See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Henderson Capital & Wealth Management, LLC logo Henderson Capital & Wealth Management, LLC
Independent
1
Very High 159
$196,987
Hendley & Co. Inc. logo Hendley & Co. Inc.
Supported
2
Very High 140
$1,396,293
Hendrickson Financial Services, LLC
Supported
2
High 74
$483,468
Hendricks Wealth and Estate Management logo Hendricks Wealth and Estate Management
Team
6
Very High 152
$582,737
Hendrix Financial Planning logo Hendrix Financial Planning
Independent
1
Low 0
—
Henington Group RIA LLC
Independent
1
High 35
$1,640,961
Henley Advisors, LLC logo Henley Advisors, LLC
Independent
1
Very High 69
$93,508
Henley & Company Wealth Management LLC logo Henley & Company Wealth Management LLC
Team
5
Very Low 13
$1,273,949
Hennessy Financial Services
Independent
1
Typical 19
$767,789
Henney Wealth Management logo Henney Wealth Management
Supported
2
Low 30
$1,422,965
Hennion & Walsh Asset Management, Inc. logo Hennion & Walsh Asset Management, Inc.
Multi-team
70
Very Low 16
$665,411
Henrickson Nauta Wealth Advisors, Inc. logo Henrickson Nauta Wealth Advisors, Inc.
Team
10
Typical 53
$1,782,016
Henry Bragg & Co. logo Henry Bragg & Co.
Supported
1
High 72
$6,421,051
Henry H. Armstrong Associates, Inc. logo Henry H. Armstrong Associates, Inc.
Team
3
Typical 47
$8,647,481
Hensel Capital Management
Independent
1
Typical 13
$410,493
Henssler Financial logo Henssler Financial
Multi-team
29
Typical 55
$2,002,152
Hentch Solutions logo Hentch Solutions
Independent
1
Low 10
—
Henthorn Agency, Inc.
Independent
1
Very High 300
$433,333
Hepner Financial Services, LLC
Independent
1
High 43
$899,000
Hepworth Equity Partners, LLC logo Hepworth Equity Partners, LLC
Supported
2
Very High 211
$322,077
Hergenroeder Financial Advisors, Inc. logo Hergenroeder Financial Advisors, Inc.
Supported
4
Very High 105
$723,291
Herges Capital Management logo Herges Capital Management
Supported
2
Very Low 16
$810,293
Heritage Advisors Group, Inc. logo Heritage Advisors Group, Inc.
Supported
3
Typical 49
$582,301
Heritage Advisory Services, Inc. logo Heritage Advisory Services, Inc.
Independent
1
Typical 15
$436,186
Heritage Asset Advisors Ltd., LLP logo Heritage Asset Advisors Ltd., LLP
Supported
4
Very High 98
$781,235
Heritage Asset Management, LLC logo Heritage Asset Management, LLC
Supported
2
Very High 373
$205,362
Heritage Asset Managers, Inc.
Supported
3
Very Low 10
$2,761,174
Heritage Capital Advisors, LLC
Supported
1
Typical 43
$2,057,675
Heritage Capital, LLC logo Heritage Capital, LLC
Supported
3
Typical 49
$979,547
Heritage Capital Partners,Inc. logo Heritage Capital Partners,Inc.
Independent
1
High 28
$2,725,699
Heritage Drive Wealth Management LLC logo Heritage Drive Wealth Management LLC
Independent
1
Typical 20
$913,528
Heritage Family Offices, LLP logo Heritage Family Offices, LLP
Supported
4
High 63
$1,693,047
Heritage Financial Advisors, LLC logo Heritage Financial Advisors, LLC
Supported
2
Very High 110
$593,480
Heritage Financial Advisory, LLC logo Heritage Financial Advisory, LLC
Supported
2
Low 31
$314,262
Heritage Financial Counselors, LLC logo Heritage Financial Counselors, LLC
Team
5
Very Low 29
$1,649,444
Heritage Financial LLC logo Heritage Financial LLC
Team
7
Typical 50
$1,073,676
Heritage Financial Network, Inc. logo Heritage Financial Network, Inc.
Supported
2
Low 19
$2,297,297
Heritage Financial Solutions, LLC logo Heritage Financial Solutions, LLC
Independent
1
Very High 171
$551,598
Heritage First Wealth Management, LLC logo Heritage First Wealth Management, LLC
Supported
2
Very Low 0
—
Heritage Grove Wealth Management, LLC logo Heritage Grove Wealth Management, LLC
Independent
1
High 44
$2,018,636
Heritage Haus Wealth Partners LLC logo Heritage Haus Wealth Partners LLC
Supported
3
Very High 178
$452,254
Heritage Hill Adviser logo Heritage Hill Adviser
Independent
1
Low 7
$38,286
Heritage House Asset Management
Supported
2
Low 28
$1,325,830
Heritage Investment Group, Inc. logo Heritage Investment Group, Inc.
Team
12
High 75
$2,429,922
Heritage Investors Management Corp logo Heritage Investors Management Corp
Multi-team
9
High 76
$5,894,390
Heritage Legacy Wealth LLC logo Heritage Legacy Wealth LLC
Independent
1
Low 0
—
Heritage Oak Wealth Advisors logo Heritage Oak Wealth Advisors
Team
5
Typical 48
$1,446,912
Heritage Planning & Investing Services, LLC
Independent
1
Typical 25
$193,140
Heritage Private Wealth logo Heritage Private Wealth
Independent
1
Very High 79
$180,100
Heritage Retirement Advisors, LLC logo Heritage Retirement Advisors, LLC
Supported
3
Very High 115
$919,187
Heritage Road Advisors logo Heritage Road Advisors
Supported
2
Very Low 8
$1,403,429
Heritage Wealth logo Heritage Wealth
Independent
1
Very High 70
$786,902
Heritage Wealth Advisors logo Heritage Wealth Advisors
Multi-team
15
Very Low 26
$6,905,865
Heritage Wealth Advisors logo Heritage Wealth Advisors
Team
3
High 67
$3,008,377
Heritage Wealth Management logo Heritage Wealth Management
Supported
2
Very High 108
$706,107
Heritage Wealth Management logo Heritage Wealth Management
Team
6
Low 36
$1,641,356
Heritage Wealth Management Group, Ltd logo Heritage Wealth Management Group, Ltd
Supported
3
High 59
$854,940
Heritage Wealth Management, Inc. logo Heritage Wealth Management, Inc.
Team
6
Low 37
$1,588,006
Hermens Capital Management, Inc
Independent
1
High 36
$1,500,000
Hermitage Advisors, Ltd. logo Hermitage Advisors, Ltd.
Independent
1
Typical 12
$1,526,071
Hermitage Wealth logo Hermitage Wealth
Team
5
Low 39
$151,986
Hermosa Advisors logo Hermosa Advisors
Independent
1
Typical 16
$0
Hermosa Capital Management, LLC
Independent
1
Low 0
—
Hermosa Wealth Management logo Hermosa Wealth Management
Supported
2
Low 29
$497,104
Hernandez Financial logo Hernandez Financial
Independent
1
Very High 101
$192,822
Herndon Investment Management, LLC
Independent
1
High 44
$856,946
Herndon Wealth Services Inc
Independent
1
Low 0
—
HERO Asset Management
Supported
1
Very Low 0
—
Heroic Financial LLC logo Heroic Financial LLC
Independent
1
Low 0
—
Hero Investors, LLC
Supported
2
Very Low 15
—
Herold Advisors, Inc. logo Herold Advisors, Inc.
Team
13
Low 43
$919,239
Heron Bay Capital Management logo Heron Bay Capital Management
Team
6
Very Low 21
$4,600,112
Heron Equity Management, LLC
Supported
2
Low 32
$80,836
Heron Finance logo Heron Finance
Supported
1
Very High 272
$138,545
Heronwood Capital LLC logo Heronwood Capital LLC
Independent
1
Typical 12
$1,190,583
Her Personal Finance logo Her Personal Finance
Supported
2
Typical 43
—
Herr Capital Management LLC logo Herr Capital Management LLC
Supported
2
Typical 56
$646,674
Herrick Lake Investments LLC logo Herrick Lake Investments LLC
Independent
1
Typical 21
$286,772
Herrick Portfolio Management Co.
Independent
1
Typical 12
$43,966
Herrington Investment Solutions logo Herrington Investment Solutions
Independent
1
Low 8
$696,889
Herrington Wealth Management Corporation logo Herrington Wealth Management Corporation
Supported
2
Low 18
$1,039,919
Herriot Financial, LLC
Independent
1
Low 0
—
Hershey Financial Advisers, LLC logo Hershey Financial Advisers, LLC
Supported
3
Very High 166
$301,721
Herzog Financial Group, LLC logo Herzog Financial Group, LLC
Independent
1
Very High 87
$554,771
Hesen & Haslam logo Hesen & Haslam
Supported
2
Very High 131
$946,339
Hesperian Wealth logo Hesperian Wealth
Independent
1
Low 5
$574,534
Hewell Financial Group, Inc. logo Hewell Financial Group, Inc.
Supported
1
Very High 217
$1,531,261
Hewitt Wealth Management Inc. logo Hewitt Wealth Management Inc.
Independent
1
Typical 18
$1,170,145
Hexagon Capital Partners, LLC logo Hexagon Capital Partners, LLC
Team
5
High 78
$1,585,773
Hexeum Capital logo Hexeum Capital
Independent
1
High 26
$238,148
Heximer Investment Management Inc. logo Heximer Investment Management Inc.
Supported
2
High 58
$1,156,020
Heydorn Stone Capital Management LLC logo Heydorn Stone Capital Management LLC
Supported
2
High 57
$1,229,214
Heyman Investment Counseling LLC logo Heyman Investment Counseling LLC
Supported
2
Low 18
$3,003,486
Heyman Wealth Management, LLC logo Heyman Wealth Management, LLC
Supported
2
Typical 43
$1,301,031
HF Advisory Group, LLC logo HF Advisory Group, LLC
Supported
2
Very High 230
$698,922
HF Advisory Services, LLC
Independent
1
High 45
$461,858
HFG Advisors Inc. logo HFG Advisors Inc.
Supported
2
Very Low 13
$1,943,596
HFG Advisors, Inc. logo HFG Advisors, Inc.
Team
6
Very Low 22
$849,522
HFG Capital logo HFG Capital
Supported
3
Typical 55
$78,823
HFG Wealth Management, LLC logo HFG Wealth Management, LLC
Team
2
Very High 215
$1,051,589
HFH Planning Inc. logo HFH Planning Inc.
Supported
2
High 61
$1,672,196
H Financial Management logo H Financial Management
Team
6
High 91
$1,022,232
Hfir Llc logo Hfir Llc
Independent
1
High 26
$2,626,923
HFM Advisors logo HFM Advisors
Independent
1
Very High 63
$1,104,144
Hfm Investment Advisors, Inc. logo Hfm Investment Advisors, Inc.
Supported
2
Very High 109
$2,219,712
HFM Investment Advisors, LLC logo HFM Investment Advisors, LLC
Team
6
High 89
$515,664
HFM Wealth Management logo HFM Wealth Management
Team
7
Very Low 25
$2,800,632
HFP Investments
Independent
1
Typical 15
$237,333
HFR Wealth Management, LLC
Team
4
High 90
$1,411,782
HG Capital Advisors, LLC logo HG Capital Advisors, LLC
Supported
1
Very High 180
$90,029
HG Tailored Financial Services logo HG Tailored Financial Services
Supported
2
Very High 156
$254,053
hgTurner Associates LLC
Supported
2
Typical 45
$150,000
HG Wealth Management, LLC logo HG Wealth Management, LLC
Independent
1
Typical 19
$1,818,001
HG Wealth Partners LLC
Supported
4
Very Low 6
$414,703
H H Financial Consultants
Independent
1
Low 0
—
HHL Wealth Advisors Inc. logo HHL Wealth Advisors Inc.
Supported
2
Very Low 13
$17,638
HHM Wealth Advisors, LLC logo HHM Wealth Advisors, LLC
Team
13
High 91
$1,203,241
Hibernia Strategies Inc. logo Hibernia Strategies Inc.
Independent
1
Low 2
$835,500
Hibernia Wealth Partners, LLC logo Hibernia Wealth Partners, LLC
Team
7
High 89
$564,437
Hickman Financial, LLC
Independent
1
High 30
$110,000
Hickok Advisory, LLC
Supported
2
Very Low 1
$130,000
Hickory Financial Group, LLC
Independent
1
Very High 71
$153,113
Hickory Wealth Management, LLC
Supported
2
Very High 105
$605,306
Hicks & Associates Wealth Management, LLC logo Hicks & Associates Wealth Management, LLC
Supported
2
High 81
$738,104
Hicks Capital Management, LLC logo Hicks Capital Management, LLC
Supported
4
High 63
$1,368,020
Hicks Financial Partners, LLC logo Hicks Financial Partners, LLC
Supported
2
High 57
$310,373
Hicok Financial Solutions, LLC logo Hicok Financial Solutions, LLC
Independent
1
High 52
$919,103
Hidalgo,Janet
Independent
1
Low 2
$2,500,000
Hidden Cove Wealth Management logo Hidden Cove Wealth Management
Team
7
Low 39
$1,198,802
Hidden Hills Wealth
Independent
1
Typical 13
$9,505,162
Hifi Planning logo Hifi Planning
Independent
1
Low 0
—
Higgins Capital Management, Inc. logo Higgins Capital Management, Inc.
Supported
2
Very Low 6
$699,206
Higgins & Schmidt Wealth Strategies LLC logo Higgins & Schmidt Wealth Strategies LLC
Supported
4
High 59
$1,181,711
Highball Advisors logo Highball Advisors
Independent
1
Very High 62
$1,161,290
Highbrook Capital Partners logo Highbrook Capital Partners
Team
5
Low 32
$2,502,855
High Country Capital Management logo High Country Capital Management
Supported
3
Typical 45
$624,091
Higher Impact Financial, LLC logo Higher Impact Financial, LLC
Independent
1
Very High 109
$88,818
High Flight Financial LLC logo High Flight Financial LLC
Independent
1
Low 0
—
Highgate Financial Partners
Independent
1
High 26
$610,000
High Grade Investment Solutions, LLC logo High Grade Investment Solutions, LLC
Independent
1
Typical 23
$2,047,826
High Knoll Wealth Advisors, LLC logo High Knoll Wealth Advisors, LLC
Supported
3
Very Low 15
$262,667
Highland Capital Advisors , Llc
Independent
1
Very High 77
$417,504
Highland Capital Advisors, LLC logo Highland Capital Advisors, LLC
Team
5
Very Low 3
$0
HIGHLAND Financial Advisors, LLC logo HIGHLAND Financial Advisors, LLC
Team
8
Low 41
$1,770,694
Highland Financial, LLC
Independent
1
Low 0
—
Highland Investment Advisors LLC logo Highland Investment Advisors LLC
Team
11
Typical 54
$583,769
Highlands Asset Management, Inc.
Independent
1
Typical 11
$382,703
Highlands Wealth Advisors, LLC logo Highlands Wealth Advisors, LLC
Independent
1
Typical 23
$1,449,405
Highland Wealth Advisors, LLC
Independent
1
Typical 21
$0
Highland Wealth Advisory LLC logo Highland Wealth Advisory LLC
Independent
1
Very High 55
$0
Highland Wealth Management logo Highland Wealth Management
Independent
1
Low 0
—
Highlight Advisors LLC logo Highlight Advisors LLC
Independent
1
Low 0
—
Highline Financial LLC
Independent
1
Low 0
—
Highline Private Wealth, LLC logo Highline Private Wealth, LLC
Supported
2
Very Low 4
$347,041
Highline Wealth Partners logo Highline Wealth Partners
Team
17
Very Low 19
$2,258,403
Highline Wealth Solutions
Independent
1
Low 0
—
Highmark, LLC logo Highmark, LLC
Supported
2
Low 32
$874,434
Highmark Wealth Management LLC logo Highmark Wealth Management LLC
Team
5
High 86
$1,425,812
High Note Wealth, LLC logo High Note Wealth, LLC
Team
4
High 69
$2,448,188
Highpass Asset Management LLC logo Highpass Asset Management LLC
Supported
2
Typical 48
$2,297,021
High Peaks Wealth Strategies logo High Peaks Wealth Strategies
Independent
1
Low 5
$100,000
High Pines Wealth Management LLC logo High Pines Wealth Management LLC
Supported
2
High 82
$1,077,317
High Plains Investment Advisors, Inc. logo High Plains Investment Advisors, Inc.
Supported
2
High 64
$815,497
Highpointe Wealth logo Highpointe Wealth
Independent
1
Very High 60
$401,058
Highpoint Planning Partners logo Highpoint Planning Partners
Multi-team
114
High 80
$510,590
High Point Wealth Management, LLC logo High Point Wealth Management, LLC
Supported
2
High 73
$1,321,537
High Probability Advisors, LLC logo High Probability Advisors, LLC
Team
7
Typical 49
$2,573,605
HighRise Wealth Management logo HighRise Wealth Management
Independent
1
Very High 78
$221,114
Highroad Wealth Advisers, LLC
Independent
1
Low 5
$3,160,728
HighRoad Wealth Advisors, LLC logo HighRoad Wealth Advisors, LLC
Supported
3
Typical 37
$1,710,764
Highrock Capital Management Inc. logo Highrock Capital Management Inc.
Independent
1
Low 0
—
Highrocks Wealth, LLC logo Highrocks Wealth, LLC
Independent
1
Typical 12
$522,567
High Rock Wealth Management logo High Rock Wealth Management
Independent
1
Low 0
—
Highsmith Financial Planning, LLC logo Highsmith Financial Planning, LLC
Independent
1
Very High 80
$0
Highstone Group logo Highstone Group
Supported
3
High 58
$1,516,584
Highstreet Financial, LLC logo Highstreet Financial, LLC
Supported
2
Low 21
$411,115
High Tide Advisory LLC logo High Tide Advisory LLC
Independent
1
Low 0
—
High Top Growth Partners logo High Top Growth Partners
Independent
1
Low 0
—
Hightower Advisors logo Hightower Advisors
Enterprise
1,052
Typical 60
$2,848,795
Hightower & Boler, LLC logo Hightower & Boler, LLC
Independent
1
Typical 14
$302,229
Highview Capital Management, LLC logo Highview Capital Management, LLC
Supported
4
Low 24
$4,202,890
Highwind Wealth Management logo Highwind Wealth Management
Independent
1
High 32
$718,449
Hilbar Capital, LLC logo Hilbar Capital, LLC
Independent
1
Low 10
$284,152
Hiley Hunt Wealth Management, Inc. logo Hiley Hunt Wealth Management, Inc.
Supported
3
High 88
$1,081,387
Hill and Labarre Wealth Management logo Hill and Labarre Wealth Management
Supported
3
Very Low 2
$42,149
Hillberg Capital Management, LLC
Independent
1
Very High 110
$843,400
Hill Country Group logo Hill Country Group
Team
5
High 81
$351,347
Hill Country Kingdom Advisors logo Hill Country Kingdom Advisors
Supported
2
Low 24
$210,016
Hillcrest Financial Group logo Hillcrest Financial Group
Team
5
High 69
$1,636,311
Hillcrest Wealth Advisors - NY, LLC logo Hillcrest Wealth Advisors - NY, LLC
Supported
1
High 62
$6,261,934
Hillebrand Financial Planning LLC logo Hillebrand Financial Planning LLC
Independent
1
High 37
$1,595,979
Hillgate Financial, LLC logo Hillgate Financial, LLC
Independent
1
Low 0
—
Hillhurst Wealth Management LLC logo Hillhurst Wealth Management LLC
Independent
1
Low 0
—
Hill Investment Group logo Hill Investment Group
Team
7
Typical 54
$2,911,064
Hill Island Financial LLC logo Hill Island Financial LLC
Team
8
Very Low 26
$2,732,480
Hillman Capital Management Inc logo Hillman Capital Management Inc
Supported
1
Very High 178
$518,851
Hillspring Financial, Inc. logo Hillspring Financial, Inc.
Supported
2
Very High 130
$510,410
Hillstrong logo Hillstrong
Independent
1
Low 0
—
Hilltop Advisors, LLC
Independent
1
Low 4
$3,750,000
Hilltop Financial Advisors logo Hilltop Financial Advisors
Independent
1
Very High 66
$371,327
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