Capital Management logo Bache Capital Management
Independent
1
High 33
$690,877
Back Bay Financial Planning & Investments logo Back Bay Financial Planning & Investments
Supported
2
Typical 47
$1,269,621
Backbone Planning Partners LLC logo Backbone Planning Partners LLC
Supported
3
Typical 36
$779,014
Back Nine Financial Coaching LLC
Independent
1
Low 0
—
Bacon & Company
Independent
1
High 54
$1,298,336
Baczkowski & Company
Independent
1
Low 8
$188,055
Badgley Phelps Wealth Managers logo Badgley Phelps Wealth Managers
Multi-team
27
Low 47
$5,427,878
Baer Investment Advisory LLC logo Baer Investment Advisory LLC
Supported
4
Low 19
$1,505,065
Baer Wealth Management logo Baer Wealth Management
Supported
2
Very High 132
$1,062,871
BAF Advisors Corp
Supported
2
Very Low 0
—
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