See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Capstonewealth logo Capstonewealth
Supported
2
Low 34
$724,255
Capstone Wealth Advisors, Inc. logo Capstone Wealth Advisors, Inc.
Supported
4
Low 24
$1,029,267
Capstone Wealth Advisors, LLC logo Capstone Wealth Advisors, LLC
Supported
2
High 63
$819,006
Capstone Wealth Advisors, LLC logo Capstone Wealth Advisors, LLC
Supported
2
Typical 52
$105,825
Capstone Wealth Management Corp. logo Capstone Wealth Management Corp.
Supported
4
High 72
$378,408
Capstone Wealth Management Group, Inc. logo Capstone Wealth Management Group, Inc.
Team
5
Typical 51
$952,941
Capstone Wealth Management Group, LLC logo Capstone Wealth Management Group, LLC
Team
6
High 87
$673,250
Capstone Wealth Management, Inc.
Independent
1
Very High 213
$160,200
Capstone Wealth Partners logo Capstone Wealth Partners
Supported
3
Typical 52
$730,425
Captar Private Wealth logo Captar Private Wealth
Supported
3
High 61
$898,370
CapTrust Wealth Advisors logo CapTrust Wealth Advisors
Team
20
Low 43
$1,854,948
Capuchin Capital logo Capuchin Capital
Independent
1
Low 5
$650,373
Capview Advisors, LLC. logo Capview Advisors, LLC.
Supported
1
Low 28
$1,488,914
CapWealth Advisors, LLC logo CapWealth Advisors, LLC
Team
11
Very High 128
$1,420,160
Carapace Financial Advisors LLC logo Carapace Financial Advisors LLC
Team
5
Very Low 9
$1,495,248
Carazo Wealth Management logo Carazo Wealth Management
Supported
2
Very Low 0
—
Carbahal Olsen Financial Services Group LLC logo Carbahal Olsen Financial Services Group LLC
Supported
2
Very High 119
$1,055,980
Carbon Wealth Management logo Carbon Wealth Management
Supported
1
Very Low 5
$1,000
Cardea Capital Advisors, LLC logo Cardea Capital Advisors, LLC
Team
6
Low 43
$484,142
Cardenas Asset Management, LLC
Independent
1
Very High 171
$723,778
Carderock Capital Management, Inc. logo Carderock Capital Management, Inc.
Team
5
Low 42
$3,003,284
Cardiff Park Advisors logo Cardiff Park Advisors
Team
1
Very High 358
$8,187,551
Cardinal Advisers LLC logo Cardinal Advisers LLC
Independent
1
High 46
$2,576,953
Cardinal Capital Management Inc logo Cardinal Capital Management Inc
Team
3
High 96
$2,664,456
Cardinal Capital Management, Inc. logo Cardinal Capital Management, Inc.
Multi-team
8
Very High 379
$819,422
Cardinal Capital Management, LLC logo Cardinal Capital Management, LLC
Supported
2
High 70
$675,267
Cardinal Financial Consultants, LLC logo Cardinal Financial Consultants, LLC
Independent
1
Very High 84
$214,286
Cardinal Mark LLC
Independent
1
Typical 19
$635,592
Cardinal Point Wealth Management logo Cardinal Point Wealth Management
Multi-team
9
Very High 242
$1,918,397
Cardinal Retirement Planning, Inc. logo Cardinal Retirement Planning, Inc.
Supported
3
Low 34
$969,917
Cardinal Wealth Advisors, L.L.C. logo Cardinal Wealth Advisors, L.L.C.
Supported
2
High 59
$702,719
Cardinal Wealth Advisory, LLC
Supported
2
Typical 47
$2,034,749
Cardinal Wealth Management logo Cardinal Wealth Management
Independent
1
Very High 73
$430,137
Cardinal Wealth Management LLC logo Cardinal Wealth Management LLC
Independent
1
Low 0
—
Cardinal Wealth Partners, LLC
Independent
1
Very High 59
$561,017
CareGen Wealth Management logo CareGen Wealth Management
Independent
1
High 51
$2,155,413
Carey Investment Solutions LLC
Independent
1
High 28
$876,256
Carey, Patrick Joseph
Independent
1
High 34
$26,566
Carey S. Roebuck Financial Services, LLC
Independent
1
High 29
$180,613
Carey Wealth Management logo Carey Wealth Management
Supported
2
Typical 49
$2,189,408
Cargile Investment Management logo Cargile Investment Management
Supported
3
High 65
$1,612,010
Carico Private Wealth Management logo Carico Private Wealth Management
Independent
1
Low 0
—
Caris Investment Partners logo Caris Investment Partners
Independent
1
Very High 62
$780,805
Carissima Capital LLC logo Carissima Capital LLC
Independent
1
Low 8
$565,275
Caritas Investment Advisors LLC logo Caritas Investment Advisors LLC
Independent
1
High 33
$469,697
Carl Domino Inc. logo Carl Domino Inc.
Supported
2
Low 27
$1,230,698
Carl F. Petersen. Inc logo Carl F. Petersen. Inc
Team
5
Very Low 26
$321,970
Carlin Wealth Management Group, LLC logo Carlin Wealth Management Group, LLC
Supported
2
Very High 95
$1,273,415
Carlisle Financial Group, LLC
Independent
1
Low 8
$1,483,197
Carlisle Financial Management, LLC logo Carlisle Financial Management, LLC
Independent
1
Typical 25
$1,660,070
Carl M. Hennig, Inc.
Supported
3
Very Low 10
$920,000
CARL P. SHERR & Co., LLC logo CARL P. SHERR & Co., LLC
Team
3
High 96
$1,741,347
Carlsbad Wealth Advisory Group, Inc. logo Carlsbad Wealth Advisory Group, Inc.
Supported
3
High 83
$957,892
Carlson Financial logo Carlson Financial
Team
14
High 78
$576,292
Carlson Financial Advisory, LLC
Independent
1
Low 10
$158,975
Carlson Investments logo Carlson Investments
Team
8
Low 44
$1,539,105
Carlson Planning Company logo Carlson Planning Company
Independent
1
Typical 21
$543,540
Carlson Wealth, LLC logo Carlson Wealth, LLC
Supported
1
Very High 191
$154,605
Carl W. Large, An Accountancy Corporation
Independent
1
Low 0
—
Carlyle Wealth Planning
Supported
3
Very Low 7
$0
Carmandalian Financial Group, LLC logo Carmandalian Financial Group, LLC
Independent
1
Very High 86
$1,730,271
Carmel Capital Partners, LLC logo Carmel Capital Partners, LLC
Team
7
Low 35
$1,502,883
Carmichael Creel Investments logo Carmichael Creel Investments
Independent
1
Very High 76
$1,628,159
Carminucci Wealth Management
Independent
1
Low 0
—
Carnahan Capital Management, LLC logo Carnahan Capital Management, LLC
Independent
1
Low 6
$1,250,000
Carnegie Investment Counsel logo Carnegie Investment Counsel
Multi-team
37
High 83
$2,012,456
Carnegie Lake Advisors LLC logo Carnegie Lake Advisors LLC
Team
7
Very Low 30
$1,847,992
Carnegie Wealth Management LLC
Supported
2
High 75
$433,333
Carnegie Wealth Management, LLC logo Carnegie Wealth Management, LLC
Supported
2
Very High 113
$1,519,305
Carney Portfolio Management Inc. logo Carney Portfolio Management Inc.
Independent
1
High 39
$2,380,181
Carolina Financial Advisors, Inc. logo Carolina Financial Advisors, Inc.
Supported
4
Very High 118
$508,720
Carolina Financial Services Group, Inc. logo Carolina Financial Services Group, Inc.
Supported
2
Typical 50
$400,000
Carolina Planning Group LLC logo Carolina Planning Group LLC
Independent
1
Very High 77
$321,030
Carolina Strategy, LLC logo Carolina Strategy, LLC
Independent
1
Very High 63
$1,889,403
Carolina Wealth Management, Inc. logo Carolina Wealth Management, Inc.
Team
8
High 73
$980,291
Carolina Wealth Strategies, LLC logo Carolina Wealth Strategies, LLC
Independent
1
Very High 135
$288,237
Carolopolis Fiduciary Counsel, Inc. logo Carolopolis Fiduciary Counsel, Inc.
Independent
1
Very High 62
$406,674
Carota Wealth Management logo Carota Wealth Management
Supported
2
Very High 109
$608,269
Carpe Diem Financial Life Planning logo Carpe Diem Financial Life Planning
Independent
1
Low 3
$1,000,000
Carpenter, Claydon Advisors, Inc. logo Carpenter, Claydon Advisors, Inc.
Supported
1
Very High 239
$1,091,868
Carrara Wealth Management
Independent
1
Low 0
—
Carr Capital Management logo Carr Capital Management
Supported
2
Very Low 13
$3,546,685
Carr Consulting P.A. logo Carr Consulting P.A.
Independent
1
Typical 12
$37,795
Carrera Capital Advisors logo Carrera Capital Advisors
Team
9
Very High 106
$820,231
Carret Asset Management, LLC logo Carret Asset Management, LLC
Multi-team
11
Very High 111
$1,175,863
Carr Financial Group logo Carr Financial Group
Team
6
Very High 103
$1,332,538
Carriage Hill Investment Associates LLC logo Carriage Hill Investment Associates LLC
Independent
1
Very High 207
$240,993
Carriage House Planning LLC logo Carriage House Planning LLC
Independent
1
Typical 18
$1,173,675
Carrie Houchins-Witt Tax and Financial Services LLC logo Carrie Houchins-Witt Tax and Financial Services LLC
Supported
2
Very Low 8
$0
Carrington Advisors, LLC logo Carrington Advisors, LLC
Supported
4
Low 29
$911,463
Carrington Financial Planning, LLC logo Carrington Financial Planning, LLC
Independent
1
High 30
$654,179
Carroll Advisory Group logo Carroll Advisory Group
Supported
4
Typical 51
$1,625,664
Carroll & Company Capital Management
Independent
1
Low 0
—
Carroll Frank & Plotkin LLC logo Carroll Frank & Plotkin LLC
Independent
1
Low 0
—
Carroll Investors, Inc.
Supported
2
Typical 44
$2,516,468
Carroll Wealth Management Inc.
Independent
1
Typical 13
$147,007
Carr Wealth Management LLC logo Carr Wealth Management LLC
Independent
1
Very High 63
$379,365
Carson Advisory Group logo Carson Advisory Group
Team
7
Very High 133
$904,045
CarsonAllaria Wealth Management, LTD. logo CarsonAllaria Wealth Management, LTD.
Team
6
Very High 105
$901,360
Carson Capital logo Carson Capital
Independent
1
High 38
$491,641
Carsons Capital LLC
Independent
1
Low 0
—
Carswell Investments, LLC logo Carswell Investments, LLC
Supported
1
Very High 171
$1,704,031
Cartera Investments logo Cartera Investments
Independent
1
Low 0
—
Carter & Balsam Advisers logo Carter & Balsam Advisers
Independent
1
Low 7
$2,212,116
Carter Capital Management logo Carter Capital Management
Independent
1
High 36
$2,026,417
Carter Financial Group, Inc. logo Carter Financial Group, Inc.
Team
5
Very High 165
$451,947
Carter Financial, LLC logo Carter Financial, LLC
Supported
2
High 89
$1,587,328
Carter Ridge Strategic Advisors logo Carter Ridge Strategic Advisors
Independent
1
Low 9
$611,111
Carty Financial, Inc. logo Carty Financial, Inc.
Independent
1
Very High 55
$727,273
Caruso and Company, P.A., Certified Public Accountants logo Caruso and Company, P.A., Certified Public Accountants
Supported
1
Very High 106
$348,424
Caruso Family Financial Advisors (CFFA) LLC logo Caruso Family Financial Advisors (CFFA) LLC
Supported
2
Low 27
$462,322
Caruso McLean & Co., Inc. logo Caruso McLean & Co., Inc.
Supported
4
Low 25
$1,477,871
Carvalho Investment Group, LLC logo Carvalho Investment Group, LLC
Independent
1
Typical 15
$355,333
Cary Financial Planning, LLC
Supported
2
Very Low 15
$1,048,091
Cary Street Partners logo Cary Street Partners
Multi-team
117
Typical 57
$1,341,416
Cary Street Partners Asset Management logo Cary Street Partners Asset Management
Team
6
Very High 301
$709,097
Cascade Financial Partners, LLC logo Cascade Financial Partners, LLC
Team
7
Low 40
$4,880,687
Cascade Financial Strategies logo Cascade Financial Strategies
Supported
3
Very High 102
$486,242
Cascade Investment Advisors, Inc. logo Cascade Investment Advisors, Inc.
Supported
3
High 59
$2,036,275
Cascade Investment Group, Inc. logo Cascade Investment Group, Inc.
Supported
4
Very High 145
$603,455
Cascades Capital Asset Management, LLC logo Cascades Capital Asset Management, LLC
Supported
3
Very High 110
$1,035,518
Cascade Wealth Advisors, Inc logo Cascade Wealth Advisors, Inc
Supported
3
Typical 38
$1,990,618
Cascade Wealth LLC logo Cascade Wealth LLC
Independent
1
High 30
$1,023,809
Cascade Wealth Management Solutions Inc. logo Cascade Wealth Management Solutions Inc.
Independent
1
Very High 76
$217,850
Cascadia Investment Consultants logo Cascadia Investment Consultants
Independent
1
Typical 17
$777,524
Cascara Financial Planning LLC logo Cascara Financial Planning LLC
Independent
1
Low 0
—
Cascio Wealth Management
Independent
1
Typical 18
$163,223
Casey Wealth Management, Inc. logo Casey Wealth Management, Inc.
Supported
2
Very High 127
$156,126
Cash Flow Investment Services LLC
Independent
1
Very High 86
$1,051,464
Cash Flow Technologies
Independent
1
Low 0
—
Casi Investments
Independent
1
Very High 67
$1,791
Casilio Leitch Investments logo Casilio Leitch Investments
Supported
2
Very High 110
$1,163,636
Caskwise Capital Inc
Independent
1
Low 0
—
CasMilner Consulting LLC
Independent
1
Low 5
$409,079
Casper, Michael J.
Independent
1
Low 2
$4,550,000
Cassaday & Company, Inc. logo Cassaday & Company, Inc.
Multi-team
48
High 65
$2,225,329
Cassady Wealth & Retirement Planning L.L.C. logo Cassady Wealth & Retirement Planning L.L.C.
Team
5
High 91
$641,944
Cassandra Smalley Wealth Management logo Cassandra Smalley Wealth Management
Independent
1
High 32
$1,142,315
Cassedy Financial Group, Inc. logo Cassedy Financial Group, Inc.
Supported
3
High 58
$1,378,602
Cassia Capital Partners LLC logo Cassia Capital Partners LLC
Supported
4
Typical 45
$1,290,117
Cassilly Financial logo Cassilly Financial
Supported
2
High 92
$730,372
Cassini Capital Management, LLC logo Cassini Capital Management, LLC
Supported
2
Low 20
$1,890,384
Castaneda Financial Management
Independent
1
Typical 16
$1,132,880
Castellan Financial Advisors logo Castellan Financial Advisors
Independent
1
Low 9
$1,419,715
Castellano & Associates logo Castellano & Associates
Supported
2
Very High 143
$432,650
Castellano Wealth Planning
Supported
2
Very High 100
$395,000
Castellum Capital Management LLC logo Castellum Capital Management LLC
Independent
1
Typical 12
$236,663
Caster And Company, Inc. logo Caster And Company, Inc.
Independent
1
Low 0
—
Castfirm Advisors LLC
Supported
2
Very Low 15
$1,034,483
Castle Asset Management, LLC logo Castle Asset Management, LLC
Supported
2
Very Low 5
$130,067
Castle Capital Management logo Castle Capital Management
Supported
4
Very Low 1
$825,281
Castle Coast Wealth, LLC logo Castle Coast Wealth, LLC
Team
5
Typical 58
$1,288,624
Castle Financial logo Castle Financial
Independent
1
Low 4
$267,128
Castle Financial
Independent
1
Low 0
—
Castle Financial & Retirement Planning Associates Inc logo Castle Financial & Retirement Planning Associates Inc
Supported
1
Very High 146
$735,898
Castle Group Investment Counsel, Inc.
Supported
2
Very Low 0
—
Castle Hill Capital logo Castle Hill Capital
Independent
1
Very High 102
$400,169
Castle Island Wealth logo Castle Island Wealth
Team
5
Very Low 29
$802,736
Castlekeep Investment Advisors logo Castlekeep Investment Advisors
Team
3
Low 39
$3,896,375
Castle Pines Investment Management LLC
Supported
2
Very Low 9
$4,030,412
Castlepoint Wealth Advisors logo Castlepoint Wealth Advisors
Team
9
Very Low 31
$2,543,176
Castle Rock Financial Planning, Inc. logo Castle Rock Financial Planning, Inc.
Independent
1
Very High 89
$553,928
Castle Rock Wealth Management, LLC logo Castle Rock Wealth Management, LLC
Team
7
Very High 289
$285,357
Castleton Partners, LLC logo Castleton Partners, LLC
Independent
1
Typical 12
$7,429,740
Castleview Partners, LLC logo Castleview Partners, LLC
Team
14
Low 42
$570,566
Castle Wealth Group
Supported
3
High 74
$478,220
Castle Wealth Group Investments LLC logo Castle Wealth Group Investments LLC
Independent
1
Very High 96
$646,889
Castle Wealth Management logo Castle Wealth Management
Team
5
Typical 48
$1,721,113
Castle Wealth Planning logo Castle Wealth Planning
Supported
1
Very High 111
$1,800,713
Castlewood Financial Advisors, LLC
Independent
1
Low 0
—
Castling Financial Planning, Ltd. logo Castling Financial Planning, Ltd.
Independent
1
Low 5
—
Cast Member Financial LLC logo Cast Member Financial LLC
Supported
2
Very Low 8
$177,805
Casull Financial Advisory, LLC logo Casull Financial Advisory, LLC
Independent
1
High 38
$154,354
Catalano Financial logo Catalano Financial
Independent
1
Typical 19
$154,838
Catalonia Wealth Management LLC logo Catalonia Wealth Management LLC
Independent
1
Low 0
—
Catalyst Financial NW Corporation logo Catalyst Financial NW Corporation
Supported
2
Very High 527
$195,209
Catalyst Financial Partners logo Catalyst Financial Partners
Team
11
Low 32
$4,552,964
Catalyst Investment Management LLC logo Catalyst Investment Management LLC
Supported
2
Low 30
$2,163,500
Catalyst Private Wealth, LLC logo Catalyst Private Wealth, LLC
Team
5
Very High 104
$710,383
Catalyst Wealth Advisors LLC logo Catalyst Wealth Advisors LLC
Independent
1
High 31
$5,052,136
Catalyst Wealth Management  LLC logo Catalyst Wealth Management LLC
Team
25
Very High 382
$10,996
Catalyze Wealth Management logo Catalyze Wealth Management
Supported
2
Very Low 16
$1,381,481
Catawba River Capital logo Catawba River Capital
Supported
3
High 86
$1,113,398
Caterer Goodman Partners Ltd logo Caterer Goodman Partners Ltd
Supported
2
Low 34
$224,822
Cates FP, Cates Tax Advisory logo Cates FP, Cates Tax Advisory
Independent
1
Very High 70
$687,227
Catey, Inc. logo Catey, Inc.
Supported
2
Very Low 8
$579,951
Catharine Fairley Planning Group LLC
Independent
1
Typical 20
—
Cathedral Square Capital logo Cathedral Square Capital
Supported
1
Typical 37
$1,850,944
Cathy A. Wagner, CFP, RIA logo Cathy A. Wagner, CFP, RIA
Supported
1
Very Low 0
—
Catoctin Ridge Wealth Partner logo Catoctin Ridge Wealth Partner
Supported
4
Very High 233
$213,330
Catoosa Fund Management LLC
Independent
1
Low 0
—
CAtrs Teachers Retirement Services LLC logo CAtrs Teachers Retirement Services LLC
Independent
1
Low 5
$0
CatsGame Capital LLC
Independent
1
Typical 11
$336,364
Catton Capital Partners, LLC logo Catton Capital Partners, LLC
Supported
2
Very Low 8
$2,474,738
Catum Advisory Group, LLC logo Catum Advisory Group, LLC
Supported
1
High 75
$1,242,000
Cauble & Harre Wealth Management, Inc. logo Cauble & Harre Wealth Management, Inc.
Supported
4
Low 26
$2,846,889
Causey Wealth LLC logo Causey Wealth LLC
Supported
4
Typical 46
$2,125,411
Cavalot Capital logo Cavalot Capital
Supported
2
High 65
$495,164
Cavanaugh Wealth Management LLC
Independent
1
Very High 99
$165,657
Cavan Capital Management LLC logo Cavan Capital Management LLC
Independent
1
Typical 23
$1,454,587
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