See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
RSA Capital logo RSA Capital
Supported
2
Very Low 9
$855,556
RS Asset Management, LLC logo RS Asset Management, LLC
Supported
2
Very High 126
$427,098
Rs Crum Inc. logo Rs Crum Inc.
Team
6
Typical 55
$2,196,952
RSD Advisors logo RSD Advisors
Independent
1
High 26
$2,958,572
R. Seeger Wealth Management, Ltd logo R. Seeger Wealth Management, Ltd
Independent
1
Very High 66
$1,084,830
RSG Financial Group Inc logo RSG Financial Group Inc
Supported
2
Typical 52
$450,535
RSG Investments LLC logo RSG Investments LLC
Team
7
High 79
$253,010
RSI Advisors logo RSI Advisors
Independent
1
Typical 13
$368,385
R.S. Mattei & Company, Inc.
Independent
1
Typical 20
—
R.S. Petrell & Associates, LLC d/b/a Strategic Wealth Advisors logo R.S. Petrell & Associates, LLC d/b/a Strategic Wealth Advisors
Supported
3
Very High 96
$542,313
R Squared IV
Independent
1
Low 0
—
RS Wealth Management, Inc. logo RS Wealth Management, Inc.
Independent
1
Very High 72
$662,833
RSW Investments logo RSW Investments
Team
2
Very High 706
$1,627,095
RSW Wealth Management logo RSW Wealth Management
Supported
2
Very Low 16
$1,281,588
RTB Wealth Advisors, LLC logo RTB Wealth Advisors, LLC
Independent
1
Low 0
—
RTD Financial Advisors Inc logo RTD Financial Advisors Inc
Team
20
Low 36
$2,473,471
R Tech Advisors, Inc. logo R Tech Advisors, Inc.
Supported
2
Very Low 16
$146,462
R.T. Jones Capital Equities Management Inc. logo R.T. Jones Capital Equities Management Inc.
Team
5
Very High 821
$72,902
RTW Financial Advisors Inc
Team
3
Typical 59
$2,819,465
Ruben Cano Consulting
Independent
1
Low 0
—
Rubey & Rust Capital Management, LLC logo Rubey & Rust Capital Management, LLC
Supported
2
High 70
$2,001,026
Rubicon Advisors logo Rubicon Advisors
Team
12
Very High 114
$301,593
Rubicon Global Group, Rubicon Global Advisors logo Rubicon Global Group, Rubicon Global Advisors
Independent
1
Very High 65
$461,538
Rubicon Investment Management & Analytics
Independent
1
Low 0
—
Rubik Capital Inc logo Rubik Capital Inc
Supported
1
Very Low 14
$2,342,321
RubinBrown Advisors LLC logo RubinBrown Advisors LLC
Multi-team
24
Typical 48
$3,312,199
Rubric Advisors LLC logo Rubric Advisors LLC
Supported
2
Very Low 8
$1,716,132
Ruby Financial logo Ruby Financial
Independent
1
Low 0
—
Ruby Pebble Financial Planning LLC logo Ruby Pebble Financial Planning LLC
Independent
1
Typical 19
$636,529
Ruda Financial logo Ruda Financial
Independent
1
Low 5
$3,758,458
Rude Wealth Advisory logo Rude Wealth Advisory
Supported
4
Typical 39
$333,289
Rudney Associates logo Rudney Associates
Team
1
Very High 450
$1,999,412
Rudwall Wealth Management LLC logo Rudwall Wealth Management LLC
Supported
3
Very Low 4
$1,950,461
Ruedi Wealth Management, Inc. logo Ruedi Wealth Management, Inc.
Team
5
High 92
$997,667
Ruff Choices logo Ruff Choices
Independent
1
High 28
$1,127,179
Rufus Hayes Asset Management, LLC
Independent
1
Low 10
$2,031,903
Ruggaard & Associates logo Ruggaard & Associates
Team
6
Typical 52
$1,129,820
Ruggiero Investments logo Ruggiero Investments
Team
5
High 78
$297,501
Rugh Financial logo Rugh Financial
Independent
1
Typical 23
$856,522
Ruiz Financial Group, LLC logo Ruiz Financial Group, LLC
Supported
1
Very Low 0
—
Rule72 Financial logo Rule72 Financial
Independent
1
High 30
$282,452
Rulicent
Independent
1
Low 0
—
Runde & Co. LLC logo Runde & Co. LLC
Supported
2
Low 22
$4,575,886
Runey & Associates Wealth Management logo Runey & Associates Wealth Management
Supported
2
High 83
$635,130
Run Free Capital LLC logo Run Free Capital LLC
Independent
1
Low 0
—
Running Oak Capital LLC logo Running Oak Capital LLC
Team
4
Very High 254
$442,716
Runnymede Capital Advisors, Inc. logo Runnymede Capital Advisors, Inc.
Independent
1
High 54
$3,051,501
Runnymede Capital Management Inc logo Runnymede Capital Management Inc
Supported
2
Typical 44
$892,680
Rushmore Capital Partners logo Rushmore Capital Partners
Independent
1
Low 0
—
Rushwald, Mark Steven logo Rushwald, Mark Steven
Independent
1
Very High 60
$866,917
Russell Advisory Group, Inc
Independent
1
Low 9
$233,333
Russell Capital Management, LLC logo Russell Capital Management, LLC
Supported
4
High 72
$857,622
Russell J. D'Alba
Independent
1
Typical 19
$0
Russell Wealth Advisors logo Russell Wealth Advisors
Supported
3
Typical 40
$832,813
Russell Wealth Management, LLC logo Russell Wealth Management, LLC
Independent
1
Low 8
$299,616
Russo Investment Management
Independent
1
Typical 13
$1,260,683
Ruth logo Ruth
Independent
1
Low 0
—
Rutherford Asset Planning, Inc. logo Rutherford Asset Planning, Inc.
Independent
1
Very High 77
$2,354,715
Rutherford Investment Management logo Rutherford Investment Management
Supported
4
Very Low 16
$3,595,737
Rutterer Planning logo Rutterer Planning
Independent
1
Typical 12
$1,311,505
R&V Personal Finance, LLC logo R&V Personal Finance, LLC
Independent
1
Typical 16
$550,412
RV Strategies logo RV Strategies
Independent
1
Low 5
$0
RVW Wealth LLC logo RVW Wealth LLC
Team
9
Very High 114
$1,704,921
RWA Advisors logo RWA Advisors
Supported
2
Very High 107
$474,940
RWA Wealth Partners logo RWA Wealth Partners
Multi-team
72
High 83
$3,099,262
RW Baker Wealth Management Group LLC logo RW Baker Wealth Management Group LLC
Supported
2
Very High 98
$684,392
RWC for Life logo RWC for Life
Supported
2
Typical 49
$310,670
Rwc Wealth Management, Inc. logo Rwc Wealth Management, Inc.
Independent
1
High 32
$80,252
RWF Wealth Management LLC
Independent
1
High 51
$352,941
RWH Asset Management
Independent
1
Low 9
$111,111
RW Investment Management LLC logo RW Investment Management LLC
Team
14
Typical 54
$1,951,147
RWM Asset Management, LLC logo RWM Asset Management, LLC
Supported
4
Typical 53
$166,206
RWM Capital, LLC logo RWM Capital, LLC
Team
14
Very High 103
$151,771
RWR Investments LLC logo RWR Investments LLC
Supported
1
Very Low 8
$20,042,841
R.W. Roge & Company, Inc logo R.W. Roge & Company, Inc
Supported
4
High 81
$1,226,733
R. W. Stanley Investment Planning logo R. W. Stanley Investment Planning
Independent
1
Very High 79
—
Rww Investment Advisors Inc. logo Rww Investment Advisors Inc.
Independent
1
Typical 21
$509,928
RX Investment Solutions LLC logo RX Investment Solutions LLC
Independent
1
Very High 55
$510,149
RX Wealth Management logo RX Wealth Management
Independent
1
Low 0
—
Ryan Financial Solutions, LLC logo Ryan Financial Solutions, LLC
Supported
2
Very High 124
$316,864
Ryan Investments logo Ryan Investments
Supported
3
Typical 46
$1,936,681
Ryan Poage & Co. logo Ryan Poage & Co.
Supported
3
High 64
$596,118
Ryan Smith Financial Services logo Ryan Smith Financial Services
Independent
1
High 43
$250,266
Rydar Equities, Inc.
Supported
2
High 71
$1,390,141
Ryefield Capital, LLC
Independent
1
Typical 14
$128,571
Ryerson Financial, LLC logo Ryerson Financial, LLC
Independent
1
Low 0
—
Rylander Richter logo Rylander Richter
Supported
2
Typical 48
$1,072,935
Ryse Capital Management logo Ryse Capital Management
Independent
1
Low 0
—
RyZome Investment Advisors logo RyZome Investment Advisors
Supported
2
Very High 337
$172,442
RZH Advisors LLC logo RZH Advisors LLC
Team
7
Typical 64
$5,425,513
S12 Group LLC logo S12 Group LLC
Independent
1
Low 10
$324,699
S2 Capital Management
Supported
2
Very Low 0
—
S2O Capital Management logo S2O Capital Management
Independent
1
Low 8
$376,513
S3, Inc logo S3, Inc
Supported
2
Typical 48
$902,894
Saaga Wealth Planning LLC logo Saaga Wealth Planning LLC
Independent
1
Low 0
—
SA Asset Management, Inc.
Independent
1
Typical 15
—
Sabadoodle logo Sabadoodle
Independent
1
Typical 24
$83,333
Sabana Capital Management, LLC logo Sabana Capital Management, LLC
Independent
1
High 31
$634,063
Sabattis Capital logo Sabattis Capital
Independent
1
Low 0
—
Sabbia Faro Wealth Management LLC
Independent
1
Typical 17
$3,039,818
Saber and Shield Wealth Management, L.L.C logo Saber and Shield Wealth Management, L.L.C
Supported
2
High 81
$461,638
Saber Asset Management
Independent
1
Low 4
$216,926
Saber Capital Management LLC logo Saber Capital Management LLC
Supported
2
Typical 44
$776,709
Saberi Investments, LLC logo Saberi Investments, LLC
Independent
1
Low 0
—
SAB Group Financial, P.A
Independent
1
Typical 17
$127,588
Sabina Asset Management LLC
Independent
1
Typical 15
$806,399
Sabin Investment Management, Inc. logo Sabin Investment Management, Inc.
Supported
2
High 72
$307,366
Sabino Investment Management, L.L.C. logo Sabino Investment Management, L.L.C.
Independent
1
Typical 19
$505,064
Sable X Wealth Management LLC logo Sable X Wealth Management LLC
Independent
1
Low 0
—
Sabre Asset Management LLC logo Sabre Asset Management LLC
Independent
1
Very High 143
$792,848
SabriEnt Systems, LLC logo SabriEnt Systems, LLC
Supported
2
Very Low 11
$0
Sacajawea & Company, LLC
Independent
1
Typical 18
$3,097,466
Sachem Hill LLC logo Sachem Hill LLC
Team
4
Low 34
$7,015,353
Sachi Financial Planning logo Sachi Financial Planning
Supported
2
Low 31
$95,056
SAC Investment Management LLC logo SAC Investment Management LLC
Independent
1
High 50
$1,340,000
Sackett Wealth Advisors, Inc. logo Sackett Wealth Advisors, Inc.
Supported
3
Very High 147
$448,890
Sacks & Associates, LLC logo Sacks & Associates, LLC
Supported
3
Typical 48
$1,488,013
Saco River Financial Planning
Independent
1
Very High 122
$223,806
Sacred Heart Investments
Independent
1
Low 0
—
Saddle River Capital Management, LLC logo Saddle River Capital Management, LLC
Supported
2
Typical 41
$211,838
Saddock Wealth, LLC logo Saddock Wealth, LLC
Supported
2
Very Low 5
$9,313,333
Saecula Wealth LLC logo Saecula Wealth LLC
Independent
1
Low 0
—
Safe Bay Retirement Advisors
Independent
1
High 29
$420,690
SafeBridge LLC logo SafeBridge LLC
Supported
1
High 88
$2,332,740
Safe Future Wealth Partners LLC logo Safe Future Wealth Partners LLC
Supported
4
Very Low 16
$164,097
Safeguard Investment Advisory Group, LLC logo Safeguard Investment Advisory Group, LLC
Team
8
Very High 216
$397,295
Safe Harbor Asset Management, Inc. logo Safe Harbor Asset Management, Inc.
Supported
3
Very Low 8
$1,039,763
Safe Harbor Assets
Independent
1
Low 8
$379,970
Safe Harbor Fiduciary, LLC logo Safe Harbor Fiduciary, LLC
Supported
3
Very High 115
$375,307
Safe Harbor Financial Advisors, LLC
Independent
1
Very High 79
$606,810
Safe Harbor Investment Advisors, LLC logo Safe Harbor Investment Advisors, LLC
Independent
1
Low 9
$1,320,623
Safe Harbor Retirement Planners logo Safe Harbor Retirement Planners
Supported
3
Very High 99
$367,129
Safe Harbor Wealth Advisors, LLC logo Safe Harbor Wealth Advisors, LLC
Supported
2
Very High 233
$359,571
Safe Harbor Wealth Management, LLC logo Safe Harbor Wealth Management, LLC
Supported
2
High 86
$166,642
Safe Landing Financial logo Safe Landing Financial
Independent
1
Typical 15
$824,253
Safe Money Inc. logo Safe Money Inc.
Supported
2
Very Low 12
$784,418
Safe Money Management logo Safe Money Management
Independent
1
Low 0
—
Safety of Principle Wealth Management, LLC
Independent
1
Low 0
—
Safewater Investment Management LLC
Supported
2
Typical 47
$337,097
Safford Nicholas H & Co Inc
Team
4
Low 39
$11,584,545
Saffron Capital, LLC logo Saffron Capital, LLC
Independent
1
Low 10
$561,214
Saffron Consulting Services LLC
Independent
1
Low 0
—
S&A Financial Services, Inc. logo S&A Financial Services, Inc.
Supported
4
Very High 290
$301,187
SA Financial Solutions, LLC logo SA Financial Solutions, LLC
Supported
2
Very Low 2
$146,025
S & A Financial Strategies & Services, LLC logo S & A Financial Strategies & Services, LLC
Supported
2
Low 20
$415,937
Safir Wealth Advisors, LLC logo Safir Wealth Advisors, LLC
Supported
2
Low 34
$2,957,948
Safranek And Associates, LLC
Independent
1
Low 0
—
Safran Wealth Advisors, LLC logo Safran Wealth Advisors, LLC
Independent
1
Very High 98
$1,356,456
Sagace Wealth Management logo Sagace Wealth Management
Team
7
Very Low 11
$2,029,162
Saga Financial Management logo Saga Financial Management
Independent
1
Very High 95
$1,126,316
Sagamore Wealth Management, LLC logo Sagamore Wealth Management, LLC
Independent
1
Very High 75
$313,333
Saga Partners LLC logo Saga Partners LLC
Independent
1
High 46
$447,441
SAGE 360 Advisors LLC logo SAGE 360 Advisors LLC
Supported
2
Very Low 13
$860,178
Sage Advice Financial LLC
Independent
1
Low 0
—
Sage Advisors, LLC logo Sage Advisors, LLC
Team
4
Very High 169
$767,650
SageBroadview Wealth Management, LLC logo SageBroadview Wealth Management, LLC
Team
6
Very Low 25
$2,670,689
Sagebrush Wealth Partners logo Sagebrush Wealth Partners
Independent
1
Typical 13
$20,000
Sage Capital Advisors, LLC logo Sage Capital Advisors, LLC
Team
8
Very Low 28
$1,359,770
Sage Capital Advisors, LLC
Independent
1
High 51
$186,275
Sage Capital Management LLC logo Sage Capital Management LLC
Supported
3
Very High 105
$1,109,405
Sage Financial logo Sage Financial
Independent
1
High 32
$0
Sage Financial Advisors Inc.
Team
5
Very Low 23
$2,306,329
Sage Financial Group Inc. logo Sage Financial Group Inc.
Multi-team
20
Typical 55
$3,755,673
Sagefolio Advisors logo Sagefolio Advisors
Independent
1
Low 0
—
Sagegrove Investment Advisory Group, LLC logo Sagegrove Investment Advisory Group, LLC
Independent
1
Low 0
—
SageGuard Financial Group, LLC logo SageGuard Financial Group, LLC
Team
15
Very High 165
$306,062
Sage Hill Capital logo Sage Hill Capital
Supported
2
Typical 40
$2,712,358
Sage Investment Advisers LLC logo Sage Investment Advisers LLC
Supported
3
Very High 102
$874,269
Sage Investment Counsel logo Sage Investment Counsel
Supported
4
Low 20
$2,083,472
Sage Investment Group logo Sage Investment Group
Independent
1
Low 0
—
Sagent Wealth Management logo Sagent Wealth Management
Supported
2
Typical 41
$1,224,529
SageOak Financial, LLC logo SageOak Financial, LLC
Supported
4
High 66
$652,249
Sage Path Solutions logo Sage Path Solutions
Independent
1
Very High 62
$1,223,332
Sagepointe Advisors LLC logo Sagepointe Advisors LLC
Independent
1
High 53
$1,205,026
SAGE Portfolio Management LLC logo SAGE Portfolio Management LLC
Independent
1
Typical 13
$269,175
SAGE Private Wealth Group, LLC logo SAGE Private Wealth Group, LLC
Team
10
Typical 48
$892,100
SagePro Wealth Management logo SagePro Wealth Management
Independent
1
Typical 24
$583,333
Sage Rhino Capital LLC logo Sage Rhino Capital LLC
Team
9
Very Low 21
$4,537,060
Sage, Rutty & Co., Inc. logo Sage, Rutty & Co., Inc.
Multi-team
45
Very High 182
$401,382
Sage Saguaro Financial Planning logo Sage Saguaro Financial Planning
Independent
1
Low 0
—
Sagespring Wealth Partners logo Sagespring Wealth Partners
Multi-team
127
High 91
$728,536
Sage Stone Wealth Management LLC logo Sage Stone Wealth Management LLC
Supported
3
Typical 37
$2,044,319
Sage Tree Wealth logo Sage Tree Wealth
Supported
2
Very High 99
$152,778
Sagevest  Financial Advisors, LLC logo Sagevest Financial Advisors, LLC
Independent
1
High 44
$1,398,234
Sagevest Wealth Management logo Sagevest Wealth Management
Supported
4
Typical 38
$2,821,564
Sagewater Wealth Management LLC logo Sagewater Wealth Management LLC
Supported
2
Very Low 5
$1,430,000
Sage Wealth Advisors LLC logo Sage Wealth Advisors LLC
Independent
1
Very High 79
$624,356
Sage Wealth Advisory logo Sage Wealth Advisory
Supported
2
Low 27
$1,738,890
Sage Wealth Capital logo Sage Wealth Capital
Independent
1
Low 0
—
Sage Wealth Consulting, LLC logo Sage Wealth Consulting, LLC
Independent
1
High 32
$373,925
Sage Wealth Planning logo Sage Wealth Planning
Supported
3
Typical 40
$1,032,554
Sage Wealth Solutions, LLC logo Sage Wealth Solutions, LLC
Independent
1
Low 0
—
Sahni, Inc.
Independent
1
High 42
$862,975
Sail Loft Capital Management LLC
Independent
1
Low 6
$1,828,081
Saint Francis Capital logo Saint Francis Capital
Supported
3
Low 26
$466,687
Saint Joseph Advisors LLC
Supported
2
Low 19
$771,053
Saint Louis Investment Advisors Inc logo Saint Louis Investment Advisors Inc
Independent
1
Very High 147
$485,830
SA Investment Advisory
Independent
1
Low 0
—
Saiph Capital, LLC logo Saiph Capital, LLC
Supported
2
Very High 113
$1,965,894
Sakthi Capital LLC
Independent
1
Low 0
—
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