See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Rock Creek Wealth Management logo Rock Creek Wealth Management
Supported
3
High 79
$422,407
RockCrest Financial LLC logo RockCrest Financial LLC
Supported
3
Typical 44
$333,300
Rockdale Financial Services, Inc. logo Rockdale Financial Services, Inc.
Supported
3
High 87
$224,626
Rockefeller Capital Management logo Rockefeller Capital Management
Enterprise
1,062
Low 45
$1,718,381
Rocket Capital Management, L.L.C. logo Rocket Capital Management, L.L.C.
Supported
2
Low 33
$402,502
Rock Financial Planning logo Rock Financial Planning
Independent
1
Low 7
$201,911
Rock Financial Planning, LLC logo Rock Financial Planning, LLC
Independent
1
Low 0
—
Rockford Asset Management LLC
Independent
1
Low 5
$226,200
Rockford Financial Planning logo Rockford Financial Planning
Supported
2
High 59
$611,919
Rockford Group Investment Advisor logo Rockford Group Investment Advisor
Independent
1
High 53
$62,264
Rockhill Advisors LLC logo Rockhill Advisors LLC
Independent
1
Typical 24
$7,095,146
Rockhouse Capital, LLC logo Rockhouse Capital, LLC
Independent
1
High 41
$154,104
Rockingstone Advisors logo Rockingstone Advisors
Supported
2
Low 31
$4,591,775
Rockledge Partners, LLC logo Rockledge Partners, LLC
Independent
1
Low 10
—
Rockline Wealth Management LLC logo Rockline Wealth Management LLC
Team
5
Very High 172
$744,484
Rock One Advisors, LLC
Independent
1
High 29
$130,207
Rock Point Advisors, LLC logo Rock Point Advisors, LLC
Team
4
Typical 58
$2,618,159
Rockport Wealth Advisors logo Rockport Wealth Advisors
Team
7
Very High 230
$415,513
Rockridge Money Management LLC
Independent
1
Low 6
$2,601,463
Rock Ridge Wealth LLC logo Rock Ridge Wealth LLC
Independent
1
Very High 110
$169,091
Rockside Investments LLC logo Rockside Investments LLC
Independent
1
Typical 14
$946,402
Rock Steady Wealth, Inc. logo Rock Steady Wealth, Inc.
Independent
1
Typical 24
$225,149
Rockwall Wealth Advisors logo Rockwall Wealth Advisors
Independent
1
Very High 89
$404,634
Rockwall Wealth Management
Supported
3
Very High 204
$499,118
Rockway Wealth Partners logo Rockway Wealth Partners
Supported
4
Low 27
$248,346
Rockwood Wealth Management, LLC logo Rockwood Wealth Management, LLC
Multi-team
46
Very Low 20
$3,018,591
Rockworth Investment Services LLC logo Rockworth Investment Services LLC
Independent
1
Very High 61
$127,655
Rocky Hill Advisors Inc. logo Rocky Hill Advisors Inc.
Supported
2
High 68
$736,655
Rocky Mountain Financial Solutions Inc. logo Rocky Mountain Financial Solutions Inc.
Independent
1
High 39
$312,835
Rocky Mountain Humane Investing LLC logo Rocky Mountain Humane Investing LLC
Independent
1
High 44
$306,942
Roda Investment Management, LLC logo Roda Investment Management, LLC
Independent
1
Very High 80
$312,500
Rodgers & Associates logo Rodgers & Associates
Team
12
High 83
$1,630,674
Rodgers Brothers, Inc. logo Rodgers Brothers, Inc.
Team
9
Typical 55
$1,856,208
Rodgers Capital Management, LLC
Independent
1
Low 10
$86,160
Rodino Wealth Management LLC logo Rodino Wealth Management LLC
Independent
1
Typical 17
$76,471
Roehl & Yi Investment Advisors, LLC logo Roehl & Yi Investment Advisors, LLC
Team
10
Low 46
$1,944,097
Roffman Miller Associates Inc logo Roffman Miller Associates Inc
Multi-team
16
Very High 100
$1,933,583
Rogan & Associates logo Rogan & Associates
Team
8
Very High 185
$478,890
Roger Budd Investment Management, LLC
Independent
1
Low 0
—
Roger F. Woodman Jr. & Co.
Independent
1
Low 0
—
Roger Manske logo Roger Manske
Independent
1
Typical 25
—
Roger R. Bell & Co., Inc. logo Roger R. Bell & Co., Inc.
Independent
1
High 27
—
Rogers Capital Advisors, LLC
Supported
2
Very Low 3
$860,339
Rogers Consulting Associates, Inc.
Supported
2
Very Low 5
$2,252,950
Rogers Financial Advisory Group, LLC logo Rogers Financial Advisory Group, LLC
Supported
3
Typical 39
$365,633
Rogers Investment Advisors, LLC logo Rogers Investment Advisors, LLC
Independent
1
Low 5
$6,690,640
Rogers Wealth Group, Inc. logo Rogers Wealth Group, Inc.
Team
8
Typical 51
$2,279,277
Rogowski Wealth Management LLC logo Rogowski Wealth Management LLC
Independent
1
Very High 76
$689,054
Rogue Advisors, LLC logo Rogue Advisors, LLC
Supported
2
High 77
$518,788
Rogue Russell Investments logo Rogue Russell Investments
Independent
1
Low 0
—
Rohde Wealth Management logo Rohde Wealth Management
Independent
1
Low 4
$181,277
Rohr Capital Management logo Rohr Capital Management
Supported
2
Very High 179
$175,853
Rohr Financial Advisors, LLC
Independent
1
Low 0
—
R.O.I. logo R.O.I.
Supported
3
Typical 55
$537,791
ROI Capital Management
Independent
1
Low 0
—
ROI Financial logo ROI Financial
Supported
2
Very High 136
$943,574
ROI Financial Planning logo ROI Financial Planning
Team
5
Very High 277
$294,969
ROKI Private Wealth
Independent
1
Low 0
—
Roland, Criss Investment Research, LLC logo Roland, Criss Investment Research, LLC
Independent
1
Low 9
—
Roland Financial Wealth Management LLC logo Roland Financial Wealth Management LLC
Supported
2
Very High 170
$198,175
Rolek Retirement Planning logo Rolek Retirement Planning
Supported
1
Very High 262
$912,832
Rollingwave Capital logo Rollingwave Capital
Supported
2
Low 34
$313,433
Rollins Financial Advisors, LLC logo Rollins Financial Advisors, LLC
Team
7
Very High 140
$1,567,692
Romain Walsh Clerou Professional Investment Mgmt
Supported
1
Typical 42
$5,212,930
Romano Wealth Management logo Romano Wealth Management
Team
11
High 85
$1,548,612
Roman Retirement Planning, LLC logo Roman Retirement Planning, LLC
Supported
2
High 75
$440,197
Roman Wealth Management, LLC logo Roman Wealth Management, LLC
Independent
1
Very High 78
$366,956
Ronald A. Bartlett & Associates, Ltd. logo Ronald A. Bartlett & Associates, Ltd.
Supported
2
High 72
$93,417
Ronald A. Lederkramer, CPA, CFP
Independent
1
Typical 15
$737,333
Ronald Gelok & Associates, LLC logo Ronald Gelok & Associates, LLC
Supported
4
High 58
$324,148
Ronald J. Iannucci CFP
Independent
1
High 53
$58,491
Ronald J. Rich Financial Advising
Independent
1
Typical 13
$750,527
Ronald Ray Schulze
Independent
1
Low 7
$804,688
Ronald R Geiger LLC logo Ronald R Geiger LLC
Independent
1
High 31
$1,010,112
Rondeivu Advisory logo Rondeivu Advisory
Independent
1
Low 0
—
Roof Eidam Maycock Peralta LLC logo Roof Eidam Maycock Peralta LLC
Team
5
Typical 59
$2,686,109
Rook Financial LLC logo Rook Financial LLC
Independent
1
Typical 25
$230,626
Rook Strategies Wealth Management, PLLC logo Rook Strategies Wealth Management, PLLC
Independent
1
High 33
$151,515
Rooks Wealth Advisors, LLC logo Rooks Wealth Advisors, LLC
Supported
2
Low 30
$950,000
Rookwood Wealth
Independent
1
Low 6
$1,446,167
Rookwood Wealth Management, LLC
Supported
1
High 67
$3,064,993
Rooney Wealth Management logo Rooney Wealth Management
Independent
1
Low 0
—
Roosevelt Advisors LLC logo Roosevelt Advisors LLC
Supported
2
Very High 143
$69,406
Rooted Financial Group, LLC logo Rooted Financial Group, LLC
Supported
2
Very High 127
$427,708
Rooted Planning Group logo Rooted Planning Group
Supported
3
High 73
$701,684
Rooted Planning LLC logo Rooted Planning LLC
Independent
1
High 27
$381,665
Rooted Wealth Advisors logo Rooted Wealth Advisors
Team
8
Very High 201
$250,196
Root Financial Partners logo Root Financial Partners
Multi-team
64
Very Low 13
$2,512,954
RootN Wealth Management, Inc. logo RootN Wealth Management, Inc.
Independent
1
Low 0
—
Roots First Wealth Management logo Roots First Wealth Management
Supported
2
Low 17
$503,030
RootsOn Capital LLC logo RootsOn Capital LLC
Independent
1
Low 0
—
Roots & Sparrow logo Roots & Sparrow
Independent
1
Low 0
—
Root Wealth Management logo Root Wealth Management
Supported
2
Low 23
$719,799
Rora Wealth, Inc. logo Rora Wealth, Inc.
Independent
1
High 38
$473,684
Rosales Wealth Group LLC logo Rosales Wealth Group LLC
Independent
1
Low 0
—
Rosales Wealth Management LLC
Independent
1
Typical 16
$312,500
Rosasharn Investment Management, LLC
Independent
1
Low 5
$300,000
R.O.S. Asset Management
Independent
1
Typical 23
$1,031,047
Roschman Capital Advisors, LLC logo Roschman Capital Advisors, LLC
Independent
1
Typical 11
$9,604
Rosci Lamb, LLC logo Rosci Lamb, LLC
Independent
1
Typical 15
$1,462,586
Roscoe Capital Management, LLC logo Roscoe Capital Management, LLC
Independent
1
Typical 19
$421,579
Roscoe Financial logo Roscoe Financial
Independent
1
Typical 20
$565,532
Rosecap Investment Advisors, LLC logo Rosecap Investment Advisors, LLC
Team
4
Very High 180
$690,255
Rose Capital Advisors, LLC logo Rose Capital Advisors, LLC
Team
11
Low 33
$1,659,454
Rose City Investment Consulting LLC
Independent
1
Low 6
—
Rosecliff Capital Advisory LLC
Supported
1
Very High 185
$147,494
Roseheart Investment Advisors, LLC
Independent
1
Low 8
$2,997,703
Roseline Capitol Advisors, LLC logo Roseline Capitol Advisors, LLC
Supported
3
Very Low 8
$2,691,211
Rosel Wealth Management, LLC logo Rosel Wealth Management, LLC
Team
2
Very High 159
$1,892,252
Roseman Wagner Wealth Management logo Roseman Wagner Wealth Management
Team
5
Very High 116
$2,177,810
Rosemark Advisors, Inc. logo Rosemark Advisors, Inc.
Supported
2
Very Low 0
—
Rosemary Frank Financial, LLC logo Rosemary Frank Financial, LLC
Independent
1
Typical 21
$1,730,871
Rosemeyer Management Group logo Rosemeyer Management Group
Team
15
High 77
$746,363
Rosenberg Wealth Advisors logo Rosenberg Wealth Advisors
Supported
2
High 78
$1,379,716
Rosenberg Wealth Management LLC logo Rosenberg Wealth Management LLC
Independent
1
Low 0
—
Rosenblum Silverman Sutton Sf Inc logo Rosenblum Silverman Sutton Sf Inc
Supported
4
Typical 40
$3,041,888
Rosen Investment Management LLC logo Rosen Investment Management LLC
Independent
1
Low 0
—
Rosenthal Capital Management, LLC logo Rosenthal Capital Management, LLC
Independent
1
Typical 18
$966,667
Rose Pine Financial logo Rose Pine Financial
Independent
1
Low 0
—
Roserock Wealth Management, LLC logo Roserock Wealth Management, LLC
Supported
2
Typical 37
$3,524,324
Rose Valley Asset Management LLC logo Rose Valley Asset Management LLC
Independent
1
Very High 70
$1,423,300
Rose Wealth, LLC logo Rose Wealth, LLC
Supported
4
Very Low 9
$163,889
Rosewood Wealth Management logo Rosewood Wealth Management
Supported
2
Very High 109
$467,479
Roshan Private Wealth Management, LLC
Independent
1
Low 0
—
Roslund, John Cabell
Independent
1
High 34
$1,307,028
Rosman Asset Management, LLC logo Rosman Asset Management, LLC
Supported
2
Typical 52
$750,000
Rossby Financial, LLC
Multi-team
31
Very High 126
$216,939
Ross Financial Group logo Ross Financial Group
Independent
1
Very High 80
$186,250
Rossi Dubuque Breckenridge, LLC logo Rossi Dubuque Breckenridge, LLC
Supported
2
High 77
$0
Rossi Financial Associates, Inc.
Independent
1
High 29
$1,806,520
Rossi Financial Group logo Rossi Financial Group
Independent
1
Very High 61
$621,311
RossJohnson & Associates, LLC logo RossJohnson & Associates, LLC
Supported
3
High 91
$754,925
Rossmore Private Capital, LLC logo Rossmore Private Capital, LLC
Team
4
Typical 63
$7,031,476
Ross Wealth Advisors, LLC logo Ross Wealth Advisors, LLC
Supported
2
Very High 135
$513,329
Ross Wealth Group, LLC logo Ross Wealth Group, LLC
Supported
3
Typical 56
$110,454
Rostad Capital Management, Inc.
Supported
2
Very Low 0
—
Rothamel Wealth Management, LLC logo Rothamel Wealth Management, LLC
Independent
1
Very High 108
$372,979
Roth Builder Investments logo Roth Builder Investments
Independent
1
Low 0
—
Roth Financial Partners LLC logo Roth Financial Partners LLC
Supported
3
High 89
$1,720,941
Roth Investment Management, LLC logo Roth Investment Management, LLC
Independent
1
Very High 64
$274,656
Rothman Investment Management, LLC logo Rothman Investment Management, LLC
Supported
3
Typical 44
$570,563
Rothschild Capital Partners logo Rothschild Capital Partners
Team
5
Very Low 13
$3,328,207
Rothschild Financial Partners, LLC
Supported
2
Very Low 0
—
Rothschild Investment logo Rothschild Investment
Team
18
High 66
$2,215,334
Rothschild Wealth LLC logo Rothschild Wealth LLC
Team
27
Very High 132
$443,079
Rothwell Investment Advisors logo Rothwell Investment Advisors
Supported
3
Very High 236
$263,961
Roud Financial Services, LLC
Independent
1
Low 2
$935,763
Round Hill Asset Management Inc logo Round Hill Asset Management Inc
Supported
1
Very High 180
$1,151,172
Round Oak Capital LLC logo Round Oak Capital LLC
Independent
1
Low 5
$4,779,577
Round Rock Advisors LLC logo Round Rock Advisors LLC
Team
10
Typical 62
$1,172,322
Round Table Financial logo Round Table Financial
Supported
3
Very Low 9
$1,751,703
Round Table Investment Management, LLC
Independent
1
Typical 12
$4,440,263
Round Table Investment Strategies, LLC logo Round Table Investment Strategies, LLC
Supported
3
Low 34
$1,039,658
Roundtable Planning & Investments logo Roundtable Planning & Investments
Independent
1
Low 0
—
Roundview Capital, LLC logo Roundview Capital, LLC
Team
5
Very High 109
$3,552,454
Route 20 Private Wealth Inc. logo Route 20 Private Wealth Inc.
Supported
2
Typical 37
$1,072,128
Roventini Financial Services, Inc logo Roventini Financial Services, Inc
Independent
1
High 37
$270,270
Rovia Tree Financial LLC logo Rovia Tree Financial LLC
Independent
1
Low 0
—
Rovin Capital logo Rovin Capital
Team
2
Very High 260
$1,314,813
Rowan Financial LLC logo Rowan Financial LLC
Independent
1
High 44
$592,400
Rowe Consulting Group, LLC logo Rowe Consulting Group, LLC
Independent
1
High 52
$206,029
Rowen Capital Management, LLC
Independent
1
Low 8
$2,308,040
Rowland Financial Services
Independent
1
Low 0
—
Rowland Miller + Partners LLC logo Rowland Miller + Partners LLC
Team
2
Very High 99
$3,128,379
Rowley Financial logo Rowley Financial
Supported
2
High 83
$589,688
Rowley Financial LLC logo Rowley Financial LLC
Supported
2
Low 32
$901,257
ROW Management Inc.
Supported
2
Low 19
$289,474
Row Your Own Boat logo Row Your Own Boat
Independent
1
Low 0
—
Roxbury Financial logo Roxbury Financial
Supported
2
Very High 120
$679,427
Royal American Financial Advisors, LLC logo Royal American Financial Advisors, LLC
Supported
2
Very High 113
$439,477
Royal Asset Managers logo Royal Asset Managers
Independent
1
High 41
$1,920,732
Royal Capital Wealth Management LLC logo Royal Capital Wealth Management LLC
Supported
2
Low 34
$3,002,286
Royale Investment Advisor LLC logo Royale Investment Advisor LLC
Independent
1
Typical 12
$846,152
Royal Financial Investment Group logo Royal Financial Investment Group
Independent
1
High 50
$119,000
Royal Fund Management, LLC logo Royal Fund Management, LLC
Multi-team
85
Typical 58
$310,894
Royal Oak Financial Advisors, LLC logo Royal Oak Financial Advisors, LLC
Team
7
Very High 109
$480,315
Royal Oak Financial Group logo Royal Oak Financial Group
Supported
3
Very High 137
$1,009,265
Royal Oak Wealth Advisors LLC logo Royal Oak Wealth Advisors LLC
Supported
4
Very Low 12
$284,783
Royal Palm Investment Advisors, Inc.
Independent
1
Very High 101
$394,099
Royal Palms Capital, LLC logo Royal Palms Capital, LLC
Independent
1
Very High 87
$1,427,519
Royal Road Wealth Partners, LLC logo Royal Road Wealth Partners, LLC
Supported
2
Low 34
$168,276
Royalty Wealth Management, Inc.
Independent
1
Typical 13
$1,119,153
Royal Wealth Management logo Royal Wealth Management
Supported
2
High 62
$260,048
Royal Wealth Management LLC
Independent
1
Low 0
—
Royce Wealth Management LLC logo Royce Wealth Management LLC
Independent
1
Low 0
—
RPC Private Wealth, LLC
Supported
1
Very High 326
$842,855
RPC Wealth, LLC logo RPC Wealth, LLC
Supported
4
High 86
$310,757
RPG Family Wealth Advisory, LLC logo RPG Family Wealth Advisory, LLC
Team
13
Low 41
$1,181,005
RPG Investment Advisory, LLC logo RPG Investment Advisory, LLC
Team
2
Very High 477
$1,095,350
RPM Capital Management, LLC logo RPM Capital Management, LLC
Supported
3
Typical 47
$511,912
RPO Wealth Partners LLC logo RPO Wealth Partners LLC
Supported
2
Very Low 10
$0
RPR Financial logo RPR Financial
Team
5
Typical 52
$625,676
RP Zeigler Investment Services logo RP Zeigler Investment Services
Independent
1
Very High 83
$779,603
R & R Financial logo R & R Financial
Supported
3
Low 24
$294,299
RR Financial Management LLC
Independent
1
Very High 57
$24,337
R & R Financial Planners, Inc. logo R & R Financial Planners, Inc.
Team
5
Low 46
$259,185
R & R Financial Services, LLC
Independent
1
High 43
$573,914
RR Portfolios, LLC logo RR Portfolios, LLC
Independent
1
Typical 21
$1,453,763
R & R Retirement Services, Inc
Independent
1
High 50
$213,714
R & R Wealth Strategies, LLC logo R & R Wealth Strategies, LLC
Supported
1
Very Low 0
—
Warmer team member

Not sure where to start?

We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.

Find your advisor

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.

Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. (“Warmer”)