See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Layline Advisors logo Layline Advisors
Supported
2
High 57
$1,033,887
Layline Asset Management Inc
Independent
1
High 33
$437,999
Layline Financial logo Layline Financial
Independent
1
Typical 14
$726,217
Layne Financial Group logo Layne Financial Group
Independent
1
Low 9
$4,778
Lazari Capital Management, Inc. logo Lazari Capital Management, Inc.
Team
10
High 73
$686,706
Lazarow Wealth Management logo Lazarow Wealth Management
Independent
1
High 43
$347,214
Lazarus Financial Planning logo Lazarus Financial Planning
Independent
1
High 27
$2,148,148
Lazarus Wealth Management LLC logo Lazarus Wealth Management LLC
Independent
1
Very High 225
$226,667
L. B. Eddy
Independent
1
Low 9
$1,748,333
Lbg Advisor logo Lbg Advisor
Supported
2
Low 28
$207,817
LBH Wealth Advisors logo LBH Wealth Advisors
Independent
1
High 30
$173,333
LBJ Family Wealth Advisors, Ltd. logo LBJ Family Wealth Advisors, Ltd.
Supported
2
Typical 39
$4,075,635
LBK Financial LLC
Independent
1
Low 8
$1,824,779
LBMC Investment Advisors, LLC logo LBMC Investment Advisors, LLC
Team
4
Very High 121
$4,487,913
LBT Wealth Management, LLC logo LBT Wealth Management, LLC
Independent
1
High 33
$368,015
Lci Advisors logo Lci Advisors
Supported
3
Low 17
$1,156,492
LCM Capital Management Inc. logo LCM Capital Management Inc.
Team
8
Typical 57
$775,369
LCM Financial
Independent
1
Low 0
—
L. Cooper Investments
Independent
1
Low 5
$787,536
LCP Institutional, LLC logo LCP Institutional, LLC
Multi-team
4
Very Low 30
$14,819,402
LCR Financial Group, LLC
Independent
1
Low 5
$146,000
LCR Wealth Management LLC logo LCR Wealth Management LLC
Supported
3
Low 24
$2,012,856
LCV Advisors LLC logo LCV Advisors LLC
Independent
1
Typical 24
$1,945,266
LCW Planning and Investments, LLC logo LCW Planning and Investments, LLC
Independent
1
Low 0
—
LDL Capital Management, LLC
Independent
1
Typical 25
$1,789,939
LD Lowe Wealth Advisory logo LD Lowe Wealth Advisory
Supported
1
Very High 264
$450,050
LDN Wealth, LLC logo LDN Wealth, LLC
Supported
2
Very High 136
$0
Leach, Bickmore & Weiss Wealth Management, LLC logo Leach, Bickmore & Weiss Wealth Management, LLC
Team
5
Typical 58
$394,262
Leader Investments LLC logo Leader Investments LLC
Independent
1
Low 0
—
Leading Edge Financial Planning LLC logo Leading Edge Financial Planning LLC
Team
10
Very Low 30
$1,727,765
Leading Edge Wealth Management, LLC logo Leading Edge Wealth Management, LLC
Independent
1
Very High 99
$438,478
Leamnson Capital Advisory, LLC
Independent
1
Typical 12
$1,282,386
Leander Wealth Management LLC logo Leander Wealth Management LLC
Independent
1
Low 0
—
Leap Wealth Management logo Leap Wealth Management
Supported
3
Very High 121
$841,704
Lease Investment Advisors logo Lease Investment Advisors
Independent
1
Low 5
—
Leavell Investment Management, Inc. logo Leavell Investment Management, Inc.
Multi-team
25
Very High 114
$831,655
Lebed Asset Management LLC logo Lebed Asset Management LLC
Supported
2
Very Low 4
$2,331,160
Lebens Advisory Group LLC logo Lebens Advisory Group LLC
Supported
1
Very High 140
$375,510
Lebenthal Global Advisors, LLC logo Lebenthal Global Advisors, LLC
Team
26
High 92
$362,217
LeBrigh Life Planners logo LeBrigh Life Planners
Independent
1
Low 4
$1,497,185
LeBron Financial Services, Inc. logo LeBron Financial Services, Inc.
Independent
1
Low 10
$89,876
LE Capital Management LLC
Independent
1
Low 5
$2,954,256
Lechner Associates logo Lechner Associates
Independent
1
Very High 125
$731,832
LeClair Wealth Partners logo LeClair Wealth Partners
Supported
4
Typical 38
$2,386,623
Leconte Wealth Management, LLC logo Leconte Wealth Management, LLC
Team
7
Typical 47
$1,044,142
Lederer & Associates Investment Counsel logo Lederer & Associates Investment Counsel
Supported
2
High 67
$1,547,873
Leder Fiduciary Capital LLC logo Leder Fiduciary Capital LLC
Independent
1
High 30
$3,946,413
Ledgerplus Financial Services LLC
Independent
1
High 31
$138,710
Ledgewood Wealth Advisors, LLC logo Ledgewood Wealth Advisors, LLC
Supported
2
Typical 47
$2,289,342
Leeb Capital Management, Inc. logo Leeb Capital Management, Inc.
Supported
3
Low 20
$1,835,867
Leechgary Asset Management LLC logo Leechgary Asset Management LLC
Supported
2
Very Low 12
$1,000,000
Lee Danner & Bass Inc logo Lee Danner & Bass Inc
Team
5
Very High 192
$1,801,522
Leedom Asset Management, Inc. logo Leedom Asset Management, Inc.
Independent
1
Very High 69
$934,783
Lee Financial Associates, Inc. logo Lee Financial Associates, Inc.
Supported
2
Low 20
—
LEE Financial Company, LLC logo LEE Financial Company, LLC
Multi-team
31
Very Low 14
$3,810,714
Lee Financial Group logo Lee Financial Group
Independent
1
Typical 14
$87,537
Lee Financial Group, Inc. logo Lee Financial Group, Inc.
Independent
1
Low 0
—
Lee, Kelleher & Klein Wealth Management logo Lee, Kelleher & Klein Wealth Management
Supported
3
Typical 50
$1,536,766
Lee, Kimun
Independent
1
Very High 55
$596,173
Leelyn Smith, LLC logo Leelyn Smith, LLC
Team
11
High 73
$1,060,504
Lee Miles LLC logo Lee Miles LLC
Supported
2
Typical 47
$148,424
LEEP Asset Management, LLC logo LEEP Asset Management, LLC
Independent
1
High 35
$457,143
Lee R. Robinson & Associates
Independent
1
Typical 21
$185,714
Lees Monsour Group logo Lees Monsour Group
Team
3
Very High 110
$1,843,400
Leetown Advisors logo Leetown Advisors
Independent
1
Very High 60
$208,979
Leeward Financial Partners, LLC logo Leeward Financial Partners, LLC
Supported
3
High 80
$1,665,852
Lee-Way Financial Services, Inc logo Lee-Way Financial Services, Inc
Independent
1
Very High 103
$1,223,301
Lefavi Wealth Management logo Lefavi Wealth Management
Supported
3
Very High 192
$772,554
Lefevre & Associates
Independent
1
Low 0
—
Lefils Wealth Management LLC logo Lefils Wealth Management LLC
Independent
1
High 29
$410,903
Lefleur Financial logo Lefleur Financial
Independent
1
High 32
$724,184
Left Brain Wealth Management, LLC logo Left Brain Wealth Management, LLC
Supported
4
Typical 52
$1,555,893
Left Coast Investment Strategies LLC logo Left Coast Investment Strategies LLC
Independent
1
Low 7
$1,196,418
Leftskewed Investment Management, LLC logo Leftskewed Investment Management, LLC
Independent
1
Low 1
$1,480
Legacies Wealth LLC logo Legacies Wealth LLC
Team
4
Very Low 21
$5,930,587
LegacITree Wealth Management, LLC
Independent
1
Very High 70
$111,786
Legacy Advisors logo Legacy Advisors
Independent
1
Low 6
$79,284
Legacy Advisors, LLC logo Legacy Advisors, LLC
Multi-team
19
Very Low 16
$15,885,897
Legacy Advisory Group, Inc
Supported
2
Typical 36
$667,665
Legacy Advisory Group, Inc. logo Legacy Advisory Group, Inc.
Supported
2
Very Low 0
—
Legacy Advisory Limited Company logo Legacy Advisory Limited Company
Supported
2
High 75
$681,023
Legacy Advisory Network, LLC logo Legacy Advisory Network, LLC
Supported
2
Very Low 0
—
Legacy Advisory Services, LLC logo Legacy Advisory Services, LLC
Supported
3
Typical 41
$1,275,899
Legacy Bridge Private Family Offices logo Legacy Bridge Private Family Offices
Supported
2
Low 33
$6,397,807
LegacyBridge Wealth Management, LLC logo LegacyBridge Wealth Management, LLC
Supported
2
Very Low 4
$501,000
Legacy Builders Financial, LLC logo Legacy Builders Financial, LLC
Independent
1
High 27
$507,347
Legacy Capital logo Legacy Capital
Supported
3
Very High 93
$973,779
Legacy Capital Partners LLC
Independent
1
Low 2
$460,000
Legacy Capital Wealth Partners, LLC logo Legacy Capital Wealth Partners, LLC
Team
17
Low 39
$2,144,746
Legacy Chief Financial Office, LLC logo Legacy Chief Financial Office, LLC
Supported
1
High 72
$1,459,441
Legacy Consulting Group logo Legacy Consulting Group
Supported
4
Typical 50
$1,805,602
Legacy Cornerstone Wealth LLC logo Legacy Cornerstone Wealth LLC
Independent
1
Very High 181
$123,971
Legacy Edge Advisors
Team
19
Very Low 28
$2,317,426
Legacy Estate Planning Group, Inc. logo Legacy Estate Planning Group, Inc.
Independent
1
Low 5
—
Legacy Family Office, LLC logo Legacy Family Office, LLC
Supported
1
Low 30
$2,119,781
Legacy Finance Group LLC
Independent
1
Low 0
—
Legacy Financial
Independent
1
Low 0
—
Legacy Financial
Independent
1
High 51
$66,584
Legacy Financial Advisors logo Legacy Financial Advisors
Supported
3
High 72
$644,295
Legacy Financial Advisors logo Legacy Financial Advisors
Supported
4
Very Low 5
$480,952
Legacy Financial Advisors Corporation logo Legacy Financial Advisors Corporation
Supported
2
Very High 123
$1,296,606
Legacy Financial Advisors, Inc. logo Legacy Financial Advisors, Inc.
Team
12
High 88
$1,417,406
Legacy Financial Advisors, LLC logo Legacy Financial Advisors, LLC
Independent
1
Typical 25
—
Legacy Financial Advisors of Louisiana
Supported
2
Very Low 0
—
Legacy Financial Designs logo Legacy Financial Designs
Supported
1
Typical 49
$633,412
Legacy Financial Group logo Legacy Financial Group
Team
9
Very High 161
$688,483
Legacy Financial Group logo Legacy Financial Group
Supported
3
Very Low 10
$692,348
Legacy Financial Independent Advisors LLC logo Legacy Financial Independent Advisors LLC
Team
6
Very High 124
$646,625
Legacy Financial, Ltd logo Legacy Financial, Ltd
Independent
1
Very High 71
$233,099
Legacy Financial Services Group, Inc. logo Legacy Financial Services Group, Inc.
Supported
2
High 92
$662,486
Legacy Financial Solutions, Inc. logo Legacy Financial Solutions, Inc.
Independent
1
High 47
$140,426
Legacy Financial Strategies, LLC logo Legacy Financial Strategies, LLC
Team
13
Typical 49
$1,219,797
Legacy Folios logo Legacy Folios
Supported
3
Low 20
$1,166,327
Legacy Global Management, L.L.C.
Independent
1
Very High 63
$265,582
Legacy Group logo Legacy Group
Independent
1
Very High 228
$391,891
Legacy Harbor
Independent
1
High 26
$306,251
Legacy Investing & Wealth Management LLC logo Legacy Investing & Wealth Management LLC
Independent
1
Low 9
$110,368
Legacy Investment Advisors Inc. logo Legacy Investment Advisors Inc.
Independent
1
Low 10
$584,387
Legacy Investment Advisors LLC
Supported
2
Very High 246
$123,984
Legacy Investment Advisors, LLC logo Legacy Investment Advisors, LLC
Supported
3
Low 22
$462,515
Legacy Investment Partners, LLC logo Legacy Investment Partners, LLC
Supported
3
High 72
$1,828,403
Legacy Investment Services, LLC logo Legacy Investment Services, LLC
Team
6
Low 42
$187,699
Legacy Map Design, LLC
Supported
2
High 66
$47,328
Legacy One Wealth Management
Independent
1
Typical 18
$166,667
Legacy Partner Group
Independent
1
Very High 104
$817,308
Legacy Partners Financial Group, LLC logo Legacy Partners Financial Group, LLC
Team
10
Very Low 15
$698,887
Legacy Path Advisors LLC logo Legacy Path Advisors LLC
Independent
1
Low 0
—
Legacy Planning Advisors, LLC logo Legacy Planning Advisors, LLC
Team
5
Typical 53
$883,019
Legacy Planning Advisors, LLC logo Legacy Planning Advisors, LLC
Independent
1
Low 0
—
Legacy Private Client Services logo Legacy Private Client Services
Independent
1
Low 0
—
Legacy Resources NC, LLC logo Legacy Resources NC, LLC
Independent
1
Low 1
—
Legacy Retirement Advisors logo Legacy Retirement Advisors
Independent
1
Very High 91
$169,770
Legacy Ridge Capital Management, LLC logo Legacy Ridge Capital Management, LLC
Supported
2
Very Low 3
$1,820,000
Legacy Road Family Offices logo Legacy Road Family Offices
Independent
1
Low 4
$29,289,001
Legacy Trust Advisors LLC
Independent
1
Low 4
$62,682
Legacy Wealth logo Legacy Wealth
Team
5
Very High 99
$1,107,505
Legacy Wealth Advisors, Inc.
Supported
2
Very High 93
$269,912
Legacy Wealth Advisors, LLC logo Legacy Wealth Advisors, LLC
Supported
2
Low 31
$2,812,846
Legacy Wealth Advisors, LLC
Independent
1
Low 8
$295,633
Legacy Wealth Advisors, LLC logo Legacy Wealth Advisors, LLC
Supported
2
Very High 124
$520,008
Legacy Wealth Advisors, LTD.
Independent
1
Low 0
—
Legacy Wealth Capital, LLC.
Independent
1
Low 10
$650,000
Legacy Wealth Concepts logo Legacy Wealth Concepts
Supported
3
Typical 50
$429,165
Legacy & Wealth Financial Advisors logo Legacy & Wealth Financial Advisors
Independent
1
Very High 112
$525,232
Legacy Wealth Group logo Legacy Wealth Group
Independent
1
Very High 117
$571,812
Legacy Wealth, Inc.
Independent
1
Low 0
—
Legacy Wealth Management logo Legacy Wealth Management
Independent
1
Low 4
$126,568
Legacy Wealth Management Group, Inc. logo Legacy Wealth Management Group, Inc.
Team
7
Very High 138
$297,902
Legacy Wealth Management Group, LLC logo Legacy Wealth Management Group, LLC
Independent
1
Low 5
$318,802
Legacy Wealth Management Inc. logo Legacy Wealth Management Inc.
Team
5
Very High 146
$428,882
Legacy Wealth Management, Inc.
Independent
1
Low 4
$1,500,000
Legacy Wealth Management, LLC logo Legacy Wealth Management, LLC
Supported
4
Low 24
$4,659,606
Legacy Wealth Management, LLC logo Legacy Wealth Management, LLC
Multi-team
46
High 71
$186,710
Legacy Wealth Management, LLC logo Legacy Wealth Management, LLC
Team
17
High 86
$1,632,910
Legacy Wealth Partners, LLC logo Legacy Wealth Partners, LLC
Team
9
Very High 116
$613,174
Legacy Wealth Planning logo Legacy Wealth Planning
Independent
1
Very High 64
$533,486
Legacy Wealth Planning Group logo Legacy Wealth Planning Group
Independent
1
Typical 18
$1,908,775
Legacy Wealth Planning, LLC logo Legacy Wealth Planning, LLC
Independent
1
High 31
$369,425
Legado Wealth Management LLC logo Legado Wealth Management LLC
Independent
1
Very High 75
$680,401
Legal Advantage Investments, Inc. logo Legal Advantage Investments, Inc.
Supported
1
Low 24
$11,292,199
LegaTrust Financial Advisors, Inc. logo LegaTrust Financial Advisors, Inc.
Independent
1
Typical 15
$1,016,667
Legatum Services LLC
Independent
1
Low 0
—
Legend Financial Advisors Inc logo Legend Financial Advisors Inc
Supported
3
High 72
$1,758,481
Legend Private Wealth, LLC logo Legend Private Wealth, LLC
Supported
2
Low 23
$1,577,778
Leges Wealth Management LLC logo Leges Wealth Management LLC
Supported
2
Very Low 0
—
Legion Capital Management, LLC
Independent
1
High 27
$1,177,778
Legion Private Wealth Management logo Legion Private Wealth Management
Supported
2
Very Low 12
$199,302
Legs Financial logo Legs Financial
Independent
1
Low 1
$1,200,000
Leh Advisors LLC logo Leh Advisors LLC
Independent
1
Low 0
—
Lehmann, Livian, Fridson Advisors, LLC
Independent
1
High 51
$1,639,344
Leibman Financial Servces, Inc. logo Leibman Financial Servces, Inc.
Team
5
Typical 54
$639,083
Leicht Financial Planning and Wealth Management logo Leicht Financial Planning and Wealth Management
Supported
1
Very High 194
$1,209,131
Leif Clarke Wealth Management, Inc. logo Leif Clarke Wealth Management, Inc.
Supported
2
High 82
$367,781
Leigh Baldwin & CO., LLC logo Leigh Baldwin & CO., LLC
Team
18
Low 38
$388,693
Leisure Capital Management, Inc. logo Leisure Capital Management, Inc.
Team
5
High 68
$2,494,030
Leither's Financial Planning, Inc.
Independent
1
Low 9
—
Lelah Financial, LLC logo Lelah Financial, LLC
Independent
1
Typical 17
$531,697
Lemley Yarling Management Co
Independent
1
Typical 17
$705,882
Lemnis Capital
Team
12
Very Low 29
$278,086
Lemniscate Partners Advisory LLC logo Lemniscate Partners Advisory LLC
Independent
1
Low 0
—
Lemuel James Financial logo Lemuel James Financial
Independent
1
Very High 162
$111,253
Lenape Investments, LLC logo Lenape Investments, LLC
Independent
1
Typical 15
$2,426,928
LendingRobot logo LendingRobot
Independent
1
Very High 609
$17,843
Lenet Financial Resources, LLC
Independent
1
Low 10
—
Lenity Financial, Inc. logo Lenity Financial, Inc.
Supported
2
Low 30
$1,432,334
Lenk Ladner Investment Solutions LLC logo Lenk Ladner Investment Solutions LLC
Supported
1
Very High 270
$1,242,978
Lennox Financial logo Lennox Financial
Independent
1
High 27
$688,989
Lenox Capital Management, Inc.
Independent
1
Very High 442
$246,505
Lentz Advisors logo Lentz Advisors
Supported
2
Low 24
$839,021
Lenz Integrity Financial logo Lenz Integrity Financial
Independent
1
Typical 19
$226,316
Leonard Advisory Group LLC logo Leonard Advisory Group LLC
Supported
3
High 84
$450,821
Leonard Investment Advisors Inc.
Supported
2
Typical 55
$844,164
Leonard Jr., Gary A. logo Leonard Jr., Gary A.
Independent
1
Typical 20
$40,000
Leonard Rickey Investment Advisors, P.L.L.C. logo Leonard Rickey Investment Advisors, P.L.L.C.
Team
9
Very High 120
$834,067
Leonard Wealth Management, LLC logo Leonard Wealth Management, LLC
Independent
1
High 45
$149,282
Leo Wealth Americas, LLC logo Leo Wealth Americas, LLC
Team
21
Typical 47
$520,609
Leo Wealth, LLC logo Leo Wealth, LLC
Multi-team
11
Very High 156
$1,870,001
Leo Wealth Management, LLC logo Leo Wealth Management, LLC
Independent
1
Very High 78
$476,796
Lepore Financial Services LLC logo Lepore Financial Services LLC
Supported
2
Very Low 6
$241,595
Leppla Capital Management LLC logo Leppla Capital Management LLC
Supported
1
Very Low 8
$1,684,341
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