See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Investment Management Associates logo Investment Management Associates
Team
3
Very High 125
$1,917,903
Investment Management Corporation logo Investment Management Corporation
Supported
3
High 61
$991,761
Investment Management Group logo Investment Management Group
Multi-team
25
Typical 54
$1,001,541
Investment Management & Planning LLC logo Investment Management & Planning LLC
Supported
4
Very High 126
$466,894
Investment Management Services Group, LLC logo Investment Management Services Group, LLC
Supported
3
Low 29
$106,489
Investment Management Solutions, Inc.
Supported
2
Very Low 2
$3,449
Investment Management Trust, LLC
Independent
1
Very High 147
$839,796
Investment Managers Group, LLC logo Investment Managers Group, LLC
Supported
2
Very High 122
$478,512
Investment Navigation LLC
Independent
1
Typical 11
$372,931
Investment Partners Asset Management logo Investment Partners Asset Management
Team
8
Very Low 30
$1,149,733
InvestmentPost Advisory
Independent
1
Low 10
—
Investment Research Corp logo Investment Research Corp
Team
15
Very Low 11
$310,986
Investment Research Corporation
Independent
1
Very High 81
$795,117
Investment & Resource Planning logo Investment & Resource Planning
Independent
1
Low 0
—
Investment Resources Center logo Investment Resources Center
Independent
1
High 50
$122,400
Investments By Design, Inc
Independent
1
Very High 75
$607,304
Investments & Financial Planning, LLC logo Investments & Financial Planning, LLC
Supported
3
Very High 250
$423,697
Investments Plus LLC
Independent
1
Very High 58
$643,103
Investment Strategies, L.L.C.
Supported
2
Very Low 11
$3,470,544
Investment Strategies, LLC logo Investment Strategies, LLC
Supported
2
High 72
$61,350
Investment Trends Capital Group LLC logo Investment Trends Capital Group LLC
Independent
1
High 33
$848,485
Investology Inc. logo Investology Inc.
Supported
3
Very High 117
$514,286
Investor Advisory Group logo Investor Advisory Group
Supported
4
Typical 46
$931,065
InvestorBloc logo InvestorBloc
Independent
1
Low 0
—
Investor Fan logo Investor Fan
Team
14
Typical 62
$898,579
Investor Resources Inc logo Investor Resources Inc
Supported
2
Typical 38
$347,855
Investor Resources Inc logo Investor Resources Inc
Independent
1
Typical 20
$920,717
Investor's Advantage
Independent
1
Very High 82
$1,157,224
Investors Advisory Services Inc
Independent
1
Typical 11
$266,180
Investors Asset Management of Georgia Inc logo Investors Asset Management of Georgia Inc
Team
7
Typical 51
$882,083
Investors Capital Management Inc. logo Investors Capital Management Inc.
Supported
2
Low 24
$1,577,393
Investors Choice logo Investors Choice
Independent
1
Typical 17
$88,214
Investors Choice
Independent
1
Low 0
—
Investors' Choice Advisory Services, LLC
Independent
1
High 34
$118,207
Investors Management Services Inc
Independent
1
Typical 20
$560,616
Investors Mosaic logo Investors Mosaic
Supported
2
Low 17
$5,618,935
Investors Portfolio Services LLC logo Investors Portfolio Services LLC
Supported
3
Very High 96
$820,531
Investream
Independent
1
Typical 12
$33,173
Investry, LLC logo Investry, LLC
Independent
1
Typical 13
$740,685
Invest Smart USA, Inc. logo Invest Smart USA, Inc.
Supported
2
Typical 44
$514,847
Invest Track Financial, LLC
Supported
2
Very Low 15
$2,110,542
Investus Financial
Independent
1
Very High 70
$1,037,141
Invicta Advisors LLC logo Invicta Advisors LLC
Team
11
Very High 105
$254,769
Invicta Financial Group logo Invicta Financial Group
Team
14
Low 34
$778,078
Invictus Financial Services logo Invictus Financial Services
Independent
1
Low 0
—
Invictus Investment Advisors
Independent
1
Typical 13
$7,710
Invictus Private Wealth, LLC logo Invictus Private Wealth, LLC
Team
2
Very High 231
$3,671,474
Invictus Timing Service Ltd logo Invictus Timing Service Ltd
Independent
1
Very High 286
$360,144
Invision Capital Advisor, LLC logo Invision Capital Advisor, LLC
Independent
1
Typical 13
$2,077,627
Invst, LLC logo Invst, LLC
Team
25
High 88
$573,156
IONE Capital Management LLC logo IONE Capital Management LLC
Supported
2
Very Low 6
$416,667
Iowa Wealth Management, LLC logo Iowa Wealth Management, LLC
Supported
2
High 68
$835,621
IP Financial Advisory Services LLC logo IP Financial Advisory Services LLC
Multi-team
128
Very Low 16
$240,578
IPIC, Inc. logo IPIC, Inc.
Independent
1
Very High 70
$120,629
IPI Wealth Management, Inc. logo IPI Wealth Management, Inc.
Multi-team
64
Very High 205
$193,517
Iplan logo Iplan
Independent
1
High 32
$964,245
Ipsen Advisor Group logo Ipsen Advisor Group
Supported
3
Very High 112
$672,421
Ipswich Investment Management Company, Inc logo Ipswich Investment Management Company, Inc
Team
6
Low 42
$2,489,108
IQ Capital Strategy LLC logo IQ Capital Strategy LLC
Supported
4
Typical 43
$127,917
IQ Portfolios logo IQ Portfolios
Independent
1
Very High 132
$311,212
IQ Retirement Portfolios LLC logo IQ Retirement Portfolios LLC
Independent
1
Low 10
$580,000
IQ Trends Private Client Asset Management logo IQ Trends Private Client Asset Management
Independent
1
High 45
$1,394,540
iQvestment, LLC logo iQvestment, LLC
Supported
2
Very High 118
$4,393
Irc Wealth logo Irc Wealth
Team
7
Typical 52
$1,727,155
Iridescent Capital Management
Independent
1
Low 4
$74,176
Iris Advisors logo Iris Advisors
Independent
1
High 35
$606,513
Irish Capital LLC logo Irish Capital LLC
Independent
1
Very High 78
$103,333
IRL Financial, LLC logo IRL Financial, LLC
Independent
1
High 30
$1,493,573
IRM Management
Independent
1
Typical 12
$1,878,083
Ironbound Advisory LLC
Independent
1
High 26
$511,538
Iron Branch Wealth LLC logo Iron Branch Wealth LLC
Independent
1
Low 0
—
IronBridge Private Wealth, LLC logo IronBridge Private Wealth, LLC
Team
6
Very Low 27
$2,315,051
IronBridge Wealth Counsel, LLC logo IronBridge Wealth Counsel, LLC
Supported
3
Very Low 10
$0
Ironclad Income Strategies LLC
Independent
1
Low 0
—
Ironcrest Capital Management LLC logo Ironcrest Capital Management LLC
Independent
1
Very High 110
$364,116
IRON Financial LLC logo IRON Financial LLC
Supported
4
High 58
$1,990,211
IronFjord Wealth Management logo IronFjord Wealth Management
Independent
1
Low 5
$322,525
Iron Forge Financial
Independent
1
Low 2
$1,825,583
Iron Gate Global Advisors logo Iron Gate Global Advisors
Team
8
Very High 220
$627,209
Iron Gate Wealth Advisors, LLC logo Iron Gate Wealth Advisors, LLC
Supported
2
Very High 119
$672,269
Iron Horse Capital, Inc.
Independent
1
Very High 64
$1,603,880
Iron Horse Financial Services LLC logo Iron Horse Financial Services LLC
Supported
4
Typical 35
$355,886
IronKoor Retirement, LLC
Supported
2
Low 31
$239,413
Iron Link Capital LLC
Independent
1
High 32
$481,250
Iron Mountain Financial Planning logo Iron Mountain Financial Planning
Independent
1
Very High 69
$612,348
Iron Oak Capital Management logo Iron Oak Capital Management
Supported
2
Low 21
$316,936
Ironoak Wealth logo Ironoak Wealth
Team
6
Low 44
$500,388
Iron Path Wealth Management, Inc. logo Iron Path Wealth Management, Inc.
Independent
1
Very High 95
$610,560
Iron River Capital LLC logo Iron River Capital LLC
Supported
4
Typical 36
$639,451
Ironsides Asset Advisors, LLC
Team
3
Very Low 11
$40,739,234
Ironstream Capital, LLC logo Ironstream Capital, LLC
Independent
1
High 43
$2,011,734
Irontree Advisors LLC logo Irontree Advisors LLC
Independent
1
Typical 11
$1,227,409
Irontree Wealth Management, Inc. logo Irontree Wealth Management, Inc.
Independent
1
Low 3
$350,000
Ironview Capital Management, LLC logo Ironview Capital Management, LLC
Team
10
Low 39
$2,910,692
Ironwood Capital Management, LLC
Independent
1
High 44
$290,811
Ironwood Financial, LLC logo Ironwood Financial, LLC
Team
8
High 74
$903,021
Ironwood Investment Advisers, LLC
Supported
2
Low 20
$548,465
Ironwood Investment Counsel, LLC logo Ironwood Investment Counsel, LLC
Team
13
Low 42
$2,880,569
Ironwood Investment Group LLC logo Ironwood Investment Group LLC
Independent
1
Low 0
—
Ironwood Investment Management, LLC logo Ironwood Investment Management, LLC
Supported
2
Very High 144
$965,710
Ironwood Wealth Advisors, LLC logo Ironwood Wealth Advisors, LLC
Independent
1
Very High 114
$816,980
Ironwood Wealth Management, Inc. logo Ironwood Wealth Management, Inc.
Supported
3
High 92
$832,979
Ironwood Wealth Management LLC
Independent
1
Low 8
$245,875
Ironwood Wealth Management, LLC logo Ironwood Wealth Management, LLC
Team
6
High 77
$1,320,355
Irus Advisory Corporation logo Irus Advisory Corporation
Supported
1
Very Low 0
—
Irving Advisory Group, LLC logo Irving Advisory Group, LLC
Independent
1
High 45
$248,236
Irving Planning & Investments, Ltd. logo Irving Planning & Investments, Ltd.
Supported
2
High 63
$573,462
Irving Street LLC logo Irving Street LLC
Independent
1
Low 0
—
Isaacs & Associates, LLC logo Isaacs & Associates, LLC
Supported
1
Very High 169
$425,128
Isadore Private Wealth, LLC logo Isadore Private Wealth, LLC
Independent
1
Very High 58
$200,662
Isakov Planning Group Inc. logo Isakov Planning Group Inc.
Independent
1
Very High 569
$37,626
ISC Advisors, Inc. logo ISC Advisors, Inc.
Team
29
Typical 61
$436,972
IS Capital Management
Independent
1
Typical 16
$186,756
ISC Financial Advisors logo ISC Financial Advisors
Team
14
High 90
$942,823
Iseler Financial logo Iseler Financial
Independent
1
High 42
$153,764
ISF Advisory, LLC logo ISF Advisory, LLC
Independent
1
Low 0
—
ISGAM US LLC logo ISGAM US LLC
Supported
3
Low 17
$1,298,028
Isgrig Capital Asset Management, LLC logo Isgrig Capital Asset Management, LLC
Independent
1
Very High 124
$0
Island Asset Management, LLC
Supported
2
Typical 39
$1,261,135
Island Financial Advisors logo Island Financial Advisors
Supported
1
Very High 391
$206,658
Islands East Advisors logo Islands East Advisors
Independent
1
Typical 20
$154,361
Island Wealth Management logo Island Wealth Management
Team
5
Very Low 0
—
Isler Wealth Management, LLC logo Isler Wealth Management, LLC
Supported
2
Low 22
$1,116,775
Ismail, Mustafa
Independent
1
Low 0
—
I-Squared Wealth Management, Inc. logo I-Squared Wealth Management, Inc.
Independent
1
Very High 76
$826,316
Israel's Ferguson Asset Advisors LLC
Supported
2
Low 19
$481,753
Israilov Financial logo Israilov Financial
Supported
2
Very Low 6
—
Isthmus Partners, LLC logo Isthmus Partners, LLC
Team
9
Low 40
$3,586,203
ISTO Advisors, LLC logo ISTO Advisors, LLC
Team
11
Low 33
$2,869,610
Itaxandinvestments Inc logo Itaxandinvestments Inc
Independent
1
Low 0
—
Itero Capital, LLC
Independent
1
Low 7
$8,741,448
Ithaca Wealth Management logo Ithaca Wealth Management
Independent
1
Very High 76
$275,644
Ithaka Financial Planning, LLC logo Ithaka Financial Planning, LLC
Supported
3
Low 18
$1,675,651
Ithaka Strategic Partners logo Ithaka Strategic Partners
Supported
2
Very Low 0
—
ITI Financial Management logo ITI Financial Management
Independent
1
Very High 106
$886,792
iTrust Asset Management, LLC logo iTrust Asset Management, LLC
Supported
3
Very High 152
$408,178
Its Asset Management, L.P. logo Its Asset Management, L.P.
Supported
2
Very High 293
$420,962
IUR Capital, LLC logo IUR Capital, LLC
Independent
1
High 29
$113,687
Ivan Capital Management, Inc.
Independent
1
Low 9
$1,659,268
Ivanoff Wealth Management Inc. logo Ivanoff Wealth Management Inc.
Supported
3
Very High 206
$281,503
IVC Wealth Advisors LLC logo IVC Wealth Advisors LLC
Team
6
High 86
$838,855
Ivory Wealth Management Inc. logo Ivory Wealth Management Inc.
Independent
1
High 29
$301,723
Ivy Advisors, LLC
Independent
1
Low 2
$8,000,000
Ivy Capital Management LLC logo Ivy Capital Management LLC
Independent
1
Low 0
—
Ivy League Financial Advisors LLC logo Ivy League Financial Advisors LLC
Supported
3
Low 34
$1,808,370
IWC Financial Planning logo IWC Financial Planning
Supported
3
Very Low 0
—
Iwealth logo Iwealth
Team
6
Very High 119
$426,892
IWM Advisors, LLC logo IWM Advisors, LLC
Independent
1
Typical 16
$0
Iwms Llc
Independent
1
Low 5
$4,547,555
IWR Advisors logo IWR Advisors
Supported
2
Low 20
$1,291,048
Izett & Associates, LLC
Independent
1
Low 0
—
Izuchi LLC logo Izuchi LLC
Independent
1
Low 0
—
J1 Capital LLC
Independent
1
Low 2
$4,750,000
J2 Capital Management, Inc. logo J2 Capital Management, Inc.
Supported
2
Very High 103
$893,447
Jabez Financial, LLC logo Jabez Financial, LLC
Supported
2
High 59
$120,496
Jackalope Capital logo Jackalope Capital
Independent
1
Low 2
$2,759,215
Jack Point Advisors, LLC logo Jack Point Advisors, LLC
Independent
1
Low 7
$4,993,433
Jackson Asset Management, Inc
Independent
1
Typical 21
$1,335,505
Jackson & Associates, Inc. logo Jackson & Associates, Inc.
Supported
2
Typical 40
$1,162,941
Jackson Financial, Investment & Retirement Services, Inc.
Independent
1
High 33
$236,370
Jackson Financial Services LLC
Independent
1
Typical 21
$43,301
Jackson Financial Services, LLC logo Jackson Financial Services, LLC
Supported
1
Very High 551
$899,909
Jackson, Grant Investment Advisers, Inc. logo Jackson, Grant Investment Advisers, Inc.
Team
4
Very Low 24
$6,145,575
Jackson Money Management, Incorporated
Supported
2
Very Low 9
$2,516,396
Jackson Peak Capital LLC logo Jackson Peak Capital LLC
Independent
1
Low 10
$286,972
Jackson Private Wealth Management, Inc. logo Jackson Private Wealth Management, Inc.
Independent
1
High 46
$347,826
Jackson Square Capital, LLC logo Jackson Square Capital, LLC
Team
5
Very High 121
$877,637
Jackson Taylor Investment Securities
Independent
1
Very High 110
$145,455
Jackson Thornton Wealth Management, LLC logo Jackson Thornton Wealth Management, LLC
Team
9
Very High 105
$1,953,593
Jacksonville Wealth Management logo Jacksonville Wealth Management
Team
5
Very High 204
$519,162
Jackson Wealth Inc logo Jackson Wealth Inc
Supported
2
High 61
$196,281
Jackson Wealth Management, LLC logo Jackson Wealth Management, LLC
Independent
1
Very High 126
$849,418
Jackson Wealth Management, LLC logo Jackson Wealth Management, LLC
Team
7
Very High 129
$1,188,444
Jacobi Capital Management, LLC logo Jacobi Capital Management, LLC
Multi-team
32
High 91
$821,726
Jacobs & Company
Independent
1
Low 3
$408,215
Jacobsen Capital Management logo Jacobsen Capital Management
Team
3
Low 38
$4,838,726
Jacobs Investment Management, LLC logo Jacobs Investment Management, LLC
Independent
1
Low 0
—
Jacobsma Financial logo Jacobsma Financial
Independent
1
Low 0
—
Jacobson & Schmitt Advisors, LLC logo Jacobson & Schmitt Advisors, LLC
Team
12
Low 36
$1,364,698
Jacobs Wealth Management, LLC logo Jacobs Wealth Management, LLC
Independent
1
High 53
$190,834
Jacques Advisors, LLC
Supported
2
Very High 124
$358,875
JAC Wealth Management Services, LLC
Independent
1
High 37
$607,607
Jade & Cowry LLC logo Jade & Cowry LLC
Supported
2
Low 25
$1,302,161
Jade Financial LLC
Independent
1
Low 8
$360,667
Jadim Wealth Management, LLC logo Jadim Wealth Management, LLC
Independent
1
High 40
$640,939
Jadwin Asset Management LLC logo Jadwin Asset Management LLC
Independent
1
Typical 23
$2,145,261
Jaeger Wealth Advisors logo Jaeger Wealth Advisors
Independent
1
Low 0
—
Jaffe Asset Management LLC
Independent
1
Very High 58
$1,719,232
Jaffe Financial Services, LLC logo Jaffe Financial Services, LLC
Independent
1
Very High 60
$433,333
Jaffe Tilchin Investment Partners, LLC logo Jaffe Tilchin Investment Partners, LLC
Multi-team
37
Low 46
$1,004,925
Jaguar Investment Services, Ltd
Independent
1
High 30
$1,321,677
Jain Capital Management LLC logo Jain Capital Management LLC
Independent
1
Typical 17
$697,039
JA Investment Management, LLC logo JA Investment Management, LLC
Independent
1
Very High 67
$228,358
Jain Wealthonomics logo Jain Wealthonomics
Independent
1
Low 0
—
Jake Carris Financial Planning logo Jake Carris Financial Planning
Independent
1
Very High 115
$943,736
J.A. Lawrence Wealth Management logo J.A. Lawrence Wealth Management
Independent
1
Very High 92
$222,826
Jamerson-Crosby Investment Advisors LLC
Independent
1
Low 4
$100,000
James A. Colley, Inc.
Independent
1
Typical 24
$1,330,222
James A Wynne LLC
Independent
1
Very High 74
$537,437
James Capital Management LLC
Independent
1
Low 9
$466,667
Warmer team member

Not sure where to start?

We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.

Find your advisor

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.

Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. (“Warmer”)