See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
ONE Advisory Partners, LLC logo ONE Advisory Partners, LLC
Team
7
Low 45
$1,173,497
Oneadvocate Financial LLC logo Oneadvocate Financial LLC
Supported
3
Very Low 0
—
OneAscent Family Offices logo OneAscent Family Offices
Team
3
Very Low 26
$3,150,499
OneAscent Financial Services LLC logo OneAscent Financial Services LLC
Multi-team
75
High 68
$589,892
OneAscent Wealth Management logo OneAscent Wealth Management
Team
12
High 76
$497,008
One Brick Capital, LLC logo One Brick Capital, LLC
Independent
1
Very High 68
$742,561
One Brick Planning & Consulting, LLC logo One Brick Planning & Consulting, LLC
Supported
2
Low 22
$666,268
One Capital Management, LLC logo One Capital Management, LLC
Multi-team
65
Typical 53
$1,539,379
One Day In July LLC logo One Day In July LLC
Team
14
Very High 97
$983,464
One Day Wealth logo One Day Wealth
Supported
2
Low 30
$727,432
One Day Wealth Management logo One Day Wealth Management
Independent
1
High 29
$972,384
One Degree Advisors, Inc. logo One Degree Advisors, Inc.
Team
7
High 66
$1,041,674
One Financial Design, LLC logo One Financial Design, LLC
Independent
1
Low 6
$644,826
OneFirm Consulting, LLC
Supported
3
Very Low 3
$621,354
One Hopper Asset Management
Supported
2
Low 33
$763,162
O'Neill Financial Management, Inc. logo O'Neill Financial Management, Inc.
Supported
3
Typical 42
$550,848
OneLegacy Advisors, LLC logo OneLegacy Advisors, LLC
Independent
1
Typical 19
$263,158
One Life Advisory
Independent
1
Low 0
—
One Life Financial Group, Inc. logo One Life Financial Group, Inc.
Supported
3
High 67
$589,914
One Mile Financial Planning, LLC
Independent
1
Low 0
—
One Oak logo One Oak
Supported
4
Very Low 1
$14,028,824
One Oak Capital Management, LLC logo One Oak Capital Management, LLC
Supported
4
Very High 94
$636,938
One + One Wealth Management, LLC logo One + One Wealth Management, LLC
Team
5
Typical 50
$1,467,211
OnePoint BFG Wealth Partners logo OnePoint BFG Wealth Partners
Multi-team
124
High 68
$1,701,215
One Providence Capital, LLC
Independent
1
Very High 92
$239,604
OneSeven logo OneSeven
Multi-team
119
Very High 133
$461,030
One Source Advisory Services, LLC logo One Source Advisory Services, LLC
Independent
1
Very High 98
$159,861
ONESOURCE Wealth Advisors logo ONESOURCE Wealth Advisors
Supported
2
Very Low 9
$189,582
OneSource Wealth Management logo OneSource Wealth Management
Supported
2
Very High 115
$633,399
Onesta Wealth Management, LLC logo Onesta Wealth Management, LLC
Independent
1
High 33
$537,207
One Stop Advisor LLC logo One Stop Advisor LLC
Independent
1
Low 9
$63,744
ONE-UP Financial logo ONE-UP Financial
Team
9
Very Low 11
$1,107,404
Oneway Financial, LLC logo Oneway Financial, LLC
Independent
1
Low 0
—
One Wealth Advisors, LLC logo One Wealth Advisors, LLC
Team
11
Low 37
$2,962,682
One Wealth Capital Management, LLC logo One Wealth Capital Management, LLC
Team
5
Typical 52
$1,154,660
One Wealth Investors logo One Wealth Investors
Supported
4
Low 28
$1,469,874
One Wealth Map, LLC logo One Wealth Map, LLC
Supported
4
Typical 56
$1,288,984
One Wealth Planning LLC logo One Wealth Planning LLC
Independent
1
Very High 67
$602,881
One Wild Life Advisors LLC logo One Wild Life Advisors LLC
Supported
2
Typical 39
$516,662
One XVI Wealth
Independent
1
Very High 61
$858,028
Ongoing Wealth Management logo Ongoing Wealth Management
Supported
2
High 61
$262,768
ON Investment Management CO logo ON Investment Management CO
Multi-team
209
Low 45
$319,610
Onitus Capital, LLC logo Onitus Capital, LLC
Supported
2
Low 26
$124,901
On Keel Capital logo On Keel Capital
Independent
1
Low 2
$2,055,943
OnlyFunds logo OnlyFunds
Independent
1
Typical 12
$26,179
OnPlane Financial Advisors logo OnPlane Financial Advisors
Independent
1
High 39
$1,544,924
On Point CRNA logo On Point CRNA
Supported
2
High 92
$546,448
Onpoint Financial Advice, LLC logo Onpoint Financial Advice, LLC
Independent
1
Low 0
—
OnPoint Financial Management LLC logo OnPoint Financial Management LLC
Independent
1
High 36
$150,525
Onroute Financial logo Onroute Financial
Independent
1
Typical 17
$258,394
On Target Financial Planning
Independent
1
Low 0
—
On Target Wealth Partners, LLC logo On Target Wealth Partners, LLC
Independent
1
High 34
$817,603
On the Trail Financial Planning, LLC logo On the Trail Financial Planning, LLC
Independent
1
Very High 67
$1,251,091
On Track Financial LLC logo On Track Financial LLC
Independent
1
Very High 145
$537,931
On Track to Retire LLC
Independent
1
Low 0
—
Ontrack Wealth Management logo Ontrack Wealth Management
Supported
2
Typical 38
$1,479,194
Onus Financial LLC
Independent
1
Low 0
—
Onus Observer LLC logo Onus Observer LLC
Independent
1
Low 1
$35,410
Onward Advisors LLC logo Onward Advisors LLC
Supported
2
Very Low 0
—
Onward Fi, LLC
Independent
1
Typical 23
$470,154
Onward Financial Advising LLC logo Onward Financial Advising LLC
Independent
1
Low 5
$1,314
Onyx Bridge Wealth Group LLC logo Onyx Bridge Wealth Group LLC
Team
22
High 82
$737,091
Onyx Financial Advisors, LLC logo Onyx Financial Advisors, LLC
Team
7
Low 38
$1,872,470
Onyx Investments, Inc. logo Onyx Investments, Inc.
Independent
1
Low 0
—
Onyx Wealth Management LLC logo Onyx Wealth Management LLC
Independent
1
Typical 13
$75,255
Onyx Wealth Management, LLC logo Onyx Wealth Management, LLC
Independent
1
Typical 17
$369,164
Opal Advisors logo Opal Advisors
Team
6
Very Low 31
$886,375
Opal Wealth Advisors, LLC logo Opal Wealth Advisors, LLC
Team
10
High 73
$1,457,340
OPCREST Investment Management, LLC
Independent
1
Typical 16
$969,995
Openair Financial, LLC logo Openair Financial, LLC
Team
7
Very High 123
$369,767
OpenArc Corporate Advisory, LLC logo OpenArc Corporate Advisory, LLC
Multi-team
123
Very Low 31
$2,618,604
Open Circle Wealth Partners logo Open Circle Wealth Partners
Independent
1
Typical 21
$1,827,850
Open Door Financial Advisors logo Open Door Financial Advisors
Independent
1
High 29
$529,913
Open Door Investment Advisors, Inc. logo Open Door Investment Advisors, Inc.
Supported
2
Low 25
$736,000
Openhanded Wealth LLC logo Openhanded Wealth LLC
Independent
1
Typical 14
$60,975
Open Path Financial logo Open Path Financial
Independent
1
Low 0
—
Open Prairie Wealth Management
Independent
1
Low 0
—
Open Range Financial Group, LLC logo Open Range Financial Group, LLC
Supported
3
Low 24
$1,089,406
Open Source Investments, LLC logo Open Source Investments, LLC
Supported
2
Very High 120
$546,935
Open Square Capital, LLC logo Open Square Capital, LLC
Independent
1
Low 4
$2,750,000
Open Water Advisory Partners
Supported
2
Very Low 0
—
Open Wealth Management LLC logo Open Wealth Management LLC
Independent
1
Typical 11
$130,170
Open Wealth Network logo Open Wealth Network
Independent
1
Very High 77
$666,788
Open Window Financial Solutions, Ltd. logo Open Window Financial Solutions, Ltd.
Supported
3
Low 30
$2,772,899
Open World Financial Life Planning logo Open World Financial Life Planning
Independent
1
High 41
$292,340
Operose Advisors LLC logo Operose Advisors LLC
Team
14
Very Low 31
$3,593,389
Opes Capital Group, LLC logo Opes Capital Group, LLC
Independent
1
Low 7
$714,286
Opes MVB Capital, LLC logo Opes MVB Capital, LLC
Independent
1
Typical 12
$1,531,917
OPG Asset Management logo OPG Asset Management
Independent
1
Low 0
—
Opima Capital Management, LLC logo Opima Capital Management, LLC
Independent
1
Low 0
—
Opine Financial Advisors
Independent
1
Low 0
—
Opinicus logo Opinicus
Supported
4
Typical 52
$1,132,259
Oppenheimer logo Oppenheimer
Enterprise
1,168
Very Low 32
$609,565
Oppenheimer + Close, LLC logo Oppenheimer + Close, LLC
Team
5
Very Low 25
$738,190
Oppna Wealth LLC logo Oppna Wealth LLC
Independent
1
High 54
$379,161
OPPOQUEST logo OPPOQUEST
Supported
3
Low 26
$543,734
Opportunity Cost Investors LLC
Independent
1
Low 5
$10,059
Opportunity Investment Group, LLC
Independent
1
Very High 60
$1,025,980
Opportunus Wealth Management, LLC logo Opportunus Wealth Management, LLC
Supported
3
Typical 41
$836,545
OPR Investment Services, LLC
Independent
1
Low 5
—
Optas, LLC logo Optas, LLC
Team
5
Very Low 26
$6,562,783
Opti Bloom Advisors LLC logo Opti Bloom Advisors LLC
Independent
1
Typical 23
$782,609
Optifolio logo Optifolio
Independent
1
Typical 15
$1,329,467
Optima Asset Management Inc logo Optima Asset Management Inc
Team
2
Typical 56
$5,922,538
Optima Capital LLC logo Optima Capital LLC
Team
6
Very High 112
$565,836
Optima Capital Management logo Optima Capital Management
Supported
3
High 72
$605,757
Optima Capital Management logo Optima Capital Management
Independent
1
Typical 19
$1,935,312
Optimal Capital Advisors, LLC logo Optimal Capital Advisors, LLC
Supported
2
High 64
$899,809
Optimal Investment Performance, LLC
Independent
1
Low 0
—
OptimalPath Advisors, LLC logo OptimalPath Advisors, LLC
Independent
1
Low 0
—
Optimal Planning LLC logo Optimal Planning LLC
Independent
1
Very High 100
$433,889
Optimal Wealth Advisors, LLC logo Optimal Wealth Advisors, LLC
Independent
1
High 54
$254,204
Optima Trade & Investments, LLC
Supported
2
Very Low 0
—
Optimist Capital logo Optimist Capital
Supported
4
Very Low 15
$1,334,325
Optimist Retirement Group, LLC logo Optimist Retirement Group, LLC
Supported
2
High 60
$2,061,143
Optimized Capital LLC logo Optimized Capital LLC
Supported
2
Very Low 3
$776,000
Optimo Capital logo Optimo Capital
Independent
1
Low 0
—
Optimum Capital Strategies logo Optimum Capital Strategies
Supported
2
Low 25
$670,521
Optimum Financial LLC
Independent
1
Low 0
—
Optimum Financial Services, LLC logo Optimum Financial Services, LLC
Supported
3
High 79
$1,209,177
Optimum Retirement Planning LLC logo Optimum Retirement Planning LLC
Independent
1
High 37
$2,307,602
Optimum Wealth LLC logo Optimum Wealth LLC
Independent
1
Very High 177
—
Optimum Wealth Management, LLC logo Optimum Wealth Management, LLC
Independent
1
Typical 21
$866,510
Optimum Wealth Management, LLC logo Optimum Wealth Management, LLC
Supported
2
Typical 41
$862,854
Optimus Advisory Group logo Optimus Advisory Group
Supported
2
Typical 38
$414,533
Optimus Wealth Management Group, Inc.
Supported
2
Very Low 8
—
Options Best Financial
Independent
1
Low 3
$1,166,667
Optivest, Inc. logo Optivest, Inc.
Supported
3
Typical 36
$2,873,394
Optivise Advisory Services LLC logo Optivise Advisory Services LLC
Team
22
Typical 56
$234,025
Optometry Wealth Advisors LLC logo Optometry Wealth Advisors LLC
Independent
1
High 35
$225,355
Optura Advisors, Inc. logo Optura Advisors, Inc.
Independent
1
Low 6
$95,635
Opulence Planning logo Opulence Planning
Supported
2
Very Low 11
$469,141
Opulen Financial Group, LLC logo Opulen Financial Group, LLC
Supported
2
High 86
$998,988
Opulentia, LLC logo Opulentia, LLC
Supported
3
High 63
$245,126
Opulent Strategies, LLC
Independent
1
Typical 17
$22,960
Opulent Wealth logo Opulent Wealth
Independent
1
Low 8
$6,137,286
Opulus logo Opulus
Supported
2
Very High 93
$566,960
Opus Capital Management logo Opus Capital Management
Team
4
Very High 104
$2,185,244
Opus Financial Advisors, Inc. logo Opus Financial Advisors, Inc.
Team
5
High 74
$78,320
Opus Financial LLC logo Opus Financial LLC
Independent
1
Low 0
—
Opus Financial Solutions LLC logo Opus Financial Solutions LLC
Supported
2
High 68
$1,101,853
Opus Investment Advisors, LLC logo Opus Investment Advisors, LLC
Independent
1
Typical 14
—
Opus Private Wealth Group, LLC logo Opus Private Wealth Group, LLC
Supported
3
Typical 48
$915,082
Oracle Financial Group logo Oracle Financial Group
Independent
1
Typical 12
$878,646
Orange County Asset Management
Independent
1
Low 9
$311,488
Orange Investment Advisors, Inc. logo Orange Investment Advisors, Inc.
Team
8
Very High 163
$970,731
Orange Street Fund Advisors LLC logo Orange Street Fund Advisors LLC
Independent
1
Low 0
—
Orbis Wealth Management logo Orbis Wealth Management
Independent
1
Very High 173
$478,406
Orbital Management logo Orbital Management
Independent
1
Low 4
$565,308
Orbit Financial Planning and Investments logo Orbit Financial Planning and Investments
Independent
1
Low 6
$456,126
Orca Investment Management, LLC logo Orca Investment Management, LLC
Team
10
Low 36
$572,450
Orcam Financial Group, LLC logo Orcam Financial Group, LLC
Supported
1
Very High 120
$1,991,083
Orca Wealth Management, LLC logo Orca Wealth Management, LLC
Supported
1
Very High 406
$417,939
Orchard Advisors
Supported
3
Very High 94
$315,119
Orchard City Wealth Management, LLC logo Orchard City Wealth Management, LLC
Supported
1
Typical 55
$2,053,323
Orchard Financial logo Orchard Financial
Independent
1
Very High 63
$345,171
Orchestral Financial Group Inc. logo Orchestral Financial Group Inc.
Supported
2
Typical 44
$160,553
Orchid Advisory
Supported
3
Very Low 5
$19,710,583
Orchid Wealth Management logo Orchid Wealth Management
Independent
1
Low 1
$1,300,000
Orcus Investment Advisors, LLC logo Orcus Investment Advisors, LLC
Independent
1
Low 5
$1,162,927
Orderly Finance logo Orderly Finance
Independent
1
High 35
$2,661,600
Oread Wealth Partners logo Oread Wealth Partners
Independent
1
Typical 20
$850,558
Oregon Financial Products & Services, LLC
Independent
1
Very High 75
$189,642
Oregon Pacific Wealth Management logo Oregon Pacific Wealth Management
Team
5
Typical 53
$566,387
O'Reilly Wealth Advisors logo O'Reilly Wealth Advisors
Independent
1
High 45
$542,222
Orend Investment Management, Inc.
Independent
1
Low 7
$342,857
Orenta Capital
Supported
2
Very Low 0
—
Oresund Capital LLC
Independent
1
Low 8
$2,106,250
ORF Capital Management
Independent
1
Typical 15
$1,213,839
Organic Wealth, LLC logo Organic Wealth, LLC
Independent
1
Low 9
$719,605
Organik Capital LLC logo Organik Capital LLC
Independent
1
Low 8
$336,142
Organize, Protect & Grow Your Wealth, LLC logo Organize, Protect & Grow Your Wealth, LLC
Independent
1
Very High 100
$175,100
Orgel Wealth Management, LLC logo Orgel Wealth Management, LLC
Multi-team
31
Very High 122
$1,875,857
Origem International Advisory LLC
Independent
1
Typical 11
$96,492
Origin Investment Advisory LLC logo Origin Investment Advisory LLC
Team
17
Very High 447
$4,566
Origin Wealth Advisers logo Origin Wealth Advisers
Supported
2
Low 24
$1,679,861
Origin Wealth Management LLC logo Origin Wealth Management LLC
Independent
1
Low 4
$192,724
Orion-Archstone Asset Management Inc.
Independent
1
Low 4
$450,000
Orion Capital logo Orion Capital
Independent
1
Typical 24
$312,500
Orion Capital Management LLC logo Orion Capital Management LLC
Supported
4
Typical 41
$2,140,173
Orion Financial Advisors logo Orion Financial Advisors
Supported
3
Low 19
$305,937
Orion Financial Group logo Orion Financial Group
Independent
1
Low 0
—
Orion Investment Co logo Orion Investment Co
Team
4
Very High 167
$757,298
Orion Portfolio Solutions, LLC logo Orion Portfolio Solutions, LLC
Enterprise
198
Very High 936
$209,904
Orion Wealth Management LLC
Team
5
Very Low 15
$225,720
Oris Wealth Designs LLC logo Oris Wealth Designs LLC
Independent
1
Low 0
—
Orographic Financial Advisors logo Orographic Financial Advisors
Supported
2
Typical 56
$1,870,863
O'Rourke & Company, Incorporated
Team
2
Very High 290
$929,956
O'Rourke Financial logo O'Rourke Financial
Independent
1
Typical 16
$919,749
Orr, Brad L.
Independent
1
Very High 83
$324,493
Orr Financial, LLC logo Orr Financial, LLC
Independent
1
Typical 14
$371,184
Orser Capital Management LLC logo Orser Capital Management LLC
Supported
3
Typical 47
$2,031,381
Orser Investment Advisors, Inc. logo Orser Investment Advisors, Inc.
Independent
1
Very High 60
$666,112
Ortman Finances, LLC logo Ortman Finances, LLC
Independent
1
Typical 24
$19,111
Ortman Financial Planning logo Ortman Financial Planning
Supported
2
Typical 52
$605,841
Osage Pacific Advisors, Inc. logo Osage Pacific Advisors, Inc.
Supported
3
Very Low 0
—
OSAIC logo OSAIC
Institution
7,856
Low 72
$398,336
Osaic Advisory Services, LLC logo Osaic Advisory Services, LLC
Enterprise
330
High 89
$508,486
OSAIC Institutions, INC. logo OSAIC Institutions, INC.
Enterprise
541
Very Low 29
$308,738
Osbon Capital Management, LLC logo Osbon Capital Management, LLC
Supported
2
Low 28
$3,662,402
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