See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
JW Hall Financial LLC logo JW Hall Financial LLC
Independent
1
Low 6
$1,075,854
JW Hecht Wealth Management LLC logo JW Hecht Wealth Management LLC
Independent
1
Typical 19
$322,637
J. Williams Wealth Management, LLC
Independent
1
Typical 16
$1,933,561
J Wilson Wealth Management logo J Wilson Wealth Management
Independent
1
Very High 91
$274,725
J.W. Jarvis Investment Advisors
Supported
1
Low 18
$166,667
JWK Financial logo JWK Financial
Independent
1
Typical 17
$719,613
JWL & Associates, Inc.
Independent
1
Low 4
$450,000
JW Thompson Investments LLC logo JW Thompson Investments LLC
Supported
2
Very High 95
$160,027
JY Capital Management
Independent
1
Very High 77
$499,429
JYE Wealth Advisors, LLC
Independent
1
Low 1
$80,000
K-12 Planning logo K-12 Planning
Independent
1
Typical 18
$335,296
K2 Financial Inc. logo K2 Financial Inc.
Team
8
Typical 49
$486,949
K2 Wealth Management LLC logo K2 Wealth Management LLC
Supported
3
Low 23
$1,714,286
Kabat Advisory Group, LLC logo Kabat Advisory Group, LLC
Supported
3
Low 27
—
Kachkovsky & Fisher, Inc. logo Kachkovsky & Fisher, Inc.
Supported
3
Very High 146
$620,164
Kadirov Financial Management logo Kadirov Financial Management
Independent
1
Low 0
—
Kadisak Financial Services, Inc. logo Kadisak Financial Services, Inc.
Supported
2
Typical 39
$848,701
Kagan Coccoza Asset Management logo Kagan Coccoza Asset Management
Supported
2
High 70
$1,189,899
Kahala Financial Advisors, LLC logo Kahala Financial Advisors, LLC
Supported
2
High 81
$1,249,469
Kahn Brothers Advisors LLC logo Kahn Brothers Advisors LLC
Supported
3
Very High 114
$1,299,448
Kahn Financial Group
Supported
3
Typical 41
$1,002,943
Kai Advisors logo Kai Advisors
Independent
1
High 40
$1,650,245
Kailasa Capital Management LLC
Supported
2
High 58
$2,051,783
Kailix Advisors LLC
Independent
1
Typical 14
$8,500,000
Kaine Capital Ventures LLC logo Kaine Capital Ventures LLC
Independent
1
Low 3
—
Kairos Asset Advisory, LLC
Independent
1
Typical 23
$809,046
Kairos Capital Advisors, LLC logo Kairos Capital Advisors, LLC
Independent
1
Typical 25
$1,320,000
Kairos Capital Legal Advisors, LLC logo Kairos Capital Legal Advisors, LLC
Independent
1
Low 0
—
Kairos Capital Management, LLC logo Kairos Capital Management, LLC
Independent
1
Very High 84
$1,261,192
Kairos Family Wealth LLC
Independent
1
Low 0
—
KAIROS LLC
Independent
1
Low 0
—
Kairos RIA, LLC logo Kairos RIA, LLC
Supported
2
Low 20
$413,000
Kaitz Investments Inc.
Independent
1
Low 5
$411,177
Kai Wealth LLC
Supported
4
Very Low 11
$9,059,908
Kaiyo Wealth LLC logo Kaiyo Wealth LLC
Supported
3
Low 29
$2,792,165
Kaizen Financial Advisors, LLC logo Kaizen Financial Advisors, LLC
Supported
2
High 75
$1,749,112
Kaizen Financial Strategies, LLC logo Kaizen Financial Strategies, LLC
Team
5
Typical 57
$972,382
Kaizen Wealth Advisors, LLC logo Kaizen Wealth Advisors, LLC
Independent
1
Typical 20
—
Kaizen Wealth Management, LLC logo Kaizen Wealth Management, LLC
Supported
2
Very High 225
—
Kaizen Wealth Management, LLC logo Kaizen Wealth Management, LLC
Independent
1
High 27
$2,536,238
Kaizerman & Associates, LLC logo Kaizerman & Associates, LLC
Supported
2
Very Low 8
$1,761,943
Kakis Financial Services Inc.
Independent
1
High 34
$1,352,107
Kala Capital logo Kala Capital
Supported
4
Low 19
$325,662
Kalaj Capital logo Kalaj Capital
Independent
1
Low 0
—
Kalantry Advisors LLC
Supported
2
Low 25
$348,592
Kalinowsky Asset Management
Supported
1
High 81
$3,014,815
Kalo Capital Management, LLC logo Kalo Capital Management, LLC
Independent
1
Low 5
$1,167,905
Kalorama Wealth Strategies, LLC
Independent
1
Typical 12
$2,515,000
KALTBAUM Capital Management logo KALTBAUM Capital Management
Independent
1
Very High 227
$488,529
Kamada Investment Management logo Kamada Investment Management
Independent
1
Low 8
$1,288,290
Kam Awrabi Capital Investment Company
Independent
1
Low 0
—
Kamichu Wealth Management LLC
Supported
1
Low 20
$12,903,785
Kamke Investment Strategies Inc.
Supported
2
Low 18
$2,035,905
Kamson Financial logo Kamson Financial
Independent
1
Low 0
—
Kam-South, LLC logo Kam-South, LLC
Independent
1
Very High 87
$758,497
Kanakaris and Associates
Independent
1
Very High 62
$121,261
Kanaka Strategies
Independent
1
Low 0
—
Kanan Advisors
Supported
3
Low 19
$910,153
Kanawha Capital Management, LLC logo Kanawha Capital Management, LLC
Team
4
Very High 140
$3,156,556
Kane Asset Management, LLC logo Kane Asset Management, LLC
Independent
1
Low 0
—
Kane Capital Advisors LLC logo Kane Capital Advisors LLC
Independent
1
Low 9
$33,727
Kane Company Wealth Management, Inc. logo Kane Company Wealth Management, Inc.
Supported
3
High 66
$1,426,730
Kane Financial logo Kane Financial
Supported
2
Very High 148
$248,626
Kane Financial Planning logo Kane Financial Planning
Independent
1
Low 10
$624,398
Kane Investment Management, Inc. logo Kane Investment Management, Inc.
Team
5
Low 38
$1,259,291
Kangpan & Co. logo Kangpan & Co.
Independent
1
Low 6
$2,709,658
Kanno Capital logo Kanno Capital
Independent
1
Very High 161
$274,375
Kanos Capital Management, LLC logo Kanos Capital Management, LLC
Supported
1
Typical 36
$3,648,989
Kansas City Private Wealth Management, LLC logo Kansas City Private Wealth Management, LLC
Independent
1
Very High 107
$919,336
Kanso Capital logo Kanso Capital
Independent
1
Very High 58
$415,780
Kanten Financial Services
Independent
1
Typical 11
$104,425
KANU Asset Management, LLC logo KANU Asset Management, LLC
Supported
2
Typical 56
$144,389
Kapela logo Kapela
Independent
1
Very High 139
$359,090
Kaplan Wealth Management, Inc. logo Kaplan Wealth Management, Inc.
Supported
2
Very High 144
$309,979
Kapok Capital LLC logo Kapok Capital LLC
Independent
1
Low 8
$3,759,189
Kapstone Financial Advisors LLC logo Kapstone Financial Advisors LLC
Supported
4
Very High 127
$618,280
Kapusta Financial Group logo Kapusta Financial Group
Supported
3
High 68
$973,347
Karafilis Investments Corporation
Independent
1
Typical 21
$806,015
Karagosian Financial Services, Inc logo Karagosian Financial Services, Inc
Independent
1
High 52
$514,975
Karani Asset Management LLC
Supported
1
Low 26
$1,456,769
Kardinal Financial logo Kardinal Financial
Independent
1
Typical 19
$474,560
Karel Capital, Inc. logo Karel Capital, Inc.
Supported
3
Very Low 14
$2,661,262
Karl Schorr Wealth Management, LLC logo Karl Schorr Wealth Management, LLC
Independent
1
Very High 128
$218,078
KARP & ASSOCIATES logo KARP & ASSOCIATES
Independent
1
Typical 17
$417,647
Karpinski Financial, LLC
Independent
1
Very High 119
$702,500
Karpus Investment Management logo Karpus Investment Management
Multi-team
5
Very High 339
$1,800,872
Karstens Wealth logo Karstens Wealth
Independent
1
Typical 14
$204,286
Kasanda Capital
Independent
1
Typical 21
$175,862
Kasmat Risk Management, LLC. logo Kasmat Risk Management, LLC.
Independent
1
Low 8
$315,023
Kaspian Wealth Management logo Kaspian Wealth Management
Independent
1
High 34
$265,618
Kassira Wealth Management, LLC logo Kassira Wealth Management, LLC
Supported
2
Very High 105
$623,173
Kassouf Wealth Advisors, LLC logo Kassouf Wealth Advisors, LLC
Team
6
Low 33
$1,831,599
Kastel Capital Advisors, LLC logo Kastel Capital Advisors, LLC
Supported
3
Low 22
$2,198,323
Kastler Financial Planning logo Kastler Financial Planning
Independent
1
Low 5
$60,432
Katalgar Capital Management, LLC
Independent
1
Low 4
$11,909,966
Katam Hill LLC logo Katam Hill LLC
Independent
1
Very High 64
$636,142
KATAPULT Financial Planning LLC logo KATAPULT Financial Planning LLC
Independent
1
High 30
$1,681,959
Kate Capital Group logo Kate Capital Group
Independent
1
High 50
$458,230
Kathmere Capital Management, LLC logo Kathmere Capital Management, LLC
Multi-team
17
Low 44
$2,993,882
Katsutoshi Capital Management, LLC logo Katsutoshi Capital Management, LLC
Supported
1
Very Low 0
—
Katy Song Financial Planning, Inc. logo Katy Song Financial Planning, Inc.
Independent
1
Low 0
—
Katz Capital Advisors logo Katz Capital Advisors
Independent
1
Low 0
—
Katz Family Financial Advisors, LLC logo Katz Family Financial Advisors, LLC
Supported
2
High 67
$834,010
Katz-Moses Financial LLC logo Katz-Moses Financial LLC
Independent
1
High 53
$477,611
Kauffman & Drebing
Supported
2
Low 31
—
Kaufman Rossin Wealth, LLC logo Kaufman Rossin Wealth, LLC
Team
6
Low 37
$1,985,239
Kaul Financial Solutions logo Kaul Financial Solutions
Independent
1
Low 10
$0
Kaunisto Capital L.L.C.
Independent
1
Typical 16
$110,207
Kauzer Capital Management, LLC
Independent
1
Low 1
$514,855
Kava Financial LLC
Supported
2
Very Low 0
—
Kavar Capital Partners logo Kavar Capital Partners
Team
4
Very High 112
$2,888,825
Kavout Algo Financial LLC logo Kavout Algo Financial LLC
Supported
2
Very Low 0
—
Kaydan Wealth Management, Inc. logo Kaydan Wealth Management, Inc.
Team
6
Very High 183
$654,782
Kay Investments, Inc. logo Kay Investments, Inc.
Independent
1
Very High 66
$919,144
Kaylin Dillon Financial Planning logo Kaylin Dillon Financial Planning
Independent
1
High 34
$427,635
Kayne Anderson Rudnick Investment Management, LLC logo Kayne Anderson Rudnick Investment Management, LLC
Enterprise
36
Typical 55
$3,979,999
Kaysi Gordon Financial Planning logo Kaysi Gordon Financial Planning
Independent
1
High 32
$312,510
KB Financial Advisors LLC logo KB Financial Advisors LLC
Supported
3
Typical 45
$849,133
KBL Investment Management
Independent
1
Typical 20
$150,000
KB Private Wealth Management Group logo KB Private Wealth Management Group
Independent
1
Typical 12
$709,810
KBR Financial Solutions logo KBR Financial Solutions
Independent
1
Very High 148
$355,428
KB Wealth Management, LLC logo KB Wealth Management, LLC
Independent
1
Low 9
$1,366,667
KCCS Management Inc.
Independent
1
Typical 12
$2,555,089
KCD Financial, Inc. logo KCD Financial, Inc.
Multi-team
38
Low 33
$160,774
KCG Investment Advisory Services LLC logo KCG Investment Advisory Services LLC
Independent
1
Very High 65
$800,000
Kcm logo Kcm
Independent
1
Typical 19
$1,567,085
KCM Investment Advisors logo KCM Investment Advisors
Multi-team
7
Very High 213
$3,569,799
KConnally Strategies, LLC
Supported
2
Very Low 0
—
KCPAG Financial Advisors LLC logo KCPAG Financial Advisors LLC
Team
14
Very Low 29
$57,123
KCR Wealth Management, LLC logo KCR Wealth Management, LLC
Independent
1
High 39
$2,445,956
KCS Advisors, LLC
Supported
2
Low 31
$1,443,651
KDB Asset Management, LLC logo KDB Asset Management, LLC
Supported
2
Very Low 6
$1,039,583
K. D. Clewley Capital Management logo K. D. Clewley Capital Management
Independent
1
Very High 63
$1,428,571
KDHH Investments LLC
Independent
1
Typical 25
$120,000
KDK Private Wealth Management logo KDK Private Wealth Management
Team
5
Very Low 18
$6,614,956
KDM Wealth Management Inc. logo KDM Wealth Management Inc.
Supported
3
Typical 50
$753,273
KDWALLSTREET Investment Advisor LLC
Independent
1
Very High 91
$311,642
KD Wealth Management LLC
Independent
1
High 30
$533,333
Keala Advisors logo Keala Advisors
Independent
1
Low 0
—
Kearing Capital LLC
Independent
1
Low 0
—
Kearney-Burch Financial Services, Inc. logo Kearney-Burch Financial Services, Inc.
Independent
1
Very High 62
$977,340
Keating Financial Advisory Services logo Keating Financial Advisory Services
Team
24
Very High 208
$257,124
Keating Investment Counselors Inc logo Keating Investment Counselors Inc
Supported
2
High 75
$1,723,006
Keaton Capital Management L.L.C.
Independent
1
Very High 65
$200,000
Keats, Connelly & Associates, Inc logo Keats, Connelly & Associates, Inc
Independent
1
Typical 15
$0
KEB Wealth Advisors logo KEB Wealth Advisors
Team
14
Typical 47
$1,878,329
Kedrec LLC logo Kedrec LLC
Supported
3
Low 23
$492,012
Kedzior Wealth Management LLC
Independent
1
Very High 149
$519,905
Keebeck Wealth Management logo Keebeck Wealth Management
Team
5
Very Low 29
$12,207,349
Kee Huchok Wealth Management LLC logo Kee Huchok Wealth Management LLC
Independent
1
Low 0
—
Keel Asset Management, LLC logo Keel Asset Management, LLC
Independent
1
High 30
—
Keeler & Nadler Family Wealth logo Keeler & Nadler Family Wealth
Team
8
Typical 63
$1,207,386
Keeler Thomas Management LLC logo Keeler Thomas Management LLC
Team
5
Very Low 26
$2,293,919
Keel & Long Financial Management, LLC logo Keel & Long Financial Management, LLC
Supported
2
High 81
$465,839
Keel Point, LLC logo Keel Point, LLC
Multi-team
50
Very Low 31
$2,077,395
Keel Wealth Management, LLC logo Keel Wealth Management, LLC
Supported
1
Low 23
$9,347,826
Keenan Financial logo Keenan Financial
Team
20
Low 38
$269,616
Keenan Private Wealth Management logo Keenan Private Wealth Management
Independent
1
Low 8
$1,057,139
Keen Capital, LLC logo Keen Capital, LLC
Supported
2
Low 31
$2,415,265
Keen Capital, Ltd logo Keen Capital, Ltd
Supported
4
Low 24
$1,527,765
Keener Financial Planning logo Keener Financial Planning
Team
10
Very Low 19
$2,401,482
Keener Investments
Independent
1
Typical 15
$4,891,136
Keen Wealth Advisors logo Keen Wealth Advisors
Team
22
Low 46
$1,208,072
Keep It Simple Financial Planning logo Keep It Simple Financial Planning
Independent
1
Very High 92
$773,986
Keepsake Management Inc.
Independent
1
Very High 63
$377,196
Keesha Tyler LLC logo Keesha Tyler LLC
Independent
1
Low 0
—
Keffer Financial Planning logo Keffer Financial Planning
Independent
1
High 30
—
Kehlet Capital Management, LLC logo Kehlet Capital Management, LLC
Independent
1
Low 7
$469,588
Kehoe Investment Services, Inc
Independent
1
Low 10
$965,744
Keidan Financial Consultants LLC logo Keidan Financial Consultants LLC
Team
2
High 92
$3,091,530
Keith Kelvin Anderson logo Keith Kelvin Anderson
Independent
1
High 28
$1,892,857
Keith L. Eliou, CFP logo Keith L. Eliou, CFP
Independent
1
Low 0
—
Keith McBride Financial Services Inc.
Independent
1
Very High 70
$399,386
Keitz Investment Management Ltd.
Supported
2
Low 24
$329,787
KEJ Financial Advisors logo KEJ Financial Advisors
Independent
1
High 39
$2,109,161
Kelda Wealth Management LLC
Independent
1
Low 0
—
Kellam Insurance and Financial Services LLC
Independent
1
Low 5
$264,000
Kell Capital, LLC
Independent
1
Low 4
$875,000
Kelleher Financial Advisors, LLC logo Kelleher Financial Advisors, LLC
Team
4
High 70
$4,106,297
Keller Financial Group logo Keller Financial Group
Supported
2
Typical 42
$1,574,731
Keller Investment Advisors LLC
Independent
1
Low 3
$1,900,000
Keller Wealth Advisors logo Keller Wealth Advisors
Team
7
High 78
$1,619,741
Keller Wealth Management LLC logo Keller Wealth Management LLC
Independent
1
Very High 56
$98,807
Kellett Wealth Advisors, LLC logo Kellett Wealth Advisors, LLC
Supported
4
Very High 116
$682,286
Kelley Investments logo Kelley Investments
Supported
4
Typical 54
$1,101,650
Kelley Lane Capital, LLC logo Kelley Lane Capital, LLC
Independent
1
Low 0
—
Kellner Capital Management, Inc.
Independent
1
Very High 75
$746,010
Kellogg Wealth Advisors, Inc. logo Kellogg Wealth Advisors, Inc.
Independent
1
Typical 24
$395,535
Kelly & Associates, LLC
Supported
2
Very Low 13
$313,918
Kelly Financial Group LLC logo Kelly Financial Group LLC
Independent
1
Very High 133
$673,550
Kelly Financial Planning, LLC logo Kelly Financial Planning, LLC
Independent
1
Typical 24
—
Kelly Financial Services LLC logo Kelly Financial Services LLC
Team
7
Very High 200
$445,109
Kelly Investment Management, LLC logo Kelly Investment Management, LLC
Independent
1
Low 3
$190,265
Kelly Jones Investment Services, Inc.
Independent
1
Typical 18
$555,889
Kelly Klingaman Financial Planning LLC logo Kelly Klingaman Financial Planning LLC
Independent
1
High 26
$608,678
Kelly Wealth Management, Inc. logo Kelly Wealth Management, Inc.
Supported
2
Very High 265
$303,570
Kelman Lazarov Inc logo Kelman Lazarov Inc
Team
13
Low 44
$1,548,766
Kelmar Capital Management, LLC logo Kelmar Capital Management, LLC
Independent
1
Low 4
$2,050,000
Kelos Wealth Planning, LLC logo Kelos Wealth Planning, LLC
Independent
1
Low 0
—
Kelsey Financial, LLC logo Kelsey Financial, LLC
Team
7
Low 38
$643,769
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