See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Simply Human Advisors logo Simply Human Advisors
Independent
1
Typical 13
$1,793,093
SimplyRIA Advisor Network logo SimplyRIA Advisor Network
Team
24
Very Low 25
$347,981
SimplyRich logo SimplyRich
Supported
2
Low 34
$6,551,329
SimplySmart Asset Management logo SimplySmart Asset Management
Independent
1
Low 5
$5,882,360
Simply Steward logo Simply Steward
Independent
1
High 35
$1,000,504
Simpson Capital Management logo Simpson Capital Management
Independent
1
Very High 70
$289,220
Simpson Investment Counsel
Supported
2
Very Low 2
$5,867,239
SIMS Capital Management LLC logo SIMS Capital Management LLC
Independent
1
Typical 16
$559,827
Sims Investment Management LLC logo Sims Investment Management LLC
Team
6
High 86
$578,445
Sincerus Advisory logo Sincerus Advisory
Supported
3
Typical 53
$1,111,235
Singer Wealth Advisors LLC logo Singer Wealth Advisors LLC
Team
23
Low 41
$930,365
Singer Wealth Management logo Singer Wealth Management
Supported
3
Typical 45
$881,463
Singh PWM LLC logo Singh PWM LLC
Independent
1
Typical 16
$1,562,500
Single A Capital, LLC logo Single A Capital, LLC
Independent
1
Typical 13
$1,331,538
Single Point Partners logo Single Point Partners
Team
11
Very Low 18
$3,279,550
Single Track Financial, Inc. logo Single Track Financial, Inc.
Supported
2
Very Low 16
$916,605
Sinopoli & Sinopoli FInancial Services, LLC logo Sinopoli & Sinopoli FInancial Services, LLC
Supported
4
Very Low 8
$505,426
Sintra Capital Corp logo Sintra Capital Corp
Independent
1
Low 0
—
SIOL Wealth Advisors
Supported
1
Very Low 9
$4,368,732
SIP Financial Services logo SIP Financial Services
Independent
1
Very High 70
$389,353
SIPHERD Wealth Management, LLC logo SIPHERD Wealth Management, LLC
Supported
1
Low 25
$0
Sippican Capital Advisors logo Sippican Capital Advisors
Supported
2
High 75
$916,667
Sire Line Capital Management LLC logo Sire Line Capital Management LLC
Independent
1
Typical 18
$444,444
Sirius Capital Advisors LLC
Supported
1
Very Low 0
—
Sirius Trading Partners LLC logo Sirius Trading Partners LLC
Independent
1
Low 0
—
Sirius Wealth Management Strategies, LLC logo Sirius Wealth Management Strategies, LLC
Independent
1
High 49
$2,164,402
Sirmium Capital, LLC logo Sirmium Capital, LLC
Supported
2
Low 30
$108,333
Sisto Investment Advisory, LLC logo Sisto Investment Advisory, LLC
Independent
1
High 38
$1,063,447
Sitka Pacific Capital Management, LLC logo Sitka Pacific Capital Management, LLC
Independent
1
High 44
$517,537
Sitman, Freed & Co. LLP
Independent
1
Very High 100
—
Sitrin Capital Management, LLC logo Sitrin Capital Management, LLC
Supported
4
High 59
$1,487,639
Sittner & Nelson, LLC logo Sittner & Nelson, LLC
Team
4
Very High 114
$2,148,897
Sivia Capital Partners, LLC logo Sivia Capital Partners, LLC
Team
1
Typical 55
$22,527,063
Six Oaks Advisory Partners LLC logo Six Oaks Advisory Partners LLC
Independent
1
Low 0
—
Six Sigma Wealth Advisors, LLC logo Six Sigma Wealth Advisors, LLC
Independent
1
Low 8
$675,875
SJBenen Advisory, LLC logo SJBenen Advisory, LLC
Supported
2
High 70
$2,602,695
SJ Boyle Wealth Planning, LLC logo SJ Boyle Wealth Planning, LLC
Independent
1
Very High 62
$495,905
SJ Capital Management LLC logo SJ Capital Management LLC
Independent
1
Very High 62
$1,536,588
SJC Capital Advisors LLC
Independent
1
Typical 19
$1,628,316
SJHL Financial Group logo SJHL Financial Group
Team
12
Low 32
$454,183
SJL Financial LLC logo SJL Financial LLC
Independent
1
Low 4
$0
Sjostrom Financial Planning Inc.
Independent
1
High 42
$294,048
SJS Investment Services logo SJS Investment Services
Team
19
Low 46
$2,394,181
SKadvisors, LLC
Supported
3
Typical 46
$555,474
SKA Financial Services, Inc.
Independent
1
Very High 217
$673,636
Skaggs Financial Planning, LLC
Independent
1
High 27
$1,126,476
SKB Advisory, LLC
Independent
1
Low 9
$97,578
Skela Financial logo Skela Financial
Independent
1
Low 0
—
SKG Capital Advisors, LLC logo SKG Capital Advisors, LLC
Supported
3
High 92
$467,009
SKG Investment Services, LLC
Independent
1
High 30
$1,000,000
Skibek Wealth Management logo Skibek Wealth Management
Independent
1
Typical 22
$1,533,949
Skidmore Advisory Services, Inc. logo Skidmore Advisory Services, Inc.
Independent
1
Typical 11
$488,361
Skill Capital Management
Independent
1
Low 9
$3,808,077
Skinner Advisory, LTD.
Independent
1
High 37
$597,905
Skinner, Copper & Ehmen Wealth Management, LLC logo Skinner, Copper & Ehmen Wealth Management, LLC
Team
6
High 92
$1,141,232
Skinner Financial Services logo Skinner Financial Services
Independent
1
High 47
$104,316
Skipjack Financial logo Skipjack Financial
Independent
1
Low 6
$517,651
Skiver Investment Services logo Skiver Investment Services
Independent
1
Very High 239
$112,971
Skloff Financial Group logo Skloff Financial Group
Independent
1
Very High 444
$256,757
SKM Wealth Management, LLC logo SKM Wealth Management, LLC
Independent
1
High 31
$1,111,484
Skorheim Wealth Management, LLC
Supported
2
Very Low 12
$2,822,641
Skoufis Capital Management logo Skoufis Capital Management
Independent
1
High 40
$425,000
SKP Wealth logo SKP Wealth
Independent
1
Typical 15
$127,329
Skrobonja Wealth Management, LLC logo Skrobonja Wealth Management, LLC
Supported
4
Typical 51
$224,355
SK Wealth Management, LLC logo SK Wealth Management, LLC
Team
6
Typical 53
$1,999,425
Sky Alpha Asset Advisors logo Sky Alpha Asset Advisors
Supported
2
Very High 143
$541,912
Skybound Wealth USA logo Skybound Wealth USA
Team
12
Very Low 28
$491,017
Skybox Financial Group LLC logo Skybox Financial Group LLC
Supported
2
Very High 95
$397,733
Sky Investment Group LLC logo Sky Investment Group LLC
Team
10
Low 39
$2,365,773
Skylark Wealth, LLC logo Skylark Wealth, LLC
Independent
1
Typical 14
$1,795,806
Skylar Wealth Management, LLC logo Skylar Wealth Management, LLC
Supported
2
Very Low 0
—
Skylid Capital Management, Inc. logo Skylid Capital Management, Inc.
Independent
1
Typical 21
$831,067
Skyline Advisors, Inc. logo Skyline Advisors, Inc.
Team
7
Typical 52
$1,017,004
Skyline Financial Northwest logo Skyline Financial Northwest
Supported
3
Typical 40
$1,118,366
Skyline Wealth Management
Independent
1
Low 0
—
Skymark Advisors LLC logo Skymark Advisors LLC
Supported
1
Typical 50
$100,000
Sky-Mountain Capital Management logo Sky-Mountain Capital Management
Supported
2
High 71
$1,493,391
SkyOak Capital, Inc. logo SkyOak Capital, Inc.
Supported
2
Very High 118
$805,012
Skyoak Wealth logo Skyoak Wealth
Team
5
High 86
$1,555,827
Sky Ridge Wealth Management LLC logo Sky Ridge Wealth Management LLC
Supported
2
Very Low 9
$1,959,024
Skyrise Financial logo Skyrise Financial
Independent
1
Low 0
—
SkySail Wealth Management LLC
Independent
1
High 33
$637,828
SkySphere LLC logo SkySphere LLC
Independent
1
Low 0
—
Skyview Capital Management logo Skyview Capital Management
Independent
1
Typical 15
$204,188
Skyview Financial Group, LLC logo Skyview Financial Group, LLC
Supported
2
Very High 181
$791,829
Skyview Pinnacle logo Skyview Pinnacle
Supported
2
Low 23
$232,640
Sky Vision Wealth, LLC logo Sky Vision Wealth, LLC
Supported
2
Low 26
$688,529
Sky Vision Wealth Management Corp.
Supported
3
Low 27
$1,038,706
Skyy Financial Group, LLC
Independent
1
Low 1
$110,000
Sladek & Witek, LLP logo Sladek & Witek, LLP
Supported
2
High 78
$503,226
Slagel Investment Management logo Slagel Investment Management
Independent
1
Very High 114
$459,368
Slagle Financial, LLC logo Slagle Financial, LLC
Team
13
Very High 116
$269,985
Slalom Wealth Management, LLC logo Slalom Wealth Management, LLC
Independent
1
Typical 25
$772,560
Slaten Wealth Management logo Slaten Wealth Management
Supported
1
Very High 167
$216,904
Slate Peak Financial Services, LLC logo Slate Peak Financial Services, LLC
Independent
1
Very High 55
$427,743
Slater Tompkins Legacy, LLC
Independent
1
Low 0
—
SlateStone Wealth LLC logo SlateStone Wealth LLC
Team
17
Low 33
$2,642,601
Slaton Capital Advisors logo Slaton Capital Advisors
Independent
1
High 49
$395,655
Slayton Lewis Inc logo Slayton Lewis Inc
Supported
2
Typical 36
$4,428,250
SL Capital logo SL Capital
Supported
4
High 57
$1,005,631
Sledge and Company Wealth Advisors logo Sledge and Company Wealth Advisors
Supported
4
Typical 49
$937,345
S & L Financial Management logo S & L Financial Management
Independent
1
Low 1
$526,897
Slight Edge Wealth Strategies, LLC logo Slight Edge Wealth Strategies, LLC
Independent
1
Low 0
—
Slingshot Financial logo Slingshot Financial
Independent
1
Low 0
—
Slipstream Wealth Planning LLC logo Slipstream Wealth Planning LLC
Independent
1
Low 0
—
Sloan Advisory Group, Inc. logo Sloan Advisory Group, Inc.
Independent
1
High 32
$1,986,376
Slocum, Gordon & Co. LLP logo Slocum, Gordon & Co. LLP
Supported
2
High 59
$1,548,821
SLO Money Managers logo SLO Money Managers
Supported
2
High 70
$1,001,943
Slope Advisors LLC logo Slope Advisors LLC
Independent
1
Low 0
—
Slosberg Financial Solutions, LLC logo Slosberg Financial Solutions, LLC
Independent
1
High 50
$0
SLOY, DAHL & HOLST, LLC logo SLOY, DAHL & HOLST, LLC
Team
6
High 75
$1,975,979
SLP Wealth logo SLP Wealth
Team
14
Very High 118
$38,440
SLR Advisors logo SLR Advisors
Independent
1
High 50
$121,000
SMAART LLC logo SMAART LLC
Supported
1
Very Low 9
$9,411
Small Victories Wealth logo Small Victories Wealth
Independent
1
Typical 13
$286,626
Smallwood Wealth Management logo Smallwood Wealth Management
Team
6
High 74
$680,989
Smarr Financial Services Inc. logo Smarr Financial Services Inc.
Independent
1
Very High 75
$610,840
S.mart Advising Inc logo S.mart Advising Inc
Independent
1
High 28
$250,000
SmartAlpha Wealth Advisors LLC logo SmartAlpha Wealth Advisors LLC
Supported
2
Very Low 0
—
Smart Choice Financial Planning, Inc. logo Smart Choice Financial Planning, Inc.
Independent
1
Very High 80
$1,200,000
SmartCourse Advisory, LLC
Independent
1
Low 0
—
Smarter and Wise logo Smarter and Wise
Independent
1
High 32
$1,116,032
Smarter Bear Financial Advisory logo Smarter Bear Financial Advisory
Supported
2
Low 21
$1,216,822
Smarter Way Wealth logo Smarter Way Wealth
Independent
1
Low 0
—
Smart Financial Group, LLC logo Smart Financial Group, LLC
Independent
1
Low 0
—
Smartharvest Portfolios logo Smartharvest Portfolios
Supported
1
Very High 255
$1,365,269
Smart Investments Advisory Incorporated logo Smart Investments Advisory Incorporated
Supported
3
High 70
$390,476
Smart Money Financial Advisors, LLC logo Smart Money Financial Advisors, LLC
Supported
1
Very High 145
$552,827
Smart Money Group, LLC logo Smart Money Group, LLC
Team
11
Typical 51
$403,443
SmartPath Advisors logo SmartPath Advisors
Team
5
High 74
—
SmartPlan Investing logo SmartPlan Investing
Supported
4
High 62
—
Smart Portfolio logo Smart Portfolio
Independent
1
Low 9
$122,222
Smart Portfolios, LLC logo Smart Portfolios, LLC
Supported
4
Typical 38
$1,397,288
Smart Steps Wealth Management LLC logo Smart Steps Wealth Management LLC
Independent
1
Very High 278
$281,544
Smart Stewardship Advisors logo Smart Stewardship Advisors
Independent
1
High 54
$679,815
SmartStreet Investments logo SmartStreet Investments
Independent
1
Typical 11
$708,384
Smartt Wealth Solutions, LLC logo Smartt Wealth Solutions, LLC
Supported
3
Very Low 0
—
Smartvalue Investment Management, LLC logo Smartvalue Investment Management, LLC
Independent
1
Low 4
$470,631
SMART Wealth, LLC logo SMART Wealth, LLC
Team
19
Typical 52
$602,266
Smb Financial Services, Inc. logo Smb Financial Services, Inc.
Team
5
High 87
$392,039
SM Carlton Advisory logo SM Carlton Advisory
Independent
1
Typical 17
$108,824
SMEAC Financial, LLC logo SMEAC Financial, LLC
Independent
1
Typical 22
$486,364
Smedley Financial Services Inc logo Smedley Financial Services Inc
Team
6
Very High 142
$464,564
SMI Advisory Services, LLC logo SMI Advisory Services, LLC
Team
7
Very High 154
$669,444
Smith Asset Management Co., LLC logo Smith Asset Management Co., LLC
Supported
3
Very High 255
$363,053
Smith & Associates Financial Services, LLC
Independent
1
Typical 17
$65,272
Smith, Blair
Independent
1
Low 10
$603,472
Smithbridge Asset Management, Inc. logo Smithbridge Asset Management, Inc.
Team
6
High 83
$1,506,341
Smithbrook, LLC logo Smithbrook, LLC
Supported
3
Very Low 5
$6,014,456
Smith, Brown & Groover Inc. d/b/a SBG Wealth Management logo Smith, Brown & Groover Inc. d/b/a SBG Wealth Management
Supported
3
Very High 159
$590,224
Smith Bruer logo Smith Bruer
Team
6
Low 42
$692,398
Smith Capital Management, LLC logo Smith Capital Management, LLC
Independent
1
High 50
$190,000
Smith CFP, Karyn
Independent
1
Low 2
$300,000
Smith Company Financial Advisors / Fusion Funds
Independent
1
Low 0
—
Smith Financial logo Smith Financial
Supported
3
Typical 53
$1,870,680
Smith Financial LLC
Independent
1
Low 0
—
Smith & Howard Wealth Management, LLC logo Smith & Howard Wealth Management, LLC
Team
6
Low 36
$3,319,352
Smith, Michael, Glen
Independent
1
Low 0
—
Smith Moore & Co. logo Smith Moore & Co.
Multi-team
45
High 91
$530,650
Smith Partners Wealth Management, LLC logo Smith Partners Wealth Management, LLC
Supported
2
High 59
$1,546,196
Smith Salley Wealth Management logo Smith Salley Wealth Management
Team
17
Typical 64
$2,452,481
Smith Securities LLC logo Smith Securities LLC
Supported
3
Very High 150
$0
Smith Thornton Advisors, LLC logo Smith Thornton Advisors, LLC
Team
7
Typical 47
$1,153,763
Smith & Wyatt logo Smith & Wyatt
Team
8
High 91
$286,584
SML Advisory logo SML Advisory
Independent
1
Typical 14
$89,201
SML Capital LLC
Independent
1
Very High 56
$500,000
Smolin Wealth Advisors, LLC logo Smolin Wealth Advisors, LLC
Supported
2
Very Low 13
—
SMP Financial Planning, LLC logo SMP Financial Planning, LLC
Supported
2
Low 22
$1,737,440
SMR Strategic Investments, LLC
Independent
1
Typical 16
$606,250
SM Scherr Financial LLC
Independent
1
Very High 55
$1,931,447
Snake River Investment Counsel LLC logo Snake River Investment Counsel LLC
Supported
2
High 61
$634,978
Snavely Associates Financial Services logo Snavely Associates Financial Services
Supported
2
Very High 140
$654,373
SNC Wealth Management LLC
Independent
1
High 50
$627,432
Snider Advisors logo Snider Advisors
Supported
4
High 89
$623,704
Snider Financial Group logo Snider Financial Group
Team
9
Typical 57
$1,065,637
Snider Talbot Financial Planning LLC logo Snider Talbot Financial Planning LLC
Supported
4
Typical 43
$369,486
Snowball Wealth Management logo Snowball Wealth Management
Supported
1
Very High 162
$851,438
Snowbird Financial LLC logo Snowbird Financial LLC
Independent
1
Very High 179
$197,952
Snow Canyon Financial Planning LLC
Independent
1
Low 0
—
Snowcap Financial logo Snowcap Financial
Independent
1
High 45
$236,293
Snowden Capital Advisors LLC logo Snowden Capital Advisors LLC
Multi-team
122
Typical 48
$1,457,827
Snow Financial Management, LLC logo Snow Financial Management, LLC
Supported
3
Low 17
$1,951,368
Snowwater Investment Partners, LLC logo Snowwater Investment Partners, LLC
Team
2
Very Low 28
$15,454,545
SN Private Wealth Group, LLC
Independent
1
Low 0
—
Snug Harbor Capital Management, LLC logo Snug Harbor Capital Management, LLC
Independent
1
Typical 18
$1,666,638
Snyder Asset Management, LLC logo Snyder Asset Management, LLC
Independent
1
Very High 80
$1,391,250
Snyder Wealth Group logo Snyder Wealth Group
Team
7
High 86
$622,603
Soard Financial Management, LLC logo Soard Financial Management, LLC
Supported
2
Very High 125
$293,107
Soares Financial, Inc. logo Soares Financial, Inc.
Independent
1
Typical 18
$1,167,502
Soar Financial LLC logo Soar Financial LLC
Supported
3
Low 32
$154,639
Soaring Capital Management, LLC logo Soaring Capital Management, LLC
Independent
1
High 31
$1,783,854
Soaring Investment Management, LLC logo Soaring Investment Management, LLC
Supported
4
Typical 43
$657,837
Soaring Investment Management, LLC logo Soaring Investment Management, LLC
Independent
1
High 32
$48,168
Soaring Wealth LLC logo Soaring Wealth LLC
Independent
1
Typical 23
$836,258
Sobel Financial LLC logo Sobel Financial LLC
Independent
1
High 51
$345,979
SOBITZ Financial Group, LLC logo SOBITZ Financial Group, LLC
Supported
3
High 66
$435,869
Sobora Capital logo Sobora Capital
Independent
1
Low 0
—
SoCal Planners, Inc logo SoCal Planners, Inc
Independent
1
Typical 17
$82,461
Social Impact Investments Inc. logo Social Impact Investments Inc.
Independent
1
Low 8
$584,049
Social Justice Capital LLC
Independent
1
Low 1
$1,064,000
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