See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
KWS Advisory Group, LLC logo KWS Advisory Group, LLC
Supported
4
Low 25
$91,000
KW Wealth Management LLC logo KW Wealth Management LLC
Independent
1
Very High 80
$1,523,797
Kyarsip Financial Advisors LLC logo Kyarsip Financial Advisors LLC
Independent
1
Very High 75
$1,413,427
Kyleshill Financial Planning logo Kyleshill Financial Planning
Independent
1
High 43
$2,150,003
Kyle S. Scott Financial Planning, Inc. logo Kyle S. Scott Financial Planning, Inc.
Supported
2
Very High 110
$327,148
Kyo Asset Management, LLC
Independent
1
Very High 104
$207,692
Kyso Financial logo Kyso Financial
Independent
1
Low 9
$141,709
KYUR, Inc. logo KYUR, Inc.
Supported
2
Very Low 8
$662,533
Labounty Financial Planning logo Labounty Financial Planning
Independent
1
Low 0
—
Labrador Investments, LLC logo Labrador Investments, LLC
Supported
2
Low 31
$531,677
Lachance Wealth Partners logo Lachance Wealth Partners
Independent
1
Typical 12
$200,000
Lach Financial logo Lach Financial
Independent
1
High 39
$707,248
Ladd Capital Management LLC
Independent
1
Very High 69
$2,453,763
Ladewig Investment Management, LLC logo Ladewig Investment Management, LLC
Independent
1
High 28
$1,672,195
Ladin Financial Group, Inc.
Independent
1
High 48
$268,571
Lafargue Financial Group, Inc. logo Lafargue Financial Group, Inc.
Supported
2
High 80
$66,552
Lafayette Financial Planning LLC logo Lafayette Financial Planning LLC
Independent
1
Low 0
—
Lafayette Investments, Inc. logo Lafayette Investments, Inc.
Team
6
Low 40
$3,321,690
Lafayette Square Financial Advisors, Inc. logo Lafayette Square Financial Advisors, Inc.
Supported
2
Very Low 0
—
Laffer Tengler Investments, Inc. logo Laffer Tengler Investments, Inc.
Team
11
Very Low 22
$2,385,454
Laflam and Haggerty Investment Advisers Corp.
Supported
2
Low 34
$741,140
Lafleur & Godfrey Private Wealth Management logo Lafleur & Godfrey Private Wealth Management
Team
6
High 80
$2,010,004
Lager & Company, Inc. logo Lager & Company, Inc.
Supported
2
High 58
$228,448
Lagos Wealth Advisors logo Lagos Wealth Advisors
Supported
3
Typical 42
$397,248
Laguna Capital Management, Inc. logo Laguna Capital Management, Inc.
Supported
3
Typical 35
$827,829
Laguna Coast Capital logo Laguna Coast Capital
Independent
1
Typical 23
$3,775,423
Laguna Financial Advisory
Supported
2
Very High 133
$352,924
Laguna Investment Services
Independent
1
Typical 11
$223,821
Laguna Niguel Summit Wealth Management, LLC logo Laguna Niguel Summit Wealth Management, LLC
Independent
1
Typical 21
—
Laguna Wealth Advisors, LLC logo Laguna Wealth Advisors, LLC
Supported
4
High 72
$537,573
Lahontan Capital LLC logo Lahontan Capital LLC
Supported
2
Very Low 0
—
Lai Capital Management LLC logo Lai Capital Management LLC
Independent
1
High 26
$514,019
Laidlaw Wealth Management LLC logo Laidlaw Wealth Management LLC
Team
6
Very Low 17
$961,951
Lailaps Capital, L.L.C.
Independent
1
Typical 18
$1,579,375
Laird - Altman Holdings LLC
Independent
1
High 30
$629,526
Lajala & Associates logo Lajala & Associates
Independent
1
Low 6
$1,710,000
La Jolla Asset Management, Inc. logo La Jolla Asset Management, Inc.
Independent
1
High 35
$1,896,644
La Jolla Institute for Wealth Management logo La Jolla Institute for Wealth Management
Supported
3
Very Low 13
$1,159,964
Lake Avenue Financial LLC logo Lake Avenue Financial LLC
Team
5
Typical 59
$493,015
Lake Effect Wealth LLC logo Lake Effect Wealth LLC
Independent
1
Typical 12
$1,449,485
Lake Highlands Capital Management logo Lake Highlands Capital Management
Independent
1
Low 0
—
Lake Hills Wealth Management, LLC logo Lake Hills Wealth Management, LLC
Supported
3
High 76
$901,117
Lake Jericho, LLC logo Lake Jericho, LLC
Independent
1
Very High 56
$662,094
Lakeland Investment Advisors, LLC. logo Lakeland Investment Advisors, LLC.
Independent
1
Very High 84
$276,417
Lakeland Investor Services, Inc. logo Lakeland Investor Services, Inc.
Independent
1
Very High 61
$296,404
Lakeland Wealth Management LLC logo Lakeland Wealth Management LLC
Independent
1
Very High 80
$439,085
Lake Life Wealth Advisory Group logo Lake Life Wealth Advisory Group
Independent
1
Low 5
$0
Lakeline Financial
Independent
1
Low 0
—
Lakemont Wealth
Independent
1
Low 2
$841,500
Lake Park Advisors logo Lake Park Advisors
Supported
2
Typical 43
$251,779
Lakepoint Wealth Partners logo Lakepoint Wealth Partners
Independent
1
Low 0
—
Lakeport Advisors, LLC
Independent
1
Low 0
—
Lakeridge Wealth Management LLC logo Lakeridge Wealth Management LLC
Team
12
High 90
$672,608
Lake Road Advisors, LLC logo Lake Road Advisors, LLC
Supported
2
High 66
$696,342
Lakeshore Advisors logo Lakeshore Advisors
Supported
2
Typical 51
$793,660
Lakeshore Capital Group, Inc. logo Lakeshore Capital Group, Inc.
Supported
3
High 77
$788,930
Lakeshore Financial Planning Inc. logo Lakeshore Financial Planning Inc.
Supported
4
Very High 123
$955,704
Lakeshore Private Office LLC
Independent
1
Low 0
—
Lakeshore Wealth Management LLC logo Lakeshore Wealth Management LLC
Supported
3
Very High 136
$188,973
Lakeside Advisors Inc logo Lakeside Advisors Inc
Supported
3
High 69
$1,913,132
Lakeside Financial Inc.
Independent
1
High 35
$994,382
Lakeside Financial Planning, LLC logo Lakeside Financial Planning, LLC
Independent
1
Very High 62
$1,032,206
Lakeside Planning logo Lakeside Planning
Independent
1
Low 10
$1,141,763
Lake State Financial Inc
Independent
1
Typical 11
$584,875
Lake Street logo Lake Street
Team
6
Very High 100
$1,693,909
Lakes Wealth Advisory, LLC
Independent
1
Low 7
$3,856,079
Lakeview Financial Planning logo Lakeview Financial Planning
Independent
1
Low 9
$300,000
Lakeview Investment Advisors, LLC logo Lakeview Investment Advisors, LLC
Independent
1
High 27
$2,018,404
Lake Water Advisory, LLC logo Lake Water Advisory, LLC
Supported
2
Typical 49
$607,928
Lakewealth Capital, LLC.
Independent
1
High 54
$93,942
Lakewood Asset Management, LLC logo Lakewood Asset Management, LLC
Supported
4
Typical 39
$1,596,793
Lakewood Financial Group, LLC logo Lakewood Financial Group, LLC
Supported
3
Very Low 14
$2,158,095
Lakpa LLC
Supported
2
Very Low 0
—
Lakshmi Wealth Management LLC
Independent
1
Typical 19
$1,526,316
Lal Ltd.
Independent
1
Very High 63
$446,032
Lally Wealth Management, LLC logo Lally Wealth Management, LLC
Independent
1
High 38
—
La Loma Capital
Independent
1
Low 2
$948,867
Lambda Wealth Management LLC
Independent
1
Low 0
—
LAMBENT Asset Management, LLC
Independent
1
Typical 17
$137,126
Lamberson Knight Wealth Management LLC logo Lamberson Knight Wealth Management LLC
Independent
1
High 42
$183,333
Lambert Capital Management logo Lambert Capital Management
Independent
1
Typical 13
$319,769
Lamb Retirement Solutions LLC logo Lamb Retirement Solutions LLC
Independent
1
High 42
$73,005
Laminar Wealth LLC logo Laminar Wealth LLC
Supported
2
Very Low 14
$4,881,570
Lamke Financial LLC logo Lamke Financial LLC
Independent
1
Typical 15
—
Lamonge Capital Management, LLC
Independent
1
High 30
$431,500
Lamont Trading Advisors, Inc. logo Lamont Trading Advisors, Inc.
Independent
1
Low 0
—
Lampados Financial Group, LLC logo Lampados Financial Group, LLC
Independent
1
Low 0
—
Lampe Financial Group LLC logo Lampe Financial Group LLC
Independent
1
High 45
$1,240,277
LAMPLIGHTER Capital Management logo LAMPLIGHTER Capital Management
Independent
1
Low 7
$282,105
Lanark Financial, Inc. logo Lanark Financial, Inc.
Multi-team
68
Typical 52
$449,819
Lancaster logo Lancaster
Supported
3
Very Low 8
$342,468
Lancaster County Financial Group, LLC logo Lancaster County Financial Group, LLC
Supported
2
Very High 99
$347,112
Lance Parker Wealth Management logo Lance Parker Wealth Management
Independent
1
Very High 67
$436,567
Landaas & Company logo Landaas & Company
Team
19
High 95
$1,064,782
Landau Advisory LLC logo Landau Advisory LLC
Independent
1
High 50
—
Landcasted Capital Management LLC logo Landcasted Capital Management LLC
Independent
1
Low 1
$423,000
Lander & Associates Inc logo Lander & Associates Inc
Independent
1
High 48
$3,754,423
Landing Financial Group, Inc. logo Landing Financial Group, Inc.
Supported
3
High 65
$325,263
Landing Point Financial Group logo Landing Point Financial Group
Team
6
Very High 124
$513,649
Landmark Wealth Advisors, LLC logo Landmark Wealth Advisors, LLC
Supported
2
Very High 133
$505,045
Landmark Wealth Management logo Landmark Wealth Management
Team
5
Typical 57
$2,257,089
Landmark Wealth Management, LLC logo Landmark Wealth Management, LLC
Team
6
Typical 47
$1,504,551
Landolt Securities, Inc. logo Landolt Securities, Inc.
Team
14
Very Low 14
$696,106
Landphair Wealth Management LLC logo Landphair Wealth Management LLC
Independent
1
Typical 23
$552,742
Lane Brothers Investment Counsel logo Lane Brothers Investment Counsel
Supported
2
Very High 167
$665,929
Lane Family Wealth Management logo Lane Family Wealth Management
Independent
1
Very High 202
$701,632
Lane Generational LLC logo Lane Generational LLC
Supported
2
Low 24
$2,473,941
Lanes Wealth Management LLC logo Lanes Wealth Management LLC
Supported
2
Low 17
$2,213,258
Lang Asset Management, Inc. logo Lang Asset Management, Inc.
Supported
2
Low 32
$269,841
Lang & Becker, Inc.
Supported
2
High 69
$892,638
Lang Capital logo Lang Capital
Supported
2
High 76
$697,368
Langdon Financial Management, Inc.
Supported
2
Very High 154
$267,101
Lange Asset Management, Inc. logo Lange Asset Management, Inc.
Independent
1
Typical 24
$1,428,692
Lange Financial Group, LLC logo Lange Financial Group, LLC
Supported
4
Very High 116
—
Langley Wealth Management logo Langley Wealth Management
Independent
1
Very High 66
$415,348
Langley Wealth Management, LLC logo Langley Wealth Management, LLC
Supported
4
Very High 304
$294,219
Lanier Financial Group LLC logo Lanier Financial Group LLC
Team
6
Low 40
$919,138
Lankford Capital Management LLC
Independent
1
Low 0
—
Lanmar Capital Management logo Lanmar Capital Management
Independent
1
Low 8
$307,706
Lanning Financial Inc. logo Lanning Financial Inc.
Independent
1
High 33
$0
Lansdowne Wealth Management, LLC logo Lansdowne Wealth Management, LLC
Team
8
Low 45
$637,908
Lansing Street Advisors logo Lansing Street Advisors
Team
6
Very Low 25
$3,444,383
Lantz Financial LLC logo Lantz Financial LLC
Team
7
High 96
$1,485,964
Lanyon Advisory Services
Supported
2
Typical 35
$1,511,452
Lapistone Advisors LLC logo Lapistone Advisors LLC
Independent
1
Low 0
—
Larchmont Wealth Advisors logo Larchmont Wealth Advisors
Independent
1
Typical 21
$208,151
Large and Gilbert Wealth Advisory
Team
7
Low 40
$846,182
Lariat Wealth Management logo Lariat Wealth Management
Independent
1
High 27
$1,395,562
Larimer Capital Corporation
Supported
2
Typical 51
$1,682,383
Larkins & Associates Financial Services, LLC
Independent
1
Very High 100
—
Larkspur Capital Partners logo Larkspur Capital Partners
Independent
1
Low 0
—
LaRocque Financial Group, LLC
Independent
1
Low 8
$0
Larrea Wealth Management logo Larrea Wealth Management
Independent
1
High 51
$313,725
Larry Allan Financial Planning Services LLC logo Larry Allan Financial Planning Services LLC
Independent
1
Typical 18
$1,176,829
Larsen Financial Management logo Larsen Financial Management
Independent
1
Typical 12
$104,863
Larsen Financial Services
Independent
1
Low 8
$617,145
Larsen Wealth Management logo Larsen Wealth Management
Supported
3
Typical 40
$1,378,878
Larson Financial Advisors logo Larson Financial Advisors
Supported
2
High 77
$577,882
Larson Financial Group, LLC logo Larson Financial Group, LLC
Multi-team
67
High 74
$1,101,630
Larson Financial Planning Inc.
Independent
1
Very High 131
$1,416,631
Larson, Orlan Blaine logo Larson, Orlan Blaine
Supported
2
Low 27
$1,109,526
Larson Wealth Management, LLC logo Larson Wealth Management, LLC
Independent
1
Very High 100
$592,195
Larson Wealth Management, LLC logo Larson Wealth Management, LLC
Independent
1
Very High 183
$196,625
Larson Williams Wealth Advisors, LLC logo Larson Williams Wealth Advisors, LLC
Supported
2
Very High 255
$257,260
LaSalle Investment Advisors, Inc.
Team
5
Typical 47
$573,431
LaSalle St. Investment Advisors, L.L.C. logo LaSalle St. Investment Advisors, L.L.C.
Multi-team
160
High 86
$378,978
Lasani Wealth Management logo Lasani Wealth Management
Independent
1
Low 0
—
Las Colinas Capital Management, LLC
Independent
1
Typical 14
$146,280
Laser Wealth Management, LLC logo Laser Wealth Management, LLC
Independent
1
Very High 67
—
Lashley Wealth Management logo Lashley Wealth Management
Supported
1
Typical 53
$1,465,164
Lassiter Financial Advisors, LLC
Independent
1
High 32
—
Lasting Legacy Wealth Management, LLC logo Lasting Legacy Wealth Management, LLC
Independent
1
Very High 113
$525,167
Lasting Mark Retirement Group LLC logo Lasting Mark Retirement Group LLC
Team
12
Low 41
$218,680
Lasure Capital Management logo Lasure Capital Management
Independent
1
Low 9
$889,562
Latham Financial LLC logo Latham Financial LLC
Independent
1
Low 9
$173,197
Lathram Financial Group, LLC
Independent
1
Very High 81
$1,127,228
Lathrop Investment Management Company logo Lathrop Investment Management Company
Team
3
High 76
$2,756,707
Lati Capital logo Lati Capital
Independent
1
Low 3
$221,144
Latin Securities Inc
Team
7
Very Low 3
$1,517,709
Latitude Advisors, LLC logo Latitude Advisors, LLC
Multi-team
64
Very Low 24
$324,426
Latitude Financial Planning LLC
Independent
1
Low 0
—
Latitude Investment Group logo Latitude Investment Group
Supported
3
Low 29
$72,768
Latko Wealth Management, Ltd. logo Latko Wealth Management, Ltd.
Supported
2
Very High 250
$655,632
Latour Asset Management LLC logo Latour Asset Management LLC
Team
5
Very High 142
—
Lattanzi Financial Services LLC logo Lattanzi Financial Services LLC
Independent
1
High 28
$297,415
Lattice Financial, LLC logo Lattice Financial, LLC
Independent
1
Typical 15
$366,950
Lattice Wealth Advisors logo Lattice Wealth Advisors
Independent
1
Very High 130
$366,051
Latticework Investment Management logo Latticework Investment Management
Supported
2
Very Low 0
—
Lauer Capital Management Ltd logo Lauer Capital Management Ltd
Supported
2
Typical 45
$3,365,565
Lauer Wealth Management logo Lauer Wealth Management
Team
5
High 80
$394,620
Laughlin Financial LLC logo Laughlin Financial LLC
Supported
1
High 82
$2,441,443
Laughter Financial logo Laughter Financial
Independent
1
Typical 23
$882,051
Launch Financial Planning logo Launch Financial Planning
Supported
2
Low 27
$856,254
Launch Wealth logo Launch Wealth
Supported
2
High 82
$314,008
Laureate Wealth Management, LLC logo Laureate Wealth Management, LLC
Supported
4
Very Low 9
$3,166,247
Laurelhurst Asset Management LLC logo Laurelhurst Asset Management LLC
Independent
1
High 28
$4,729,499
Laurel Oak Wealth Management, LLC logo Laurel Oak Wealth Management, LLC
Team
14
Very High 331
$285,648
Laurel Wealth Advisors, LLC
Team
7
High 74
$1,977,105
Laurel Wealth Planning logo Laurel Wealth Planning
Team
6
Very Low 30
$2,562,952
Laurence Financial Planning LLC
Independent
1
Typical 22
$3,197,562
Laurentine Investments LLC logo Laurentine Investments LLC
Independent
1
Low 4
$1,012,500
Lauterbach Financial Advisors, LLC logo Lauterbach Financial Advisors, LLC
Team
12
Very Low 31
$1,478,685
Lavaca Capital, LLC logo Lavaca Capital, LLC
Team
4
Very Low 5
$19,257,749
Lava Creek Capital Management, LLC logo Lava Creek Capital Management, LLC
Supported
2
Low 25
$1,486,108
Lava Wealth Management, LLC logo Lava Wealth Management, LLC
Independent
1
High 29
$1,356,160
Lavelle Capital logo Lavelle Capital
Team
2
Low 37
$5,053,866
Lavish Financial Planning logo Lavish Financial Planning
Supported
2
Very High 113
$156,044
Lavoie Wealth Advisors LLC logo Lavoie Wealth Advisors LLC
Independent
1
Low 0
—
Law & Associates Inc logo Law & Associates Inc
Supported
3
Very High 99
$1,069,166
Law Office of Jamie Townsend
Independent
1
Low 0
—
Law Office of Kevin Adams, PLLC logo Law Office of Kevin Adams, PLLC
Supported
1
Very Low 12
—
Lawrence, Alan
Independent
1
Low 5
$4,937,137
Lawrence Capital Management, Inc.
Independent
1
Low 8
$5,256,444
Lawrence Financial Services
Independent
1
Low 0
—
Lawrence J. Chazen, Inc.
Independent
1
Low 4
$8,750,000
Lawrence Russell and Company logo Lawrence Russell and Company
Supported
1
Very Low 8
$0
Lawrence Wealth Management logo Lawrence Wealth Management
Independent
1
High 49
$1,614,846
Lawson Kroeker Investment Management Inc logo Lawson Kroeker Investment Management Inc
Supported
4
Low 34
$2,428,435
Layari Financial logo Layari Financial
Independent
1
High 46
$197,999
Layered Financial, LLC logo Layered Financial, LLC
Independent
1
Low 10
$0
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