See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Allied Investment Advisors LLC logo Allied Investment Advisors LLC
Team
12
High 79
$1,016,430
Allied Investments logo Allied Investments
Independent
1
Very High 110
$774,526
Allied Oak Wealth, LLC logo Allied Oak Wealth, LLC
Independent
1
Low 0
—
Allied Planning Partners
Independent
1
Low 0
—
Allied Portfolio Management, Inc. logo Allied Portfolio Management, Inc.
Supported
1
Very High 121
$1,957,483
Allied Private Wealth logo Allied Private Wealth
Supported
3
High 76
$984,557
Allison & Company Financial Counselors, LLC
Independent
1
Typical 21
$2,499,175
Allison Investment Management, LLC logo Allison Investment Management, LLC
Supported
2
Typical 50
$1,640,130
Allium Financial Advisors, LLC logo Allium Financial Advisors, LLC
Team
7
Low 33
$2,974,144
Allmerits Asset, LLC logo Allmerits Asset, LLC
Team
7
Low 33
$73,692
AL Locy Financial Services LLC logo AL Locy Financial Services LLC
Independent
1
Very High 110
$195,349
Allodium Investment Consultants, LLC logo Allodium Investment Consultants, LLC
Team
5
Typical 53
$1,862,813
All One Wealth, LLC logo All One Wealth, LLC
Independent
1
Very High 88
$505,336
Allora Wealth, LLC logo Allora Wealth, LLC
Independent
1
Typical 16
$731,582
AllPoint Financial Group logo AllPoint Financial Group
Supported
4
Very High 108
$270,421
All-Pro Advisors LLC logo All-Pro Advisors LLC
Independent
1
Very High 116
$473,213
Allred Harris Wealth Management. logo Allred Harris Wealth Management.
Supported
4
High 78
$1,196,020
Allred Jackson Financial Planning, LLC logo Allred Jackson Financial Planning, LLC
Supported
2
High 65
$246,154
Allridge Wealth Management, Inc logo Allridge Wealth Management, Inc
Supported
2
Very Low 16
$3,331,403
AllSquare Wealth Management, LLC logo AllSquare Wealth Management, LLC
Supported
4
Very High 109
$658,327
All Star Financial logo All Star Financial
Team
5
Very High 108
$1,263,169
Allstreet Capital LLC logo Allstreet Capital LLC
Supported
2
High 60
$1,816,667
Allstreet Wealth logo Allstreet Wealth
Supported
3
Typical 48
$938,906
All Terrain Financial Advisors logo All Terrain Financial Advisors
Supported
3
High 63
$1,932,340
Alluvial Wealth Management logo Alluvial Wealth Management
Independent
1
Typical 23
$49,133
Allvet Financial logo Allvet Financial
Supported
2
High 59
$10,828
All Weather Portfolio Management, Inc.
Independent
1
Very High 94
$134,951
Allworth financial, L.P. logo Allworth financial, L.P.
Enterprise
328
High 88
$1,119,636
Ally Business & Wealth
Independent
1
Low 0
—
Ally invest Advisors logo Ally invest Advisors
Multi-team
84
Very High 990
$20,749
AllySian Wealth Planning
Independent
1
Low 0
—
Allzen Wealth and Financial Services logo Allzen Wealth and Financial Services
Independent
1
Low 0
—
Almanack Investment Partners logo Almanack Investment Partners
Team
14
Very Low 28
$1,829,250
Almega Wealth Management logo Almega Wealth Management
Supported
3
High 81
$551,786
Alna Wealth Management logo Alna Wealth Management
Independent
1
Low 0
—
Alo Financial Planning logo Alo Financial Planning
Supported
2
Low 34
$1,804,711
Aloft Financial logo Aloft Financial
Independent
1
High 31
$354,839
Alohana Financial, LLC logo Alohana Financial, LLC
Independent
1
Low 0
—
Aloha Wealthcare Management, LLC
Independent
1
High 35
$506,564
Aloha Wealth Partners logo Aloha Wealth Partners
Independent
1
Low 10
—
Alongside Financial Partners
Independent
1
High 27
$778,198
Alongside, LLC
Team
21
Very High 100
$414,459
Alongside Wealth Advisors, LLC logo Alongside Wealth Advisors, LLC
Supported
2
Low 33
$1,281,919
AlpenGlobal Capital, LLC logo AlpenGlobal Capital, LLC
Supported
2
High 71
$1,301,012
Alpenglow Advisors LLC logo Alpenglow Advisors LLC
Independent
1
Typical 22
$378,182
Alperin Financial Solutions, LLC
Supported
3
Very Low 16
$957,447
A & L Personal Business Management, LLC logo A & L Personal Business Management, LLC
Independent
1
Typical 14
$3,070,200
Alpha logo Alpha
Independent
1
Typical 19
$2,848,861
Alpha Advisors, LLC logo Alpha Advisors, LLC
Supported
3
Low 19
$543,907
Alpha Advisors, LLC logo Alpha Advisors, LLC
Supported
3
Typical 38
$2,206,179
AlphaaI Capital Management logo AlphaaI Capital Management
Independent
1
Very High 205
$25,451
Alpha Analytics Investment Group LLC logo Alpha Analytics Investment Group LLC
Supported
2
Low 34
$3,725,912
Alpha Asset Management
Supported
2
High 75
$866,646
Alpha Capital Family Office, LLC logo Alpha Capital Family Office, LLC
Team
6
Very Low 25
$1,942,710
Alpha Capital LLC
Supported
2
High 65
$521,431
Alpha Capital Management logo Alpha Capital Management
Team
6
High 77
$1,839,553
Alpha Capital Wealth Advisors, LLC
Independent
1
Typical 13
$952,889
Alpha Concepts LLC
Independent
1
Low 0
—
AlphaCopia
Supported
2
Low 18
$1,062,615
AlphaCore Capital LLC logo AlphaCore Capital LLC
Multi-team
70
Typical 57
$3,134,712
Alpha Dog Advisors, RUFF logo Alpha Dog Advisors, RUFF
Supported
2
Very High 161
$444,156
Alpha Fiduciary logo Alpha Fiduciary
Supported
1
High 91
$793,087
Alpha Financial Advisors, LLC logo Alpha Financial Advisors, LLC
Team
8
Low 32
$2,386,100
Alpha Financial Advisors, LLC logo Alpha Financial Advisors, LLC
Team
5
Very Low 31
$1,399,523
Alpha Financial Management, Inc. logo Alpha Financial Management, Inc.
Supported
4
Low 29
$951,097
Alpha Financial Nordic logo Alpha Financial Nordic
Independent
1
Typical 19
$678,947
Alpha Financial Partners LLC logo Alpha Financial Partners LLC
Team
6
Typical 60
$954,768
Alphaglider LLC logo Alphaglider LLC
Independent
1
High 30
$1,615,516
Alpha Inertia Capital logo Alpha Inertia Capital
Independent
1
Low 2
$362,775
Alpha Initiative logo Alpha Initiative
Independent
1
High 29
$214,524
Alpha Investment Management, Inc.
Independent
1
Typical 11
$1,640,059
Alphamint Financial logo Alphamint Financial
Independent
1
High 45
$888,889
AlphaNext, LLC logo AlphaNext, LLC
Supported
3
Very Low 9
$2,508,683
Alphanso logo Alphanso
Supported
1
Low 20
$320,000
Alpha & Omega logo Alpha & Omega
Supported
3
Typical 46
$293,929
Alpha Omega Financial
Independent
1
Very High 86
$2,160,870
Alpha Omega Wealth Management, LLC logo Alpha Omega Wealth Management, LLC
Team
9
Typical 53
$2,098,352
AlphaOmega Wealth Management, LLC logo AlphaOmega Wealth Management, LLC
Independent
1
High 26
$777,514
Alpha Planning and Financial Services, Inc. logo Alpha Planning and Financial Services, Inc.
Supported
2
Very High 109
$512,809
AlphaPlus Wealth Management LLC logo AlphaPlus Wealth Management LLC
Independent
1
Very High 89
$258,649
Alpha Prime Capital, LLC logo Alpha Prime Capital, LLC
Independent
1
Low 9
$579,275
Alpha Private Wealth Advisors LLC logo Alpha Private Wealth Advisors LLC
Independent
1
Very High 55
$363,636
AlphaQ Advisors
Supported
2
Typical 43
$1,052,973
Alpha Retirement Wealth, LLC logo Alpha Retirement Wealth, LLC
Independent
1
Very High 137
$233,235
Alpha Rising Advisors LLC logo Alpha Rising Advisors LLC
Independent
1
Typical 19
$1,368,421
Alpha Rock Investments, LLC logo Alpha Rock Investments, LLC
Independent
1
Very High 71
$318,873
Alpha Rush, LLC
Independent
1
High 30
$620,000
AlphasFuture LLC logo AlphasFuture LLC
Independent
1
Typical 22
$372,744
Alpha Solutions Investment Advisors logo Alpha Solutions Investment Advisors
Team
4
Very High 114
$1,020,345
Alpha Squared Capital, LLC logo Alpha Squared Capital, LLC
Independent
1
Very High 146
$242,415
AlphaStar Capital Management logo AlphaStar Capital Management
Multi-team
157
Typical 54
$263,916
Alpha Strategies Corporation
Independent
1
Very High 85
$632,805
Alpha Strategies Investment Consulting logo Alpha Strategies Investment Consulting
Independent
1
Low 0
—
Alpha-Tech Investments, LLC logo Alpha-Tech Investments, LLC
Independent
1
Typical 18
$69,444
Alphatheta Capital LLC
Independent
1
Typical 13
$284,615
AlphaTrust Advisors logo AlphaTrust Advisors
Supported
2
Low 26
$2,101,310
AlphaVista Asset Management LLC
Independent
1
Low 4
$1,750,000
Alpha Wealth Management And Planning LLC logo Alpha Wealth Management And Planning LLC
Team
6
High 79
$635,953
Alpha Wealth Management, LLC logo Alpha Wealth Management, LLC
Independent
1
Very High 106
$216,028
Alpha Wealth Strategies, LLC logo Alpha Wealth Strategies, LLC
Supported
2
Low 18
$6,107,566
Alpha Zero LLC logo Alpha Zero LLC
Team
10
Low 42
$613,476
Alphyn Capital Management LLC logo Alphyn Capital Management LLC
Independent
1
Low 6
$5,044,900
Alpine Advisory Partners, LLC logo Alpine Advisory Partners, LLC
Independent
1
Low 0
—
Alpine Asset Management logo Alpine Asset Management
Independent
1
High 41
$1,261,656
Alpine Capital Partners, LLC logo Alpine Capital Partners, LLC
Independent
1
Typical 11
$852,573
Alpine Crest Private Wealth LLC logo Alpine Crest Private Wealth LLC
Independent
1
Low 0
—
Alpine Financial Advisers, LLC
Independent
1
Low 6
$240,417
Alpine Hill Advisors LLC logo Alpine Hill Advisors LLC
Supported
1
Typical 56
$2,045,358
Alpine Peaks Consulting logo Alpine Peaks Consulting
Independent
1
Low 5
$5,018,631
Alpine Private Wealth logo Alpine Private Wealth
Team
4
High 66
$5,193,395
Alpine Road Financial logo Alpine Road Financial
Independent
1
Low 3
$260,168
Alpine Wealth Advisors, LLC logo Alpine Wealth Advisors, LLC
Independent
1
Very High 58
$1,981,923
ALR Capital Advisors, LLC
Independent
1
Low 1
$80,000
Alspaugh Wealth Management logo Alspaugh Wealth Management
Supported
4
Low 20
$706,962
Alsworth Capital Management, LLC logo Alsworth Capital Management, LLC
Supported
1
Very High 172
$598,745
ALTA Capital Management LLC logo ALTA Capital Management LLC
Team
14
High 85
$846,395
Alta Financial Group logo Alta Financial Group
Independent
1
Typical 12
$500,000
Altair Investment Management
Independent
1
Low 10
$349,893
Alt Alpha Capital, LLC logo Alt Alpha Capital, LLC
Independent
1
Low 0
—
Altamira Capital Management LLC logo Altamira Capital Management LLC
Supported
2
Very Low 0
—
Altamira Financial Group, LLC
Supported
3
Typical 38
$1,115,135
Altamont Advisors LLC logo Altamont Advisors LLC
Supported
2
Typical 41
$426,829
Altamont Capital Management logo Altamont Capital Management
Supported
2
High 74
$2,147,731
Altamont Wealth Management, Inc.
Supported
1
Low 32
$3,975,914
Altanes Investments, LLC
Independent
1
Typical 20
$1,104,395
Alta Pacific Wealth Management LLC
Independent
1
High 32
$2,032,491
Altar Rock logo Altar Rock
Supported
4
Very Low 7
$6,028,482
Alta Strada Wealth Management logo Alta Strada Wealth Management
Supported
2
Low 27
$975,188
Alta Via Capital logo Alta Via Capital
Supported
1
High 60
$718,171
Alta Via Financial Planning logo Alta Via Financial Planning
Independent
1
Typical 23
$0
Alta Wealth Advisors LLC logo Alta Wealth Advisors LLC
Team
12
Typical 64
$840,972
Altera Private Wealth LLC
Independent
1
Low 0
—
Altere Financial, LLC logo Altere Financial, LLC
Supported
3
Very Low 12
$1,490,907
Alteris Capital Partners, LLC logo Alteris Capital Partners, LLC
Supported
2
Typical 44
$1,337,596
Alteri Wealth logo Alteri Wealth
Team
3
Very High 109
$1,678,088
Alternative Capitalis, LLC logo Alternative Capitalis, LLC
Supported
2
Typical 49
$1,091,544
Alternative Finance LLC logo Alternative Finance LLC
Independent
1
Low 0
—
Alternative Investment Advisors, LLC logo Alternative Investment Advisors, LLC
Team
10
Very High 142
$264,778
Alternative Strategies Group, Inc. logo Alternative Strategies Group, Inc.
Independent
1
Very High 687
$108,058
Alterna Wealth Management, Inc. logo Alterna Wealth Management, Inc.
Team
29
Low 40
$858,881
Alternity Investment Advisors logo Alternity Investment Advisors
Supported
2
Very Low 13
$323,721
Alterra logo Alterra
Independent
1
Low 0
—
Altfest Personal Wealth Management logo Altfest Personal Wealth Management
Team
17
Low 40
$2,570,420
Altimeter Wealth LLC logo Altimeter Wealth LLC
Independent
1
Very High 74
$98,894
Altiora Financial Group, LLC logo Altiora Financial Group, LLC
Team
1
Very High 134
$7,326,042
Altior Capital logo Altior Capital
Independent
1
High 34
$1,325,083
Altitude Capital Management LLC logo Altitude Capital Management LLC
Multi-team
35
Very Low 14
$212,295
Altitude Wealth Management, LLC logo Altitude Wealth Management, LLC
Independent
1
Very High 502
$223,764
Altius Financial, Inc. logo Altius Financial, Inc.
Supported
2
High 76
$1,313,742
Alti Wealth Management (US International), Inc. logo Alti Wealth Management (US International), Inc.
Team
3
Very Low 12
$16,983,918
Altman Advisors logo Altman Advisors
Team
5
Low 37
$2,615,901
Altman Investment Management LLC logo Altman Investment Management LLC
Supported
1
Typical 39
$3,074,750
Altman Sacks Corporation logo Altman Sacks Corporation
Independent
1
Low 0
—
Alton Point Advisors, LLC logo Alton Point Advisors, LLC
Independent
1
High 26
$340,091
Altos Financial Management, LLC logo Altos Financial Management, LLC
Supported
2
Low 20
$748,038
Altrius Capital Management, Inc. logo Altrius Capital Management, Inc.
Team
5
Very High 100
$1,371,225
Altron Capital Management logo Altron Capital Management
Independent
1
Low 0
—
Altruist Advisors LLC logo Altruist Advisors LLC
Team
6
Low 41
$774,590
Altruistic Advisor LLC
Independent
1
Low 9
$411,601
Altruist Wealth Management logo Altruist Wealth Management
Independent
1
Low 9
$1,834,126
Altruity Wealth logo Altruity Wealth
Independent
1
Typical 16
$2,367,659
Altum Wealth Advisors logo Altum Wealth Advisors
Supported
2
Very High 120
$512,956
Altura Private Wealth LLC logo Altura Private Wealth LLC
Team
5
Typical 63
$308,521
Alturas Wealth Management, LLC
Supported
2
Low 31
$772,656
Altura Wealth Advisors logo Altura Wealth Advisors
Supported
4
High 65
$884,838
Altura Wealth Advisors Inc. logo Altura Wealth Advisors Inc.
Supported
4
Very High 112
$558,262
Altus Investment Group logo Altus Investment Group
Supported
3
Very Low 0
—
Altus Wealth Group, LLC logo Altus Wealth Group, LLC
Team
6
Very High 131
$776,586
Altus Wealth Management, LLC logo Altus Wealth Management, LLC
Team
5
Typical 57
$1,411,646
Altus Wealth Management, LLC. logo Altus Wealth Management, LLC.
Supported
2
Very Low 0
—
Altus Wealth Solutions logo Altus Wealth Solutions
Independent
1
Typical 25
$135,591
aLuman logo aLuman
Supported
2
High 66
$939,970
Alupka Asset Management logo Alupka Asset Management
Independent
1
High 34
$2,271,960
Alvarado & Associates, LLC logo Alvarado & Associates, LLC
Independent
1
Very High 56
$83,571
Alvarado Management Company logo Alvarado Management Company
Supported
1
Very Low 2
$1,802,953
Alvarez Advisory LLC
Independent
1
Low 0
—
Alvarez & Associates Financial
Independent
1
Low 0
—
Alvin Clay Financial Advisors, LLC logo Alvin Clay Financial Advisors, LLC
Supported
3
High 57
$970,102
Amadeus Wealth Alternatives, Inc. logo Amadeus Wealth Alternatives, Inc.
Independent
1
High 31
$3,275,320
A&M Advisory LLC
Independent
1
Low 0
—
AMA Financial Planning LLC logo AMA Financial Planning LLC
Independent
1
Low 10
—
Amana Advisors
Independent
1
Low 0
—
AMA Office Solutions LLC logo AMA Office Solutions LLC
Independent
1
Low 0
—
Amara Financial, LLC logo Amara Financial, LLC
Supported
3
Typical 48
$1,738,082
Amaral Financial Planning logo Amaral Financial Planning
Independent
1
Typical 23
$366,522
Amarna Capital Partners
Independent
1
Low 0
—
Amauta Financial logo Amauta Financial
Independent
1
High 27
$556,000
Amazonite Investments LLC
Supported
2
Low 33
$95,455
Amazz Investment Management, Inc.
Independent
1
Very High 88
$743,960
Ambassador Wealth Management, LLC logo Ambassador Wealth Management, LLC
Supported
2
High 67
$671,163
Ambastha Financial LLC logo Ambastha Financial LLC
Supported
2
Very Low 3
$1,189,942
Amber Wealth Advisors, LLC
Independent
1
Low 0
—
AMB Financial LLC
Independent
1
Typical 16
$305,150
Ambition Financial LLC logo Ambition Financial LLC
Independent
1
Low 0
—
Ambrosia Asset Management logo Ambrosia Asset Management
Supported
2
Very Low 5
$125,959
Ambrozy & Associates, Inc.
Independent
1
Low 10
—
AMB Wealth, LLC logo AMB Wealth, LLC
Team
17
Typical 52
$996,023
AMC Wealth Management, LLC logo AMC Wealth Management, LLC
Team
6
Very Low 21
$888,154
AMD Wealth Management LLC logo AMD Wealth Management LLC
Independent
1
Low 6
$98,067
Amerant investments, Inc. logo Amerant investments, Inc.
Team
21
Typical 47
$414,255
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