See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Oakwater Financial logo Oakwater Financial
Independent
1
Very High 73
$210,036
Oak Wealth Advisors LLC logo Oak Wealth Advisors LLC
Supported
3
High 61
$2,043,189
Oakwell Private Wealth Management logo Oakwell Private Wealth Management
Team
11
Low 37
$1,402,707
Oakwood Advisory Group, LLC logo Oakwood Advisory Group, LLC
Independent
1
Low 10
$207,815
Oakwood Capital, Inc. logo Oakwood Capital, Inc.
Team
23
Very Low 26
$432,553
Oakwood Wealth Advisors Ltd.
Independent
1
High 51
$590,196
Oakworth Asset Management, LLC logo Oakworth Asset Management, LLC
Team
18
Very Low 30
$1,320,157
Oars Capital logo Oars Capital
Supported
2
High 79
$2,517,313
Oarsman Capital, Inc logo Oarsman Capital, Inc
Team
14
Typical 48
$1,732,454
Oasis Advisors
Team
22
Very High 227
$54,071
Oasis Wealth Planning Advisors logo Oasis Wealth Planning Advisors
Team
7
Very Low 27
$1,483,570
Oath Planning, LLC logo Oath Planning, LLC
Team
6
High 84
$567,094
Oatley & Diak, LLC logo Oatley & Diak, LLC
Supported
2
Low 22
$692,555
O'Bannon & Davis Inc. logo O'Bannon & Davis Inc.
Supported
1
Very High 469
$149,343
Obar Wealth Management LLC logo Obar Wealth Management LLC
Independent
1
Typical 14
$162,550
Obel Financial Advisors
Independent
1
Low 6
$177,833
Oberdorfer Financial logo Oberdorfer Financial
Independent
1
Low 6
$802,247
Oberlin Wealth Partners, LLC logo Oberlin Wealth Partners, LLC
Supported
1
Low 17
$1,239,358
Obermeyer Wealth Partners logo Obermeyer Wealth Partners
Multi-team
19
Typical 59
$2,438,232
Oberon Asset Management, LLC logo Oberon Asset Management, LLC
Supported
1
Typical 47
$4,542,959
Obertlik Wealth Management LLC
Independent
1
Typical 25
$815,102
Objective Advisors LLC
Independent
1
Low 2
$0
Objective Capital Management, LLC logo Objective Capital Management, LLC
Supported
4
Low 28
$1,940,798
Objective Investments, LLC
Independent
1
Typical 15
$220,000
Objective Wealth, LLC logo Objective Wealth, LLC
Independent
1
Very High 68
$1,129,373
Objectivity Squared Wealth Management logo Objectivity Squared Wealth Management
Supported
4
Typical 45
$2,304,037
OBN Wealth Advisors logo OBN Wealth Advisors
Independent
1
High 42
$333,015
O'Boyle Wealth Management, Inc. logo O'Boyle Wealth Management, Inc.
Team
5
High 74
$1,028,296
Obran Capital Advisors LLC logo Obran Capital Advisors LLC
Supported
4
Very Low 7
$491,827
O'Brien and Associates, Inc.
Supported
2
Typical 42
$589,780
O'Brien Asset Management logo O'Brien Asset Management
Independent
1
High 42
$816,551
O'Brien Capital Advisors, LLC logo O'Brien Capital Advisors, LLC
Supported
2
Low 34
$296,429
O'Brien Capital Management, Inc. logo O'Brien Capital Management, Inc.
Independent
1
High 43
$944,186
Obrien Greene & Co Inc logo Obrien Greene & Co Inc
Supported
3
Typical 45
$2,406,885
O'Brien Investment Management, LLC logo O'Brien Investment Management, LLC
Supported
2
High 83
$1,511,642
O'Brien Strategic Wealth logo O'Brien Strategic Wealth
Independent
1
Low 0
—
O'Bryant & Associates, Inc. logo O'Bryant & Associates, Inc.
Independent
1
Very High 359
—
Obsidian Investment Advisers, LLC logo Obsidian Investment Advisers, LLC
Independent
1
High 45
$180,244
Obsidiant Partners LLC logo Obsidiant Partners LLC
Supported
1
Very Low 13
$782,366
Obsidian Wisdom logo Obsidian Wisdom
Independent
1
Typical 22
$22,727
Ocala Capital, LLC logo Ocala Capital, LLC
Supported
3
Typical 44
$113,776
Occam Capital Management, LLC logo Occam Capital Management, LLC
Independent
1
Very High 147
$458,525
Occidental Asset Management, LLC logo Occidental Asset Management, LLC
Team
12
High 79
$1,482,844
Ocean Advisors, LLC logo Ocean Advisors, LLC
Independent
1
High 51
$1,074,259
Oceanair Wealth logo Oceanair Wealth
Independent
1
Low 5
$97,297
Ocean Avenue Wealth Management logo Ocean Avenue Wealth Management
Independent
1
High 28
$3,066,959
Oceanic Capital Management LLC logo Oceanic Capital Management LLC
Supported
2
Typical 47
$486,532
Oceaniq Capital, LLC logo Oceaniq Capital, LLC
Supported
4
Very High 112
$696,819
Ocean Ivy Capital
Independent
1
Low 0
—
Ocean Path Advisors, LLC logo Ocean Path Advisors, LLC
Team
6
Low 32
$2,849,205
Oceanside Advisors LLC logo Oceanside Advisors LLC
Supported
4
High 60
$763,333
Oceanus Capital Management logo Oceanus Capital Management
Independent
1
Low 2
$2,750,000
Oceanus Capital Partners, LLC logo Oceanus Capital Partners, LLC
Supported
1
Very High 189
$1,168,173
Oceanus Research LLC logo Oceanus Research LLC
Independent
1
Low 5
$600,000
O'Connor Capital Advisory, LLC logo O'Connor Capital Advisory, LLC
Supported
2
Low 19
$2,369,632
O'Connor Financial Group LLC logo O'Connor Financial Group LLC
Supported
4
High 89
$773,972
O'Connor Financial Group, LLC
Supported
2
Very High 136
$254,694
O'Connor Portfolio Management LLC logo O'Connor Portfolio Management LLC
Independent
1
Very High 123
$412,265
O'Connor Wealth Management, Inc. logo O'Connor Wealth Management, Inc.
Supported
2
Very High 111
$803,635
Ocotillo Wealth Management LLC logo Ocotillo Wealth Management LLC
Supported
2
Low 19
$418,421
Octavia Investments LLC logo Octavia Investments LLC
Supported
1
High 71
$4,009,454
Octavia Wealth Advisors LLC logo Octavia Wealth Advisors LLC
Multi-team
33
Very High 111
$488,186
October Effect Ltd. logo October Effect Ltd.
Supported
4
Very High 149
$243,755
October Wealth Advisors, Inc
Supported
2
High 80
$807,623
Octo Capital, LLC logo Octo Capital, LLC
Independent
1
Very High 135
$1,220,791
Oda And Company, Inc. logo Oda And Company, Inc.
Supported
2
Very High 99
$635,569
Oder Investment Management, LLC logo Oder Investment Management, LLC
Team
5
Low 36
$1,810,840
Odingard Capital Management logo Odingard Capital Management
Supported
1
Typical 43
$671,207
Odinic Advisors LLC
Independent
1
Typical 24
$158,333
Odinson Partners, LLC logo Odinson Partners, LLC
Independent
1
Low 1
$1,400,000
Odiorne Point Asset Management, LLC logo Odiorne Point Asset Management, LLC
Supported
3
High 67
$326,010
O'Donnell Financial Services, LLC logo O'Donnell Financial Services, LLC
Team
6
Very High 166
$426,973
O'Donnell Portfolio Management, Inc.
Independent
1
High 50
$765,880
O'Donnell Wealth Management logo O'Donnell Wealth Management
Team
5
Low 42
$571,337
O'Dowd Asset Management LLC
Independent
1
Very High 69
$610,440
Odyssey Capital Advisors Inc. logo Odyssey Capital Advisors Inc.
Team
5
Typical 50
$693,305
Odyssey Financial Services LLC logo Odyssey Financial Services LLC
Independent
1
Low 0
—
Odyssey Group Wealth Advisors logo Odyssey Group Wealth Advisors
Supported
4
High 61
$1,678,739
Odyssey Investments, Corp.
Supported
2
Very Low 10
$391,355
Oelschlager Investments logo Oelschlager Investments
Supported
1
Low 24
$909,109
OFC Wealth Management logo OFC Wealth Management
Supported
2
Typical 50
$1,807,356
O'Ferrall Advisory Services logo O'Ferrall Advisory Services
Independent
1
Low 0
—
Off the Bay Wealth LLC logo Off the Bay Wealth LLC
Independent
1
Low 0
—
Off the Beaten Path Financial logo Off the Beaten Path Financial
Independent
1
High 29
$210,450
Off-Trail Works LLC logo Off-Trail Works LLC
Independent
1
Typical 21
$428,338
OFG Financial Services, Inc. logo OFG Financial Services, Inc.
Team
28
Very Low 30
$247,059
O.F.O. Partners, LLC logo O.F.O. Partners, LLC
Supported
1
Very Low 10
$7,595,600
OG Advisory Group, LLC logo OG Advisory Group, LLC
Independent
1
Very High 72
$192,509
Ogden Asset Management, LLC
Independent
1
Low 4
$1,285,945
Ogden, Thomas
Independent
1
Low 0
—
Oglesby Wealth Strategies, LLC logo Oglesby Wealth Strategies, LLC
Independent
1
Very High 70
—
Ogorek Wealth Management, LLC logo Ogorek Wealth Management, LLC
Team
2
High 96
$2,350,292
O'Gorman Asset Management, Inc.
Independent
1
Low 10
$1,055,688
O'Grady Financial LLC logo O'Grady Financial LLC
Independent
1
High 28
$220,347
O'Hagan Group, Inc. logo O'Hagan Group, Inc.
Team
9
Very High 100
$1,388,515
O'Hara Wealth Management Inc
Independent
1
High 27
$237,545
O'Haver Wealth Management, LLC
Independent
1
High 42
$71,429
OH Cap Asset Management logo OH Cap Asset Management
Independent
1
Low 7
$995,857
O'H Capital LLC logo O'H Capital LLC
Independent
1
Low 0
—
Ohio CU Financial logo Ohio CU Financial
Independent
1
Low 0
—
Ohlmann Investment Advisors LLC
Supported
2
Low 25
$346,118
Oikonomos Asset Management, LLC
Supported
2
Very Low 2
$34,722
OK401K, Inc. logo OK401K, Inc.
Independent
1
Very High 128
$141,406
Okeefe & Associates, P.C.
Independent
1
High 42
$1,539,920
O'Keefe Stevens Advisory, Inc. logo O'Keefe Stevens Advisory, Inc.
Team
5
High 71
$1,640,396
Okemo Capital Management, LLC logo Okemo Capital Management, LLC
Independent
1
Typical 17
$1,447,412
OLA-I Consulting logo OLA-I Consulting
Independent
1
Low 1
—
Old Beach Investment Advisors, LLC
Supported
2
Very Low 3
$13,352,525
Old Bridge Wealth, Inc. logo Old Bridge Wealth, Inc.
Supported
3
Very High 93
$347,434
Old Drake, LLC logo Old Drake, LLC
Independent
1
Low 7
—
Olde Raleigh Financial Group logo Olde Raleigh Financial Group
Team
6
High 70
$1,211,358
Olde Towne Financial Management Co.
Independent
1
High 37
$618,330
Olde Wealth Management, LLC logo Olde Wealth Management, LLC
Supported
2
Very High 157
$1,184,600
Olde World Investments logo Olde World Investments
Independent
1
Low 0
—
Oldfather Financial Services logo Oldfather Financial Services
Team
4
Very High 109
$1,135,338
Old Field Advisors LLC logo Old Field Advisors LLC
Independent
1
Low 10
$2,854,340
Oldfield Wealth Partners logo Oldfield Wealth Partners
Supported
4
Low 23
$1,182,434
Old Forge Advisors logo Old Forge Advisors
Independent
1
Low 3
$264,502
Old Forge Wealth Management, LLC logo Old Forge Wealth Management, LLC
Supported
1
Very High 244
$399,843
Old Growth Financial LLC logo Old Growth Financial LLC
Independent
1
Typical 20
—
Old Mission Investment Company, LLC logo Old Mission Investment Company, LLC
Team
8
Very High 131
$820,847
Old North State Wealth Management, LLC logo Old North State Wealth Management, LLC
Team
6
High 79
$956,381
Old Oak Advisors, LLC logo Old Oak Advisors, LLC
Independent
1
Very High 57
$414,018
Old Oak Financial Planning, Inc. logo Old Oak Financial Planning, Inc.
Supported
2
Very High 132
$607,174
Old Peak Finance logo Old Peak Finance
Team
8
Very Low 22
$4,073,858
Old Port Advisors logo Old Port Advisors
Team
11
High 74
$833,996
Old School Capital LLC logo Old School Capital LLC
Independent
1
Low 0
—
Old Security Group logo Old Security Group
Supported
1
High 71
$790,130
Old Vine Capital logo Old Vine Capital
Independent
1
High 50
$3,037,910
Old World Financial Advisors
Independent
1
Low 0
—
Olea Advisory Services logo Olea Advisory Services
Independent
1
Low 0
—
Olesky Capital Management, LLC logo Olesky Capital Management, LLC
Independent
1
Typical 19
$3,350,676
Olhoeft Financial, LLC logo Olhoeft Financial, LLC
Independent
1
High 32
$2,464,625
Olimpio Neu & Associates, Inc.
Supported
2
Low 32
$919,059
OLIO Financial Planning logo OLIO Financial Planning
Team
12
Very Low 31
$1,588,945
Olistico Wealth, LLC logo Olistico Wealth, LLC
Supported
4
Very High 97
$670,107
Olivar & Greb Capital Management, LLC logo Olivar & Greb Capital Management, LLC
Supported
2
Very Low 15
$348,791
Olive Branch Capital, LLC logo Olive Branch Capital, LLC
Supported
2
High 71
$987,353
Olivehurst Advisors LLC logo Olivehurst Advisors LLC
Independent
1
Low 2
—
Oliveira Wealth
Supported
3
Very High 329
$268,401
Oliver Capital Management logo Oliver Capital Management
Team
1
Very High 452
$947,973
Oliver Financial Planning LLC logo Oliver Financial Planning LLC
Independent
1
High 40
$0
Oliver Investments logo Oliver Investments
Independent
1
Low 0
—
Oliver Luxxe Assets LLC logo Oliver Luxxe Assets LLC
Team
5
High 88
$2,081,419
Oliver Wealth Management logo Oliver Wealth Management
Team
5
Very High 97
$691,437
Olive Street Capital Partners LLC
Independent
1
Low 6
$15,061,361
Olive Tree Asset Management logo Olive Tree Asset Management
Independent
1
Typical 19
$659,637
Olive Tree Ridge Investment Advisors
Independent
1
Low 8
$2,141,495
Olive Wealth Management logo Olive Wealth Management
Supported
2
Low 27
$1,553,130
OLMA Advisors
Independent
1
Low 7
$520,093
Olsen Family Financial, LLC logo Olsen Family Financial, LLC
Supported
3
Very Low 15
$304,348
Olson Consulting LLC logo Olson Consulting LLC
Supported
1
Low 28
$788,608
Olson, Cross & Alamo Advisors LLC logo Olson, Cross & Alamo Advisors LLC
Independent
1
High 48
$1,592,914
Olson Economics, LLC logo Olson Economics, LLC
Independent
1
Typical 21
$1,219,699
Olson Tax & Financial Planning logo Olson Tax & Financial Planning
Independent
1
Low 8
$3,450,000
Olson Wealth Management logo Olson Wealth Management
Independent
1
High 40
$274,457
Olson Wealth Management, Inc.
Independent
1
High 50
$837,517
Oltarion Capital LLC logo Oltarion Capital LLC
Independent
1
Low 0
—
Olympia Advisors LLC
Independent
1
Typical 12
$2,816,724
Olympia Wealth Management
Independent
1
High 37
$234,417
Olympic Financial Advisors, LLC logo Olympic Financial Advisors, LLC
Independent
1
High 51
$1,004,552
Olympus Capital, LLC logo Olympus Capital, LLC
Supported
2
Typical 40
$690,880
Olympus Peaks Financial, LLC logo Olympus Peaks Financial, LLC
Independent
1
Very High 163
$867,751
Omaris Financial, LLC
Independent
1
Low 0
—
Omc Financial Services Ltd logo Omc Financial Services Ltd
Supported
3
High 90
$1,221,118
Omega Advisory LLC
Independent
1
Very High 154
$544,856
Omega Capital Management LLC logo Omega Capital Management LLC
Independent
1
Low 3
$1,330,669
Omega Capital Management, LLC logo Omega Capital Management, LLC
Independent
1
Very High 160
$744,683
Omega Financial Group, LLC logo Omega Financial Group, LLC
Team
5
Typical 64
$1,700,535
Omega Financial Investments & Insurance logo Omega Financial Investments & Insurance
Supported
2
Low 33
$1,078,827
Omega Strategies LLC
Independent
1
Low 0
—
Omega Wealth Management LLC logo Omega Wealth Management LLC
Supported
4
Low 30
$2,527,701
Omega Wealth Management, LLC logo Omega Wealth Management, LLC
Independent
1
Low 0
—
Omega Wealth Private Capital LLC logo Omega Wealth Private Capital LLC
Supported
4
High 72
$357,688
Omelina Group Wealth Management Inc.
Independent
1
Low 10
$1,420,000
Omicron Advisors, LLC logo Omicron Advisors, LLC
Supported
2
Typical 37
$2,006,574
OM Investments logo OM Investments
Independent
1
Low 0
—
Omkara Capital LLC logo Omkara Capital LLC
Independent
1
High 41
$984,782
Omnes Wealth Management LLC logo Omnes Wealth Management LLC
Independent
1
Low 0
—
OMNI 360 Wealth, Inc. logo OMNI 360 Wealth, Inc.
Team
5
High 74
$1,087,780
Omnia Family Wealth, LLC logo Omnia Family Wealth, LLC
Team
5
Low 32
$5,000,131
Omnicap Wealth Partners LLC
Independent
1
Low 0
—
OmniDivitia Wealth Management, Inc. logo OmniDivitia Wealth Management, Inc.
Independent
1
High 51
$282,235
Omni Financial LLC logo Omni Financial LLC
Independent
1
Very High 526
$208,872
Omni Investment Solutions LLC
Supported
1
Very Low 12
$231,667
Omnikey Investment Advisors
Independent
1
Low 1
—
Omnimint Advisors LLC logo Omnimint Advisors LLC
Independent
1
Low 0
—
Omnistar Financial Group, Inc. logo Omnistar Financial Group, Inc.
Team
6
Low 39
$941,238
OmniTrust Wealth Management, Inc.
Independent
1
Very High 348
$308,063
Omnivest logo Omnivest
Independent
1
Low 0
—
Omnivest Group LLC logo Omnivest Group LLC
Supported
1
Very Low 2
$600,000
Omniwealth Investments LLC logo Omniwealth Investments LLC
Supported
1
Very High 167
$264,317
Omni Wealth Management logo Omni Wealth Management
Independent
1
Very High 181
$202,453
Omni Wealth Planning, LLC logo Omni Wealth Planning, LLC
Independent
1
Low 0
—
OM Pacific Capital LLC logo OM Pacific Capital LLC
Supported
1
Very Low 14
$1,214,286
Omsai Com LLC logo Omsai Com LLC
Supported
1
Very Low 16
$58,125
Onboard Financial Management, LLC logo Onboard Financial Management, LLC
Independent
1
Typical 23
$210,979
Oncenter Financial Advisors LLC logo Oncenter Financial Advisors LLC
Independent
1
High 28
$1,949,700
On Course Financial Planning logo On Course Financial Planning
Independent
1
High 30
$2,594,333
One Across Capital, LLC logo One Across Capital, LLC
Independent
1
Typical 13
$463,000
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