See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Gunder Wealth Management, LLC logo Gunder Wealth Management, LLC
Supported
2
Typical 53
$1,194,546
Gunn & Co Asset Management Inc
Independent
1
Low 6
$4,595,737
Gunn & Company Investment Management, Inc. logo Gunn & Company Investment Management, Inc.
Supported
3
High 57
$1,204,052
Gunnell Financial Planning logo Gunnell Financial Planning
Independent
1
High 30
$263,667
Gunn Financial Advisors, LLC logo Gunn Financial Advisors, LLC
Independent
1
Low 0
—
Gupta Partnership logo Gupta Partnership
Supported
2
Very Low 7
$1,760,019
Gurniak Financial Advisors, Inc. logo Gurniak Financial Advisors, Inc.
Supported
1
High 70
$979,707
Gustafson Financial Solutions
Independent
1
Very High 90
—
Gustafsson Wealth Management, Inc. logo Gustafsson Wealth Management, Inc.
Independent
1
High 28
$425,821
Gutierrez Wealth Advisory, LLC logo Gutierrez Wealth Advisory, LLC
Team
5
Very Low 26
$2,394,447
Gutman Financial Planning LLC logo Gutman Financial Planning LLC
Independent
1
Low 0
—
Gutt Financial Management, LLC logo Gutt Financial Management, LLC
Independent
1
High 49
$3,307,551
Guttman Financial Planning logo Guttman Financial Planning
Independent
1
Typical 11
$153,127
Guyasuta Investment Advisors, Incorporated logo Guyasuta Investment Advisors, Incorporated
Team
11
Low 41
$4,879,149
Guzek Asset Management logo Guzek Asset Management
Supported
4
Very Low 11
$0
Guzhuna Asset Management logo Guzhuna Asset Management
Independent
1
Low 0
—
Guzman Wealth Management logo Guzman Wealth Management
Independent
1
High 37
$566,706
GVR Investment Management, Inc.
Supported
1
Typical 37
$976,940
Gwan Global Services, Corp. logo Gwan Global Services, Corp.
Independent
1
Low 0
—
Gw Asena  Pty Ltd logo Gw Asena Pty Ltd
Supported
3
Very Low 0
—
GW Asset Management LLC logo GW Asset Management LLC
Supported
2
Very Low 0
—
GWA Wealth logo GWA Wealth
Independent
1
Low 0
—
GWBLAKE & Company logo GWBLAKE & Company
Independent
1
Low 7
$221,429
GWD Capital Management, LLC
Independent
1
Low 3
$5,852,075
Gwendolyn J. Floyd, CPA, CFP(R)
Independent
1
Low 0
—
Gw Financial logo Gw Financial
Supported
2
Typical 47
$1,377,367
GWN Securities Inc. logo GWN Securities Inc.
Enterprise
451
High 84
$125,430
Gwynedd Wealth Partners, LLC logo Gwynedd Wealth Partners, LLC
Supported
2
Low 31
$485,500
Gygi Capital Management logo Gygi Capital Management
Independent
1
Very High 192
$123,900
H2OLS Wealth Management Solutions LLC logo H2OLS Wealth Management Solutions LLC
Independent
1
Low 0
—
Haag Financial Consulting logo Haag Financial Consulting
Independent
1
Typical 25
—
Haas Capital Management LLC logo Haas Capital Management LLC
Independent
1
Typical 11
$881,273
Haas Financial, Inc. logo Haas Financial, Inc.
Supported
1
Very High 138
$712,876
Haas Financial Services Inc logo Haas Financial Services Inc
Independent
1
High 31
$122,065
Haas Trade Advisors LLC logo Haas Trade Advisors LLC
Independent
1
Low 0
—
HaberKorn Financial Services, Inc.
Independent
1
High 32
$980,094
Hachiko Financial USA Corp. logo Hachiko Financial USA Corp.
Independent
1
High 35
$1,782,568
Hackberry Capital Management
Independent
1
Low 2
$700,000
Hacket Asset Management, Inc.
Independent
1
Typical 16
$713,627
Hackett Financial Group, LLC logo Hackett Financial Group, LLC
Supported
3
High 84
$630,580
Hackman Financial Group logo Hackman Financial Group
Team
5
Very High 133
$615,460
Haddock Capital LLC logo Haddock Capital LLC
Independent
1
Low 2
$49,434
Haddonfield Financial Planning LLC logo Haddonfield Financial Planning LLC
Supported
3
High 68
$649,191
Haddon Wealth Management, LLC logo Haddon Wealth Management, LLC
Independent
1
Very High 71
$1,080,938
Haese Financial Group Inc
Team
6
Very Low 0
—
Hafnia Financial, Inc. logo Hafnia Financial, Inc.
Supported
2
High 67
$342,611
Hager Investment Management Services, LLC logo Hager Investment Management Services, LLC
Supported
4
Typical 43
$1,232,392
Hahn Financial Group logo Hahn Financial Group
Team
9
Very High 205
$99,074
Hahn Financial Services, LLC
Independent
1
Very High 102
$158,039
Haire Wealth Management, Inc. logo Haire Wealth Management, Inc.
Independent
1
Very High 164
$621,782
Halal Alpha
Independent
1
Low 0
—
Haland Wealth Management logo Haland Wealth Management
Independent
1
Low 0
—
Halberstadt Financial Consultants Inc logo Halberstadt Financial Consultants Inc
Supported
4
Typical 39
$1,140,127
Halbert Hargrove logo Halbert Hargrove
Multi-team
43
Low 34
$2,507,850
Halbert Wealth Management, Inc logo Halbert Wealth Management, Inc
Supported
4
High 62
$653,613
Halcyon Global Advisors logo Halcyon Global Advisors
Supported
1
Very High 144
$1,390,788
Halcyon Investment Advisor logo Halcyon Investment Advisor
Supported
3
Low 24
$681,119
Halcyon Professional Advisors logo Halcyon Professional Advisors
Independent
1
Low 7
$0
Halcyon Wealth Management, LLC
Independent
1
Typical 23
$3,709,462
Haldorson & Pincombe Investment Advisors Inc.
Supported
1
Very High 262
$74,154
Hale & Doerr Wealth Management LLC logo Hale & Doerr Wealth Management LLC
Supported
2
Very High 93
$256,614
Hale Financial Solutions, LLC logo Hale Financial Solutions, LLC
Supported
1
High 72
$360,820
Haley & Summers Wealth Management, Inc. logo Haley & Summers Wealth Management, Inc.
Supported
2
Low 23
$1,488,889
Halieus Investment Advisors logo Halieus Investment Advisors
Independent
1
Low 4
$330,565
Hall Asset Management Group, Inc.
Independent
1
Very High 90
—
Hall Capital, LLC logo Hall Capital, LLC
Supported
2
Low 19
$4,729,730
Hall Capital Management Company, Inc. logo Hall Capital Management Company, Inc.
Supported
3
Very High 173
$726,814
Hallett Advisors logo Hallett Advisors
Supported
2
Very High 147
$511,874
Halley Hill Wealth Management LLC logo Halley Hill Wealth Management LLC
Independent
1
Typical 15
$1,195,797
Hall Financial Advisors, Pc logo Hall Financial Advisors, Pc
Supported
1
Typical 51
$431,373
Hall Financial Services, Inc logo Hall Financial Services, Inc
Independent
1
High 47
—
Hall Financial Wellness logo Hall Financial Wellness
Independent
1
Low 0
—
Hallgren Financial LLC
Independent
1
Typical 20
$2,950,000
Halo Capital Management logo Halo Capital Management
Independent
1
High 53
$972,391
Halter Ferguson Financial Inc logo Halter Ferguson Financial Inc
Team
8
Low 36
$2,398,872
Halyard Financial, LLC logo Halyard Financial, LLC
Independent
1
High 52
$628,043
Hamel Associates, Inc. logo Hamel Associates, Inc.
Team
4
Very Low 31
$4,263,076
Hamewith Wealth logo Hamewith Wealth
Independent
1
Low 0
—
Hamilton Advisors Inc
Supported
2
Very Low 3
$9,431,071
Hamilton-Bates Investment Research, Inc.
Team
10
Very Low 25
$240,817
Hamilton Capital logo Hamilton Capital
Multi-team
61
Low 45
$1,431,651
Hamilton Capital Advisors LLC logo Hamilton Capital Advisors LLC
Supported
2
Very Low 0
—
Hamilton Capital Partners, LLC logo Hamilton Capital Partners, LLC
Supported
2
High 82
$1,803,520
Hamilton & Company logo Hamilton & Company
Supported
2
Very Low 5
$0
Hamilton Financial Planning LLC logo Hamilton Financial Planning LLC
Supported
2
Typical 37
$838,917
Hamilton Gray Wealth Management LLC logo Hamilton Gray Wealth Management LLC
Independent
1
Typical 14
$11,274,005
Hamilton Manor & Associates logo Hamilton Manor & Associates
Supported
2
High 83
$1,037,234
Hamilton Point Investment Advisors, LLC logo Hamilton Point Investment Advisors, LLC
Team
7
Low 34
$3,795,217
Hamilton Wealth, LLC logo Hamilton Wealth, LLC
Team
3
Very High 149
$1,539,795
Hamilton Wealth, LLC logo Hamilton Wealth, LLC
Independent
1
Low 0
—
Hamlin Capital Management, LLC logo Hamlin Capital Management, LLC
Multi-team
4
Very High 399
$2,460,037
Hammer Advisory Services, Inc. logo Hammer Advisory Services, Inc.
Independent
1
Very High 74
$761,788
Hammer And Company LLC
Independent
1
Typical 15
$5,165,002
Hammer Asset Management, LLC
Independent
1
High 53
$357,941
Hammerhead Financial Strategies, LLC logo Hammerhead Financial Strategies, LLC
Supported
2
Very Low 5
$379,711
Hammond Iles Wealth Advisors logo Hammond Iles Wealth Advisors
Team
5
Very High 194
$485,748
Hammond Investment Management, LLC logo Hammond Investment Management, LLC
Independent
1
Typical 20
$546,406
Hammond Wealth Partners logo Hammond Wealth Partners
Independent
1
Low 1
$4,392
Hampel Investment Advisors logo Hampel Investment Advisors
Independent
1
High 41
$2,304,453
Hampshire Family Office logo Hampshire Family Office
Team
3
Very Low 21
$13,262,506
Hampton Financial Services logo Hampton Financial Services
Independent
1
Very High 100
—
Hampton Park Financial Planners logo Hampton Park Financial Planners
Supported
3
Low 18
$371,622
Hampton Rock Wealth Management logo Hampton Rock Wealth Management
Team
6
Very Low 9
$3,486,490
Hamrick Financial, LLC
Independent
1
Very High 126
$476,124
Hamrick Investment Counsel, LLC logo Hamrick Investment Counsel, LLC
Supported
3
Low 33
$2,814,310
Hamsher Wealth Management, LLC logo Hamsher Wealth Management, LLC
Supported
2
Typical 39
$136,231
HanaFara
Independent
1
Low 0
—
Hanai Financial logo Hanai Financial
Independent
1
Low 0
—
Han Assets Management LLC logo Han Assets Management LLC
Independent
1
Low 0
—
Hancock Wealth Advisory logo Hancock Wealth Advisory
Independent
1
Low 0
—
Hancock Whitney Investment Services Inc.
Team
8
Very High 108
$325,863
Handal Dunaway LLC logo Handal Dunaway LLC
Supported
1
Very Low 3
$8,987
Handy & Company Financial Advisors, Inc. logo Handy & Company Financial Advisors, Inc.
Supported
2
High 57
$603,047
Haney Capital Management
Independent
1
Low 2
$965,605
Han Financial Consulting LLC logo Han Financial Consulting LLC
Independent
1
Low 0
—
Hanke & Apolonio Wealth Advisors LLC logo Hanke & Apolonio Wealth Advisors LLC
Supported
2
Typical 50
$1,689,771
Hankinson Wealth Advisors LLC logo Hankinson Wealth Advisors LLC
Independent
1
High 39
$1,393,832
Hanks Capital Management, LLC
Supported
2
Very Low 12
$333,542
Hanley & Associates LLC logo Hanley & Associates LLC
Supported
2
Typical 49
$251,507
Hanley Capital Management, LLC
Independent
1
Typical 19
$3,631,579
Hanna Financial and Tax Services
Independent
1
Very High 75
$186,667
Hannegan Wealth Management, LLC logo Hannegan Wealth Management, LLC
Independent
1
Low 8
$223,733
Hannigan Financial, LLC
Independent
1
Low 0
—
Hanold Asset Management, LLC
Independent
1
Very High 100
—
Hanover Advisors, Inc logo Hanover Advisors, Inc
Supported
3
High 81
$1,457,066
Hanover Square Wealth Advisors LLC logo Hanover Square Wealth Advisors LLC
Supported
4
Low 24
$1,046,442
Hanover Strategic Management, LLC logo Hanover Strategic Management, LLC
Supported
2
Low 22
$2,802,266
Hansa Investments LLC
Independent
1
Typical 11
$2,217,507
Hanseatic Management Services Inc logo Hanseatic Management Services Inc
Supported
3
High 72
$472,222
Hansen & Associates Financial Group Inc. logo Hansen & Associates Financial Group Inc.
Supported
4
Very High 134
$376,897
Hansen Wealth Management
Independent
1
Typical 12
$7,861,891
Hanson & Doremus Investment Management logo Hanson & Doremus Investment Management
Team
10
Typical 58
$1,714,953
Hanson Financial Group logo Hanson Financial Group
Independent
1
Low 0
—
H. Anthony Ruckel
Independent
1
Typical 11
$1,636,364
Hantz financial Services, Inc. logo Hantz financial Services, Inc.
Enterprise
397
Typical 60
$420,083
Hapanowicz Financial logo Hapanowicz Financial
Team
6
Very High 107
$809,849
Happiness in Retirement logo Happiness in Retirement
Team
6
Low 40
$802,223
HAPPYRICH Capital logo HAPPYRICH Capital
Supported
4
Very Low 14
$1,110,733
Hara Capital LLC logo Hara Capital LLC
Independent
1
High 33
$5,350,585
HarborAdvisors, LLC
Independent
1
Low 2
—
Harbor Advisory Corporation logo Harbor Advisory Corporation
Supported
3
Typical 48
$3,307,664
Harbor Asset Planning, Inc. logo Harbor Asset Planning, Inc.
Supported
2
Typical 50
$1,891,748
Harborfront Financial Group logo Harborfront Financial Group
Supported
4
Very High 149
$246,479
Harbor & Grow LLC
Independent
1
Low 0
—
Harbor Hills Financial Advisors logo Harbor Hills Financial Advisors
Supported
3
Typical 47
$876,596
Harbor Horizon Financial, LLC logo Harbor Horizon Financial, LLC
Independent
1
Low 4
$560,226
Harbor Investment Advisors
Independent
1
Low 10
$2,800,000
Harbor Investment Advisory, LLC logo Harbor Investment Advisory, LLC
Multi-team
31
Very High 108
$860,904
Harbor Island Capital LLC
Supported
1
Very Low 13
$19,770,816
Harbor Light Capital LLC
Independent
1
Low 0
—
Harborlight Investments, LLC logo Harborlight Investments, LLC
Supported
2
High 71
$735,145
Harbor Light Planning logo Harbor Light Planning
Independent
1
Very High 72
$1,542,793
Harbor Point Capital Management, LLC logo Harbor Point Capital Management, LLC
Independent
1
High 27
$576,515
HarborPoint Wealth Partners logo HarborPoint Wealth Partners
Supported
3
High 92
$384,581
Harbor Road Capital Management LLC logo Harbor Road Capital Management LLC
Independent
1
Low 1
$500,000
Harborside Capital logo Harborside Capital
Independent
1
Typical 17
$423,984
Harborview Asset Management LLC
Supported
2
Very Low 8
$8,316,264
Harborview Capital Management LLC
Independent
1
Typical 23
$1,456,946
Harbor Wealth Management
Independent
1
Typical 12
$349,648
Harbour Capital Advisors, LLC logo Harbour Capital Advisors, LLC
Team
4
Very Low 14
$12,746,888
Harbour Financial Resources, Ltd
Supported
2
Typical 56
$1,586,980
Harbour Investment Management L.L.C. logo Harbour Investment Management L.L.C.
Team
5
Low 35
$1,792,337
Harbour Investments, Inc. logo Harbour Investments, Inc.
Multi-team
248
Very High 120
$309,963
Harbour Wealth Management Group, Inc. logo Harbour Wealth Management Group, Inc.
Supported
3
Typical 41
$1,831,791
Harbour Wealth Partners, Inc. logo Harbour Wealth Partners, Inc.
Supported
3
Very Low 0
—
Harder Management Company, Inc.
Independent
1
Low 9
$4,502,530
Hardin Capital Partners, LLC logo Hardin Capital Partners, LLC
Supported
1
Very High 504
$858,229
Harding Financial Group logo Harding Financial Group
Supported
3
Low 31
$1,657,828
Harding's Wealth Managers, Inc.
Independent
1
Very High 126
$46,729
Harding Wealth, Inc. logo Harding Wealth, Inc.
Supported
3
Typical 56
$1,258,130
Hardwick Capital Management, LLC logo Hardwick Capital Management, LLC
Supported
2
High 84
$116,135
Hardworking Capital Advisors, LLC logo Hardworking Capital Advisors, LLC
Supported
2
Very High 135
$706,215
Hardy Financial Planning logo Hardy Financial Planning
Independent
1
Typical 11
$1,363,636
Hardy & Hardy Co LLC
Supported
2
Very High 122
$990,463
Hardy Reed, LLC logo Hardy Reed, LLC
Team
13
Very Low 27
$4,636,444
Harfst and Associates, Inc. logo Harfst and Associates, Inc.
Team
3
Very High 166
$1,414,446
Harger And Company, Inc. logo Harger And Company, Inc.
Supported
3
Very High 93
$489,426
Harlan Financial LLC
Independent
1
Very High 99
$629,286
Harlig Financials logo Harlig Financials
Independent
1
Low 0
—
Harlow Capital Management LLC logo Harlow Capital Management LLC
Independent
1
Very High 100
$1,189,463
Harlow Wealth Management, Inc. logo Harlow Wealth Management, Inc.
Team
7
High 93
$638,859
Harman Investment Advisors logo Harman Investment Advisors
Independent
1
Low 8
$370,437
Harmoney Wealth, PLLC logo Harmoney Wealth, PLLC
Independent
1
Very High 93
$556,022
Harmon Financial Advisors logo Harmon Financial Advisors
Supported
3
Very Low 0
—
Harmon Financial Advisors, Inc. logo Harmon Financial Advisors, Inc.
Supported
2
Very Low 4
$1,092,536
Harmonic Investment Advisors logo Harmonic Investment Advisors
Independent
1
Very High 85
$193,725
Harmonized Finance, LLC logo Harmonized Finance, LLC
Independent
1
Low 0
—
Harmony Asset Management LLC logo Harmony Asset Management LLC
Team
7
Low 38
$1,386,365
Harmony Road Advisors logo Harmony Road Advisors
Supported
2
Low 29
$531,316
Harmony Wealth logo Harmony Wealth
Independent
1
High 37
$198,300
Harmony Wealth Advisors, LLC logo Harmony Wealth Advisors, LLC
Independent
1
Typical 25
$513,300
Harmony Wealth Management LLC logo Harmony Wealth Management LLC
Independent
1
Very High 78
$701,728
Harnett Investment Advisers LLC logo Harnett Investment Advisers LLC
Independent
1
High 35
$1,000,000
Harold Dance Investments logo Harold Dance Investments
Team
8
Low 38
$509,934
Harold Davidson & Associates, Inc logo Harold Davidson & Associates, Inc
Supported
4
High 59
$1,519,355
Haron Capital Management, LLC logo Haron Capital Management, LLC
Independent
1
High 38
$1,164,680
Harper Asset Management, LLC logo Harper Asset Management, LLC
Independent
1
Very High 73
$630,767
Harper Capital Partners logo Harper Capital Partners
Independent
1
High 37
$292,703
Harper Financial Group
Independent
1
Very High 100
—
Harper Financial Planning logo Harper Financial Planning
Independent
1
Very High 100
$353,821
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