See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Northern trust Securities, Inc logo Northern trust Securities, Inc
Multi-team
100
Very Low 20
$806,324
North Financial Advisors logo North Financial Advisors
Independent
1
High 30
$1,390,836
North Financial Inc logo North Financial Inc
Supported
1
Very High 380
$100,000
Northfork Advisors logo Northfork Advisors
Supported
2
High 76
$670,410
North Fork Financial, LLC logo North Fork Financial, LLC
Supported
2
High 68
$204,325
Northfort Financial, LLC logo Northfort Financial, LLC
Supported
3
Very High 119
$333,209
North Forty Investment Advisors LLC
Independent
1
High 39
$714,595
North Forty Two & Co. logo North Forty Two & Co.
Independent
1
Very High 74
$2,269,183
Northfront Financial USA Inc
Supported
2
Low 17
$340,912
North Haven Financial LLC logo North Haven Financial LLC
Supported
2
Low 17
$1,102,942
Northill Aims, LLC logo Northill Aims, LLC
Supported
2
High 60
$2,078,979
Northlake Capital Management, LLC logo Northlake Capital Management, LLC
Independent
1
High 53
$1,229,624
Northland Asset Management logo Northland Asset Management
Multi-team
41
Very Low 21
$455,475
Northland Capital Management logo Northland Capital Management
Supported
3
Very High 94
$830,786
NorthLanding Financial Partners, LLC logo NorthLanding Financial Partners, LLC
Supported
2
High 86
$884,924
North Manor Capital logo North Manor Capital
Independent
1
Low 0
—
Northmont Wealth Management LLC
Independent
1
High 41
$558,190
Northpeak Financial, Inc. logo Northpeak Financial, Inc.
Supported
2
High 81
$412,258
North Pine Strategic Wealth logo North Pine Strategic Wealth
Independent
1
Low 0
—
Northpoint Advisory LLC logo Northpoint Advisory LLC
Independent
1
Typical 20
$5,100,214
North Pointe Financial Advisors, Inc logo North Pointe Financial Advisors, Inc
Independent
1
Low 5
$484,790
NorthPointe Financial Advisors LLC logo NorthPointe Financial Advisors LLC
Supported
2
Very Low 3
—
Northpointe Investment Advisory, LLC
Independent
1
Very High 71
$1,061,538
Northpoint Financial
Supported
2
Very Low 13
—
Northpoint Financial Planning LLC logo Northpoint Financial Planning LLC
Independent
1
Very High 170
$323,529
North Point Portfolio Managers Corporation logo North Point Portfolio Managers Corporation
Team
6
Low 44
$2,765,155
Northpoint Wealth Financial Services, LLC logo Northpoint Wealth Financial Services, LLC
Independent
1
Low 0
—
Northport Harbor Financial Services, LLC
Independent
1
Low 10
—
Northport Investment Management, LLC logo Northport Investment Management, LLC
Independent
1
High 40
$1,635,699
Northquant Capital Management, LLC
Independent
1
Typical 17
$698,235
North River Wealth Advisors logo North River Wealth Advisors
Supported
2
Typical 53
$621,078
Northrock Investments, Pllc
Independent
1
Very High 81
$246,557
Northrock Partners, LLC logo Northrock Partners, LLC
Multi-team
91
Typical 53
$2,520,339
North Scottsdale Wealth Advisors, LLC logo North Scottsdale Wealth Advisors, LLC
Independent
1
Very High 59
$1,069,649
Northshire Consulting, LLC logo Northshire Consulting, LLC
Independent
1
Typical 25
$123,272
North Shore Capital Group Investment Advisors, Inc logo North Shore Capital Group Investment Advisors, Inc
Supported
3
Very High 105
$120,433
North Shore Investment Consulting LLC logo North Shore Investment Consulting LLC
Independent
1
Very High 102
$1,652,344
North Shore Private Asset Management, LLC logo North Shore Private Asset Management, LLC
Team
4
Typical 52
$1,655,100
North Shore Wealth Management logo North Shore Wealth Management
Independent
1
Low 2
$931,249
Northshore Wealth Management logo Northshore Wealth Management
Independent
1
Low 3
$200,000
Northside Group Wealth Management, LLC logo Northside Group Wealth Management, LLC
Independent
1
Very High 79
$116,456
North South Capital, LLC logo North South Capital, LLC
Supported
4
Low 33
$234,182
North Star Advisory Group, LLC logo North Star Advisory Group, LLC
Team
6
High 73
$576,996
Northstar Advisory Group, LLC logo Northstar Advisory Group, LLC
Supported
3
Very High 120
$1,006,381
Northstar Asset Management Company, LLC logo Northstar Asset Management Company, LLC
Team
2
High 81
$4,098,283
North Star Asset Management Inc logo North Star Asset Management Inc
Multi-team
13
Very High 265
$898,066
Northstar Asset Management, Inc. logo Northstar Asset Management, Inc.
Team
7
Very Low 24
$3,792,573
Northstar Capital Advisors LLC logo Northstar Capital Advisors LLC
Supported
2
Typical 36
$716,058
Northstar Capital Inc logo Northstar Capital Inc
Supported
2
Low 23
$1,403,097
Northstar Financial Advisors, Inc. logo Northstar Financial Advisors, Inc.
Independent
1
Very High 135
$1,446,639
Northstar Financial Advisors LLC
Independent
1
High 35
$1,743,029
Northstar Financial Companies, Inc. logo Northstar Financial Companies, Inc.
Team
9
Typical 56
$1,017,751
Northstar Financial, Inc.
Supported
2
Very Low 0
—
Northstar Financial Planning, LLC logo Northstar Financial Planning, LLC
Team
5
Low 34
$1,581,349
North Star Investment Management Corporation logo North Star Investment Management Corporation
Team
11
Very High 231
$770,709
Northstar Investment Partners
Supported
4
Very Low 13
$320,000
NorthStar Portfolio Investments, LLC logo NorthStar Portfolio Investments, LLC
Supported
2
Typical 35
$919,878
Northstar Strategic Investments Inc logo Northstar Strategic Investments Inc
Independent
1
Typical 14
$142,857
North Star Wealth Management
Independent
1
Very High 75
$2,095,722
NorthStar Wealth Management, Inc.
Supported
2
Low 21
$892,724
NorthStar Wealth Management, Inc. logo NorthStar Wealth Management, Inc.
Supported
2
Low 31
$1,394,759
NorthStar Wealth Management LLC
Independent
1
High 35
$906,251
Northwater Capital logo Northwater Capital
Independent
1
Low 0
—
Northwest Asset Management logo Northwest Asset Management
Multi-team
62
Low 44
$1,472,895
Northwest Criterion Asset Management, L.L.C. logo Northwest Criterion Asset Management, L.L.C.
Supported
2
Typical 37
$750,391
Northwest Financial Advisors LLC logo Northwest Financial Advisors LLC
Team
19
Very High 100
$635,058
NorthWest Financial Services Inc logo NorthWest Financial Services Inc
Team
9
Low 42
$1,684,083
Northwest Investment Advisors, Inc logo Northwest Investment Advisors, Inc
Team
5
Very Low 23
$393,653
Northwest Planning Advisors LLC logo Northwest Planning Advisors LLC
Independent
1
Very High 185
$163,199
Northwest Quadrant Wealth Management logo Northwest Quadrant Wealth Management
Team
2
Very High 502
$567,442
Northwest Wealth Management, LLC logo Northwest Wealth Management, LLC
Team
21
Very High 99
$460,779
North Wind and Sun Advisory LLC logo North Wind and Sun Advisory LLC
Independent
1
Low 0
—
Northwind Financial LLC logo Northwind Financial LLC
Supported
3
Typical 56
$846,674
Northwood Investment Partners, LLC logo Northwood Investment Partners, LLC
Independent
1
Typical 20
$921,677
NorthWoods Financial Partners LLC
Supported
2
Very Low 2
$176,250
North Woods Wealth Management logo North Woods Wealth Management
Supported
2
Very High 97
$765,848
Northwood Wealth Management, LLC
Independent
1
Typical 15
$1,082,685
Nortlov Advisory, LLC
Supported
2
Very Low 0
—
Norton Barkley Asset Management
Independent
1
Low 9
$1,591,581
Norton Capital Management, Inc. logo Norton Capital Management, Inc.
Supported
1
Very High 106
$1,148,135
Norton Financial Consultants logo Norton Financial Consultants
Independent
1
Low 5
—
Norvia Wealth Management LLC logo Norvia Wealth Management LLC
Independent
1
Low 0
—
Norwood Economics, Inc. logo Norwood Economics, Inc.
Supported
2
High 72
$638,126
Nosaro Capital LLC
Independent
1
Low 0
—
Nosuris, Inc. logo Nosuris, Inc.
Supported
2
Very High 95
$473,684
Notaro Wealth Advisory logo Notaro Wealth Advisory
Independent
1
Typical 12
$792,720
Note Advisors, LLC logo Note Advisors, LLC
Team
6
High 86
$703,623
Noteworthy Financial LLC logo Noteworthy Financial LLC
Independent
1
Low 0
—
Noto Financial Planning logo Noto Financial Planning
Independent
1
Typical 11
$2,206,118
Nottingham Wealth Partners, Inc. logo Nottingham Wealth Partners, Inc.
Supported
4
Typical 36
$566,587
Nottinghill Capital Management Inc. logo Nottinghill Capital Management Inc.
Independent
1
Very High 63
$232,472
Nottinghill Investment Advisers, Ltd logo Nottinghill Investment Advisers, Ltd
Supported
2
Typical 35
$760,652
Novadius Wealth Management logo Novadius Wealth Management
Team
6
Low 44
$580,060
NOVA FINANCIAL SERVICES logo NOVA FINANCIAL SERVICES
Team
9
High 82
$636,105
Novak & Powell Financial Services, Inc. logo Novak & Powell Financial Services, Inc.
Team
6
High 71
$843,814
NovaPoint Capital LLC logo NovaPoint Capital LLC
Team
4
Typical 53
$1,314,594
Novare Capital Management logo Novare Capital Management
Team
18
Low 42
$2,456,461
Nova R Wealth, Inc. logo Nova R Wealth, Inc.
Team
5
High 65
$1,310,204
Nova Wealth Management, Inc. logo Nova Wealth Management, Inc.
Team
7
Low 38
$923,536
Novem Group logo Novem Group
Multi-team
32
Very High 110
$390,736
Novera Wealth, Inc.
Independent
1
Low 0
—
Novice Capital LLC
Independent
1
Low 5
$1,877,572
Novi Wealth Partners logo Novi Wealth Partners
Team
7
Low 39
$2,260,831
Novodyn Advisors LLC logo Novodyn Advisors LLC
Supported
4
Very Low 0
—
Novus Advisors logo Novus Advisors
Supported
4
High 67
$222,240
Noya Investment Advisors LLC
Independent
1
Low 0
—
NPA Asset Management, LLC logo NPA Asset Management, LLC
Multi-team
32
High 72
$364,486
NPF Investment Advisors logo NPF Investment Advisors
Team
13
High 72
$2,530,513
NPM Consulting, LLC logo NPM Consulting, LLC
Independent
1
Typical 16
$7,208,274
NPV Advisory Services, LLC logo NPV Advisory Services, LLC
Independent
1
Low 0
—
NRG Wealth Management logo NRG Wealth Management
Supported
4
Typical 39
$1,561,092
NRI Wealth Management, LLC logo NRI Wealth Management, LLC
Supported
2
Very High 144
$1,060,500
NRW Asset Management, Inc. logo NRW Asset Management, Inc.
Independent
1
High 26
$182,164
NTACT Retirement Solutions logo NTACT Retirement Solutions
Independent
1
Very High 75
$391,733
NTB Advisory Services LLC
Independent
1
Low 4
$0
NTV Asset Management, LLC logo NTV Asset Management, LLC
Supported
2
Low 28
$1,205,357
NTV Asset Management, LLC logo NTV Asset Management, LLC
Team
5
High 68
$2,954,445
Nuakh Financial
Independent
1
Low 0
—
Nubian Square Investment Advisors, LLC logo Nubian Square Investment Advisors, LLC
Supported
4
Very Low 8
$250,704
Numa logo Numa
Supported
1
High 60
$3,211,793
Nuna Investments logo Nuna Investments
Independent
1
Low 0
—
NuOrion Advisors, LLC logo NuOrion Advisors, LLC
Independent
1
Low 0
—
Nu Paradigm Investment Partners L.L.C. logo Nu Paradigm Investment Partners L.L.C.
Supported
2
Very Low 0
—
Nurture Investment Strategies LLC logo Nurture Investment Strategies LLC
Independent
1
High 26
$1,824,512
Nutfield Financial logo Nutfield Financial
Supported
2
Low 34
$798,291
Nutmeg Capital Advisors, LLC
Independent
1
High 37
$1,130,721
Nuts2invest.com, LLC logo Nuts2invest.com, LLC
Independent
1
Low 5
—
Nuvern Wealth Advisors LLC logo Nuvern Wealth Advisors LLC
Independent
1
Low 0
—
NuWealth Advisors, LLC
Independent
1
Very High 260
$121,154
Nvest Advisors, LLC logo Nvest Advisors, LLC
Supported
3
High 63
$105,928
Nvest Financial, LLC logo Nvest Financial, LLC
Team
6
Very High 133
$840,439
Nvest Wealth Strategies, Inc. logo Nvest Wealth Strategies, Inc.
Supported
3
High 62
$1,272,943
Nvest Wise, LLC
Independent
1
Low 6
$61,848
N.V.N.G. Investments, Inc.
Supported
1
Typical 39
$8,449,312
NW Advisory logo NW Advisory
Supported
2
Very High 131
$286,071
Nwf Advisory Services Inc logo Nwf Advisory Services Inc
Multi-team
107
Very High 107
$562,071
Nwk  Group logo Nwk Group
Supported
4
Typical 52
$2,115,318
NWM Advisors, LLC logo NWM Advisors, LLC
Supported
2
High 86
$1,671,222
NW Straits Financial Services logo NW Straits Financial Services
Independent
1
Typical 11
$1,495,460
NWT Advisors, LLC logo NWT Advisors, LLC
Supported
2
Low 23
$407,929
NXT:GEN Financial Planning logo NXT:GEN Financial Planning
Independent
1
Very High 62
$395,223
Nye Street Partners LLC
Supported
3
Very Low 2
$1,662,699
Nye Wealth Management LLC logo Nye Wealth Management LLC
Supported
1
Very High 225
$478,667
Nylrem Asset Management, LLC
Independent
1
Low 1
—
Nytrx LLC
Independent
1
Low 8
$328,772
OADE Financial
Independent
1
Typical 15
$0
Oagh
Independent
1
Low 0
—
Oak Advisors, LLC logo Oak Advisors, LLC
Team
6
Very Low 27
$1,744,272
Oak Asset Management, LLC logo Oak Asset Management, LLC
Supported
4
High 61
$1,676,772
Oak Bay Financial, LLC
Independent
1
Low 0
—
Oakbourne Advisors logo Oakbourne Advisors
Team
8
Typical 55
$790,410
Oak Brook Advisors, LLC logo Oak Brook Advisors, LLC
Independent
1
High 37
$459,459
Oak Brook Asset Management, Corporation
Independent
1
High 34
$1,047,800
Oak Capital Advisors
Independent
1
High 53
$3,171,486
Oak Capital Advisors, LLC logo Oak Capital Advisors, LLC
Independent
1
Very High 99
$588,822
Oak Crest Advisory, LLC logo Oak Crest Advisory, LLC
Supported
3
High 63
$479,632
Oake Financial LLC logo Oake Financial LLC
Independent
1
Typical 23
$1,034,783
Oakensense
Independent
1
Low 0
—
Oak Family Advisors, LLC logo Oak Family Advisors, LLC
Team
5
Low 40
$2,865,000
Oak Financial Group Inc logo Oak Financial Group Inc
Supported
2
High 61
$1,382,686
Oak Financial Planning and Coaching, LLC logo Oak Financial Planning and Coaching, LLC
Independent
1
Low 10
—
Oakfort Wealth Partners logo Oakfort Wealth Partners
Independent
1
High 27
$87,497
Oak Grove Capital, LLC logo Oak Grove Capital, LLC
Team
1
Very High 114
$7,189,546
Oak Grove Management LLC logo Oak Grove Management LLC
Independent
1
Typical 13
$3,236,299
OakGrowth Wealth Management LLC logo OakGrowth Wealth Management LLC
Independent
1
High 50
$310,040
Oak Harbor Wealth Partners
Supported
3
High 83
$986,544
Oak Harvest Investment Services logo Oak Harvest Investment Services
Team
19
Typical 51
$1,053,985
Oak Lane Advisors logo Oak Lane Advisors
Team
9
Very High 100
$415,008
OakLeaf Asset Advisors logo OakLeaf Asset Advisors
Independent
1
Very High 57
$387,202
Oakleigh Wealth Services logo Oakleigh Wealth Services
Supported
2
Low 26
$2,009,696
Oakley Financial LLC logo Oakley Financial LLC
Independent
1
Low 8
$43,729
Oakley Private Wealth logo Oakley Private Wealth
Independent
1
Low 0
—
Oak Maple Finance, LLC logo Oak Maple Finance, LLC
Supported
2
Low 27
$1,713,850
Oakmont Advisory Group, LLC logo Oakmont Advisory Group, LLC
Supported
3
Very High 158
$310,725
Oakmonte Wealth Management logo Oakmonte Wealth Management
Supported
2
Very Low 8
$2,945,240
Oakmont Financial Services, L.L.C.
Independent
1
Very High 60
$626,484
Oak Mountain Advisors
Supported
2
Very Low 5
$3,558,650
Oak Park Wealth Management LLC logo Oak Park Wealth Management LLC
Independent
1
High 32
$1,485,445
Oak Peak Financial logo Oak Peak Financial
Independent
1
High 36
$609,155
Oak & Reed Capital Management, LLC
Supported
2
Very Low 12
$630,435
Oakridge Financial Planning LLC logo Oakridge Financial Planning LLC
Independent
1
Low 5
$18,149
Oak Road Wealth Management logo Oak Road Wealth Management
Supported
3
Low 33
$349,487
Oak Springs Wealth Management, LLC logo Oak Springs Wealth Management, LLC
Supported
2
Typical 43
$516,523
Oak Street Advisors logo Oak Street Advisors
Supported
2
High 78
$806,273
Oak Street Advisory Group, LLC logo Oak Street Advisory Group, LLC
Supported
2
Typical 43
$997,188
Oak Street Investments logo Oak Street Investments
Independent
1
Very High 65
$1,021,305
Oak Summit Wealth Management, Inc. logo Oak Summit Wealth Management, Inc.
Independent
1
Very High 91
$901,244
Oaks Wealth Management logo Oaks Wealth Management
Independent
1
High 42
$719,096
Oakton Financial, LLC logo Oakton Financial, LLC
Independent
1
Low 9
$2,264,578
Oaktree Advisors LLC logo Oaktree Advisors LLC
Team
7
Typical 55
$721,189
Oaktree Financial Planning and Consulting logo Oaktree Financial Planning and Consulting
Independent
1
Typical 22
$0
Oaktree Financial Planning, LLC logo Oaktree Financial Planning, LLC
Independent
1
Typical 23
$3,922,957
Oak Tree Investment Advisors logo Oak Tree Investment Advisors
Supported
2
High 65
$1,294,032
Oak Tree Securities, Inc.
Supported
3
Very Low 2
$737,840
Oaktree Wealth Group Inc. logo Oaktree Wealth Group Inc.
Independent
1
Typical 12
$850,242
Oak Tree Wealth Management logo Oak Tree Wealth Management
Supported
2
Typical 41
$165,432
Oaktrust Wealth Advisors, LLC logo Oaktrust Wealth Advisors, LLC
Supported
2
Very High 118
$1,207,774
Oakvale Investments Inc.
Independent
1
High 29
$2,512,157
Oakview Capital Management, L.P. logo Oakview Capital Management, L.P.
Independent
1
Typical 21
$1,544,144
Oakview Wealth Solutions LLC logo Oakview Wealth Solutions LLC
Independent
1
Very High 88
$322,468
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