See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Senior Tax Advisory Group, Inc. logo Senior Tax Advisory Group, Inc.
Supported
4
Very High 201
$153,094
Sensenig Capital Advisors, Inc. logo Sensenig Capital Advisors, Inc.
Supported
3
Typical 45
$1,512,707
Sensible Financial Solutions, LLC logo Sensible Financial Solutions, LLC
Independent
1
Low 3
$195,112
Sensible Investment Strategies, LLC
Independent
1
High 42
$580,728
Sensible Money, LLC logo Sensible Money, LLC
Team
13
Very Low 25
$2,286,464
Sensible Portfolios, LLC logo Sensible Portfolios, LLC
Supported
2
High 87
$1,125,284
Sensible Wealth Management, Inc. logo Sensible Wealth Management, Inc.
Independent
1
Low 1
$53,845
Sensus Investment Management logo Sensus Investment Management
Independent
1
Low 7
$9,410,663
Sensus Wealth Management Group LLC logo Sensus Wealth Management Group LLC
Supported
2
Typical 40
$411,803
Sentara Capital logo Sentara Capital
Supported
2
High 85
$706,973
Sentient Financial, LLC logo Sentient Financial, LLC
Independent
1
High 29
$777,492
Sentinel Advisory Corp
Independent
1
High 50
$1,029,544
Sentinel Advisory Group, LLC logo Sentinel Advisory Group, LLC
Team
7
Typical 54
$845,583
Sentinel Asset Management, LLC logo Sentinel Asset Management, LLC
Team
8
Typical 62
$127,765
Sentinel Financial Planning, LLC logo Sentinel Financial Planning, LLC
Independent
1
High 48
$149,086
Sentinel Investment Planning, LLC
Independent
1
Low 3
$4,977,558
Sentinel Wealth Inc logo Sentinel Wealth Inc
Supported
1
Low 20
$1,700,652
Sentinel Wealth Management, Inc. logo Sentinel Wealth Management, Inc.
Supported
2
Typical 49
$4,008,111
Sentinel Wealth Strategies
Independent
1
Very High 220
$183,737
Sentry Advisors, LLC logo Sentry Advisors, LLC
Team
4
Low 37
$15,667,340
Sentry Consulting, Inc.
Independent
1
High 36
$794,278
Sentry Financial Planning, LLC logo Sentry Financial Planning, LLC
Independent
1
Typical 15
$3,294,514
Sepio Capital, LP logo Sepio Capital, LP
Multi-team
19
Very Low 15
$15,029,195
Sequel Capital Management, LLC
Independent
1
Low 0
—
Sequence Analytix, LLC
Independent
1
High 34
$1,076,666
Sequent Asset Management, LLC logo Sequent Asset Management, LLC
Team
2
Very High 157
$2,973,249
Sequentis Capital LLC logo Sequentis Capital LLC
Supported
3
Low 30
$1,128,178
Sequent Planning, LLC logo Sequent Planning, LLC
Multi-team
101
Typical 60
$98,000
Sequinox Wealth Management, LLC
Supported
4
Very High 189
$203,170
Sequoia Financial Group, L.L.C. logo Sequoia Financial Group, L.L.C.
Enterprise
240
Low 46
$2,697,996
Sequoia Planning & Investments LLC
Independent
1
High 30
$5,332,748
Sequoia Private Wealth Management, LLC logo Sequoia Private Wealth Management, LLC
Independent
1
High 34
$1,371,729
Sequoia Wealth Management Group logo Sequoia Wealth Management Group
Supported
2
Typical 45
$2,675,744
Sequoia Wealth Management, LLC logo Sequoia Wealth Management, LLC
Team
14
Very High 117
$365,624
Sera Capital Management, LLC logo Sera Capital Management, LLC
Team
5
Very Low 15
$1,544,040
Seraphim Capital Management, LLC logo Seraphim Capital Management, LLC
Supported
1
Very High 180
$350,000
Seraphim Wealth Advisors, Inc. logo Seraphim Wealth Advisors, Inc.
Supported
2
Very Low 0
—
Serco Investments Inc.
Independent
1
Typical 13
$2,769,231
Serendib Capital Management LLC logo Serendib Capital Management LLC
Independent
1
Typical 13
$468,269
Serene Financial Solutions logo Serene Financial Solutions
Independent
1
High 35
$222,747
Serene Growth Partners LLC
Independent
1
Typical 12
$913,392
Serene Point Advisors LLC logo Serene Point Advisors LLC
Supported
3
Low 20
$549,063
Serene Wealth Planning, LLC logo Serene Wealth Planning, LLC
Independent
1
Low 8
$907,830
Serenity Advising logo Serenity Advising
Independent
1
Low 0
—
Serenity Capital Advisors Inc. logo Serenity Capital Advisors Inc.
Supported
1
Typical 45
$1,415,660
Serenity Investment Advisors logo Serenity Investment Advisors
Team
6
High 72
$593,255
Serenity Wealth Advisors LLC logo Serenity Wealth Advisors LLC
Independent
1
Low 0
—
Serenus Wealth Advisors, LLC logo Serenus Wealth Advisors, LLC
Team
5
Very Low 28
$10,439,411
Seren Wealth Advisors, LLC logo Seren Wealth Advisors, LLC
Supported
2
Low 31
$704,564
Seros Wealth Partners logo Seros Wealth Partners
Team
8
Typical 55
$773,539
Servant Capital Advisors logo Servant Capital Advisors
Independent
1
High 45
$2,273,527
Servant Financial, Ltd. logo Servant Financial, Ltd.
Supported
2
Low 20
$1,833,544
Servant's Heart Financial Planning logo Servant's Heart Financial Planning
Independent
1
Low 0
—
Servant Wealth Management LLC logo Servant Wealth Management LLC
Supported
1
Very High 277
$172,816
Servant Wealth Management, LLC
Independent
1
Low 2
$2,201,868
Servatus Capital
Supported
2
Very Low 15
$3,020,410
ServePoint Capital LLC
Independent
1
Low 0
—
Service One Financial logo Service One Financial
Independent
1
Typical 22
$188,636
Servus Capital Management logo Servus Capital Management
Independent
1
Very High 210
$101,683
Setarcos Wealth Advisors LLC logo Setarcos Wealth Advisors LLC
Supported
2
Low 27
$2,068,060
Setchfield Asset Management logo Setchfield Asset Management
Independent
1
Very High 250
$771,200
Seth Heine LLC
Independent
1
Low 2
$175,000
Settanni Financial LLC logo Settanni Financial LLC
Supported
3
Typical 52
$2,165,504
Settlement Capital Advisors logo Settlement Capital Advisors
Supported
3
Typical 36
$814,545
SEVA Funds, LLC
Independent
1
Low 10
$6,600,000
Seva Wealth Management logo Seva Wealth Management
Independent
1
Low 0
—
SevenBridge Financial Group, LLC logo SevenBridge Financial Group, LLC
Team
3
Very High 134
$1,746,247
Seven Canyons Advisors, LLC logo Seven Canyons Advisors, LLC
Supported
4
Very Low 1
$3,612,500
Seven Hills Capital Advisors logo Seven Hills Capital Advisors
Independent
1
Very High 123
$1,055,131
Seven Hills Financial, LLC logo Seven Hills Financial, LLC
Team
5
High 76
$736,359
Seven Mile Advisory LLC logo Seven Mile Advisory LLC
Supported
4
Very Low 9
$11,578,867
Seven Pines Capital, LLC logo Seven Pines Capital, LLC
Independent
1
Low 7
$208,915
Seven Springs Wealth Group logo Seven Springs Wealth Group
Team
8
Typical 48
$3,267,707
Seven Stages Wealth LLC
Independent
1
Low 0
—
Sevensuede Investment Advisor logo Sevensuede Investment Advisor
Supported
3
Typical 43
$100,000
SevenWealth LLC logo SevenWealth LLC
Independent
1
Low 0
—
Severin Investments LLC logo Severin Investments LLC
Team
7
Low 33
$599,687
Severn Financial Advisors, LLC logo Severn Financial Advisors, LLC
Supported
2
Very Low 0
—
Sevey Wealth Advisors logo Sevey Wealth Advisors
Independent
1
Low 2
$423,260
Sewickley Financial LLC logo Sewickley Financial LLC
Independent
1
Typical 15
$860,857
SFC Financial LLC logo SFC Financial LLC
Supported
4
Low 19
$2,701,617
S.F. Ehrlich Associates, Inc. logo S.F. Ehrlich Associates, Inc.
Supported
2
High 59
$1,587,848
SFE Investment Counsel Inc. logo SFE Investment Counsel Inc.
Team
11
High 80
$755,494
SFG Wealth Advisors, LLC logo SFG Wealth Advisors, LLC
Supported
4
High 61
$750,326
SFG Wealth Management logo SFG Wealth Management
Team
9
Very High 130
$603,615
SFI Advisors, LLC logo SFI Advisors, LLC
Supported
4
High 76
$578,947
S Financial Advisory LLC logo S Financial Advisory LLC
Independent
1
Low 0
—
S&F Investment Advisors
Supported
2
High 57
$448,021
SFM Financial Advisors LLC logo SFM Financial Advisors LLC
Independent
1
Typical 11
$1,000,000
SFMG Wealth Advisors logo SFMG Wealth Advisors
Team
16
Typical 61
$3,040,956
SFO Capital, Inc.
Independent
1
Typical 14
$1,632,692
SF Planning Group LLC logo SF Planning Group LLC
Independent
1
Typical 17
$279,412
SFR Wealth LLC logo SFR Wealth LLC
Independent
1
Low 0
—
SF Value Capital, LLC logo SF Value Capital, LLC
Independent
1
High 31
$548,387
SGA Wealth Advisors LLC
Independent
1
Low 0
—
Sg Financial logo Sg Financial
Supported
2
Low 24
$376,839
SG Financial Group, LLC
Independent
1
Low 6
$430,333
SGH Wealth Management logo SGH Wealth Management
Team
5
High 85
$1,317,332
SGL Financial, LLC logo SGL Financial, LLC
Team
13
High 68
$468,931
SGL Investment Advisors, Inc. logo SGL Investment Advisors, Inc.
Team
15
Typical 57
$453,047
S.G. Long & Company logo S.G. Long & Company
Supported
1
Very High 154
$213,805
SGMG Enterprise LLC
Independent
1
Low 0
—
Sgroi Wealth Advisory Group LLC logo Sgroi Wealth Advisory Group LLC
Team
11
Very High 695
$176,854
SG Securities, LLC logo SG Securities, LLC
Supported
2
Typical 44
$390,596
SG Wealth Managers LLC logo SG Wealth Managers LLC
Supported
3
Low 26
$495,086
SHA Advisory
Independent
1
Low 2
$750,000
Shade Tree Partners LLC logo Shade Tree Partners LLC
Supported
3
Low 20
$633,333
Shadowbrook Private Wealth LLC logo Shadowbrook Private Wealth LLC
Independent
1
High 35
$1,625,598
Shadowfax Investments LLC
Independent
1
Low 7
$254,242
Shadowridge Asset Management, LLC logo Shadowridge Asset Management, LLC
Team
6
Very High 102
$205,616
Shadow Wealth Management, LLC logo Shadow Wealth Management, LLC
Independent
1
High 46
$425,468
Shaffer Asset Management, Inc.
Independent
1
Typical 13
$220,458
Shaffer Capital logo Shaffer Capital
Supported
4
Typical 47
$751,011
Shah Tax and Financial Planning
Independent
1
Low 0
—
Shah Wealth Advisors logo Shah Wealth Advisors
Team
4
Low 35
$4,236,067
Shai Weinbaum Investment Management
Independent
1
Low 6
$36,478
Shaker Financial Services logo Shaker Financial Services
Supported
2
Very High 165
$867,280
Shaker Investments logo Shaker Investments
Team
5
Very Low 24
$1,076,095
Shakespeare Wealth Management, LLC logo Shakespeare Wealth Management, LLC
Team
6
Typical 52
$2,047,237
Shalom Global Capital Group LLC
Independent
1
Low 5
$1,931,704
Shammas Financial Planning logo Shammas Financial Planning
Independent
1
Low 2
—
Shamrock Financial Services logo Shamrock Financial Services
Supported
2
Typical 55
$244,165
ShankerValleau Wealth Advisors, Inc. logo ShankerValleau Wealth Advisors, Inc.
Team
4
Typical 51
$3,126,569
Shankland Financial Advisors, LLC logo Shankland Financial Advisors, LLC
Independent
1
Very High 486
$209,529
Shannon Investment Management logo Shannon Investment Management
Independent
1
Typical 15
$962,152
Shanti Capital LLC
Independent
1
Low 0
—
Shanzer Management
Independent
1
Low 3
$1,740,676
Shapiro Asset Management, LLC
Independent
1
High 31
$1,601,000
Shapiro Financial Security Group, Inc. logo Shapiro Financial Security Group, Inc.
Supported
2
High 69
$1,113,991
Share and Harris, L.L.C.
Independent
1
Very High 100
—
Shared Prosperity Group logo Shared Prosperity Group
Independent
1
Low 1
$680,248
Shared Vision Wealth Group logo Shared Vision Wealth Group
Supported
3
High 63
$1,762,799
Shareks Stock Portfolios logo Shareks Stock Portfolios
Independent
1
Typical 17
$791,135
ShariaWiz Advisory
Supported
1
Very Low 0
—
Sharkey Howes & Javer Inc logo Sharkey Howes & Javer Inc
Team
9
High 96
$1,174,290
Sharma Associates, Inc. logo Sharma Associates, Inc.
Independent
1
High 40
$504,398
Sharma Everyday Finance logo Sharma Everyday Finance
Independent
1
Low 0
—
SHARON LUND, FINANCIAL PLANNING, Inc.
Independent
1
High 40
$0
SharpEdge Financial logo SharpEdge Financial
Independent
1
High 32
$178,125
Sharpely Ai logo Sharpely Ai
Independent
1
Low 3
$326,308
SharpePoint, LLC logo SharpePoint, LLC
Supported
3
Very High 160
$439,634
Sharper & Granite LLC logo Sharper & Granite LLC
Supported
4
Low 31
$2,641,475
Sharper Image Financial Services, LLC logo Sharper Image Financial Services, LLC
Supported
2
Very Low 7
$127,940
Sharp Financial logo Sharp Financial
Team
6
Very Low 30
$2,563,759
Sharp Wealth Management logo Sharp Wealth Management
Independent
1
Typical 12
$2,931,530
S Harris Financial Group, LLC logo S Harris Financial Group, LLC
Team
7
Low 35
$1,637,208
Shaw Financial Solutions LLC
Supported
2
Typical 43
$1,180,637
Shawnee Investments & Planning logo Shawnee Investments & Planning
Independent
1
Low 10
$123,186
Shayne & Jacobs, LLC logo Shayne & Jacobs, LLC
Supported
2
High 80
$2,403,329
Shay Wealth Partners logo Shay Wealth Partners
Independent
1
Low 0
—
SHB Advisors logo SHB Advisors
Independent
1
Low 5
$4,385,064
S.H. Capital Management Corp. logo S.H. Capital Management Corp.
Independent
1
Very High 92
$595,537
Shea Financial Advisors
Supported
2
Typical 39
$1,540,279
Shealy Wealth Advisory LLC
Independent
1
Very High 151
$121,192
Shearman, Ralston Inc. logo Shearman, Ralston Inc.
Supported
2
Very Low 10
$4,883,925
Shearwater Capital logo Shearwater Capital
Supported
4
Typical 45
$2,338,313
Sheehan Financial Advisors, LLC logo Sheehan Financial Advisors, LLC
Supported
3
Low 22
—
Sheeley & Partners Wealth Management, LLC logo Sheeley & Partners Wealth Management, LLC
Supported
2
Typical 40
$1,442,093
Sheer Empowerment Financial, LLC logo Sheer Empowerment Financial, LLC
Independent
1
Low 0
—
Sheets Smith Wealth Management logo Sheets Smith Wealth Management
Team
10
Low 38
$3,256,991
Shehu Asset Management, LLC
Independent
1
Typical 15
$160,000
Sheikh Investments, Inc. logo Sheikh Investments, Inc.
Supported
2
High 85
$766,291
Shell Capital Management, LLC logo Shell Capital Management, LLC
Supported
2
Very Low 9
$1,113,897
ShellCrest Financial LLC
Independent
1
Low 0
—
Sheller Wealth Management, Inc. logo Sheller Wealth Management, Inc.
Supported
2
High 87
$382,385
Shellman Investment Management, LLC logo Shellman Investment Management, LLC
Supported
3
Typical 44
$1,389,602
Shelterbelt Advisors logo Shelterbelt Advisors
Independent
1
Low 10
—
Sheltered Garden Financial Group LLC logo Sheltered Garden Financial Group LLC
Independent
1
Low 0
—
Shelter Rock Management, LLC logo Shelter Rock Management, LLC
Supported
4
Low 33
$1,259,248
Shelton Capital Management logo Shelton Capital Management
Multi-team
17
High 84
$913,840
Shelton Financial Advisors, LLC
Independent
1
High 30
$2,996,088
Shelton Wealth Management, LLC logo Shelton Wealth Management, LLC
Supported
4
Typical 39
$2,344,577
Shenandoah Financial logo Shenandoah Financial
Independent
1
Low 0
—
Shepherd Advisor logo Shepherd Advisor
Independent
1
Low 3
$258,333
Shepherd Advisory LLC logo Shepherd Advisory LLC
Independent
1
Low 1
$0
Shepherd Financial LLC logo Shepherd Financial LLC
Independent
1
Typical 21
$894,143
Shepherd Financial Partners, LLC logo Shepherd Financial Partners, LLC
Team
8
High 91
$1,693,745
Shepherd Investment Management logo Shepherd Investment Management
Supported
2
Very Low 4
$397,287
Shepherd's Financial LLC logo Shepherd's Financial LLC
Independent
1
Very High 119
$69,731
Shepherds of Capital logo Shepherds of Capital
Independent
1
Low 0
—
Shepherd Street Advisors logo Shepherd Street Advisors
Supported
2
Low 25
$2,575,155
Shepherd Wealth Management logo Shepherd Wealth Management
Team
5
High 86
$376,933
Shepherd Wealth Partners logo Shepherd Wealth Partners
Supported
3
Low 30
$838,529
Shepherd Wealth & Retirement LLC logo Shepherd Wealth & Retirement LLC
Supported
3
Typical 43
$739,356
Sheridan Capital Management, LLC logo Sheridan Capital Management, LLC
Supported
1
Very High 116
$1,872,618
Sherman Asset Management, Inc. logo Sherman Asset Management, Inc.
Independent
1
High 32
$3,340,077
Sherman Financial logo Sherman Financial
Supported
2
Low 20
—
Sherman Financial & Wealth Management logo Sherman Financial & Wealth Management
Independent
1
High 28
$190,639
Sherman Wealth Management LLC logo Sherman Wealth Management LLC
Supported
3
Typical 48
$1,081,711
Sherman Wealth Solutions LLC logo Sherman Wealth Solutions LLC
Independent
1
High 53
$263,904
Sherman, Young & Leavitt, LLC
Supported
3
Very High 119
$216,537
Sherpa Capital Management
Supported
2
High 79
$671,175
Sherpa Financial Guides, Inc. logo Sherpa Financial Guides, Inc.
Supported
2
Low 20
$231,106
Sherpa Wealth Management LLC
Independent
1
Low 0
—
Sherr Financial Associates logo Sherr Financial Associates
Independent
1
Low 0
—
Sherrill & Hutchins Financial Advisory Inc logo Sherrill & Hutchins Financial Advisory Inc
Team
6
High 68
$1,487,496
Sherrod Wealth Management logo Sherrod Wealth Management
Independent
1
Low 0
—
Sherwood Financial Management logo Sherwood Financial Management
Independent
1
Typical 17
$1,406,171
Sherwood Financial Partners, LLC logo Sherwood Financial Partners, LLC
Supported
3
Low 29
$2,947,432
Sherwood Investments logo Sherwood Investments
Independent
1
High 41
$2,048,780
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